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person · Reporting owner

BRAVO ROSE MARIE

Disclosed activity across 3 companies

Tapewire entity
123745
SEC CIK
0001184314

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ESTEE LAUDER COMPANIES INCEL · Entity 3097DirectorSeptember 15, 2022September 16, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESTEE LAUDER COMPANIES INC

Report date September 15, 2022 · Filed September 16, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Units (Share Payout)SEC Table II · derivative / convertible securityDirect15,922.79 Reported balance After 2022-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-09-15 · Grant · Acquired 38.93 · Balance 15,922.79

F1: Not applicable.

F2: Represents reinvestment of dividend equivalents on outstanding stock units.

F3: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Not applicable.

F2: Represents reinvestment of dividend equivalents on outstanding stock units.

F3: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TIFFANY & CO

Report date January 07, 2021 · Filed January 11, 2021

Section 16 reporting ended · disclosed 2021-01-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $.01 ParSEC Table I · non-derivativeDirect0 Reported balance After 2021-01-07 transaction · row 1
1 source row

Row 1 · 2021-01-07 · Disposition to issuer · Disposed 20,742 · Balance 0

F1: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration"). The total number of shares disposed of included 1,246 unvested restricted stock units ("RSUs"), and 11,636 vested RSUs (which includes dividend equivalent units credited in respect of such vested RSUs) as to which the director elected to defer the maturity date (and thereby the delivery of the related shares).

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $93.53 · Expires 2029-06-04Direct0 Reported balance After 2021-01-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-01-07 · Disposition to issuer · Disposed 4,951 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $126.44 · Expires 2028-05-24Direct0 Reported balance After 2021-01-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-01-07 · Disposition to issuer · Disposed 3,326 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.82 · Expires 2027-05-25Direct0 Reported balance After 2021-01-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-01-07 · Disposition to issuer · Disposed 5,450 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.38 · Expires 2026-05-26Direct0 Reported balance After 2021-01-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-01-07 · Disposition to issuer · Disposed 6,020 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.63 · Expires 2025-05-28Direct0 Reported balance After 2021-01-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-01-07 · Disposition to issuer · Disposed 3,409 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $96.73 · Expires 2024-05-22Direct0 Reported balance After 2021-01-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-01-07 · Disposition to issuer · Disposed 2,976 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.82 · Expires 2023-05-16Direct0 Reported balance After 2021-01-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-01-07 · Disposition to issuer · Disposed 2,886 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.12 · Expires 2022-05-17Direct0 Reported balance After 2021-01-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-01-07 · Disposition to issuer · Disposed 2,878 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.28 · Expires 2021-05-19Direct0 Reported balance After 2021-01-07 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-01-07 · Disposition to issuer · Disposed 2,477 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration"). The total number of shares disposed of included 1,246 unvested restricted stock units ("RSUs"), and 11,636 vested RSUs (which includes dividend equivalent units credited in respect of such vested RSUs) as to which the director elected to defer the maturity date (and thereby the delivery of the related shares).

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

WILLIAMS SONOMA INC

Report date May 29, 2018 · Filed June 01, 2018

Section 16 reporting ended · disclosed 2018-06-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,524 Reported balance After 2018-05-29 transaction · row 1
1 source row

Row 1 · 2018-05-29 · Exercise / conversion · Acquired 3,172 · Balance 15,524

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-29 · Exercise / conversion · Disposed 3,172 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F2: The restricted stock units vested on May 29, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F2: The restricted stock units vested on May 29, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2019 Filed Nov 18, 2019 21:12 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 1,905 $0.00 Strike: $190.99 $0.00
Disclosure

SEC source: 0001001250-19-000130 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905

Underlying: Class A Common Stock · 1,905 shares

Expires 2029-11-15

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 16:37 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 32.52 $192.55 $6,261.73
Disclosure

SEC source: 0001001250-19-000101 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,595.87

Underlying: Class A Common Stock · 32.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 19:50 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 4,697 Not disclosed Strike: $78.36 Not disclosed
Disclosure

