organization · Reporting owner
ICONIQ Strategic Partners TT GP, Ltd.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BLACKLINE, INC.
Report date February 28, 2020 · Filed March 03, 2020
Jointly reported with ICONIQ Strategic Partners, L.P., ICONIQ Strategic Partners Co-Invest, L.P., BL Series, ICONIQ Strategic Partners Co-Invest, L.P., Series BL2, ICONIQ Strategic Partners GP, L.P., Makan Divesh
Section 16 reporting ended · disclosed 2020-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 623 |
Reported balance
After 2020-02-28 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2020-02-28 · Sale · Disposed 63 · Balance 623 F7: These shares were sold in multiple transactions at prices ranging from $59.86 - $60.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL Series") is the direct owner of these securities. F3: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 263 |
Reported balance
After 2020-02-28 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2020-02-28 · Sale · Disposed 26 · Balance 263 F7: These shares were sold in multiple transactions at prices ranging from $59.86 - $60.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2 Series") is the direct owner of these securities. F3: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 364 |
Reported balance
After 2020-02-28 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2020-02-28 · Sale · Disposed 259 · Balance 364 F8: These shares were sold in multiple transactions at prices ranging from $60.86 - $61.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL Series") is the direct owner of these securities. F3: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 154 |
Reported balance
After 2020-02-28 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2020-02-28 · Sale · Disposed 109 · Balance 154 F8: These shares were sold in multiple transactions at prices ranging from $60.86 - $61.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2 Series") is the direct owner of these securities. F3: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 216 |
Reported balance
After 2020-02-28 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2020-02-28 · Sale · Disposed 148 · Balance 216 F9: These shares were sold in multiple transactions at prices ranging from $61.86 - $62.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL Series") is the direct owner of these securities. F3: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 91 |
Reported balance
After 2020-02-28 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2020-02-28 · Sale · Disposed 63 · Balance 91 F9: These shares were sold in multiple transactions at prices ranging from $61.86 - $62.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2 Series") is the direct owner of these securities. F3: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 2 |
Reported balance
After 2020-02-28 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2020-02-28 · Sale · Disposed 214 · Balance 2 F10: These shares were sold in multiple transactions at prices ranging from $62.86 - $63.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL Series") is the direct owner of these securities. F3: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 1 |
Reported balance
After 2020-02-28 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2020-02-28 · Sale · Disposed 90 · Balance 1 F10: These shares were sold in multiple transactions at prices ranging from $62.86 - $63.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2 Series") is the direct owner of these securities. F3: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-02-28 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2020-02-28 · Sale · Disposed 2 · Balance 0 F11: These shares were sold in multiple transactions at prices ranging from $63.85 - $63.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL Series") is the direct owner of these securities. F3: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-02-28 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2020-02-28 · Sale · Disposed 1 · Balance 0 F11: These shares were sold in multiple transactions at prices ranging from $63.85 - $63.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2 Series") is the direct owner of these securities. F3: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 297,702 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 297,702 F6: These shares are directly held by Makan through a family trust that he controls. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 0 F5: This number represents shares held by ICONIQ Strategic Partners, L.P. (0), ICONIQ Strategic Partners-B, L.P. (0), ICONIQ BL Series (0), and ICONIQ BL2 Series (0) respectively. Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL Series") is the direct owner of these securities.
F2: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2 Series") is the direct owner of these securities.
F3: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.
F4: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
F5: This number represents shares held by ICONIQ Strategic Partners, L.P. (0), ICONIQ Strategic Partners-B, L.P. (0), ICONIQ BL Series (0), and ICONIQ BL2 Series (0) respectively. Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
F6: These shares are directly held by Makan through a family trust that he controls.
F7: These shares were sold in multiple transactions at prices ranging from $59.86 - $60.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: These shares were sold in multiple transactions at prices ranging from $60.86 - $61.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: These shares were sold in multiple transactions at prices ranging from $61.86 - $62.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: These shares were sold in multiple transactions at prices ranging from $62.86 - $63.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: These shares were sold in multiple transactions at prices ranging from $63.85 - $63.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Pluralsight, Inc.
Report date February 11, 2019 · Filed February 13, 2019
Jointly reported with ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Partners Co-Invest, L.P., Series PS, ICONIQ Strategic Partners, L.P., Makan Divesh, Griffith William J.G.
