Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WELLS FARGO & COMPANY/MN
Report date July 28, 2016 · Filed July 29, 2016
Section 16 reporting ended · disclosed 2007-06-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 4,830 |
Ending reported balance
After 2016-07-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-07-28 · Exercise / conversion · Acquired 4,484.7437 · Balance 7,065.7437 F1: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Row 2 · 2016-07-28 · Tax withholding · Disposed 2,235.7437 · Balance 4,830 |
| Restricted Share RightSEC Table II · derivative / convertible security | Direct | 13,452.1719 |
Reported balance
After 2016-07-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-07-28 · Exercise / conversion · Disposed 4,484.7437 · Balance 13,452.1719 F3: Each RSR represents a contingent right to receive one share of Company common stock. F4: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 17,968.3814 |
Reported balance
Holding disclosure · report date 2016-07-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,968.3814 F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Family Trust | 937,376.77 |
Reported balance
Holding disclosure · report date 2016-07-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 937,376.77 |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
F3: Each RSR represents a contingent right to receive one share of Company common stock.
F4: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2013 Filed Feb 14, 2013 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 161,992 | $0.00 Strike: $28.43 | $0.00 |
DisclosureSEC source: 0001127602-13-005937 · form4.xml · derivative · entry 9 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 161,992 shares Expires 2014-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2013 Filed Feb 14, 2013 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 92,918 | $0.00 Strike: $33.32 | $0.00 |
DisclosureSEC source: 0001127602-13-005937 · form4.xml · derivative · entry 8 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 92,918 shares Expires 2013-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2013 Filed Feb 14, 2013 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 69,338 | $35.51 | $2,462,192.38 |
DisclosureSEC source: 0001127602-13-005937 · form4.xml · nonDerivative · entry 6 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 329,148.77 Read SEC document |
| February 12, 2013 Filed Feb 14, 2013 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 75,000 | $29.91 | $2,242,875.00 |
DisclosureSEC source: 0001127602-13-005937 · form4.xml · nonDerivative · entry 5 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 398,486.77 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2013 Filed Feb 14, 2013 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 143,271 | $35.51 | $5,087,553.21 |
DisclosureSEC source: 0001127602-13-005937 · form4.xml · nonDerivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 323,486.77 Read SEC document |
| February 12, 2013 Filed Feb 14, 2013 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 161,992 | $28.43 | $4,605,432.56 |
DisclosureSEC source: 0001127602-13-005937 · form4.xml · nonDerivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 466,757.77 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2013 Filed Feb 14, 2013 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 89,340 | $35.51 | $3,172,463.40 |
DisclosureSEC source: 0001127602-13-005937 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 304,765.77 Read SEC document |
| February 12, 2013 Filed Feb 14, 2013 13:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 92,918 | $33.32 | $3,096,027.76 |
DisclosureSEC source: 0001127602-13-005937 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 394,105.77 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2012 Filed Jul 19, 2012 23:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 216,300 | $0.00 Strike: $28.43 | $0.00 |
DisclosureSEC source: 0001127602-12-022630 · form4.xml · derivative · entry 7 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,992 Underlying: Common Stock, $1 2/3 Par Value · 216,300 shares Expires 2014-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2012 Filed Jul 19, 2012 23:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 48,818 | $0.00 Strike: $30.50 | $0.00 |
DisclosureSEC source: 0001127602-12-022630 · form4.xml · derivative · entry 6 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 48,818 shares Expires 2013-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2012 Filed Jul 19, 2012 23:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 197,519 | $33.96 | $6,707,745.24 |
DisclosureSEC source: 0001127602-12-022630 · form4.xml · nonDerivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 301,187.77 Read SEC document |
| July 18, 2012 Filed Jul 19, 2012 23:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 216,300 | $28.43 | $6,149,409.00 |
DisclosureSEC source: 0001127602-12-022630 · form4.xml · nonDerivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 498,706.77 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2012 Filed Jul 19, 2012 23:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 46,162 | $33.96 | $1,567,661.52 |
DisclosureSEC source: 0001127602-12-022630 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 282,406.77 Read SEC document |
| July 18, 2012 Filed Jul 19, 2012 23:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 48,818 | $30.50 | $1,488,704.91 |