SEC source: 0001001250-19-000081 · edgar.xml · derivative · entry 4

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,697 shares

Expires 2026-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F5 · price: Not applicable.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 19:50 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,197 $199.39 $238,669.83
Disclosure

SEC source: 0001001250-19-000081 · edgar.xml · nonDerivative · entry 3

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales price range from $199.24 to $199.59 per share, inclusive.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 19:50 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 3,500 $198.64 $695,240.00
Disclosure

SEC source: 0001001250-19-000081 · edgar.xml · nonDerivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,197

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $198.24 to $199.19 per share, inclusive.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 19:50 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 4,697 $78.36 $368,056.92
Disclosure

SEC source: 0001001250-19-000081 · edgar.xml · nonDerivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:32 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 35.17 $177.62 $6,246.90
Disclosure

SEC source: 0001001250-19-000059 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,563.35

Underlying: Class A Common Stock · 35.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 17:56 UTC TIFFANY & CO TIF · Entity 143953 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 4,951 $0.00 Strike: $93.53 $0.00
Disclosure

SEC source: 0000098246-19-000076 · wf-form4_155985818305254.xml · derivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,951

Underlying: Common Stock $.01 Par · 4,951 shares

Expires 2029-06-04

F4 · shares: Options granted pursuant to the Tiffany & Co. 2017 Directors Equity Compensation Plan, which complies with Rule 16b-3. The option is exercisable on the first business day following the grant date.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 17:56 UTC TIFFANY & CO TIF · Entity 143953 GrantCommon Stock $.01 Par 856 $0.00 $0.00
Disclosure

SEC source: 0000098246-19-000076 · wf-form4_155985818305254.xml · nonDerivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,451

F1 · shares: Includes 856 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.

F2 · price: Given for no consideration.

F3 · balance_after: Includes 11,451 restricted stock units, 10,595 of which are vested and 856 of which will vest on the earlier of June 4, 2020, or the termination of the reporting person's service as a director due to death or disability. The reporting person has elected to defer the maturity date of all the restricted stock units (and thereby the delivery of the related shares) until six months after the date on which she ceases to be a director. The terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of the disability, of the reporting person.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 19:19 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 38.28 $162.74 $6,229.69
Disclosure

SEC source: 0001001250-19-000031 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,528.18

Underlying: Class A Common Stock · 38.28 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:51 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 3,972 Not disclosed Strike: $84.35 Not disclosed
Disclosure

SEC source: 0001001250-19-000029 · edgar.xml · derivative · entry 7

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,972 shares

Expires 2025-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · price: Not applicable.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:51 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 4,374 Not disclosed Strike: $71.33 Not disclosed
Disclosure

SEC source: 0001001250-19-000029 · edgar.xml · derivative · entry 6

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,374 shares

Expires 2024-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · price: Not applicable.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:51 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 3,813 Not disclosed Strike: $70.68 Not disclosed
Disclosure

SEC source: 0001001250-19-000029 · edgar.xml · derivative · entry 5

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,813 shares

Expires 2023-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · price: Not applicable.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:51 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 12,159 $157.68 $1,917,231.12
Disclosure

SEC source: 0001001250-19-000029 · edgar.xml · nonDerivative · entry 4

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $157.32 to $158.00 per share, inclusive.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:51 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 3,972 $84.35 $335,038.20
Disclosure

SEC source: 0001001250-19-000029 · edgar.xml · nonDerivative · entry 3

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:51 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 4,374 $71.33 $311,997.42
Disclosure

SEC source: 0001001250-19-000029 · edgar.xml · nonDerivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:51 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 3,813 $70.68 $269,502.84
Disclosure

SEC source: 0001001250-19-000029 · edgar.xml · nonDerivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 20:12 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 47.66 $130.30 $6,210.10
Disclosure

SEC source: 0001001250-18-000128 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,489.9

Underlying: Class A Common Stock · 47.66 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 562.41 $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000111 · edgar.xml · derivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,442.24

