Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CADENCE DESIGN SYSTEMS INCCDNS · Entity 2935 | Director | May 07, 2026 | May 11, 2026 |
| Core Scientific, Inc./txCORZ · Entity 389 | Director | July 30, 2026 | August 03, 2026 |
| MICRON TECHNOLOGY INCMU · Entity 2793 | President | October 20, 2015 | October 22, 2015 |
| Penguin Solutions, Inc.PENG · Entity 4377 | Director · President and CEO | January 20, 2026 | January 21, 2026 |
| Seagate Technology Holdings plcSTX · Entity 2029 | Director | October 25, 2025 | October 28, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CADENCE DESIGN SYSTEMS INC
Report date May 07, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 714 |
Ending reported balance
After 2026-05-07 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2026-05-07 · Gift · Disposed 779 · Balance 0 F1: Shares transferred to the Adams Family Trust dated 10/27/2000. Row 3 · 2026-05-07 · Grant · Acquired 714 · Balance 714 F3: Restricted stock award fully vests on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the date of the next Annual Meeting of Stockholders that follows the Grant Date. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trust | 12,927 |
Reported balance
After 2026-05-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-05-07 · Gift · Acquired 779 · Balance 12,927 F1: Shares transferred to the Adams Family Trust dated 10/27/2000. F2: Shares held by the Adams Family Trust dated 10/27/2000. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares transferred to the Adams Family Trust dated 10/27/2000.
F2: Shares held by the Adams Family Trust dated 10/27/2000.
F3: Restricted stock award fully vests on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the date of the next Annual Meeting of Stockholders that follows the Grant Date.
Core Scientific, Inc./tx
Report date July 30, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,594 |
Reported balance
After 2026-07-30 transaction · row 1
1 source rowRow 1 · 2026-07-30 · Grant · Acquired 27,594 · Balance 27,594 F1: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in two equal installments on July 30, 2027 and July 30, 2028, provided that the Reporting Person continues to provide service to the Issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in two equal installments on July 30, 2027 and July 30, 2028, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.
MICRON TECHNOLOGY INC
Report date October 20, 2015 · Filed October 22, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 452,266 |
Reported balance
After 2015-10-20 transaction · row 1
1 source rowRow 1 · 2015-10-20 · Tax withholding · Disposed 6,451 · Balance 452,266 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.
Penguin Solutions, Inc.
Report date January 20, 2026 · Filed January 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 963,183 |
Reported balance
After 2026-01-20 transaction · row 1
1 source rowRow 1 · 2026-01-20 · Tax withholding · Disposed 12,513 · Balance 963,183 F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. |
| Common StockSEC Table I · non-derivative | IndirectThe Adams Family Trust | 29,640 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,640 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.
Seagate Technology Holdings plc
Report date October 25, 2025 · Filed October 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,580 |
Reported balance
After 2025-10-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-10-25 · Grant · Acquired 1,580 · Balance 1,580 F1: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on October 25, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan (the "Plan") for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the earlier of (i) one year from the date of grant and (ii) the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on July 3, 2026, provided such annual general meeting is at least fifty (50) weeks after the immediately preceding fiscal year's annual general meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a grant of restricted share units (RSUs) awarded to the Reporting Person on October 25, 2025 under the Seagate Technology Holdings plc 2022 Equity Incentive Plan (the "Plan") for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the earlier of (i) one year from the date of grant and (ii) the date of the next annual general meeting of shareholders of the Issuer following the end of the fiscal year ending on July 3, 2026, provided such annual general meeting is at least fifty (50) weeks after the immediately preceding fiscal year's annual general meeting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 05, 2023 Filed Jul 7, 2023 23:02 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 343,750 | $0.00 Strike: $13.50 | $0.00 |
DisclosureSEC source: 0001140361-23-033799 · form4.xml · derivative · entry 4 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,250 Underlying: Ordinary Shares · 343,750 shares Expires 2030-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. F2 · derivative.exercise_date: The option will generally vest and become exercisable over a period of four years, subject to continued employment as CEO through each vesting date, with (i) 25% having vested and become exercisable on September 28, 2021 and (ii) the remainder vesting and becoming exercisable in equal monthly installments over the next three years. F3 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 23:02 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 256,867 | $27.06 | $6,950,821.02 |