Section 16 reporting ended · disclosed 2019-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-02-11 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-02-11 · Other · Disposed 2,503,249 · Balance 0 F1: On February 11, 2019, ISP Main Fund PS LLC ("ISP") ISP distributed, for no consideration, 2,503,249 shares of Class A Common Stock of the issuer to ICONIQ Strategic Partners, L.P. ("ICONIQ") and Divesh Makan ("Makan"), the sole equity holders of ISP. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP"), is the general partner of ICONIQ. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the general partner of ICONIQ GP. Makan and William Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP. Each of ICONIQ, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. F2: (Continued from Footnote 1) This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 887,709 |
Reported balance
After 2019-02-11 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2019-02-11 · Other · Disposed 1,668,832 · Balance 887,709 F3: On February 11, 2019, ICONIQ distributed, for no consideration, 1,668,832 shares of Class A Common Stock of the issuer to its limited partners and to ICONIQ GP, representing each such partner's pro rata interest in the shares held by ICONIQ. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F4: ICONIQ is the direct owner of these securities. Each of ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 706,813 |
Reported balance
After 2019-02-11 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2019-02-11 · Other · Disposed 1,413,628 · Balance 706,813 F5: On February 11, 2019, ICONIQ Strategic Partners Co-Invest, L.P. (Series PS) ("ICONIQ CO PS") distributed, for no consideration, 1,413,628 shares of Class A Common Stock of the issuer to its limited partners and to ICONIQ GP, the general partner of ICONIQ CO PS, representing each such partner's pro rata interest in the shares held by ICONIQ CO PS. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F6: ICONIQ CO PS is the direct owner of these securities. Each of ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 536,929 |
Reported balance
After 2019-02-11 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2019-02-11 · Other · Disposed 418,843 · Balance 536,929 F7: On February 11, 2019, ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") distributed, for no consideration, 418,843 shares of Class A Common Stock of the issuer to its limited partners and to ICONIQ GP, the general partner of ICONIQ B, representing each such partner's pro rata interest in the shares held by ICONIQ B. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F8: ICONIQ B is the direct owner of these securities. Each of ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 933,333 |
Reported balance
Holding disclosure · report date 2019-02-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 933,333 F9: ICONIQ Strategic Partners Co-Invest, L.P. (Series PS2) ("ICONIQ CO PS2") is the direct owner of these securities. ICONIQ GP is the general partner of ICONIQ CO PS2. Each of ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 11, 2019, ISP Main Fund PS LLC ("ISP") ISP distributed, for no consideration, 2,503,249 shares of Class A Common Stock of the issuer to ICONIQ Strategic Partners, L.P. ("ICONIQ") and Divesh Makan ("Makan"), the sole equity holders of ISP. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP"), is the general partner of ICONIQ. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the general partner of ICONIQ GP. Makan and William Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP. Each of ICONIQ, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any.
F2: (Continued from Footnote 1) This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
F3: On February 11, 2019, ICONIQ distributed, for no consideration, 1,668,832 shares of Class A Common Stock of the issuer to its limited partners and to ICONIQ GP, representing each such partner's pro rata interest in the shares held by ICONIQ. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
F4: ICONIQ is the direct owner of these securities. Each of ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
F5: On February 11, 2019, ICONIQ Strategic Partners Co-Invest, L.P. (Series PS) ("ICONIQ CO PS") distributed, for no consideration, 1,413,628 shares of Class A Common Stock of the issuer to its limited partners and to ICONIQ GP, the general partner of ICONIQ CO PS, representing each such partner's pro rata interest in the shares held by ICONIQ CO PS. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
F6: ICONIQ CO PS is the direct owner of these securities. Each of ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
F7: On February 11, 2019, ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") distributed, for no consideration, 418,843 shares of Class A Common Stock of the issuer to its limited partners and to ICONIQ GP, the general partner of ICONIQ B, representing each such partner's pro rata interest in the shares held by ICONIQ B. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
F8: ICONIQ B is the direct owner of these securities. Each of ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
F9: ICONIQ Strategic Partners Co-Invest, L.P. (Series PS2) ("ICONIQ CO PS2") is the direct owner of these securities. ICONIQ GP is the general partner of ICONIQ CO PS2. Each of ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
Sprinklr, Inc.
Report date September 12, 2022 · Filed September 15, 2022
Jointly reported with ICONIQ Strategic Partners, L.P., ICONIQ Strategic Partners-B, L.P., ICONIQ Strategic Partners GP, L.P., ICONIQ STRATEGIC PARTNERS II, L.P., ICONIQ STRATEGIC PARTNERS II-B, L.P., ICONIQ Strategic Partners II GP, L.P., ICONIQ Strategic Partners II TT GP, Ltd, Makan Divesh, Griffith William J.G.
