Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Quotient LtdQTNT · Entity 116378 | Director | July 31, 2022 | August 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Quotient Ltd
Report date July 31, 2022 · Filed August 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 131,999 |
Reported balance
After 2022-07-31 transaction · row 2
1 source rowRow 2 · 2022-07-31 · Exercise / conversion · Acquired 13,538 · Balance 131,999 F1: Restricted Stock Units convert into ordinary shares on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,868 |
Reported balance
After 2022-07-31 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-07-31 · Exercise / conversion · Disposed 10,870 · Balance 10,868 F1: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11: On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, of which 32,574 have vested and have converted into ordinary shares. The remaining 10,868 restricted stock units will vest on October 31, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,668 |
Reported balance
After 2022-07-31 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-07-31 · Exercise / conversion · Disposed 2,668 · Balance 2,668 F1: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F12: On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, of which 8,004 have vested and have converted into ordinary shares. The remaining 2,668 restricted stock units will vest on October 31, 2022. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 11,995,740 |
Reported balance
Holding disclosure · report date 2022-07-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 11,995,740 F2: Includes 10,913,091 ordinary shares held of record by Galen V LP, 931,945 ordinary shares held by Galen International V LP, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Shroff is a managing director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V LP, Galen International V LP and Galen Management, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. |
| Ordinary Shares Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.62 · Expires 2025-10-31 | Direct | 7,505 |
Reported balance
Holding disclosure · report date 2022-07-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 7,505 F3: All 7,505 options have vested and remain exercisable. |
| Ordinary Shares Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.00 · Expires 2024-04-29 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2022-07-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,000 F4: All 5,000 options have vested and remain exercisable. |
| Ordinary Shares Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.95 · Expires 2024-10-31 | Direct | 5,025 |
Reported balance
Holding disclosure · report date 2022-07-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,025 F5: All 5,025 options have vested and remain exercisable. |
| Ordinary Shares Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.73 · Expires 2026-10-31 | Direct | 8,726 |
Reported balance
Holding disclosure · report date 2022-07-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 8,726 F6: All 8,726 options have vested and remain exercisable. |
| Ordinary Shares Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.21 · Expires 2027-10-31 | Direct | 9,597 |
Reported balance
Holding disclosure · report date 2022-07-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 9,597 F7: All 9,597 options have vested and remain exercisable. |
| Ordinary Shares Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.41 · Expires 2028-10-31 | Direct | 6,240 |
Reported balance
Holding disclosure · report date 2022-07-31 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 6,240 F8: All 6,240 options have vested and remain exercisable. |
| Ordinary Shares Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.78 · Expires 2029-10-31 | Direct | 8,158 |
Reported balance
Holding disclosure · report date 2022-07-31 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 8,158 F9: 2,719 options vested on October 31, 2021 and remain exercisable, and the remaining 2,720 options will vest on October 31, 2022. |
| Ordinary Shares Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.55 · Expires 2030-10-31 | Direct | 13,611 |
Reported balance
Holding disclosure · report date 2022-07-31 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 13,611 F10: All 13,611 options have vested and remain exercisable. |
| Ordinary Shares Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.53 · Expires 2031-10-31 | Direct | 24,040 |
Reported balance
Holding disclosure · report date 2022-07-31 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 24,040 F13: The options vest and become exercisable on October 31, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F2: Includes 10,913,091 ordinary shares held of record by Galen V LP, 931,945 ordinary shares held by Galen International V LP, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Shroff is a managing director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V LP, Galen International V LP and Galen Management, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
F3: All 7,505 options have vested and remain exercisable.
F4: All 5,000 options have vested and remain exercisable.
F5: All 5,025 options have vested and remain exercisable.
F6: All 8,726 options have vested and remain exercisable.
F7: All 9,597 options have vested and remain exercisable.
F8: All 6,240 options have vested and remain exercisable.
F9: 2,719 options vested on October 31, 2021 and remain exercisable, and the remaining 2,720 options will vest on October 31, 2022.
F10: All 13,611 options have vested and remain exercisable.
