Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUAKER CHEMICAL CORPKWR · Entity 4278 | SVP, Managing Director - APAC | August 15, 2022 | August 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUAKER CHEMICAL CORP
Report date August 15, 2022 · Filed August 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,793 |
Ending reported balance
After 2022-08-15 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2022-08-15 · Sale · Disposed 1,484 · Balance 1,793 Row 2 · 2022-08-15 · Exercise / conversion · Acquired 842 · Balance 2,635 Row 3 · 2022-08-15 · Sale · Disposed 842 · Balance 1,793 Row 4 · 2022-08-15 · Exercise / conversion · Acquired 922 · Balance 2,715 Row 5 · 2022-08-15 · Sale · Disposed 922 · Balance 1,793 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $154.92 · Expires 2026-02-25 | Direct | 0 |
Reported balance
After 2022-08-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-08-15 · Exercise / conversion · Disposed 842 · Balance 0 F1: The options for this grant vested in three annual installments: 842 shares on February 25, 2020; 842 shares on February 25, 2021; and 842 shares on February 25, 2022. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $136.64 · Expires 2027-03-30 | Direct | 922 |
Reported balance
After 2022-08-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-08-15 · Exercise / conversion · Disposed 922 · Balance 922 F2: The options for this grant vest in three annual installments: 923 shares on March 30, 2021; 922 shares on March 30, 2022; and 922 shares on March 30, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The options for this grant vested in three annual installments: 842 shares on February 25, 2020; 842 shares on February 25, 2021; and 842 shares on February 25, 2022.
F2: The options for this grant vest in three annual installments: 923 shares on March 30, 2021; 922 shares on March 30, 2022; and 922 shares on March 30, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2018 Filed Nov 15, 2018 21:12 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 744 | $87.30 | $64,951.20 |
DisclosureSEC source: 0001209191-18-058715 · doc4.xml · nonDerivative · entry 4 Laininger Dieter · CIK 0001523157 · VP & MD - A/P & SA & PRI MTLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 21:12 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | SaleCommon Stock | 1,000 | $202.00 | $202,000.00 |
DisclosureSEC source: 0001209191-18-058715 · doc4.xml · nonDerivative · entry 3 Laininger Dieter · CIK 0001523157 · VP & MD - A/P & SA & PRI MTLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,606 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:12 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | SaleCommon Stock | 500 | $202.00 | $101,000.00 |
DisclosureSEC source: 0001209191-18-058715 · doc4.xml · nonDerivative · entry 2 Laininger Dieter · CIK 0001523157 · VP & MD - A/P & SA & PRI MTLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,606 Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:12 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | SaleCommon Stock | 1,000 | $200.00 | $200,000.00 |
DisclosureSEC source: 0001209191-18-058715 · doc4.xml · nonDerivative · entry 1 Laininger Dieter · CIK 0001523157 · VP & MD - A/P & SA & PRI MTLS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,106 F1 · balance_after: Includes 2 shares acquired by reporting person under the Company's Dividend Reinvestment Plan on April 30, 2018. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 22:45 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | GrantCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014077 · doc4.xml · nonDerivative · entry 1 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,104 Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:57 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | GrantEmployee Stock Option (right to buy) · Derivative | 1,841 | $0.00 Strike: $151.75 | $0.00 |
DisclosureSEC source: 0001209191-18-013967 · doc4.xml · derivative · entry 2 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,841 Underlying: Common Stock · 1,841 shares Expires 2025-02-26 F1 · derivative.exercise_date: Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 614 shares on February 26, 2019; 614 shares on February 26, 2020; and 613 shares on February 26, 2021. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:57 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | GrantCommon Stock | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013967 · doc4.xml · nonDerivative · entry 1 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,504 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:25 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,213 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001209191-17-059605 · doc4.xml · derivative · entry 9 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,426 Underlying: Common Stock · 1,213 shares Expires 2023-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options for this grant vest in three annual installments: 1,213 shares on February 23, 2017; 1,213 shares on February 23, 2018; and 1,213 shares on February 23, 2019. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:25 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 744 | $0.00 Strike: $87.30 | $0.00 |
DisclosureSEC source: 0001209191-17-059605 · doc4.xml · derivative · entry 8 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744 Underlying: Common Stock · 744 shares Expires 2022-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:25 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 736 | $0.00 Strike: $73.47 | $0.00 |
DisclosureSEC source: 0001209191-17-059605 · doc4.xml · derivative · entry 7 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 736 shares Expires 2021-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options for this grant vested in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:25 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | SaleCommon Stock | 1,213 | $157.57 | $191,132.41 |
DisclosureSEC source: 0001209191-17-059605 · doc4.xml · nonDerivative · entry 6 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,131 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:25 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 1,213 | $72.12 | $87,481.56 |