Section 16 reporting ended · disclosed 2022-09-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-09-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-09-12 · Other · Disposed 5,438,692 · Balance 0 F1: On September 12, 2022, ICONIQ Strategic Partners, L.P. ("ICONIQ") distributed, for no consideration, in the aggregate 5,438,692 shares of the Issuer's Class A Common Stock (the "ICONIQ Shares") to its limited partners and to ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP"), representing each such partner's pro rata interest in such ICONIQ Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ Shares it received in the distribution by ICONIQ to its partners, representing each such partner's pro rata interest in such ICONIQ Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2: The shares are held by ICONIQ. F9: ICONIQ GP is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. ICONIQ II GP is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ II Parent GP") is the sole general partner of ICONIQ II GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP and ICONIQ II Parent GP. F10: Each of ICONIQ GP, ICONIQ Parent GP, ICONIQ II GP, ICONIQ II Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy ICONIQ Strategic Partners-B, L.P. | 0 |
Reported balance
After 2022-09-12 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-09-12 · Other · Disposed 1,365,003 · Balance 0 F3: On September 12, 2022, ICONIQ Strategic Partners-B, L.P. ("ICONIQ-B") distributed, for no consideration, in the aggregate 1,365,003 shares of the Issuer's Class A Common Stock (the "ICONIQ-B Shares") to its limited partners and to ICONIQ GP, representing each such partner's pro rata interest in such ICONIQ-B Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ-B Shares it received in the distribution by ICONIQ-B to its partners, representing each such partner's pro rata interest in such ICONIQ-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act. F4: The shares are held by ICONIQ-B. F9: ICONIQ GP is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. ICONIQ II GP is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ II Parent GP") is the sole general partner of ICONIQ II GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP and ICONIQ II Parent GP. F10: Each of ICONIQ GP, ICONIQ Parent GP, ICONIQ II GP, ICONIQ II Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy ICONIQ Strategic Partners II, L.P. | 0 |
Reported balance
After 2022-09-12 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-09-12 · Other · Disposed 3,177,383 · Balance 0 F5: On September 12, 2022, ICONIQ Strategic Partners II, L.P. ("ICONIQ II") distributed, for no consideration, in the aggregate 3,177,383 shares of the Issuer's Class A Common Stock (the "ICONIQ II Shares") to its limited partners and to ICONIQ Strategic Partners II GP, L.P. ("ICONIQ II GP"), representing each such partner's pro rata interest in such ICONIQ II Shares. On the same date, ICONIQ II GP distributed, for no consideration, the ICONIQ II Shares it received in the distribution by ICONIQ II to its partners, representing each such partner's pro rata interest in such ICONIQ II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act. F6: The shares are held by ICONIQ II. F9: ICONIQ GP is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. ICONIQ II GP is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ II Parent GP") is the sole general partner of ICONIQ II GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP and ICONIQ II Parent GP. F10: Each of ICONIQ GP, ICONIQ Parent GP, ICONIQ II GP, ICONIQ II Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy ICONIQ Strategic Partners II-B, L.P. | 0 |
Reported balance
After 2022-09-12 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-09-12 · Other · Disposed 2,487,258 · Balance 0 F7: On September 12, 2022, ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B") distributed, for no consideration, in the aggregate 2,487,258 shares of the Issuer's Class A Common Stock (the "ICONIQ II-B Shares") to its limited partners and to ICONIQ II GP, representing each such partner's pro rata interest in such ICONIQ II-B Shares. On the same date, ICONIQ II GP distributed, for no consideration, the ICONIQ II-B Shares it received in the distribution by ICONIQ II-B to its partners, representing each such partner's pro rata interest in such ICONIQ II-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act. F8: The shares are held by ICONIQ II-B. F9: ICONIQ GP is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. ICONIQ II GP is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ II Parent GP") is the sole general partner of ICONIQ II GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP and ICONIQ II Parent GP. F10: Each of ICONIQ GP, ICONIQ Parent GP, ICONIQ II GP, ICONIQ II Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Divesh Makan | 1,223,027 |
Reported balance
After 2022-09-12 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-09-12 · Other · Acquired 898,189 · Balance 1,223,027 F1: On September 12, 2022, ICONIQ Strategic Partners, L.P. ("ICONIQ") distributed, for no consideration, in the aggregate 5,438,692 shares of the Issuer's Class A Common Stock (the "ICONIQ Shares") to its limited partners and to ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP"), representing each such partner's pro rata interest in such ICONIQ Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ Shares it received in the distribution by ICONIQ to its partners, representing each such partner's pro rata interest in such ICONIQ Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F3: On September 12, 2022, ICONIQ Strategic Partners-B, L.P. ("ICONIQ-B") distributed, for no consideration, in the aggregate 1,365,003 shares of the Issuer's Class A Common Stock (the "ICONIQ-B Shares") to its limited partners and to ICONIQ GP, representing each such partner's pro rata interest in such ICONIQ-B Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ-B Shares it received in the distribution by ICONIQ-B to its partners, representing each such partner's pro rata interest in such ICONIQ-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act. F5: On September 12, 2022, ICONIQ Strategic Partners II, L.P. ("ICONIQ II") distributed, for no consideration, in the aggregate 3,177,383 shares of the Issuer's Class A Common Stock (the "ICONIQ II Shares") to its limited partners and to ICONIQ Strategic Partners II GP, L.P. ("ICONIQ II GP"), representing each such partner's pro rata interest in such ICONIQ II Shares. On the same date, ICONIQ II GP distributed, for no consideration, the ICONIQ II Shares it received in the distribution by ICONIQ II to its partners, representing each such partner's pro rata interest in such ICONIQ II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act. F7: On September 12, 2022, ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B") distributed, for no consideration, in the aggregate 2,487,258 shares of the Issuer's Class A Common Stock (the "ICONIQ II-B Shares") to its limited partners and to ICONIQ II GP, representing each such partner's pro rata interest in such ICONIQ II-B Shares. On the same date, ICONIQ II GP distributed, for no consideration, the ICONIQ II-B Shares it received in the distribution by ICONIQ II-B to its partners, representing each such partner's pro rata interest in such ICONIQ II-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act. F11: The shares are held directly by Makan through his family trust of which he is a trustee and another estate planning trust having an independent trustee. Includes ICONIQ Shares, ICONIQ-B Shares, ICONIQ II Shares and ICONIQ II-B Shares received in the distributions described in footnotes (1), (3), (5) and (7) above. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy William J.G. Griffith | 1,227,532 |
Reported balance
After 2022-09-12 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-09-12 · Other · Acquired 901,536 · Balance 1,227,532 F1: On September 12, 2022, ICONIQ Strategic Partners, L.P. ("ICONIQ") distributed, for no consideration, in the aggregate 5,438,692 shares of the Issuer's Class A Common Stock (the "ICONIQ Shares") to its limited partners and to ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP"), representing each such partner's pro rata interest in such ICONIQ Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ Shares it received in the distribution by ICONIQ to its partners, representing each such partner's pro rata interest in such ICONIQ Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F3: On September 12, 2022, ICONIQ Strategic Partners-B, L.P. ("ICONIQ-B") distributed, for no consideration, in the aggregate 1,365,003 shares of the Issuer's Class A Common Stock (the "ICONIQ-B Shares") to its limited partners and to ICONIQ GP, representing each such partner's pro rata interest in such ICONIQ-B Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ-B Shares it received in the distribution by ICONIQ-B to its partners, representing each such partner's pro rata interest in such ICONIQ-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act. F5: On September 12, 2022, ICONIQ Strategic Partners II, L.P. ("ICONIQ II") distributed, for no consideration, in the aggregate 3,177,383 shares of the Issuer's Class A Common Stock (the "ICONIQ II Shares") to its limited partners and to ICONIQ Strategic Partners II GP, L.P. ("ICONIQ II GP"), representing each such partner's pro rata interest in such ICONIQ II Shares. On the same date, ICONIQ II GP distributed, for no consideration, the ICONIQ II Shares it received in the distribution by ICONIQ II to its partners, representing each such partner's pro rata interest in such ICONIQ II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act. F7: On September 12, 2022, ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B") distributed, for no consideration, in the aggregate 2,487,258 shares of the Issuer's Class A Common Stock (the "ICONIQ II-B Shares") to its limited partners and to ICONIQ II GP, representing each such partner's pro rata interest in such ICONIQ II-B Shares. On the same date, ICONIQ II GP distributed, for no consideration, the ICONIQ II-B Shares it received in the distribution by ICONIQ II-B to its partners, representing each such partner's pro rata interest in such ICONIQ II-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act. F12: The shares are held directly by Griffith through his family trust of which he is a trustee and another estate planning trust having an independent trustee. Includes ICONIQ Shares, ICONIQ-B Shares, ICONIQ II Shares and ICONIQ II-B Shares received in the distributions described in footnotes (1), (3), (5) and (7) above. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 12, 2022, ICONIQ Strategic Partners, L.P. ("ICONIQ") distributed, for no consideration, in the aggregate 5,438,692 shares of the Issuer's Class A Common Stock (the "ICONIQ Shares") to its limited partners and to ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP"), representing each such partner's pro rata interest in such ICONIQ Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ Shares it received in the distribution by ICONIQ to its partners, representing each such partner's pro rata interest in such ICONIQ Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F2: The shares are held by ICONIQ.
F3: On September 12, 2022, ICONIQ Strategic Partners-B, L.P. ("ICONIQ-B") distributed, for no consideration, in the aggregate 1,365,003 shares of the Issuer's Class A Common Stock (the "ICONIQ-B Shares") to its limited partners and to ICONIQ GP, representing each such partner's pro rata interest in such ICONIQ-B Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ-B Shares it received in the distribution by ICONIQ-B to its partners, representing each such partner's pro rata interest in such ICONIQ-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act.
F4: The shares are held by ICONIQ-B.
F5: On September 12, 2022, ICONIQ Strategic Partners II, L.P. ("ICONIQ II") distributed, for no consideration, in the aggregate 3,177,383 shares of the Issuer's Class A Common Stock (the "ICONIQ II Shares") to its limited partners and to ICONIQ Strategic Partners II GP, L.P. ("ICONIQ II GP"), representing each such partner's pro rata interest in such ICONIQ II Shares. On the same date, ICONIQ II GP distributed, for no consideration, the ICONIQ II Shares it received in the distribution by ICONIQ II to its partners, representing each such partner's pro rata interest in such ICONIQ II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act.
F6: The shares are held by ICONIQ II.
F7: On September 12, 2022, ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B") distributed, for no consideration, in the aggregate 2,487,258 shares of the Issuer's Class A Common Stock (the "ICONIQ II-B Shares") to its limited partners and to ICONIQ II GP, representing each such partner's pro rata interest in such ICONIQ II-B Shares. On the same date, ICONIQ II GP distributed, for no consideration, the ICONIQ II-B Shares it received in the distribution by ICONIQ II-B to its partners, representing each such partner's pro rata interest in such ICONIQ II-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Exchange Act.
F8: The shares are held by ICONIQ II-B.
F9: ICONIQ GP is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. ICONIQ II GP is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ II Parent GP") is the sole general partner of ICONIQ II GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP and ICONIQ II Parent GP.
