Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JUNIPER NETWORKS INCJNPR · Entity 77666 | SVP General Counsel | March 29, 2021 | March 29, 2021 |
| KLA CORPKLAC · Entity 2838 | Executive VP & General Counsel | September 08, 2015 | September 10, 2015 |
| Nutanix, Inc.NTNX · Entity 3296 | Chief Legal Officer | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JUNIPER NETWORKS INC
Report date March 29, 2021 · Filed March 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,356 |
Reported balance
After 2021-03-29 transaction · row 1
1 source rowRow 1 · 2021-03-29 · Sale · Disposed 46,421 · Balance 50,356 F1: Transaction pursuant to the Reporting Person's 10b5-1 Plan. F2: The sale price represents the weighted average sale price per share. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction pursuant to the Reporting Person's 10b5-1 Plan.
F2: The sale price represents the weighted average sale price per share. The Company can provide the full information regarding the number of shares sold at each separate price upon further request.
KLA CORP
Report date September 08, 2015 · Filed September 10, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,839 |
Reported balance
After 2015-09-08 transaction · row 1
1 source rowRow 1 · 2015-09-08 · Sale · Disposed 2,611 · Balance 1,839 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2015. |
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 18,424 |
Reported balance
Holding disclosure · report date 2015-09-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,424 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2015.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
Nutanix, Inc.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 28,676 |
Ending reported balance
After 2026-09-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-15 · Exercise / conversion · Acquired 2,825 · Balance 39,344 Row 2 · 2026-09-15 · Exercise / conversion · Acquired 1,902 · Balance 41,246 Row 3 · 2026-09-15 · Tax withholding · Disposed 12,570 · Balance 28,676 F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,600 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Exercise / conversion · Disposed 2,825 · Balance 22,600 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F3: The RSUs vested as to 25% of the underlying shares on September 15, 2025, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,823 |
Reported balance
After 2026-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-15 · Exercise / conversion · Disposed 1,902 · Balance 22,823 F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
F3: The RSUs vested as to 25% of the underlying shares on September 15, 2025, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2018 Filed Feb 21, 2018 18:41 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionRSU Award · Derivative | 7,181 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001043604-18-000006 · edgardoc.xml · derivative · entry 8 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,180 Underlying: Common Stock · 7,181 shares Expires 2019-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Column 8 is not an applicable reportable field. F5 · derivative.exercise_date: This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 18:41 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionPerformance Stock Unit · Derivative | 6,272 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001043604-18-000006 · edgardoc.xml · derivative · entry 7 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,272 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Column 8 is not an applicable reportable field. F3 · derivative.exercise_date: The exact number of shares issued was determined based on achievement of certain Company performance targets for the 2016 fiscal year, as determined by the Compensation Committee of the Board. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 18:41 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Tax withholdingCommon Stock | 2,169 | $26.35 | $57,153.15 |
DisclosureSEC source: 0001043604-18-000006 · edgardoc.xml · nonDerivative · entry 6 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,840 F2 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 18:41 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionCommon Stock | 6,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001043604-18-000006 · edgardoc.xml · nonDerivative · entry 5 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 18:41 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Tax withholdingCommon Stock | 2,473 | $26.35 | $65,163.55 |
DisclosureSEC source: 0001043604-18-000006 · edgardoc.xml · nonDerivative · entry 4 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,737 F2 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 18:41 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionCommon Stock | 7,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001043604-18-000006 · edgardoc.xml · nonDerivative · entry 3 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 18:41 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionRSU Award · Derivative | 6,358 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001043604-18-000006 · edgardoc.xml · derivative · entry 9 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,342 Underlying: Common Stock · 6,358 shares Expires 2020-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Column 8 is not an applicable reportable field. F5 · derivative.exercise_date: This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 18:41 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Tax withholdingCommon Stock | 2,471 | $26.35 | $65,110.85 |