DisclosureSEC source: 0001127602-12-022630 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 328,568.77 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 14:54 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 32,724.3285 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-021273 · form4.xml · derivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,357.8034 Underlying: Common Stock, $1 2/3 Par Value · 32,724.3285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock. F4 · derivative.exercise_date: Restricted Share Rights ("RSRs") will vest in three installments: 30% on July 1, 2012, 30% on July 1, 2013, and 40% on July 1, 2014, provided that to the extent required by the Emergency Economic Stabilization Act of 2008, as amended from time to time, no installment will vest during the period in which any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program remains outstanding. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting of the RSRs. F4 · derivative.expiration_date: Restricted Share Rights ("RSRs") will vest in three installments: 30% on July 1, 2012, 30% on July 1, 2013, and 40% on July 1, 2014, provided that to the extent required by the Emergency Economic Stabilization Act of 2008, as amended from time to time, no installment will vest during the period in which any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program remains outstanding. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting of the RSRs. Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 14:54 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 15,276.3285 | $33.44 | $510,840.43 |
DisclosureSEC source: 0001127602-12-021273 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 279,750.77 Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 14:54 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 32,724.3285 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-021273 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 295,027.0985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/1/2012. Original grant date was 2/24/2009. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2012 Filed Mar 19, 2012 16:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 849.7104 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-011072 · form4.xml · derivative · entry 7 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,697.3808 Underlying: Common Stock, $1 2/3 Par Value · 849.7104 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock. F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2012 Filed Mar 19, 2012 16:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 4,183.6516 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-011072 · form4.xml · derivative · entry 6 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,182.6239 Underlying: Common Stock, $1 2/3 Par Value · 4,183.6516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock. F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award. F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award. Read SEC document |
| March 15, 2012 Filed Mar 19, 2012 16:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 396.7104 | $34.07 | $13,515.92 |
DisclosureSEC source: 0001127602-12-011072 · form4.xml · nonDerivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 262,302.77 Read SEC document |
| March 15, 2012 Filed Mar 19, 2012 16:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 849.7104 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-011072 · form4.xml · nonDerivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 262,699.4804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a RSR vesting on 3/15/2012. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2012 Filed Mar 19, 2012 16:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,953.6516 | $34.07 | $66,560.91 |
DisclosureSEC source: 0001127602-12-011072 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 261,849.77 Read SEC document |
| March 15, 2012 Filed Mar 19, 2012 16:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,183.6516 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-011072 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 263,803.4216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2012. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| February 28, 2012 Filed Feb 29, 2012 20:45 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 4,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-008658 · form4.xml · derivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,251 Underlying: Common Stock, $1 2/3 Par Value · 4,251 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| January 11, 2012 Filed Jan 12, 2012 20:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 34,112 | $0.00 Strike: $26.95 | $0.00 |
DisclosureSEC source: 0001127602-12-001619 · form4.xml · derivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 34,112 shares Expires 2012-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2012 Filed Jan 12, 2012 20:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 32,238 | $29.62 | $954,889.56 |
DisclosureSEC source: 0001127602-12-001619 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 259,619.77 Read SEC document |
| January 11, 2012 Filed Jan 12, 2012 20:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 34,112 | $26.95 | $919,318.40 |
DisclosureSEC source: 0001127602-12-001619 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 291,857.77 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2011 Filed Mar 17, 2011 00:42 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 4,101.3759 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-010460 · form4.xml · derivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,201.7444 Underlying: Common Stock, $1 2/3 Par Value · 4,101.3759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Share Right represents a contingent right to receive one share of Wells Fargo & Company common stock. F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award. F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award. Read SEC document |
| March 15, 2011 Filed Mar 17, 2011 00:42 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,915.3759 | $32.27 | $61,809.18 |
DisclosureSEC source: 0001127602-11-010460 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 257,745.77 Read SEC document |
