Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sprinklr, Inc.CXM · Entity 4581 | Chief Revenue Officer | September 13, 2022 | September 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sprinklr, Inc.
Report date September 13, 2022 · Filed September 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 532,643 |
Ending reported balance
After 2022-09-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-13 · Conversion · Acquired 2,500 · Balance 532,913 F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Row 2 · 2022-09-14 · Sale · Disposed 270 · Balance 532,643 F2: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.29 to $11.43 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 585,000 |
Reported balance
After 2022-09-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-13 · Conversion · Disposed 2,500 · Balance 585,000 F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
F2: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.29 to $11.43 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2021 Filed Apr 14, 2022 01:07 UTC Amendment | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024370 · doc4a.xml · derivative · entry 5 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Class A Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F3 · shares: The initial Form 4 filed on November 17, 2021 inadvertently reported a conversion of 50,000 shares of Class B Common Stock to Class A Common Stock on November 16, 2021 (the "Conversion"). This amendment severs to delete the Conversion from Table I and Table II of the initial Form 4 and correct the number of shares held by the Reporting Person following the reported transaction following the November 16, 2021 transactions. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F3 · derivative.underlying_shares: The initial Form 4 filed on November 17, 2021 inadvertently reported a conversion of 50,000 shares of Class B Common Stock to Class A Common Stock on November 16, 2021 (the "Conversion"). This amendment severs to delete the Conversion from Table I and Table II of the initial Form 4 and correct the number of shares held by the Reporting Person following the reported transaction following the November 16, 2021 transactions. F3 · balance_after: The initial Form 4 filed on November 17, 2021 inadvertently reported a conversion of 50,000 shares of Class B Common Stock to Class A Common Stock on November 16, 2021 (the "Conversion"). This amendment severs to delete the Conversion from Table I and Table II of the initial Form 4 and correct the number of shares held by the Reporting Person following the reported transaction following the November 16, 2021 transactions. Read SEC document |
| November 16, 2021 Filed Apr 14, 2022 01:07 UTC Amendment | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 50,000 | $17.80 | $890,000.00 |
DisclosureSEC source: 0001209191-22-024370 · doc4a.xml · nonDerivative · entry 3 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,081 F4 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $17.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The initial Form 4 filed on November 17, 2021 inadvertently reported a conversion of 50,000 shares of Class B Common Stock to Class A Common Stock on November 16, 2021 (the "Conversion"). This amendment severs to delete the Conversion from Table I and Table II of the initial Form 4 and correct the number of shares held by the Reporting Person following the reported transaction following the November 16, 2021 transactions. Read SEC document |
| November 16, 2021 Filed Apr 14, 2022 01:07 UTC Amendment | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-024370 · doc4a.xml · nonDerivative · entry 2 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The initial Form 4 filed on November 17, 2021 inadvertently reported a conversion of 50,000 shares of Class B Common Stock to Class A Common Stock on November 16, 2021 (the "Conversion"). This amendment severs to delete the Conversion from Table I and Table II of the initial Form 4 and correct the number of shares held by the Reporting Person following the reported transaction following the November 16, 2021 transactions. F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F3 · balance_after: The initial Form 4 filed on November 17, 2021 inadvertently reported a conversion of 50,000 shares of Class B Common Stock to Class A Common Stock on November 16, 2021 (the "Conversion"). This amendment severs to delete the Conversion from Table I and Table II of the initial Form 4 and correct the number of shares held by the Reporting Person following the reported transaction following the November 16, 2021 transactions. Read SEC document |
| September 04, 2021 Filed Apr 14, 2022 01:07 UTC Amendment | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024370 · doc4a.xml · derivative · entry 4 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was inadvertently omitted from the initial Form 4 filed on November 17, 2021. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| September 04, 2021 Filed Apr 14, 2022 01:07 UTC Amendment | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-024370 · doc4a.xml · nonDerivative · entry 1 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was inadvertently omitted from the initial Form 4 filed on November 17, 2021. F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| August 30, 2021 Filed Nov 17, 2021 22:05 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 169,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065156 · doc4.xml · derivative · entry 4 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Class A Common Stock · 169,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| August 30, 2021 Filed Nov 17, 2021 22:05 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 169,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065156 · doc4.xml · nonDerivative · entry 1 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · derivative · entry 12 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class B Common Stock · 500,000 shares Expires 2031-01-28 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · derivative · entry 11 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2031-01-28 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 525,000 | $0.00 Strike: $4.93 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · derivative · entry 10 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Underlying: Class B Common Stock · 525,000 shares Expires 2030-03-11 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 525,000 | $0.00 Strike: $4.93 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · derivative · entry 9 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 525,000 shares Expires 2030-03-11 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 220,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · derivative · entry 8 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Class B Common Stock · 220,000 shares Expires 2029-03-18 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 220,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · derivative · entry 7 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 220,000 shares Expires 2029-03-18 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 162,500 | $0.00 Strike: $4.10 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · derivative · entry 6 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,500 Underlying: Class B Common Stock · 162,500 shares Expires 2028-08-14 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on August 14, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 162,500 | $0.00 Strike: $4.10 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · derivative · entry 5 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 162,500 shares Expires 2028-08-14 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on August 14, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · derivative · entry 4 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class B Common Stock · 100,000 shares Expires 2028-02-07 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on February 7, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · derivative · entry 3 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2028-02-07 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on February 7, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass B Common Stock · Derivative | 769,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · derivative · entry 2 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,081 Underlying: Class A Common Stock · 769,081 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:17 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 769,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043874 · doc4.xml · nonDerivative · entry 1 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 23:13 UTC | Sprinklr, Inc. CXM · Entity 4581 | GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043148 · doc4.xml · nonDerivative · entry 1 Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,081 F1 · shares: 50,000 shares represent a restricted stock unit ("RSU") award. One fifth (1/5th) of the RSUs shall vest on January 28, 2022, and one sixteenth (1/16th) of the remaining RSUs shall vest every three (3) months thereafter. 550,000 shares represent a performance stock unit ("PSU") award. The PSUs vest upon both the achievement of certain stock prices and the passage of time. 100,000 PSUs shall vest upon the Issuer's Class A Common Stock trading at each of $30, $40 and $50, as measured on a 45 day weighted average trading price; 50,000 PSUs shall vest upon the Issuer's Class A Common Stock trading at each of $60, $70, $80, $90 and $100, as measured on a 45 day weighted average trading price and one fifth (1/5th) of the PSUs (that meet the stock price achievement) shall vest on January 28, 2022, and one sixteenth (1/16th) of the remaining PSUs shall vest every three (3) months thereafter. The vesting of the RSUs and PSUs are subject to the Reporting Person's continuous service. F2 · shares: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F2 · balance_after: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.