Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ITT INC.ITT · Entity 8806 | Director | May 18, 2022 | May 19, 2022 |
| RTX CorpUTX · Entity 2823 | Pres. & CEO, UTC Bldg. & Ind. | March 13, 2015 | March 17, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ITT INC.
Report date May 18, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,474 |
Reported balance
After 2022-05-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-18 · Grant · Acquired 1,999 · Balance 26,474 F1: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2023 Annual Meeting of Shareholders. F2: Includes 183 shares under a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an award of restricted stock units, all of which are scheduled to vest on the business day immediately prior to the ITT 2023 Annual Meeting of Shareholders.
F2: Includes 183 shares under a dividend reinvestment plan.
RTX Corp
Report date March 13, 2015 · Filed March 17, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 151,191.4025 |
Ending reported balance
After 2015-03-13 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2015-03-13 · Exercise / conversion · Acquired 200,000 · Balance 351,191.4025 Row 2 · 2015-03-13 · Exercise / conversion · Acquired 101,500 · Balance 452,691.4025 Row 3 · 2015-03-13 · Sale · Disposed 8,000 · Balance 444,691.4025 F1: The price reported in Column 4 is a weighted average price. Row 4 · 2015-03-13 · Disposition to issuer · Disposed 47,408 · Balance 397,283.4025 Row 5 · 2015-03-13 · Disposition to issuer · Disposed 95,579 · Balance 301,704.4025 Row 6 · 2015-03-13 · Sale · Disposed 150,513 · Balance 151,191.4025 F1: The price reported in Column 4 is a weighted average price. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $56.53 · Expires 2016-01-02 | Direct | 0 |
Reported balance
After 2015-03-13 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2015-03-13 · Exercise / conversion · Disposed 101,500 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $57.84 · Expires 2016-03-07 | Direct | 0 |
Reported balance
After 2015-03-13 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2015-03-13 · Exercise / conversion · Disposed 200,000 · Balance 0 |
| Common Stock (Career Restricted)SEC Table I · non-derivative | Direct | 4,224 |
Reported balance
Holding disclosure · report date 2015-03-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 4,224 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 10,681 |
Reported balance
Holding disclosure · report date 2015-03-13 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 10,681 |
| Common StockSEC Table I · non-derivative | IndirectTrust 3 | 11,834 |
Reported balance
Holding disclosure · report date 2015-03-13 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 11,834 |
| Common StockSEC Table I · non-derivative | IndirectTrust 4 | 24,000 |
Reported balance
Holding disclosure · report date 2015-03-13 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 24,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2012 Filed Feb 7, 2012 22:31 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-003237 · doc4.xml · derivative · entry 9 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2012 Filed Feb 7, 2012 22:31 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 30,000 | $80.89 | $2,426,700.00 |
DisclosureSEC source: 0001225208-12-003237 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,700.9999 Read SEC document |
| February 03, 2012 Filed Feb 7, 2012 22:31 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 0.3696 | $81.17 | $30.00 |
DisclosureSEC source: 0001225208-12-003237 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,700.9999 Read SEC document |
| February 03, 2012 Filed Feb 7, 2012 22:31 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 30,000 | $31.71 | $951,150.00 |
DisclosureSEC source: 0001225208-12-003237 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,701.3696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:28 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 114,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000895 · doc4.xml · derivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,500 Underlying: Common Stock · 114,500 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 30,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · derivative · entry 8 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 12,410 | $76.65 | $951,226.50 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · nonDerivative · entry 5 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,814.3696 Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 7,613 | $76.65 | $583,536.45 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,224.3696 Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,877 | $75.15 | $516,813.43 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,837.3696 Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,100 | $75.15 | $232,971.20 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,714.3696 Read SEC document |
| October 25, 2011 Filed Oct 26, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 30,000 | $31.71 | $951,150.00 |
DisclosureSEC source: 0001225208-11-023709 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,814.3696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2011 Filed Aug 26, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,260 | $70.05 | $438,513.00 |
DisclosureSEC source: 0001225208-11-020825 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,814.3696 Read SEC document |
| August 25, 2011 Filed Aug 26, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-11-020825 · doc4.xml · derivative · entry 7 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 20,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2011 Filed Aug 26, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 8,963 | $70.75 | $634,132.25 |
DisclosureSEC source: 0001225208-11-020825 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,074.3696 Read SEC document |
| August 25, 2011 Filed Aug 26, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,777 | $70.75 | $337,972.75 |
DisclosureSEC source: 0001225208-11-020825 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,037.3696 Read SEC document |
| August 25, 2011 Filed Aug 26, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 20,000 | $31.71 | $634,100.00 |