F11: On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, of which 32,574 have vested and have converted into ordinary shares. The remaining 10,868 restricted stock units will vest on October 31, 2022.
F12: On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, of which 8,004 have vested and have converted into ordinary shares. The remaining 2,668 restricted stock units will vest on October 31, 2022.
F13: The options vest and become exercisable on October 31, 2022.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TACTILE SYSTEMS TECHNOLOGY INC
Report date May 09, 2017 · Filed May 12, 2017
Section 16 reporting ended · disclosed 2017-05-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,494 |
Reported balance
After 2017-05-09 transaction · row 1
1 source rowRow 1 · 2017-05-09 · Grant · Acquired 170 · Balance 6,494 F1: On May 9, 2017, the reporting person was granted 170 restricted stock units ("RSUs") in lieu of a prorated cash compensation amount of $3,694.44 for the amount of time the reporting person served as director during the second quarter. The RSUs are 100% immediately vested and may only be settled in shares of common stock on a one-for-one basis. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,743,635 |
Reported balance
Holding disclosure · report date 2017-05-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,743,635 F2: Includes 4,370,430 shares held of record by Galen Partners V, L.P. ("Galen V"), and 373,205 shares held of record by Galen Partners International V, L.P. ("Galen International V"). F3: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 62,056 |
Reported balance
Holding disclosure · report date 2017-05-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 62,056 F4: The shares are held of record by Galen Management, LLC ("Galen Management"). |
Filing footnotes · ownership attribution and instrument terms
F1: On May 9, 2017, the reporting person was granted 170 restricted stock units ("RSUs") in lieu of a prorated cash compensation amount of $3,694.44 for the amount of time the reporting person served as director during the second quarter. The RSUs are 100% immediately vested and may only be settled in shares of common stock on a one-for-one basis.
F2: Includes 4,370,430 shares held of record by Galen Partners V, L.P. ("Galen V"), and 373,205 shares held of record by Galen Partners International V, L.P. ("Galen International V").
F3: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F4: The shares are held of record by Galen Management, LLC ("Galen Management").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2022 Filed Aug 2, 2022 17:36 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-027419 · doc4.xml · derivative · entry 12 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,668 Underlying: Ordinary Shares · 2,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F12 · derivative.exercise_date: On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, of which 8,004 have vested and have converted into ordinary shares. The remaining 2,668 restricted stock units will vest on October 31, 2022. F12 · derivative.expiration_date: On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, of which 8,004 have vested and have converted into ordinary shares. The remaining 2,668 restricted stock units will vest on October 31, 2022. Read SEC document |
| July 31, 2022 Filed Aug 2, 2022 17:36 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 10,870 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-027419 · doc4.xml · derivative · entry 11 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,868 Underlying: Ordinary Shares · 10,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11 · derivative.exercise_date: On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, of which 32,574 have vested and have converted into ordinary shares. The remaining 10,868 restricted stock units will vest on October 31, 2022. F11 · derivative.expiration_date: On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, of which 32,574 have vested and have converted into ordinary shares. The remaining 10,868 restricted stock units will vest on October 31, 2022. Read SEC document |
| July 31, 2022 Filed Aug 2, 2022 17:36 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 13,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027419 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| June 24, 2022 Filed Jul 6, 2022 16:35 UTC | Quotient Ltd QTNT · Entity 116378 | PurchaseOrdinary Shares | 4,666,666 | $0.30 | $1,399,999.80 |
DisclosureSEC source: 0000899243-22-025361 · doc4.xml · nonDerivative · entry 1 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,995,740 F14 · shares: Galen Partners V LP acquired 4,299,501 ordinary shares and Galen Partners International V LP ("Galen International V") acquired 367,165 ordinary shares. F2 · ownership.nature: Includes 10,913,091 ordinary shares held of record by Galen V LP, 931,945 ordinary shares held by Galen International V LP, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Shroff is a managing director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V LP, Galen International V LP and Galen Management, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| April 30, 2022 Filed May 3, 2022 19:20 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016420 · doc4.xml · derivative · entry 12 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,336 Underlying: Ordinary Shares · 2,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F12 · derivative.exercise_date: On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, of which 5,336 have vested and have converted into ordinary shares. The remaining 5,336 restricted stock units will vest in two equal installments on July 31, 2022 and October 31, 2022. F12 · derivative.expiration_date: On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, of which 5,336 have vested and have converted into ordinary shares. The remaining 5,336 restricted stock units will vest in two equal installments on July 31, 2022 and October 31, 2022. Read SEC document |
