Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | Chief Customer Officer | September 01, 2022 | September 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date September 01, 2022 · Filed September 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 160,551 |
Reported balance
After 2022-09-01 transaction · row 1
1 source rowRow 1 · 2022-09-01 · Tax withholding · Disposed 1,102 · Balance 160,551 F1: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2022 Filed Sep 6, 2022 20:39 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 1,102 | $64.92 | $71,541.84 |
DisclosureSEC source: 0001445305-22-000125 · wf-form4_166249671870232.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,551 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 21:16 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 7,042 | $101.73 | $716,382.66 |
DisclosureSEC source: 0001445305-22-000051 · wf-form4_164694699258954.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,653 F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $101.09 to $102.61. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:16 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 10,000 | $104.98 | $1,049,800.00 |
DisclosureSEC source: 0001445305-22-000045 · wf-form4_164625576569502.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,695 F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $104.75 to $105.26. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:55 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 3,978 | $111.85 | $444,939.30 |
DisclosureSEC source: 0001445305-22-000029 · wf-form4_164427091946471.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,695 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:15 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 5,091 | $119.68 | $609,290.88 |
DisclosureSEC source: 0001445305-22-000013 · wf-form4_164392288130972.xml · nonDerivative · entry 2 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,673 F3 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:15 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 17,233 | $119.68 | $2,062,445.44 |
DisclosureSEC source: 0001445305-22-000013 · wf-form4_164392288130972.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,764 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:36 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 11,201 | $142.85 | $1,600,062.85 |
DisclosureSEC source: 0001445305-21-000148 · wf-form4_163061499773259.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,531 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:23 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 2,750 | $0.00 Strike: $13.55 | $0.00 |
DisclosureSEC source: 0001445305-21-000050 · wf-form4_161592619223052.xml · derivative · entry 5 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,750 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:23 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,863 | $96.85 | $470,981.55 |
DisclosureSEC source: 0001445305-21-000050 · wf-form4_161592619223052.xml · nonDerivative · entry 4 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,330 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:23 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,750 | $96.85 | $266,337.50 |
DisclosureSEC source: 0001445305-21-000050 · wf-form4_161592619223052.xml · nonDerivative · entry 3 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,193 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:23 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 2,750 | $13.55 | $37,262.50 |
DisclosureSEC source: 0001445305-21-000050 · wf-form4_161592619223052.xml · nonDerivative · entry 2 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:23 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 7,612 | $98.14 | $747,041.68 |
DisclosureSEC source: 0001445305-21-000050 · wf-form4_161592619223052.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,193 F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $97.76 to $98.45. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 22:11 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 3,979 | $102.91 | $409,478.89 |
DisclosureSEC source: 0001445305-21-000018 · wf-form4_161247665120471.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,805 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:43 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 5,418 | $101.25 | $548,572.50 |
DisclosureSEC source: 0001445305-21-000012 · wf-form4_161239216850226.xml · nonDerivative · entry 2 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,784 F3 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:43 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 21,728 | $101.25 | $2,199,960.00 |
DisclosureSEC source: 0001445305-21-000012 · wf-form4_161239216850226.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,202 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 8,250 | $55.05 Strike: $13.55 | $454,162.50 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · derivative · entry 13 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Class A Common Stock · 8,250 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 2,789 | $55.05 Strike: $14.28 | $153,534.45 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · derivative · entry 12 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,789 shares Expires 2026-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 11,039 | $55.05 | $607,696.95 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 9 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,474 F5 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.61 to $55.32. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 8,250 | $13.55 | $111,787.50 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 8 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 2,789 | $14.28 | $39,826.92 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 7 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 6,000 | $55.81 Strike: $14.28 | $334,860.00 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · derivative · entry 11 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,789 Underlying: Class A Common Stock · 6,000 shares Expires 2026-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 5,000 | $55.21 Strike: $16.66 | $276,050.00 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · derivative · entry 10 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,000 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 508 | $56.03 | $28,463.24 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 6 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,474 F4 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.98 to $56.11. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 6,118 | $55.36 | $338,692.48 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 5 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,982 F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.98 to $55.96. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,816 | $55.92 | $269,310.72 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 4 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,100 F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.68 to $56.21. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 6,184 | $55.25 | $341,666.00 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 3 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,916 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.65 to $55.62. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 6,000 | $14.28 | $85,680.00 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 2 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:21 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 5,000 | $16.66 | $83,300.00 |
DisclosureSEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:25 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 2,498 | $46.16 | $115,307.68 |
DisclosureSEC source: 0001445305-20-000026 · wf-form4_158093791243943.xml · nonDerivative · entry 2 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,100 F3 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:25 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 30,329 | $46.16 | $1,399,986.64 |
DisclosureSEC source: 0001445305-20-000026 · wf-form4_158093791243943.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,598 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 70,000 | $56.25 | $3,937,500.00 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · nonDerivative · entry 7 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,269 Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 7,111 | $56.25 Strike: $14.28 | $399,993.75 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · derivative · entry 13 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,789 Underlying: Class A Common Stock · 7,111 shares Expires 2026-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 35,000 | $56.25 Strike: $16.66 | $1,968,750.00 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · derivative · entry 12 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 35,000 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 1,000 | $56.25 Strike: $14.07 | $56,250.00 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · derivative · entry 11 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires 2025-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 13,860 | $56.25 Strike: $15.83 | $779,625.00 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · derivative · entry 10 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,860 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 1,149 | $56.25 Strike: $15.86 | $64,631.25 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · derivative · entry 9 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,149 shares Expires 2024-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested on upon the grant date. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 11,880 | $56.25 Strike: $15.86 | $668,250.00 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · derivative · entry 8 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,880 shares Expires 2024-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 7,111 | $14.28 | $101,545.08 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · nonDerivative · entry 6 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 35,000 | $16.66 | $583,100.00 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · nonDerivative · entry 5 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 1,000 | $14.07 | $14,070.00 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · nonDerivative · entry 4 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 13,860 | $15.83 | $219,403.80 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · nonDerivative · entry 3 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 1,149 | $15.86 | $18,223.14 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · nonDerivative · entry 2 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 11,880 | $15.86 | $188,416.80 |
DisclosureSEC source: 0001445305-19-000121 · wf-form4_156598660035426.xml · nonDerivative · entry 1 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 11,000 | $0.00 Strike: $13.55 | $0.00 |
DisclosureSEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · derivative · entry 9 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Class A Common Stock · 11,000 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 4,100 | $0.00 Strike: $14.28 | $0.00 |
DisclosureSEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · derivative · entry 8 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,900 Underlying: Class A Common Stock · 4,100 shares Expires 2026-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 15,000 | $0.00 Strike: $14.07 | $0.00 |
DisclosureSEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · derivative · entry 7 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 15,000 shares Expires 2025-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 9,900 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · derivative · entry 6 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,900 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 40,000 | $48.32 | $1,932,700.00 |
DisclosureSEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · nonDerivative · entry 5 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,269 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $48.2737 to $48.45. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 11,000 | $13.55 | $149,050.00 |
DisclosureSEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · nonDerivative · entry 4 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 4,100 | $14.28 | $58,548.00 |
DisclosureSEC source: 0001445305-19-000039 · wf-form4_155130211422080.xml · nonDerivative · entry 3 Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.