DisclosureSEC source: 0001225208-11-020825 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,814.3696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · derivative · entry 12 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 40,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 14,764 | $85.90 | $1,268,227.60 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 9 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,814.3696 Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 10,873 | $85.90 | $933,990.70 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 8 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,578.3696 Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,013 | $86.77 | $521,748.01 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 7 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,451.3696 Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,774 | $86.80 | $414,383.20 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 6 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,464.3696 Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,945 | $86.81 | $168,835.73 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 5 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,238.3696 Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 631 | $86.78 | $54,758.18 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,183.3696 Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 600 | $86.76 | $52,056.00 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,814.3696 Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $86.79 | $34,716.00 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,414.3696 Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 40,000 | $31.71 | $1,268,200.00 |
DisclosureSEC source: 0001225208-11-012131 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,814.3696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:55 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 7,260 | $83.66 | $607,371.60 |
DisclosureSEC source: 0001225208-11-005212 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,814.3696 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:55 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 19,608 | $83.66 | $1,640,405.28 |
DisclosureSEC source: 0001225208-11-005212 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,074.3696 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:22 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 88,500 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001106 · doc4.xml · derivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,500 Underlying: Common Stock · 88,500 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 22,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| December 15, 2010 Filed Dec 15, 2010 23:14 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $78.85 | $788,500.00 |
DisclosureSEC source: 0001225208-10-027126 · doc4.xml · nonDerivative · entry 8 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,466.3696 Read SEC document |
| December 15, 2010 Filed Dec 15, 2010 23:14 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $78.95 | $789,500.00 |
DisclosureSEC source: 0001225208-10-027126 · doc4.xml · nonDerivative · entry 7 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,466.3696 Read SEC document |
| December 15, 2010 Filed Dec 15, 2010 23:14 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,916 | $78.90 | $545,672.40 |
DisclosureSEC source: 0001225208-10-027126 · doc4.xml · nonDerivative · entry 6 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,466.3696 Read SEC document |
| December 15, 2010 Filed Dec 15, 2010 23:14 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,600 | $78.90 | $520,746.60 |
DisclosureSEC source: 0001225208-10-027126 · doc4.xml · nonDerivative · entry 5 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,382.3696 Read SEC document |
| December 15, 2010 Filed Dec 15, 2010 23:14 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $78.91 | $15,782.00 |
DisclosureSEC source: 0001225208-10-027126 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,982.3696 Read SEC document |
| December 14, 2010 Filed Dec 15, 2010 23:14 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-10-027126 · doc4.xml · derivative · entry 11 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2010 Filed Dec 15, 2010 23:14 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 40,799 | $78.85 | $3,217,001.15 |
DisclosureSEC source: 0001225208-10-027126 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,182.3696 Read SEC document |
| December 14, 2010 Filed Dec 15, 2010 23:14 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 25,485 | $78.85 | $2,009,492.25 |
DisclosureSEC source: 0001225208-10-027126 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,981.3696 Read SEC document |
| December 14, 2010 Filed Dec 15, 2010 23:14 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 100,000 | $32.17 | $3,217,000.00 |
DisclosureSEC source: 0001225208-10-027126 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,466.3696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 70,119 | $76.34 | $5,352,681.11 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 10 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,466.3696 Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · derivative · entry 14 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 40,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 190,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · derivative · entry 13 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 190,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · derivative · entry 12 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Underlying: Common Stock · 10,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 95,087 | $76.93 | $7,315,042.91 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 9 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,585.3696 Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 40,890 | $76.93 | $3,145,667.70 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 8 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,672.3696 Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 16,727 | $76.93 | $1,286,808.11 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 7 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,562.3696 Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 10,019 | $76.93 | $770,761.67 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 6 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,289.3696 Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,005 | $76.93 | $385,034.65 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 5 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,308.3696 Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,153 | $76.93 | $165,630.29 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,313.3696 Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,000 | $38.50 | $385,000.00 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,466.3696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 20:51 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 40,000 | $32.17 | $1,286,800.00 |
DisclosureSEC source: 0001225208-10-010842 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,466.3696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.