DisclosureSEC source: 0001043604-18-000006 · edgardoc.xml · nonDerivative · entry 2 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,029 F2 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 18:41 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionCommon Stock | 6,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001043604-18-000006 · edgardoc.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities sold includes 450 shares acquired by the reporting person under the Juniper Networks, Inc. 2008 Employee Stock Purchase Plan on 01/31/2018. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 16:11 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionRSU Award · Derivative | 37,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001043604-17-000114 · edgardoc.xml · derivative · entry 3 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,950 Underlying: Common Stock · 37,950 shares Expires 2018-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Column 8 is not an applicable reportable field. F3 · derivative.exercise_date: This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 16:11 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Tax withholdingCommon Stock | 17,076 | $26.97 | $460,539.72 |
DisclosureSEC source: 0001043604-17-000114 · edgardoc.xml · nonDerivative · entry 2 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,692 F2 · kind: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 16:11 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionCommon Stock | 37,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001043604-17-000114 · edgardoc.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities owned includes 427 shares acquired by the reporting person under the Juniper Networks, Inc. 2008 Employee Stock Purchase Plan on 07/31/2017. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 20:31 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionRSU Award · Derivative | 7,399 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001043604-17-000034 · edgardoc.xml · derivative · entry 9 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,361 Underlying: Common Stock · 7,399 shares Expires 2019-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Column 8 is not an applicable reportable field. F7 · derivative.exercise_date: This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 20:31 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionPerformance Stock Unit · Derivative | 6,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001043604-17-000034 · edgardoc.xml · derivative · entry 5 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,272 Underlying: Common Stock · 6,271 shares Expires 2018-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Column 8 is not an applicable reportable field. F2 · derivative.exercise_date: Represents the maximum quantity of shares issuable. The exact number of shares issuable will be determined based on achievement of certain Company performance targets for the 2016 fiscal year, as determined by the Compensation Committee of the Board. The executive can earn either 0% or 100% of the target shares that will vest 50% each year over a two year period. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 20:31 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Tax withholdingCommon Stock | 2,774 | $28.39 | $78,753.86 |
DisclosureSEC source: 0001043604-17-000034 · edgardoc.xml · nonDerivative · entry 4 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,391 F1 · kind: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 20:31 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionCommon Stock | 7,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001043604-17-000034 · edgardoc.xml · nonDerivative · entry 3 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 20:31 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Tax withholdingCommon Stock | 2,505 | $28.39 | $71,116.95 |
DisclosureSEC source: 0001043604-17-000034 · edgardoc.xml · nonDerivative · entry 2 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,766 F1 · kind: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 20:31 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionCommon Stock | 6,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001043604-17-000034 · edgardoc.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 20:31 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | GrantRSU Award · Derivative | 18,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001043604-17-000034 · edgardoc.xml · derivative · entry 10 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,700 Underlying: Common Stock · 18,700 shares Expires 2020-02-17 F3 · price: Column 8 is not an applicable reportable field. F7 · derivative.exercise_date: This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 20:31 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | GrantPerformance Stock Unit · Derivative | 18,150 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001043604-17-000034 · edgardoc.xml · derivative · entry 8 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,150 Underlying: Common Stock · 18,150 shares Expires 2021-12-31 F3 · price: Column 8 is not an applicable reportable field. F6 · derivative.exercise_date: The number of shares represents the maximum quantity of shares issuable pursuant to this performance share award.The exact number of shares issuable will be based upon achievement of specific stock price targets for the Issuer sustained over a period of 60 consecutive trading days during a 4 year period commencing on January 1, 2018. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 20:31 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | GrantPerformance Stock Unit · Derivative | 36,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001043604-17-000034 · edgardoc.xml · derivative · entry 7 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,300 Underlying: Common Stock · 36,300 shares Expires 2020-02-17 F3 · price: Column 8 is not an applicable reportable field. F5 · derivative.exercise_date: Represents the maximum quantity of shares issuable. The exact number of shares issuable with respect to each of three performance years will be determined based on achievement of certain Company performance targets for each year, as determined by the Compensation Committee of the Board. The executive can earn between 0% and 200% of the target shares with respect to each year. No shares vest or are issued until after the third performance year. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 20:31 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | GrantPerformance Stock Unit · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001043604-17-000034 · edgardoc.xml · derivative · entry 6 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2019-02-17 F3 · price: Column 8 is not an applicable reportable field. F4 · derivative.exercise_date: Represents the maximum quantity of shares issuable. The exact number of shares issuable will be determined based on achievement of certain Company performance targets for the 2017 fiscal year, as determined by the Compensation Committee of the Board. The executive can earn either 0% or 100% of the target shares that will vest 50% each year over a two year period. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 16:20 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | SaleCommon Stock | 23,588 | $27.50 | $648,670.00 |