Underlying: Class A Common Stock · 562.41 shares

Expires not disclosed

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

F2 · derivative.exercise_price: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F3 · derivative.exercise_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 2,329 $0.00 Strike: $143.39 $0.00
Disclosure

SEC source: 0001001250-18-000111 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,329

Underlying: Class A Common Stock · 2,329 shares

Expires 2028-11-13

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 19:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 37.6 $139.89 $5,259.86
Disclosure

SEC source: 0001001250-18-000084 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,879.83

Underlying: Class A Common Stock · 37.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:05 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 33.2 $158.03 $5,246.60
Disclosure

SEC source: 0001001250-18-000044 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,842.23

Underlying: Class A Common Stock · 33.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 00:08 UTC WILLIAMS SONOMA INC WSM · Entity 3176 Exercise / conversionRestricted Stock Units · Derivative 3,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019454 · form4.xml · derivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 29, 2018.

F2 · derivative.expiration_date: The restricted stock units vested on May 29, 2018.

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May 29, 2018 Filed Jun 1, 2018 00:08 UTC WILLIAMS SONOMA INC WSM · Entity 3176 Exercise / conversionCommon Stock 3,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019454 · form4.xml · nonDerivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2018 Filed May 29, 2018 21:45 UTC TIFFANY & CO TIF · Entity 143953 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 3,326 $0.00 Strike: $126.44 $0.00
Disclosure

SEC source: 0000098246-18-000230 · wf-form4_152764468557420.xml · derivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326

Underlying: Common Stock $.01 Par · 3,326 shares

Expires 2028-05-24

F4 · derivative.exercise_date: Options granted pursuant to the Tiffany & Co. 2017 Directors Equity Compensation Plan, which complies with Rule 16b-3. The option is exercisable on the first business day following the grant date.

Read SEC document
May 24, 2018 Filed May 29, 2018 21:45 UTC TIFFANY & CO TIF · Entity 143953 GrantCommon Stock $.01 Par 633 $0.00 $0.00
Disclosure

SEC source: 0000098246-18-000230 · wf-form4_152764468557420.xml · nonDerivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,595

F1 · shares: Includes 633 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.

F2 · price: Given for no consideration.

F3 · balance_after: Includes 10,595 restricted stock units, 9,962 of which are vested and 633 of which will vest on the earlier of May 24, 2019, or the termination of the reporting person's service as a director due to death or disability. The reporting person has elected to defer the maturity date of all the restricted stock units (and thereby the delivery of the related shares) until six months after the date on which she ceases to be a director. The terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of the disability, of the reporting person.

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March 15, 2018 Filed Mar 16, 2018 19:58 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 36.31 $144.12 $5,233.00
Disclosure

SEC source: 0001001250-18-000023 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,809.03

Underlying: Class A Common Stock · 36.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 18:24 UTC TIFFANY & CO TIF · Entity 143953 GrantDividend Equivalent Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0000098246-18-000048 · wf-form4_151579948283431.xml · derivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18

Underlying: Common Stock $.01 Par · 5 shares

Expires not disclosed

F2 · security: Registrant's transfer agent maintains a direct stock purchase program for Registrant's stockholders with a dividend reinvestment feature. Accordingly, pursuant to Rule 16a-11, dividend equivalent units will no longer be reported on a Form 4 at the time of accrual.

F3 · derivative.exercise_price: Represents dividend equivalent units accrued on January 10, 2018 in respect of vested restricted stock units granted to the reporting person on May 26, 2016 pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F4 · derivative.exercise_date: The dividend equivalent units vest proportionately with the underlying restricted stock units to which they relate. The reporting person has elected to defer the maturity date of all the restricted stock units and the related dividend equivalent units (and thereby the delivery of the related shares) until six months after the date on which she ceases to be a director. The terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of the disability, of the reporting person.