DisclosureSEC source: 0001140361-23-033799 · form4.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 901,928 F1 · kind: Reflects ordinary shares acquired by the Reporting Person through the cashless exercise of an option to acquire 343,750 ordinary shares, pursuant to which 256,867 ordinary shares were withheld by the Issuer on the date of exercise to pay the exercise price and tax withholding obligations, resulting in 86,883 ordinary shares being issued to the Reporting Person on a net basis. No shares were sold. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 23:02 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 343,750 | $13.50 | $4,638,906.25 |
DisclosureSEC source: 0001140361-23-033799 · form4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,158,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects ordinary shares acquired by the Reporting Person through the cashless exercise of an option to acquire 343,750 ordinary shares, pursuant to which 256,867 ordinary shares were withheld by the Issuer on the date of exercise to pay the exercise price and tax withholding obligations, resulting in 86,883 ordinary shares being issued to the Reporting Person on a net basis. No shares were sold. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-027997 · doc4.xml · nonDerivative · entry 3 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Trust Disclosed balance after: 12,880 F2 · shares: Shares transferred from the Reporting Person to Adams Family Trust dated 10/27/2000. F3 · ownership.nature: Shares held by the Adams Family Trust dated 10/27/2000. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-027997 · doc4.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,450 F2 · shares: Shares transferred from the Reporting Person to Adams Family Trust dated 10/27/2000. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 1,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-027997 · doc4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,923 F1 · shares: Incentive stock award fully vests on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the date of the next Annual Meeting of Stockholders that follows the Grant Date. Read SEC document |
| April 20, 2023 Filed Apr 25, 2023 00:54 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 4,287 | $16.35 | $70,092.45 |
DisclosureSEC source: 0001140361-23-019965 · form4.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 815,045 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| April 20, 2023 Filed Apr 25, 2023 00:54 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 13,945 | $16.35 | $228,000.75 |
DisclosureSEC source: 0001140361-23-019965 · form4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 819,332 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 23:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 4,287 | $16.54 | $70,906.98 |
DisclosureSEC source: 0001140361-23-002598 · form4.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,277 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 23:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 14,305 | $16.54 | $236,604.70 |
DisclosureSEC source: 0001140361-23-002598 · form4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,564 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 23:28 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionRestricted Share Unit · Derivative | 3,162 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137789-22-000104 · wf-form4_166665407805510.xml · derivative · entry 4 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. The award vested one year from the date of grant following the end of the fiscal year ending July 1, 2022. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. The award vested one year from the date of grant following the end of the fiscal year ending July 1, 2022. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 23:28 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Tax withholdingOrdinary Shares | 1,139 | $53.03 | $60,401.17 |
DisclosureSEC source: 0001137789-22-000104 · wf-form4_166665407805510.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of Restricted Share Units ("RSUs"). Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 23:28 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionOrdinary Shares | 3,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-22-000104 · wf-form4_166665407805510.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On October 20, 2022, the Reporting Person transferred 2,023 Ordinary Shares previously owned directly (3,162 Ordinary Shares vested on October 20, 2022 minus 1,139 Ordinary Shares withheld to cover taxliabilities) to Mark Woolsey Adams and Maureen Madden Adams, Trustees Adams Family Trust DTD 10/27/2000 ("Adams Family Trust DTD 10/27/2000") Read SEC document |
| October 20, 2022 Filed Oct 25, 2022 01:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 92,964 | $13.00 | $1,208,532.00 |
DisclosureSEC source: 0001140361-22-038273 · form4.xml · nonDerivative · entry 3 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851,869 F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share awards. No shares were sold. Read SEC document |
| October 20, 2022 Filed Oct 25, 2022 01:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 10,456 | $13.00 | $135,928.00 |
DisclosureSEC source: 0001140361-22-038273 · form4.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944,833 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 20, 2022 Filed Oct 25, 2022 01:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 13,945 | $13.00 | $181,285.00 |