DisclosureSEC source: 0001043604-16-000320 · edgardoc.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transaction pursuant to the Reporting Person's 10b5-1 Plan. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 16:14 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionRSU Award · Derivative | 39,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001043604-16-000316 · edgardoc.xml · derivative · entry 3 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,900 Underlying: Common Stock · 39,100 shares Expires 2018-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Column 8 is not an applicable reportable field. F2 · derivative.exercise_date: This awards vests from the original grant date as to thirty-four percent on the one year anniversary of the grant date and thirty-three percent annually on the second anniversary and third anniversary. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 16:14 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Tax withholdingCommon Stock | 15,512 | $26.35 | $408,741.20 |
DisclosureSEC source: 0001043604-16-000316 · edgardoc.xml · nonDerivative · entry 2 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,588 F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 16:14 UTC | JUNIPER NETWORKS INC JNPR · Entity 77666 | Exercise / conversionCommon Stock | 39,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001043604-16-000316 · edgardoc.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2015 Filed Sep 10, 2015 21:25 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,611 | $48.47 | $126,555.17 |
DisclosureSEC source: 0001628280-15-007057 · wf-form4_144192030223276.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2015. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 23:54 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,952 | $48.83 | $95,316.16 |
DisclosureSEC source: 0001628280-15-007009 · wf-form4_144175645015575.xml · nonDerivative · entry 3 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,450 F7 · shares: Pursuant to such terms of the August 2, 2012 RSU grant, 1,952 shares of KLA-Tencor common stock were automatically withheld on the day of determination to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such determination date (September 3, 2015). Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 23:54 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007009 · wf-form4_144175645015575.xml · nonDerivative · entry 2 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: As noted in Footnote 2, on August 2, 2012, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2015, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (on September 3, 2015) to cover, based on KLA-Tencor's financial performance, 9,125 shares of KLA-Tencor common stock. On September 3, 2015, the reporting person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 23:54 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 9,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007009 · wf-form4_144175645015575.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,424 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 2, 2012, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to 7,300 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2015 fiscal year, on September 3,2015 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 9,125. F3 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (September 3, 2015) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 2, 2012). The shares of common stock will be issued as the performance-based RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. F5 · balance_after: Reflects an increase of 9,125 RSUs in connection with the determination of the level at which the August 2, 2012 performance-based RSUs were attained, less the fifty percent (50%) of such award that vested upon such assessment, as described in footnote 3. Read SEC document |
| August 10, 2015 Filed Aug 12, 2015 20:56 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,147 | $52.92 | $60,699.24 |
DisclosureSEC source: 0001628280-15-006543 · wf-form4_143941297873681.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839 F1 · kind: This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2015. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 22:10 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 691 | $52.35 | $36,173.85 |
DisclosureSEC source: 0001628280-15-006483 · wf-form4_143933103299755.xml · nonDerivative · entry 3 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,986 F3 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 691 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 22:10 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006483 · wf-form4_143933103299755.xml · nonDerivative · entry 2 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On August 7, 2014, the Reporting Person received a grant of restricted stock units ("RSUs") covering 7,350 shares of KLA-Tencor common stock. On August 7, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 22:10 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 975 | $51.71 | $50,417.25 |
DisclosureSEC source: 0001628280-15-006483 · wf-form4_143933103299755.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839 F1 · kind: This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2015. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:12 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006402 · wf-form4_143924112454764.xml · nonDerivative · entry 3 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,099 F3 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 6, 2016) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 6, 2019, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The shares of common stock will be issued as the RSUs vest. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:12 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 588 | $51.95 | $30,546.60 |