F4 · derivative.expiration_date: The dividend equivalent units vest proportionately with the underlying restricted stock units to which they relate. The reporting person has elected to defer the maturity date of all the restricted stock units and the related dividend equivalent units (and thereby the delivery of the related shares) until six months after the date on which she ceases to be a director. The terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of the disability, of the reporting person.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:21 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 40.25 $129.62 $5,217.21
Disclosure

SEC source: 0001001250-17-000133 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,772.72

Underlying: Class A Common Stock · 40.25 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 21:56 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 646.31 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000120 · edgar.xml · derivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,732.47

Underlying: Class A Common Stock · 646.31 shares

Expires not disclosed

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

F2 · derivative.exercise_price: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F3 · derivative.exercise_date: The stock units (share payout) will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The stock units (share payout) will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 21:56 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 2,906 $0.00 Strike: $126.02 $0.00
Disclosure

SEC source: 0001001250-17-000120 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906

Underlying: Class A Common Stock · 2,906 shares

Expires 2027-11-14

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 17:24 UTC TIFFANY & CO TIF · Entity 143953 GrantDividend Equivalent Units · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0000098246-17-000261 · wf-form4_150784347848650.xml · derivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11

Underlying: Common Stock $.01 Par · 6 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents dividend equivalent units accrued on October 10, 2017 in respect of vested restricted stock units granted to the reporting person on May 26, 2016 pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: The dividend equivalent units vest proportionately with the underlying restricted stock units to which they relate. The reporting person has elected to defer the maturity date of all the restricted stock units and the related dividend equivalent units (and thereby the delivery of the related shares) until six months after the date on which she ceases to be a director. The terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of the disability, of the reporting person.

F3 · derivative.expiration_date: The dividend equivalent units vest proportionately with the underlying restricted stock units to which they relate. The reporting person has elected to defer the maturity date of all the restricted stock units and the related dividend equivalent units (and thereby the delivery of the related shares) until six months after the date on which she ceases to be a director. The terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of the disability, of the reporting person.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:12 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 40.43 $109.69 $4,434.77
Disclosure

SEC source: 0001001250-17-000089 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,086.16

Underlying: Class A Common Stock · 40.43 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 17:18 UTC TIFFANY & CO TIF · Entity 143953 GrantDividend Equivalent Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0000098246-17-000185 · wf-form4_149989431828636.xml · derivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5

Underlying: Common Stock $.01 Par · 5 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents dividend equivalent units accrued on July 10, 2017 in respect of vested restricted stock units granted to the reporting person on May 26, 2016 pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: The dividend equivalent units vest proportionately with the underlying restricted stock units to which they relate. The reporting person has elected to defer the maturity date of all the restricted stock units and the related dividend equivalent units (and thereby the delivery of the related shares) until six months after the date on which she ceases to be a director. The terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of the disability, of the reporting person.

F3 · derivative.expiration_date: The dividend equivalent units vest proportionately with the underlying restricted stock units to which they relate. The reporting person has elected to defer the maturity date of all the restricted stock units and the related dividend equivalent units (and thereby the delivery of the related shares) until six months after the date on which she ceases to be a director. The terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of the disability, of the reporting person.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 15:50 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 45.31 $97.55 $4,419.99
Disclosure

SEC source: 0001001250-17-000039 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,045.73

Underlying: Class A Common Stock · 45.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 08, 2017 Filed Jun 8, 2017 21:08 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 4,736 Not disclosed Strike: $57.49 Not disclosed
Disclosure

SEC source: 0001001250-17-000036 · edgar.xml · derivative · entry 5

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,736 shares

Expires 2022-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F4 · balance_after: The Reporting Person also has options to purchase 16,856 shares of Class A Common Stock, 12,159 of which are currently exercisable.

Read SEC document
June 08, 2017 Filed Jun 8, 2017 21:08 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 4,576 Not disclosed Strike: $57.53 Not disclosed
Disclosure

SEC source: 0001001250-17-000036 · edgar.xml · derivative · entry 4

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,576 shares

Expires 2022-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

Read SEC document
June 08, 2017 Filed Jun 8, 2017 21:08 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 9,312 $95.89 $892,927.68
Disclosure

SEC source: 0001001250-17-000036 · edgar.xml · nonDerivative · entry 3

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $95.65 to $96.08 per share, inclusive.