| April 30, 2022 Filed May 3, 2022 19:20 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 10,870 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016420 · doc4.xml · derivative · entry 11 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,738 Underlying: Ordinary Shares · 10,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11 · derivative.exercise_date: On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, of which 21,704 have vested and have converted into ordinary shares. The remaining 21,738 restricted stock units will vest in two equal installments on July 31, 2022 and October 31, 2022. F11 · derivative.expiration_date: On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, of which 21,704 have vested and have converted into ordinary shares. The remaining 21,738 restricted stock units will vest in two equal installments on July 31, 2022 and October 31, 2022. Read SEC document |
| April 30, 2022 Filed May 3, 2022 19:20 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 13,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016420 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004130 · doc4.xml · derivative · entry 12 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,004 Underlying: Ordinary Shares · 2,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F12 · derivative.exercise_date: On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, of which 2,668 have vested and have converted into ordinary shares. The remaining 8,004 restricted stock units will vest in three equal installments on April 30, 2022, July 31, 2022 and October 31, 2022. F12 · derivative.expiration_date: On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, of which 2,668 have vested and have converted into ordinary shares. The remaining 8,004 restricted stock units will vest in three equal installments on April 30, 2022, July 31, 2022 and October 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 10,870 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004130 · doc4.xml · derivative · entry 11 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,608 Underlying: Ordinary Shares · 10,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11 · derivative.exercise_date: On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, of which 10,870 have vested and have converted into ordinary shares. The remaining 32,608 restricted stock units will vest in three equal installments on April 30, 2022, July 31, 2022 and October 31, 2022. F11 · derivative.expiration_date: On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, of which 10,870 have vested and have converted into ordinary shares. The remaining 32,608 restricted stock units will vest in three equal installments on April 30, 2022, July 31, 2022 and October 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 13,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004130 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 19:09 UTC | Quotient Ltd QTNT · Entity 116378 | GrantOrdinary Share Option (Right to Buy) · Derivative | 24,040 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0000899243-21-042475 · doc4.xml · derivative · entry 15 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,040 Underlying: Ordinary Shares · 24,040 shares Expires 2031-10-31 F15 · derivative.exercise_date: The options vest and become exercisable on October 31, 2022. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 19:09 UTC | Quotient Ltd QTNT · Entity 116378 | GrantRestricted Stock Units · Derivative | 10,672 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042475 · doc4.xml · derivative · entry 14 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,672 Underlying: Ordinary Shares · 10,672 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F14 · derivative.exercise_date: On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022. F14 · derivative.expiration_date: On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 19:09 UTC | Quotient Ltd QTNT · Entity 116378 | GrantRestricted Stock Units · Derivative | 43,478 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042475 · doc4.xml · derivative · entry 13 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,478 Underlying: Ordinary Shares · 43,478 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F13 · derivative.exercise_date: On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022. F13 · derivative.expiration_date: On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 19:09 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 1,482 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042475 · doc4.xml · derivative · entry 11 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, all of which have vested and have been exercised. F11 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, all of which have vested and have been exercised. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 19:09 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 6,044 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042475 · doc4.xml · derivative · entry 10 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F10 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, all of which have vested and have been exercised. F10 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, all of which have vested and have been exercised. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 19:09 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 7,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-042475 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| July 31, 2021 Filed Aug 2, 2021 16:06 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 1,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-030977 · doc4.xml · derivative · entry 11 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482 Underlying: Ordinary Shares · 1,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, of which 4,452 have vested and have been exercised. The remaining 1,482 restricted stock units will vest on October 31, 2021. F11 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, of which 4,452 have vested and have been exercised. The remaining 1,482 restricted stock units will vest on October 31, 2021. Read SEC document |