DisclosureSEC source: 0001628280-15-006402 · wf-form4_143924112454764.xml · nonDerivative · entry 2 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,814 F2 · shares: Pursuant to such terms of the August 6, 2013 RSU grant, 588 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:12 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006402 · wf-form4_143924112454764.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 6,250 shares of KLA-Tencor common stock. On August 6, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 05, 2015 Filed Aug 7, 2015 21:31 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,494 | $52.24 | $234,766.56 |
DisclosureSEC source: 0001628280-15-006333 · wf-form4_143898305010081.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2015. Read SEC document |
| August 05, 2015 Filed Aug 10, 2015 21:07 UTC Amendment | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,494 | $52.24 | $234,766.56 |
DisclosureSEC source: 0001628280-15-006400 · wf-form4a_143924083101341.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2015. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:42 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,353 | $51.85 | $70,153.05 |
DisclosureSEC source: 0001628280-15-006256 · wf-form4_143889736031502.xml · nonDerivative · entry 4 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,333 F4 · shares: Pursuant to such terms of the August 4, 2011 RSU grant, 1,353 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:42 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006256 · wf-form4_143889736031502.xml · nonDerivative · entry 3 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On August 4, 2011, the Reporting Person received a grant of RSUs covering 7,200 shares of KLA-Tencor common stock. On August 4, 2015, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:42 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,353 | $51.85 | $70,153.05 |
DisclosureSEC source: 0001628280-15-006256 · wf-form4_143889736031502.xml · nonDerivative · entry 2 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,086 F2 · shares: Pursuant to the terms of the August 4, 2011 performance-based RSU grant, 1,353 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:42 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006256 · wf-form4_143889736031502.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 4, 2011, the Reporting Person received a grant of performance-based restricted stock units ("RSUs") that, following the completion of fiscal year 2013, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (in August 2013) to cover, based on KLA-Tencor's financial performance during fiscal year 2013, 7,200 shares of KLA-Tencor common stock. On August 4, 2015, the Reporting Person vested in fifty percent (50%) of the performance-based RSUs. Read SEC document |
| August 03, 2015 Filed Aug 4, 2015 21:21 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,139 | $52.74 | $60,070.86 |
DisclosureSEC source: 0001628280-15-006046 · wf-form4_143872326622645.xml · nonDerivative · entry 3 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839 F4 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2015. Read SEC document |
| August 02, 2015 Filed Aug 4, 2015 21:21 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 686 | $53.05 | $36,392.30 |
DisclosureSEC source: 0001628280-15-006046 · wf-form4_143872326622645.xml · nonDerivative · entry 2 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,978 F3 · shares: Pursuant to the terms of the August 2, 2012 RSU grant described in note (1) above, 686 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 02, 2015 Filed Aug 4, 2015 21:21 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006046 · wf-form4_143872326622645.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 2, 2012, the Reporting Person received a grant of restricted stock units ("RSUs") covering 7,300 shares of KLA-Tencor common stock. On August 2, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. F2 · balance_after: Includes 147 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on December 31, 2014 and 190 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2015. Read SEC document |
| August 07, 2014 Filed Aug 11, 2014 23:01 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 7,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028861 · rrd414296.xml · nonDerivative · entry 2 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,887 F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F3 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest in twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 7, 2014) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 7, 2018, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The shares of common stock will be issued as the RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 07, 2014 Filed Aug 11, 2014 23:01 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 975 | $72.30 | $70,492.50 |
DisclosureSEC source: 0001181431-14-028861 · rrd414296.xml · nonDerivative · entry 1 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 7, 2014. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 22:03 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 588 | $71.88 | $42,265.44 |
DisclosureSEC source: 0001181431-14-028738 · rrd413918.xml · nonDerivative · entry 3 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,477 F3 · shares: Pursuant to the terms of the August 6, 2013 RSU grant, 588 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 22:03 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 1,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-028738 · rrd413918.xml · nonDerivative · entry 2 Martin Brian · CIK 0001395281 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,065 F2 · price: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 6,250 shares of KLA-Tencor common stock. On August 6, 2014, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.