Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | EVP & GM, Silicon Systems | September 30, 2015 | October 02, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date September 30, 2015 · Filed October 02, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 563,807 |
Reported balance
After 2015-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-09-30 · Sale · Disposed 60,000 · Balance 563,807 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.71 to $14.74, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 465,535 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 105,000 shares are scheduled to vest in July 2016, (ii) 257,400 shares are scheduled to vest in installments in December of 2015 and 2016; and (iii) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 5,100 shares of restricted stock that are scheduled to vest in December 2015 (all vesting is subject to continued employment through each applicable vest date). |
| Common StockSEC Table I · non-derivative | Direct | 535,372 |
Reported balance
After 2015-10-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2015-10-02 · Sale · Disposed 28,435 · Balance 535,372 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.76 to $14.81, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 3 to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 4,568.042 |
Reported balance
Holding disclosure · report date 2015-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,568.042 F4: Increased number of shares reflects dividend reinvestment under 401(k) Plan that is exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.71 to $14.74, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 465,535 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (i) 105,000 shares are scheduled to vest in July 2016, (ii) 257,400 shares are scheduled to vest in installments in December of 2015 and 2016; and (iii) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 5,100 shares of restricted stock that are scheduled to vest in December 2015 (all vesting is subject to continued employment through each applicable vest date).
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.76 to $14.81, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 3 to this Form 4.
F4: Increased number of shares reflects dividend reinvestment under 401(k) Plan that is exempt under Rule 16b-3.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MARVELL TECHNOLOGY GROUP LTD
Report date June 15, 2018 · Filed June 19, 2018
Section 16 reporting ended · disclosed 2018-06-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy Trust | 78,036 |
Reported balance
After 2018-06-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-06-15 · Exercise / conversion · Acquired 12,636 · Balance 78,036 F1: By The Thakur Family Revocable Trust DTD 6/7/99. |
| Restricted Stock Units (Right to Buy)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-15 · Exercise / conversion · Disposed 12,636 · Balance 0 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell common share. F3: These RSUs vested as to 100% of the shares on June 15, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: By The Thakur Family Revocable Trust DTD 6/7/99.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell common share.
F3: These RSUs vested as to 100% of the shares on June 15, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2008 Filed May 29, 2008 21:33 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-035288 · rrd208638.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · SVP & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,500 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. This grant consists of two parts. Under this grant (combining both parts), a maximum of 225,000 performance shares may vest. The performance shares will vest only after the satisfaction of specified performance goals. Under the first part of the grant, if specified performance goals are achieved, up to 112,500 performance shares may become scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment). Under the second part of the grant, if other specified performance goals are achieved, the remaining 112,500 performance shares plus any performance shares that did not become eligible to vest under the first part of the grant may become scheduled to vest no earlier than in three annual installments beginning 12/19/09 (subject to continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.