| July 31, 2021 Filed Aug 2, 2021 16:06 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 6,044 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-030977 · doc4.xml · derivative · entry 10 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,044 Underlying: Ordinary Shares · 6,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F10 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, of which 18,132 have vested and have been exercised. The remaining 6,044 restricted stock units will vest on October 31, 2021. F10 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, of which 18,132 have vested and have been exercised. The remaining 6,044 restricted stock units will vest on October 31, 2021. Read SEC document |
| July 31, 2021 Filed Aug 2, 2021 16:06 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 7,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-030977 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| April 30, 2021 Filed May 3, 2021 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 1,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017735 · doc4.xml · derivative · entry 11 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,966 Underlying: Ordinary Shares · 1,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, of which 2,968 have vested and have been exercised. The remaining 2,966 restricted stock units will vest in two equal installments on July 31, 2021 and October 31, 2021. F11 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, of which 2,968 have vested and have been exercised. The remaining 2,966 restricted stock units will vest in two equal installments on July 31, 2021 and October 31, 2021. Read SEC document |
| April 30, 2021 Filed May 3, 2021 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 6,044 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017735 · doc4.xml · derivative · entry 10 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,088 Underlying: Ordinary Shares · 6,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F10 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, of which 12,088 have vested and have been exercised. The remaining 12,088 restricted stock units will vest in two equal installments on July 31, 2021 and October 31, 2021. F10 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, of which 12,088 have vested and have been exercised. The remaining 12,088 restricted stock units will vest in two equal installments on July 31, 2021 and October 31, 2021. Read SEC document |
| April 30, 2021 Filed May 3, 2021 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 7,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-017735 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 1,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004170 · doc4.xml · derivative · entry 11 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,450 Underlying: Ordinary Shares · 1,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, of which 1,484 have vested and have been exercised. The remaining 4,450 restricted stock units will vest in three equal installments on April 30, 2021, July 31, 2021 and October 31, 2021. F11 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, of which 1,484 have vested and have been exercised. The remaining 4,450 restricted stock units will vest in three equal installments on April 30, 2021, July 31, 2021 and October 31, 2021. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 6,044 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004170 · doc4.xml · derivative · entry 10 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,132 Underlying: Ordinary Shares · 6,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F10 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, of which 6,044 have vested and have been exercised. The remaining 18,132 restricted stock units will vest in three equal installments on April 30, 2021, July 31, 2021 and October 31, 2021. F10 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, of which 6,044 have vested and have been exercised. The remaining 18,132 restricted stock units will vest in three equal installments on April 30, 2021, July 31, 2021 and October 31, 2021. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 7,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-004170 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 17:35 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 2,754 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030269 · doc4.xml · derivative · entry 15 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F14 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 2,754 restricted stock units, all of which vested and were exercised on the grant date. F14 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 2,754 restricted stock units, all of which vested and were exercised on the grant date. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 17:35 UTC | Quotient Ltd QTNT · Entity 116378 | GrantRestricted Stock Units · Derivative | 2,754 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030269 · doc4.xml · derivative · entry 14 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,754 Underlying: Ordinary Shares · 2,754 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F14 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 2,754 restricted stock units, all of which vested and were exercised on the grant date. F14 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 2,754 restricted stock units, all of which vested and were exercised on the grant date. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 17:35 UTC | Quotient Ltd QTNT · Entity 116378 | GrantOrdinary Share Option (Right to Buy) · Derivative | 13,611 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0000899243-20-030269 · doc4.xml · derivative · entry 13 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,611 Underlying: Ordinary Shares · 13,611 shares Expires 2030-10-31 F13 · derivative.exercise_date: The options vest and become exercisable on October 31, 2021. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 17:35 UTC | Quotient Ltd QTNT · Entity 116378 | GrantRestricted Stock Units · Derivative | 5,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030269 · doc4.xml · derivative · entry 12 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,934 Underlying: Ordinary Shares · 5,934 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F12 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, which will vest in four equal installments on January 31, 2021, April 30, 2021, July 31, 2021 and October 31, 2021. F12 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, which will vest in four equal installments on January 31, 2021, April 30, 2021, July 31, 2021 and October 31, 2021. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 17:35 UTC | Quotient Ltd QTNT · Entity 116378 | GrantRestricted Stock Units · Derivative | 24,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030269 · doc4.xml · derivative · entry 11 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,176 Underlying: Ordinary Shares · 24,176 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11 · derivative.exercise_date: On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, which will vest in four equal installments on January 31, 2021, April 30, 2021, July 31, 2021 and October 31, 2021. F11 · derivative.expiration_date: On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, which will vest in four equal installments on January 31, 2021, April 30, 2021, July 31, 2021 and October 31, 2021. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 17:35 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 3,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030269 · doc4.xml · derivative · entry 9 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F9 · derivative.exercise_date: On October 31, 2019, the Reporting Person was granted 15,424 restricted stock units. All 15,424 restricted stock units have vested and have been exercised. F9 · derivative.expiration_date: On October 31, 2019, the Reporting Person was granted 15,424 restricted stock units. All 15,424 restricted stock units have vested and have been exercised. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 17:35 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 6,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-030269 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 16:23 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 3,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-021148 · doc4.xml · derivative · entry 9 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,856 Underlying: Ordinary Shares · 3,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F9 · derivative.exercise_date: On October 31, 2019, the Reporting Person was granted 15,424 restricted stock units. Of the 15,424 restricted stock units, 11,568 restricted stock units have vested and have been exercised. The remaining 3,856 restricted stock units will vest on October 31, 2020. F9 · derivative.expiration_date: On October 31, 2019, the Reporting Person was granted 15,424 restricted stock units. Of the 15,424 restricted stock units, 11,568 restricted stock units have vested and have been exercised. The remaining 3,856 restricted stock units will vest on October 31, 2020. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 16:23 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 3,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-021148 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 13,382 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-020367 · doc4.xml · derivative · entry 12 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 13,382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11 · derivative.exercise_date: On July 22, 2020, the Reporting Person was granted 13,382 restricted stock units, all of which vested and were exercised on the date of grant. F11 · derivative.expiration_date: On July 22, 2020, the Reporting Person was granted 13,382 restricted stock units, all of which vested and were exercised on the date of grant. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | GrantRestricted Stock Units · Derivative | 13,382 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-020367 · doc4.xml · derivative · entry 11 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,382 Underlying: Ordinary Shares · 13,382 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11 · derivative.exercise_date: On July 22, 2020, the Reporting Person was granted 13,382 restricted stock units, all of which vested and were exercised on the date of grant. F11 · derivative.expiration_date: On July 22, 2020, the Reporting Person was granted 13,382 restricted stock units, all of which vested and were exercised on the date of grant. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 13,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-020367 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| April 30, 2020 Filed May 4, 2020 16:07 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 3,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011886 · doc4.xml · derivative · entry 9 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,712 Underlying: Ordinary Shares · 3,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F9 · derivative.exercise_date: On October 31, 2019, the Reporting Person was granted 15,424 restricted stock units. Of the 15,424 restricted stock units, 7,712 restricted stock units have vested and have been exercised. The remaining 7,712 restricted stock units will vest in two equal installments on July 31, 2020 and October 31, 2020. F9 · derivative.expiration_date: On October 31, 2019, the Reporting Person was granted 15,424 restricted stock units. Of the 15,424 restricted stock units, 7,712 restricted stock units have vested and have been exercised. The remaining 7,712 restricted stock units will vest in two equal installments on July 31, 2020 and October 31, 2020. Read SEC document |
