Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | Vice President of Engineering | September 15, 2022 | September 20, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date September 15, 2022 · Filed September 20, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 139,015 |
Ending reported balance
After 2022-09-19 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-09-15 · Grant · Acquired 12,892 · Balance 145,461 F1: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 12,892 RSUs subject to the award on September 15, 2022 with respect to the performance conditions that were satisfied for fiscal 2022. Row 2 · 2022-09-15 · Sale · Disposed 2,149 · Balance 143,312 F2: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.56. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2022-09-16 · Sale · Disposed 2,149 · Balance 141,163 F2: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4: This transaction was executed in multiple trades at prices ranging from $5.14 to $5.31. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 4 · 2022-09-19 · Sale · Disposed 2,148 · Balance 139,015 F2: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5: This transaction was executed in multiple trades at prices ranging from $5.12 to $5.25 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 12,892 RSUs subject to the award on September 15, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.
F2: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.56. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $5.14 to $5.31. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $5.12 to $5.25 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2020 Filed Sep 2, 2020 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-002988 · ownership.xml · nonDerivative · entry 3 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On August 31, 2018, the reporting person was granted 100,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (25,000 shares) vested on September 1, 2019 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. This transaction reflects the vesting and payment of 6,250 RSUs subject to the award on September 1, 2020. F3 · price: On August 31, 2018, the reporting person was granted 100,000 RSUs that were scheduled to vest as follows: (a) 25% of the RSUs (25,000 shares) vested on September 1, 2019 and (b) 1/16 of the RSUs vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. This transaction reflects the vesting and payment of 6,250 RSUs subject to the award on September 1, 2020. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 4,769 | $5.37 | $25,609.53 |
DisclosureSEC source: 0001683168-20-002988 · ownership.xml · nonDerivative · entry 2 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,196 F2 · kind: In accordance with the terms of the applicable RSU award agreement, 4,769 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 13,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-002988 · ownership.xml · nonDerivative · entry 1 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,965 F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 13,792 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020. F1 · price: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 13,792 RSUs subject to the award on August 31, 2020 with respect to the performance conditions that were satisfied for fiscal 2020. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:11 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001829 · ownership.xml · derivative · entry 3 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 2,214 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:11 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 2,214 | $3.64 | $8,058.96 |
DisclosureSEC source: 0001683168-20-001829 · ownership.xml · nonDerivative · entry 2 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,173 F2 · kind: In accordance with the terms of the RSU Agreement, 2,214 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:11 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001829 · ownership.xml · nonDerivative · entry 1 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-000678 · ownership.xml · derivative · entry 3 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 2,556 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 2,556 | $3.23 | $8,255.88 |
DisclosureSEC source: 0001683168-20-000678 · ownership.xml · nonDerivative · entry 2 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,137 F2 · kind: In accordance with the terms of the RSU Agreement, 2,556 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-000678 · ownership.xml · nonDerivative · entry 1 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| December 01, 2019 Filed Dec 4, 2019 01:04 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-003879 · ownership.xml · derivative · entry 3 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,750 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 2,162 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| December 01, 2019 Filed Dec 4, 2019 01:04 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 2,162 | $3.36 | $7,264.32 |
DisclosureSEC source: 0001683168-19-003879 · ownership.xml · nonDerivative · entry 2 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,443 F2 · kind: In accordance with the terms of the RSU Agreement, 2,162 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| December 01, 2019 Filed Dec 4, 2019 01:04 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-003879 · ownership.xml · nonDerivative · entry 1 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 21:46 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-002828 · ownership.xml · derivative · entry 3 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 8,645 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 21:46 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 8,645 | $3.28 | $28,355.60 |
DisclosureSEC source: 0001683168-19-002828 · ownership.xml · nonDerivative · entry 2 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,355 F2 · kind: In accordance with the terms of the RSU Agreement, 8,645 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 21:46 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-002828 · ownership.xml · nonDerivative · entry 1 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| August 31, 2018 Filed Aug 31, 2018 11:59 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002576 · ownership.xml · derivative · entry 1 Hakam Fathi · CIK 0001751026 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (25,000 shares) vest on September 1, 2019 (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (25,000 shares) vest on September 1, 2019 (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.