DisclosureSEC source: 0001209191-17-059605 · doc4.xml · nonDerivative · entry 5 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:25 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | SaleCommon Stock | 744 | $157.57 | $117,235.13 |
DisclosureSEC source: 0001209191-17-059605 · doc4.xml · nonDerivative · entry 4 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,131 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.245 to $158.00, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:25 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 744 | $87.30 | $64,951.20 |
DisclosureSEC source: 0001209191-17-059605 · doc4.xml · nonDerivative · entry 3 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:25 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | SaleCommon Stock | 736 | $158.00 | $116,288.00 |
DisclosureSEC source: 0001209191-17-059605 · doc4.xml · nonDerivative · entry 2 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,131 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:25 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 736 | $73.47 | $54,073.92 |
DisclosureSEC source: 0001209191-17-059605 · doc4.xml · nonDerivative · entry 1 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:17 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | SaleCommon Stock | 8,000 | $142.50 | $1,140,000.00 |
DisclosureSEC source: 0001209191-17-031928 · doc4.xml · nonDerivative · entry 1 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,131 F1 · balance_after: Includes 13 shares acquired by reporting person in Company's Dividend Reinvestment Plan on April 28, 2017. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:07 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | GrantEmployee Stock Option (right to buy) · Derivative | 2,188 | $0.00 Strike: $134.60 | $0.00 |
DisclosureSEC source: 0001209191-17-015969 · doc4.xml · derivative · entry 2 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 Underlying: Common Stock · 2,188 shares Expires 2024-02-27 F2 · derivative.exercise_date: Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:07 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | GrantCommon Stock | 421 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015969 · doc4.xml · nonDerivative · entry 1 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,118 F1 · balance_after: Includes 12 shares acquired by reporting person in Company's Dividend Reinvestment Plan on January 31, 2017. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:29 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 745 | $0.00 Strike: $87.30 | $0.00 |
DisclosureSEC source: 0001209191-16-155916 · doc4.xml · derivative · entry 6 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,488 Underlying: Common Stock · 745 shares Expires 2022-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:29 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,473 | $0.00 Strike: $73.47 | $0.00 |
DisclosureSEC source: 0001209191-16-155916 · doc4.xml · derivative · entry 5 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736 Underlying: Common Stock · 1,473 shares Expires 2021-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options for this grant vest in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:29 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 710 | $0.00 Strike: $58.26 | $0.00 |
DisclosureSEC source: 0001209191-16-155916 · doc4.xml · derivative · entry 4 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 710 shares Expires 2020-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options under this grant vested in three annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:29 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 745 | $87.30 | $65,038.50 |
DisclosureSEC source: 0001209191-16-155916 · doc4.xml · nonDerivative · entry 3 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:29 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 1,473 | $73.47 | $108,221.31 |
DisclosureSEC source: 0001209191-16-155916 · doc4.xml · nonDerivative · entry 2 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:29 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 710 | $58.26 | $41,364.60 |
DisclosureSEC source: 0001209191-16-155916 · doc4.xml · nonDerivative · entry 1 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 46 shares acquired in Company's Dividend Reinvestment Plan between January 31, 2016 and October 31, 2016. Read SEC document |
| December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment | QUAKER CHEMICAL CORP KWR · Entity 4278 | Tax withholdingCommon Stock | 497 | $130.86 | $65,037.42 |
DisclosureSEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 6 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,685 F3 · balance_after: The Form 4, as originally filed, inadvertently omitted the withholding line to reflect the surrender of 497 shares by reporting person to pay for the cost of the exercise. Read SEC document |
| December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 745 | $87.30 | $65,038.50 |
DisclosureSEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 5 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment | QUAKER CHEMICAL CORP KWR · Entity 4278 | Tax withholdingCommon Stock | 827 | $130.86 | $108,221.22 |
DisclosureSEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 4 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,437 F2 · balance_after: The Form 4, as originally filed, inadvertently omitted the withholding line to reflect the surrender of 827 shares by reporting person to pay for the cost of the exercise. Read SEC document |
| December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 1,473 | $73.47 | $108,221.31 |
DisclosureSEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 3 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment | QUAKER CHEMICAL CORP KWR · Entity 4278 | Tax withholdingCommon Stock | 316 | $130.86 | $41,351.76 |
DisclosureSEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 2 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,791 F1 · balance_after: The Form 4, as originally filed, inadvertently omitted the withholding line to reflect the surrender of 316 shares by reporting person to pay for the cost of the exercise. Read SEC document |
| December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 710 | $58.26 | $41,364.60 |
DisclosureSEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 1 Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.