DisclosureSEC source: 0001140361-22-038273 · form4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 955,289 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 23:56 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 609 | $164.33 | $100,076.60 |
DisclosureSEC source: 0001209191-22-051499 · doc4.xml · nonDerivative · entry 3 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 11,407 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.09 to $164.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held by the Adams Family Trust dated 10/27/2000. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 23:56 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 1,912 | $163.40 | $312,425.77 |
DisclosureSEC source: 0001209191-22-051499 · doc4.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 12,016 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $162.94 to $163.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held by the Adams Family Trust dated 10/27/2000. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 23:56 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 3,479 | $162.51 | $565,387.95 |
DisclosureSEC source: 0001209191-22-051499 · doc4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 13,928 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $161.90 to $162.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held by the Adams Family Trust dated 10/27/2000. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 00:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 53,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-035035 · form4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,234 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on January 20, 2023. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:15 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | PurchaseOrdinary Shares | 10,000 | $18.10 | $180,980.00 |
DisclosureSEC source: 0001567619-22-014613 · doc1.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,255 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.845 to $18.24, inclusive. The reporting person undertakes to provide to SMART Global Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 23:56 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 13,944 | $18.40 | $256,569.60 |
DisclosureSEC source: 0001140361-22-026775 · form4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,255 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| May 05, 2022 Filed May 9, 2022 22:36 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027931 · doc4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 F1 · shares: Incentive stock award fully vests on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the date of the next Annual Meeting of Stockholders that follows the Grant Date. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 23:49 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 13,945 | $24.51 | $341,791.95 |
DisclosureSEC source: 0001628280-22-010053 · wf-form4_165067135817410.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919,199 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| February 25, 2022 Filed Nov 3, 2023 22:55 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 1,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054421 · doc4.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Plan reported Ownership: Indirect · Held by Trust Disclosed balance after: 11,407 F1 · shares: Shares transferred to the Adams Family Trust dated 10/27/2000. F2 · ownership.nature: Shares held by the Adams Family Trust dated 10/27/2000. Read SEC document |
| February 25, 2022 Filed Nov 3, 2023 22:55 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 1,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054421 · doc4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,073 F1 · shares: Shares transferred to the Adams Family Trust dated 10/27/2000. Read SEC document |
| January 20, 2022 Filed Jan 25, 2022 01:07 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,223 | $59.83 | $432,178.82 |
DisclosureSEC source: 0001567619-22-001619 · doc1.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,572 F1 · kind: Shares sold to satisfy tax withholding obligations in connection with the vesting of restricted ordinary shares. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.465 to $60.25, inclusive. The reporting person undertakes to provide to SMART Global Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 22:01 UTC | Seagate Technology Holdings plc STX · Entity 2029 | SaleOrdinary Shares | 4,488 | $103.52 | $464,583.85 |
DisclosureSEC source: 0001137789-21-000142 · wf-form4_163943288172303.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Adams Family Trust DTD 10/27/2000 Disclosed balance after: 12,285 F1 · shares: These Ordinary Shares were sold under a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: These Ordinary Shares were sold in multiple trades at prices ranging from $103.1000 to $103.9300. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 22:01 UTC | Seagate Technology Holdings plc STX · Entity 2029 | SaleOrdinary Shares | 2,512 | $102.42 | $257,274.77 |
DisclosureSEC source: 0001137789-21-000142 · wf-form4_163943288172303.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Adams Family Trust DTD 10/27/2000 Disclosed balance after: 16,773 F1 · shares: These Ordinary Shares were sold under a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: These Ordinary Shares were sold in multiple trades at prices ranging from $101.9200 to $102.9000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 736 | $182.80 | $134,542.35 |