| April 30, 2020 Filed May 4, 2020 16:07 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 3,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-011886 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 3,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002782 · doc4.xml · derivative · entry 9 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,568 Underlying: Ordinary Shares · 3,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F9 · derivative.exercise_date: On October 31, 2019, the Reporting Person was granted 15,424 restricted stock units. Of the 15,424 restricted stock units, 3,856 restricted stock units have vested and have been exercised. The remaining 11,568 restricted stock units will vest in three equal installments on April 30, 2020, July 31, 2020 and October 31, 2020. F9 · derivative.expiration_date: On October 31, 2019, the Reporting Person was granted 15,424 restricted stock units. Of the 15,424 restricted stock units, 3,856 restricted stock units have vested and have been exercised. The remaining 11,568 restricted stock units will vest in three equal installments on April 30, 2020, July 31, 2020 and October 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 3,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002782 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 16:06 UTC | Quotient Ltd QTNT · Entity 116378 | GrantOrdinary Share Option (Right to Buy) · Derivative | 8,158 | $0.00 Strike: $7.78 | $0.00 |
DisclosureSEC source: 0000899243-19-026558 · doc4.xml · derivative · entry 12 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,158 Underlying: Ordinary Shares · 8,158 shares Expires 2029-10-31 F12 · derivative.exercise_date: The options vest and become exercisable in three equal annual installments beginning October 31, 2020. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 16:06 UTC | Quotient Ltd QTNT · Entity 116378 | GrantRestricted Stock Units · Derivative | 15,424 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-026558 · doc4.xml · derivative · entry 11 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,424 Underlying: Ordinary Shares · 15,424 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F11 · derivative.exercise_date: On October 31, 2019, the Reporting Person was granted 15,424 restricted stock units, vesting in four equal installments on January 31, 2020, April 30, 2020, July 31, 2020 and October 31, 2020. F11 · derivative.expiration_date: On October 31, 2019, the Reporting Person was granted 15,424 restricted stock units, vesting in four equal installments on January 31, 2020, April 30, 2020, July 31, 2020 and October 31, 2020. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 16:06 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 4,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-026558 · doc4.xml · derivative · entry 9 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F9 · derivative.exercise_date: On October 31, 2018, the Reporting Person was granted 18,721 restricted stock units, all of which have vested and have been exercised. F9 · derivative.expiration_date: On October 31, 2018, the Reporting Person was granted 18,721 restricted stock units, all of which have vested and have been exercised. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 16:06 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 2,879 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-026558 · doc4.xml · derivative · entry 8 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,879 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F8 · derivative.exercise_date: On October 31, 2017, the Reporting Person was granted 5,758 restricted stock units, all of which have vested and have been exercised. F8 · derivative.expiration_date: On October 31, 2017, the Reporting Person was granted 5,758 restricted stock units, all of which have vested and have been exercised. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 16:06 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 7,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-026558 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 16:06 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 4,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020819 · doc4.xml · derivative · entry 9 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Underlying: Ordinary Shares · 4,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F9 · derivative.exercise_date: On October 31, 2018, the Reporting Person was granted 18,721 restricted stock units, of which 14,041 have vested and have been exercised. The remaining 4,680 restricted stock units will vest on October 31, 2019. F9 · derivative.expiration_date: On October 31, 2018, the Reporting Person was granted 18,721 restricted stock units, of which 14,041 have vested and have been exercised. The remaining 4,680 restricted stock units will vest on October 31, 2019. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 16:06 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 4,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020819 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionRestricted Stock Units · Derivative | 4,681 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011437 · doc4.xml · derivative · entry 9 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,360 Underlying: Ordinary Shares · 4,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. F9 · derivative.exercise_date: On October 31, 2018, the Reporting Person was granted 18,721 restricted stock units, of which 9,361 have vested and have been exercised. The remaining 9,360 restricted stock units will vest in two equal installments on July 30, 2019 and October 31, 2019. F9 · derivative.expiration_date: On October 31, 2018, the Reporting Person was granted 18,721 restricted stock units, of which 9,361 have vested and have been exercised. The remaining 9,360 restricted stock units will vest in two equal installments on July 30, 2019 and October 31, 2019. Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 16:05 UTC | Quotient Ltd QTNT · Entity 116378 | Exercise / conversionOrdinary Shares | 4,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-011437 · doc4.xml · nonDerivative · entry 2 SHROFF ZUBEEN · CIK 0001056630 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into ordinary shares on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.