F10: Each of ICONIQ GP, ICONIQ Parent GP, ICONIQ II GP, ICONIQ II Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
F11: The shares are held directly by Makan through his family trust of which he is a trustee and another estate planning trust having an independent trustee. Includes ICONIQ Shares, ICONIQ-B Shares, ICONIQ II Shares and ICONIQ II-B Shares received in the distributions described in footnotes (1), (3), (5) and (7) above.
F12: The shares are held directly by Griffith through his family trust of which he is a trustee and another estate planning trust having an independent trustee. Includes ICONIQ Shares, ICONIQ-B Shares, ICONIQ II Shares and ICONIQ II-B Shares received in the distributions described in footnotes (1), (3), (5) and (7) above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 2,682,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 14 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ICONIQ Strategic Partners-B, L.P. Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · ownership.nature: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F4 · ownership.nature: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F7 · ownership.nature: The shares are held by ICONIQ Strategic Partners-B, L.P. ("ICONIQ-B"). Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 10,687,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 13 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners, L.P. Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · ownership.nature: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F4 · ownership.nature: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F6 · ownership.nature: The shares are held by ICONIQ Strategic Partners, L.P. ("ICONIQ"). Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 5,073,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 12 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners II-B, L.P. Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · ownership.nature: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F4 · ownership.nature: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.nature: The shares are held by ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B"). Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 6,481,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 11 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · ownership.direct: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F3 · ownership.direct: The shares are held by ICONIQ Strategic Partners II, L.P. ("ICONIQ II"). F4 · ownership.direct: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionCommon Stock | 2,682,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 10 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ICONIQ Strategic Partners-B, L.P. Disclosed balance after: 2,682,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis. The preferred stock had no expiration date. F8 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis. The preferred stock had no expiration date. F2 · ownership.nature: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F4 · ownership.nature: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F7 · ownership.nature: The shares are held by ICONIQ Strategic Partners-B, L.P. ("ICONIQ-B"). Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionCommon Stock | 10,687,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 9 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners, L.P. Disclosed balance after: 10,687,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis. The preferred stock had no expiration date. F8 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis. The preferred stock had no expiration date. F2 · ownership.nature: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F4 · ownership.nature: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F6 · ownership.nature: The shares are held by ICONIQ Strategic Partners, L.P. ("ICONIQ"). Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionCommon Stock | 4,479,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 8 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners II-B, L.P. Disclosed balance after: 5,073,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis. The preferred stock had no expiration date. F8 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis. The preferred stock had no expiration date. F2 · ownership.nature: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F4 · ownership.nature: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.nature: The shares are held by ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B"). Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionCommon Stock | 5,722,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 7 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,481,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis. The preferred stock had no expiration date. F8 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis. The preferred stock had no expiration date. F2 · ownership.direct: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F3 · ownership.direct: The shares are held by ICONIQ Strategic Partners II, L.P. ("ICONIQ II"). F4 · ownership.direct: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | PurchaseClass A Common Stock | 65,271 | $16.00 | $1,044,336.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 6 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · ICONIQ Strategic Partners-B, L.P. Disclosed balance after: 65,271 F2 · ownership.nature: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F4 · ownership.nature: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F7 · ownership.nature: The shares are held by ICONIQ Strategic Partners-B, L.P. ("ICONIQ-B"). Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | PurchaseClass A Common Stock | 260,065 | $16.00 | $4,161,040.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 5 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners, L.P. Disclosed balance after: 260,065 F2 · ownership.nature: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F4 · ownership.nature: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F6 · ownership.nature: The shares are held by ICONIQ Strategic Partners, L.P. ("ICONIQ"). Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | PurchaseClass A Common Stock | 123,462 | $16.00 | $1,975,392.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 4 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners II-B, L.P. Disclosed balance after: 123,462 F2 · ownership.nature: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F4 · ownership.nature: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.nature: The shares are held by ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B"). Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | PurchaseClass A Common Stock | 157,720 | $16.00 | $2,523,520.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 3 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,720 F2 · ownership.direct: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F3 · ownership.direct: The shares are held by ICONIQ Strategic Partners II, L.P. ("ICONIQ II"). F4 · ownership.direct: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 594,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 2 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners II-B, L.P. Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · ownership.nature: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F4 · ownership.nature: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. F5 · ownership.nature: The shares are held by ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B"). Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 758,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043870 · doc4.xml · nonDerivative · entry 1 ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the preferred stock referenced in note 8 below, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · ownership.direct: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II-B and ICONIQ II. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP. F3 · ownership.direct: The shares are held by ICONIQ Strategic Partners II, L.P. ("ICONIQ II"). F4 · ownership.direct: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:06 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006707 · doc4.xml · nonDerivative · entry 10 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F11 · price: These shares were sold in multiple transactions at prices ranging from $63.85 - $63.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2 Series") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:06 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 2 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006707 · doc4.xml · nonDerivative · entry 9 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F11 · price: These shares were sold in multiple transactions at prices ranging from $63.85 - $63.