DisclosureSEC source: 0001209191-21-068853 · doc4.xml · nonDerivative · entry 7 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377 F4 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.68 to $182.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 5,064 | $181.91 | $921,186.16 |
DisclosureSEC source: 0001209191-21-068853 · doc4.xml · nonDerivative · entry 6 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,113 F4 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.68 to $182.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 200 | $180.62 | $36,124.00 |
DisclosureSEC source: 0001209191-21-068853 · doc4.xml · nonDerivative · entry 5 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,177 F4 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.49 to $180.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068853 · doc4.xml · nonDerivative · entry 4 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,377 F3 · shares: Shares transferred from the Adams Family Trust dated 10/27/2000 to the Reporting Person. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068853 · doc4.xml · nonDerivative · entry 3 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 17,407 F3 · shares: Shares transferred from the Adams Family Trust dated 10/27/2000 to the Reporting Person. F2 · ownership.nature: Shares held by the Adams Family Trust dated 10/27/2000. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 23:52 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantRestricted Share Unit · Derivative | 3,162 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137789-21-000107 · wf-form4_163494670636428.xml · derivative · entry 4 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,162 Underlying: Ordinary Shares · 3,162 shares Expires not disclosed F5 · derivative.exercise_date: Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology Holdings plc 2022 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the earlier of (i) one year from the date of grant and (ii) the date of the next annual general meeting of the shareholders of the Issuer following the end of the fiscal year ending on July 1, 2022 provided such annual general meeting is at least fifty (50) weeks after the immediately preceding fiscal year's annual general meeting. F5 · derivative.expiration_date: Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology Holdings plc 2022 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the earlier of (i) one year from the date of grant and (ii) the date of the next annual general meeting of the shareholders of the Issuer following the end of the fiscal year ending on July 1, 2022 provided such annual general meeting is at least fifty (50) weeks after the immediately preceding fiscal year's annual general meeting. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 23:52 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionRestricted Share Unit · Derivative | 5,847 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137789-21-000107 · wf-form4_163494670636428.xml · derivative · entry 3 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. The award vested on the date of the annual general meeting of the shareholders of the Issuer following the end of the fiscal year ending July 2, 2021. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. The award vested on the date of the annual general meeting of the shareholders of the Issuer following the end of the fiscal year ending July 2, 2021. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 23:52 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Tax withholdingOrdinary Shares | 2,105 | $80.53 | $169,515.65 |
DisclosureSEC source: 0001137789-21-000107 · wf-form4_163494670636428.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Adams Family Trust DTD 10/27/2000 Disclosed balance after: 19,285 F2 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of Restricted Share Units ("RSUs"). F1 · balance_after: On October 20, 2021, the Reporting Person transferred 3,742 Ordinary Shares previously owned directly (5,847 Ordinary Shares vested on October 20, 2021 minus 2,105 Ordinary Shares withheld to cover tax liabilities) to Mark Woolsey Adams and Maureen Madden Adams, Trustees Adams Family Trust DTD 10/27/2000 ("Adams Family Trust DTD 10/27/2000") F3 · ownership.nature: All shares previously reported as directly held by the Reporting Person were transferred following acquisition to the Adams Family Trust DTD 10/27/2000, over which the Reporting Person serves as co-trustee. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 23:52 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionOrdinary Shares | 5,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-21-000107 · wf-form4_163494670636428.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On October 20, 2021, the Reporting Person transferred 3,742 Ordinary Shares previously owned directly (5,847 Ordinary Shares vested on October 20, 2021 minus 2,105 Ordinary Shares withheld to cover tax liabilities) to Mark Woolsey Adams and Maureen Madden Adams, Trustees Adams Family Trust DTD 10/27/2000 ("Adams Family Trust DTD 10/27/2000") Read SEC document |
| October 20, 2021 Filed Oct 23, 2021 00:49 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 43,381 | $51.94 | $2,253,209.14 |