Read SEC document
June 08, 2017 Filed Jun 8, 2017 21:08 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 4,736 $57.49 $272,272.64
Disclosure

SEC source: 0001001250-17-000036 · edgar.xml · nonDerivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 8, 2017 21:08 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 4,576 $57.53 $263,257.28
Disclosure

SEC source: 0001001250-17-000036 · edgar.xml · nonDerivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 00:39 UTC WILLIAMS SONOMA INC WSM · Entity 3176 GrantRestricted Stock Units · Derivative 3,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020131 · form4.xml · derivative · entry 3

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,172

Underlying: Common Stock · 3,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F4 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Vested shares will be delivered to the reporting person upon vesting or at the end of the deferral period, if applicable.

F4 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Vested shares will be delivered to the reporting person upon vesting or at the end of the deferral period, if applicable.

Read SEC document
May 30, 2017 Filed Jun 2, 2017 00:39 UTC WILLIAMS SONOMA INC WSM · Entity 3176 Exercise / conversionRestricted Stock Units · Derivative 2,897 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020131 · form4.xml · derivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F2 · derivative.exercise_date: Vested shares will be delivered to the reporting person at the end of the deferral period, May 29, 2026, or upon her earlier retirement from the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units vested on May 30, 2017.

Read SEC document
May 30, 2017 Filed Jun 2, 2017 00:39 UTC WILLIAMS SONOMA INC WSM · Entity 3176 Exercise / conversionCommon Stock 2,897 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020131 · form4.xml · nonDerivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2017 Filed May 30, 2017 18:21 UTC TIFFANY & CO TIF · Entity 143953 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,450 $0.00 Strike: $85.82 $0.00
Disclosure

SEC source: 0000098246-17-000140 · wf-form4_149618287108149.xml · derivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,450

Underlying: Common Stock $.01 Par · 5,450 shares

Expires 2027-05-25

F4 · derivative.exercise_date: Options granted pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3. The option is exercisable on the first business day following the grant date.

Read SEC document
May 25, 2017 Filed May 30, 2017 18:21 UTC TIFFANY & CO TIF · Entity 143953 GrantCommon Stock $.01 Par 933 $0.00 $0.00
Disclosure

SEC source: 0000098246-17-000140 · wf-form4_149618287108149.xml · nonDerivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,962

F1 · shares: Includes 933 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.

F2 · price: Given for no consideration.

F3 · balance_after: Includes 9,962 restricted stock units, 9,029 of which are vested and 933 of which will vest on the earlier of May 25, 2018, or the termination of the reporting person's service as a director due to death or disability. The reporting person has elected to defer the maturity date of all the restricted stock units (and thereby the delivery of the related shares) until six months after the date on which she ceases to be a director. The terms of the restricted stock units provide for earlier delivery upon the death, or the end of service as a result of the disability, of the reporting person.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 19:52 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 51.59 $85.33 $4,402.17
Disclosure

SEC source: 0001001250-17-000017 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000.42

Underlying: Class A Common Stock · 51.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 16:24 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 56.5 $77.58 $4,383.27
Disclosure

SEC source: 0001001250-16-000263 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,948.83

Underlying: Class A Common Stock · 56.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 21:46 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 889.18 $0.00 $0.00
Disclosure

SEC source: 0001001250-16-000250 · edgar.xml · derivative · entry 2

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,892.33

Underlying: Class A Common Stock · 889.18 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F1 · kind: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

F3 · derivative.exercise_date: The stock units (share payout) will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The stock units (share payout) will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 21:46 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 4,697 $0.00 Strike: $78.36 $0.00
Disclosure

SEC source: 0001001250-16-000250 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,697

Underlying: Class A Common Stock · 4,697 shares

Expires 2026-11-11

F1 · kind: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:25 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 40.84 $87.86 $3,588.20
Disclosure

SEC source: 0001001250-16-000228 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,003.15

Underlying: Class A Common Stock · 40.84 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.