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL Series") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:06 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 90 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006707 · doc4.xml · nonDerivative · entry 8 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 F10 · price: These shares were sold in multiple transactions at prices ranging from $62.86 - $63.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2 Series") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:06 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006707 · doc4.xml · nonDerivative · entry 7 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 F10 · price: These shares were sold in multiple transactions at prices ranging from $62.86 - $63.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL Series") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:06 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 63 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006707 · doc4.xml · nonDerivative · entry 6 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91 F9 · price: These shares were sold in multiple transactions at prices ranging from $61.86 - $62.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2 Series") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:06 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006707 · doc4.xml · nonDerivative · entry 5 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216 F9 · price: These shares were sold in multiple transactions at prices ranging from $61.86 - $62.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL Series") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:06 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006707 · doc4.xml · nonDerivative · entry 4 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154 F8 · price: These shares were sold in multiple transactions at prices ranging from $60.86 - $61.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2 Series") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:06 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006707 · doc4.xml · nonDerivative · entry 3 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364 F8 · price: These shares were sold in multiple transactions at prices ranging from $60.86 - $61.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL Series") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:06 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 26 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006707 · doc4.xml · nonDerivative · entry 2 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263 F7 · price: These shares were sold in multiple transactions at prices ranging from $59.86 - $60.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2 Series") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:06 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 63 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006707 · doc4.xml · nonDerivative · entry 1 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623 F7 · price: These shares were sold in multiple transactions at prices ranging from $59.86 - $60.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL Series") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ BL Series and ICONIQ BL2 Series (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 19:00 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 32,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006349 · doc4.xml · nonDerivative · entry 4 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289 F4 · kind: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2") distributed on February 26, 2020, for no consideration, 32,787 shares of Common Stock of the Issuer (the "ICONIQ BL2 Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL2, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL2 Shares it received in the distribution by ICONIQ BL2 to its partners, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · price: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2") distributed on February 26, 2020, for no consideration, 32,787 shares of Common Stock of the Issuer (the "ICONIQ BL2 Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL2, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL2 Shares it received in the distribution by ICONIQ BL2 to its partners, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F8 · ownership.direct: ICONIQ BL2 is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 19:00 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 228,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006349 · doc4.xml · nonDerivative · entry 3 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686 F3 · kind: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL") distributed on February 26, 2020, for no consideration, 228,559 shares of Common Stock of the Issuer (the "ICONIQ BL Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL, representing each such partner's pro rata interest in such ICONIQ BL Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL Shares it received in the distribution by ICONIQ BL to its partners, representing each such partner's pro rata interest in such ICONIQ BL Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · price: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL") distributed on February 26, 2020, for no consideration, 228,559 shares of Common Stock of the Issuer (the "ICONIQ BL Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL, representing each such partner's pro rata interest in such ICONIQ BL Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL Shares it received in the distribution by ICONIQ BL to its partners, representing each such partner's pro rata interest in such ICONIQ BL Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F7 · ownership.direct: ICONIQ BL is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 19:00 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 161,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006349 · doc4.xml · nonDerivative · entry 2 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") distributed on February 26, 2020, for no consideration, 161,735 shares of Common Stock of the Issuer (the "ICONIQ B Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ B, representing each such partner's pro rata interest in such ICONIQ B Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ B Shares it received in the distribution by ICONIQ B to its partners, representing each such partner's pro rata interest in such ICONIQ B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · price: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") distributed on February 26, 2020, for no consideration, 161,735 shares of Common Stock of the Issuer (the "ICONIQ B Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ B, representing each such partner's pro rata interest in such ICONIQ B Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ B Shares it received in the distribution by ICONIQ B to its partners, representing each such partner's pro rata interest in such ICONIQ B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F6 · ownership.direct: ICONIQ B is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 19:00 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 644,416 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-006349 · doc4.xml · nonDerivative · entry 1 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: ICONIQ Strategic Partners, L.P. ("ICONIQ") distributed on February 26, 2020, for no consideration, 644,416 shares of Common Stock of the Issuer (the "ICONIQ Shares") to its limited partners and to Iconiq Strategic Partners GP, L.P. ("ICONIQ GP"), the general partner of ICONIQ, representing each such partner's pro rata interest in such ICONIQ Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ Shares it received in the distribution by ICONIQ to its partners, representing each such partner's pro rata interest in such ICONIQ Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: ICONIQ Strategic Partners, L.P. ("ICONIQ") distributed on February 26, 2020, for no consideration, 644,416 shares of Common Stock of the Issuer (the "ICONIQ Shares") to its limited partners and to Iconiq Strategic Partners GP, L.P. ("ICONIQ GP"), the general partner of ICONIQ, representing each such partner's pro rata interest in such ICONIQ Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ Shares it received in the distribution by ICONIQ to its partners, representing each such partner's pro rata interest in such ICONIQ Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · ownership.direct: ICONIQ is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 05, 2019 Filed Dec 5, 2019 18:41 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 6 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,735 F9 · price: These shares were sold in multiple transactions at prices ranging from $52.03 - $52.