DisclosureSEC source: 0001567619-21-018623 · doc1.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,795 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted ordinary shares. No shares were sold. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 23:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 42,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-033784 · form4.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,176 F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:22 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 1,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015535 · doc4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,789 F1 · shares: Incentive stock award fully vests on February 25, 2022. Read SEC document |
| February 24, 2021 Filed Dec 9, 2021 23:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068853 · doc4.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 23,407 F1 · shares: Shares transferred from the Reporting Person to Adams Family Trust dated 10/27/2000. F2 · ownership.nature: Shares held by the Adams Family Trust dated 10/27/2000. Read SEC document |
| February 24, 2021 Filed Dec 9, 2021 23:04 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068853 · doc4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377 F1 · shares: Shares transferred from the Reporting Person to Adams Family Trust dated 10/27/2000. Read SEC document |
| November 06, 2020 Filed Feb 17, 2021 01:52 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GiftCommon Stock | 1,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011079 · doc5.xml · nonDerivative · entry 3 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 20,995 F3 · shares: Shares transferred as a charitable gift from the Adams Family Trust dated 10/27/2000 to a nonprofit organization. F2 · ownership.nature: Shares held by the Adams Family Trust dated 10/27/2000. Read SEC document |
| October 23, 2020 Filed Oct 28, 2020 01:32 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | PurchaseOrdinary Shares | 2,417 | $25.99 | $62,819.76 |
DisclosureSEC source: 0000950103-20-020703 · dp139396_4-adams.xml · nonDerivative · entry 4 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Adams Family Trust Disclosed balance after: 9,820 F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.82 to $26.09. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges. Read SEC document |
| October 23, 2020 Filed Oct 28, 2020 01:32 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | PurchaseOrdinary Shares | 2,403 | $26.00 | $62,480.88 |
DisclosureSEC source: 0000950103-20-020703 · dp139396_4-adams.xml · nonDerivative · entry 3 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Adams Family Trust Disclosed balance after: 7,403 F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.87 to $26.08. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges. Read SEC document |
| October 23, 2020 Filed Oct 28, 2020 01:32 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | PurchaseOrdinary Shares | 2,500 | $25.99 | $64,985.00 |
DisclosureSEC source: 0000950103-20-020703 · dp139396_4-adams.xml · nonDerivative · entry 2 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Adams Family Trust Disclosed balance after: 5,000 F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.82 to $26.08. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges. Read SEC document |
| October 23, 2020 Filed Oct 28, 2020 01:32 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | PurchaseOrdinary Shares | 2,500 | $25.99 | $64,983.00 |
DisclosureSEC source: 0000950103-20-020703 · dp139396_4-adams.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · The Adams Family Trust Disclosed balance after: 2,500 F1 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.84 to $26.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 23:11 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantRestricted Share Unit · Derivative | 5,847 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137789-20-000114 · wf-form4_160349466818457.xml · derivative · entry 4 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,847 Underlying: Ordinary Shares · 5,847 shares Expires not disclosed F5 · derivative.exercise_date: Consists of a grant of RSUs awarded to the Reporting Person under the Amended and Restated Seagate Technology plc 2012 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the earlier of (i) one year from the date of grant and (ii) the date of the next annual general meeting of shareholders which is at least fifty (50) weeks after the immediately preceding year's annual meeting. F5 · derivative.expiration_date: Consists of a grant of RSUs awarded to the Reporting Person under the Amended and Restated Seagate Technology plc 2012 Equity Incentive Plan for no consideration. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the earlier of (i) one year from the date of grant and (ii) the date of the next annual general meeting of shareholders which is at least fifty (50) weeks after the immediately preceding year's annual meeting. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 23:11 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionRestricted Share Unit · Derivative | 5,579 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001137789-20-000114 · wf-form4_160349466818457.xml · derivative · entry 3 Adams Mark · CIK 0001349123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. The award vested on the date prior to the annual general meeting of the shareholders of the Issuer following the end of the Issuer's fiscal year ended July 3, 2020. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. The award vested on the date prior to the annual general meeting of the shareholders of the Issuer following the end of the Issuer's fiscal year ended July 3, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.