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 05, 2019 Filed Dec 5, 2019 18:41 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 1,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 5 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,416 F9 · price: These shares were sold in multiple transactions at prices ranging from $52.03 - $52.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 18:41 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 2,107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 4 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,996 F8 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 18:41 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 8,393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 3 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,455 F8 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 18:41 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 2,311 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 2 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,103 F7 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 18:41 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 9,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 1 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,848 F7 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 18:50 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 2,846 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 6 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,414 F9 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 18:50 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 11,341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 5 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,057 F9 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 18:50 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 3,122 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 4 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,260 F8 · price: These shares were sold in multiple transactions at prices ranging from $53.35 - $54.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 18:50 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 12,439 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 3 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,398 F8 · price: These shares were sold in multiple transactions at prices ranging from $53.35 - $54.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 18:50 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 10,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 2 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,382 F7 · price: These shares were sold in multiple transactions at prices ranging from $53.77 - $54.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 18:50 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 42,968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 1 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,837 F7 · price: These shares were sold in multiple transactions at prices ranging from $53.77 - $54.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities. F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 10:54 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 33,077 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-027089 · doc4.xml · nonDerivative · entry 4 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,076 F4 · kind: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2") distributed on November 7, 2019, for no consideration, 33,077 shares of Common Stock of the Issuer (the "ICONIQ BL2 Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL2, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL2 Shares it received in the distribution by ICONIQ BL2 to its partners, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · price: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2") distributed on November 7, 2019, for no consideration, 33,077 shares of Common Stock of the Issuer (the "ICONIQ BL2 Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL2, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL2 Shares it received in the distribution by ICONIQ BL2 to its partners, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F8 · ownership.direct: ICONIQ BL2 is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 10:54 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 229,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-027089 · doc4.xml · nonDerivative · entry 3 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,245 F3 · kind: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL") distributed on November 7, 2019, for no consideration, 229,246 shares of Common Stock of the Issuer (the "ICONIQ BL Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL, representing each such partner's pro rata interest in such ICONIQ BL Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL Shares it received in the distribution by ICONIQ BL to its partners, representing each such partner's pro rata interest in such ICONIQ BL Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · price: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL") distributed on November 7, 2019, for no consideration, 229,246 shares of Common Stock of the Issuer (the "ICONIQ BL Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL, representing each such partner's pro rata interest in such ICONIQ BL Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL Shares it received in the distribution by ICONIQ BL to its partners, representing each such partner's pro rata interest in such ICONIQ BL Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F7 · ownership.direct: ICONIQ BL is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 10:54 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 183,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-027089 · doc4.xml · nonDerivative · entry 2 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,166 F2 · kind: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") distributed on November 7, 2019, for no consideration, 183,167 shares of Common Stock of the Issuer (the "ICONIQ B Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ B, representing each such partner's pro rata interest in such ICONIQ B Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ B Shares it received in the distribution by ICONIQ B to its partners, representing each such partner's pro rata interest in such ICONIQ B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · price: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") distributed on November 7, 2019, for no consideration, 183,167 shares of Common Stock of the Issuer (the "ICONIQ B Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ B, representing each such partner's pro rata interest in such ICONIQ B Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ B Shares it received in the distribution by ICONIQ B to its partners, representing each such partner's pro rata interest in such ICONIQ B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F6 · ownership.direct: ICONIQ B is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 10:54 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 729,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-027089 · doc4.xml · nonDerivative · entry 1 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,805 F1 · kind: ICONIQ Strategic Partners, L.P. ("ICONIQ") distributed on November 7, 2019, for no consideration, 729,805 shares of Common Stock of the Issuer (the "ICONIQ Shares") to its limited partners and to ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP"), the general partner of ICONIQ, representing each such partner's pro rata interest in such ICONIQ Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ Shares it received in the distribution by ICONIQ to its partners, representing each such partner's pro rata interest in such ICONIQ Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: ICONIQ Strategic Partners, L.P. ("ICONIQ") distributed on November 7, 2019, for no consideration, 729,805 shares of Common Stock of the Issuer (the "ICONIQ Shares") to its limited partners and to ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP"), the general partner of ICONIQ, representing each such partner's pro rata interest in such ICONIQ Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ Shares it received in the distribution by ICONIQ to its partners, representing each such partner's pro rata interest in such ICONIQ Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · ownership.direct: ICONIQ is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 13:12 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 66,154 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-016331 · doc4.xml · nonDerivative · entry 4 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,153 F4 · kind: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2") distributed on June 7, 2019, for no consideration, 66,154 shares of Common Stock of the Issuer (the "ICONIQ BL2 Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL2, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL2 Shares it received in the distribution by ICONIQ BL2 to its partners, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · price: ICONIQ Strategic Partners Co-Invest, L.P., BL2 Series ("ICONIQ BL2") distributed on June 7, 2019, for no consideration, 66,154 shares of Common Stock of the Issuer (the "ICONIQ BL2 Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL2, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL2 Shares it received in the distribution by ICONIQ BL2 to its partners, representing each such partner's pro rata interest in such ICONIQ BL2 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F8 · ownership.direct: ICONIQ BL2 is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 13:12 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 458,492 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-016331 · doc4.xml · nonDerivative · entry 3 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,491 F3 · kind: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL") distributed on June 7, 2019, for no consideration, 458,492 shares of Common Stock of the Issuer (the "ICONIQ BL Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL, representing each such partner's pro rata interest in such ICONIQ BL Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL Shares it received in the distribution by ICONIQ BL to its partners, representing each such partner's pro rata interest in such ICONIQ BL Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · price: ICONIQ Strategic Partners Co-Invest, L.P., BL Series ("ICONIQ BL") distributed on June 7, 2019, for no consideration, 458,492 shares of Common Stock of the Issuer (the "ICONIQ BL Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ BL, representing each such partner's pro rata interest in such ICONIQ BL Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ BL Shares it received in the distribution by ICONIQ BL to its partners, representing each such partner's pro rata interest in such ICONIQ BL Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F7 · ownership.direct: ICONIQ BL is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 13:12 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 366,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-016331 · doc4.xml · nonDerivative · entry 2 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,333 F2 · kind: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") distributed on June 7, 2019, for no consideration, 366,333 shares of Common Stock of the Issuer (the "ICONIQ B Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ B, representing each such partner's pro rata interest in such ICONIQ B Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ B Shares it received in the distribution by ICONIQ B to its partners, representing each such partner's pro rata interest in such ICONIQ B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · price: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") distributed on June 7, 2019, for no consideration, 366,333 shares of Common Stock of the Issuer (the "ICONIQ B Shares") to its limited partners and to ICONIQ GP, the general partner of ICONIQ B, representing each such partner's pro rata interest in such ICONIQ B Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ B Shares it received in the distribution by ICONIQ B to its partners, representing each such partner's pro rata interest in such ICONIQ B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F6 · ownership.direct: ICONIQ B is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 13:12 UTC | BLACKLINE, INC. BL · Entity 4556 | OtherCommon Stock | 1,459,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-016331 · doc4.xml · nonDerivative · entry 1 ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., BL Series · CIK 0001585870 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series BL2 · CIK 0001623300 · 10% owner ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,459,610 F1 · kind: ICONIQ Strategic Partners, L.P. ("ICONIQ") distributed on June 7, 2019, for no consideration, 1,459,610 shares of Common Stock of the Issuer (the "ICONIQ Shares") to its limited partners and to ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP"), the general partner of ICONIQ, representing each such partner's pro rata interest in such ICONIQ Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ Shares it received in the distribution by ICONIQ to its partners, representing each such partner's pro rata interest in such ICONIQ Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: ICONIQ Strategic Partners, L.P. ("ICONIQ") distributed on June 7, 2019, for no consideration, 1,459,610 shares of Common Stock of the Issuer (the "ICONIQ Shares") to its limited partners and to ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP"), the general partner of ICONIQ, representing each such partner's pro rata interest in such ICONIQ Shares. On the same date, ICONIQ GP distributed, for no consideration, the ICONIQ Shares it received in the distribution by ICONIQ to its partners, representing each such partner's pro rata interest in such ICONIQ Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · ownership.direct: ICONIQ is the direct owner of these securities. F9 · ownership.direct: ICONIQ GP is the sole general partner of each of ICONIQ, ICONIQ B, ICONIQ BL and ICONIQ BL2 (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP. F10 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 20:50 UTC | Pluralsight, Inc. PS · Entity 140372 | OtherClass A Common Stock | 418,843 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003528 · doc4.xml · nonDerivative · entry 4 ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series PS · CIK 0001614588 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,929 F7 · kind: On February 11, 2019, ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") distributed, for no consideration, 418,843 shares of Class A Common Stock of the issuer to its limited partners and to ICONIQ GP, the general partner of ICONIQ B, representing each such partner's pro rata interest in the shares held by ICONIQ B. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F7 · price: On February 11, 2019, ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") distributed, for no consideration, 418,843 shares of Class A Common Stock of the issuer to its limited partners and to ICONIQ GP, the general partner of ICONIQ B, representing each such partner's pro rata interest in the shares held by ICONIQ B. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F8 · ownership.direct: ICONIQ B is the direct owner of these securities. Each of ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 20:50 UTC | Pluralsight, Inc. PS · Entity 140372 | OtherClass A Common Stock | 1,413,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003528 · doc4.xml · nonDerivative · entry 3 ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner ICONIQ Strategic Partners Co-Invest, L.P., Series PS · CIK 0001614588 · 10% owner ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,813 F5 · kind: On February 11, 2019, ICONIQ Strategic Partners Co-Invest, L.P. (Series PS) ("ICONIQ CO PS") distributed, for no consideration, 1,413,628 shares of Class A Common Stock of the issuer to its limited partners and to ICONIQ GP, the general partner of ICONIQ CO PS, representing each such partner's pro rata interest in the shares held by ICONIQ CO PS. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · price: On February 11, 2019, ICONIQ Strategic Partners Co-Invest, L.P. (Series PS) ("ICONIQ CO PS") distributed, for no consideration, 1,413,628 shares of Class A Common Stock of the issuer to its limited partners and to ICONIQ GP, the general partner of ICONIQ CO PS, representing each such partner's pro rata interest in the shares held by ICONIQ CO PS. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F6 · ownership.direct: ICONIQ CO PS is the direct owner of these securities. Each of ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.