| March 15, 2011 Filed Mar 17, 2011 00:42 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,101.3759 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-010460 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 259,661.1459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right vesting on 3/15/2011. Original grant date was 2/23/2010. This vesting represents one-third of the original amount of Restricted Share Rights granted (plus dividend equivalents reinvested in additional Restricted Share Rights). Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 256.663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-11-008754 · form4.xml · derivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,615.1197 Underlying: Common Stock, $1 2/3 Par Value · 256.663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F5 · price: Price of derivative security is $31.65. F4 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 107 | $31.65 | $3,386.55 |
DisclosureSEC source: 0001127602-11-008754 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 255,559.77 Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 256 | $31.65 | $8,102.40 |
DisclosureSEC source: 0001127602-11-008754 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 255,666.77 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Fractional share of .663 paid in cash. Read SEC document |
| February 22, 2011 Filed Feb 24, 2011 18:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 2,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-11-007287 · form4.xml · derivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,497 Underlying: Common Stock, $1 2/3 Par Value · 2,497 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| December 29, 2010 Filed Dec 30, 2010 20:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 114,620 | $0.00 Strike: $26.95 | $0.00 |
DisclosureSEC source: 0001127602-10-031744 · form4.xml · derivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 114,620 shares Expires 2011-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2010 Filed Dec 30, 2010 20:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 106,601 | $31.02 | $3,306,763.02 |
DisclosureSEC source: 0001127602-10-031744 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 255,424.77 Read SEC document |
| December 29, 2010 Filed Dec 30, 2010 20:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 114,620 | $26.95 | $3,089,009.00 |
DisclosureSEC source: 0001127602-10-031744 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 362,025.77 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2010 Filed Mar 9, 2010 20:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 33,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-008024 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 247,405.77 F1 · shares: Shares of Wells Fargo & Company (the "Company") common stock acquired under the Company's Long-Term Incentive Compensation Plan. These shares were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 01:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 139.4357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-10-006975 · form4.xml · derivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,611.4542 Underlying: Common Stock, $1 2/3 Par Value · 139.4357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F5 · price: Price of derivative security is $27.35. F4 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 01:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 44 | $27.35 | $1,203.40 |
DisclosureSEC source: 0001127602-10-006975 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 213,684.77 Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 01:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 139 | $27.35 | $3,801.65 |
DisclosureSEC source: 0001127602-10-006975 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 213,728.77 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Fractional share of .4357 paid in cash. Read SEC document |
| March 01, 2010 Filed Feb 10, 2011 17:43 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 58 | $27.35 | $1,586.30 |
DisclosureSEC source: 0001127602-11-004751 · form4a.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 213,670.77 Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 01:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 187.0014 | $26.99 | $5,047.17 |
DisclosureSEC source: 0001127602-10-006737 · form4.xml · derivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750.213 Underlying: Common Stock, $1 2/3 Par Value · 187.0014 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| February 23, 2010 Filed Feb 25, 2010 17:57 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 12,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-10-006250 · form4.xml · derivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,215 Underlying: Common Stock, $1 2/3 Par Value · 12,215 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2011, 3/15/2012, and 3/15/2013. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2009 annual incentive compensation award. Read SEC document |
| February 18, 2010 Filed Feb 19, 2010 19:42 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 20,714 | $0.00 Strike: $25.55 | $0.00 |
DisclosureSEC source: 0001127602-10-005565 · form4.xml · derivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 20,714 shares Expires 2010-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2010 Filed Feb 19, 2010 19:42 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 19,854 | $27.34 | $542,808.36 |
DisclosureSEC source: 0001127602-10-005565 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 213,589.77 Read SEC document |
| February 18, 2010 Filed Feb 19, 2010 19:42 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 20,714 | $25.55 | $529,242.70 |
DisclosureSEC source: 0001127602-10-005565 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 233,443.77 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 22:49 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 9,272.8629 | $10.84 | $100,517.83 |
DisclosureSEC source: 0001193833-09-000056 · edgar.xml · derivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 9,272.8629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. F4 · derivative.exercise_date: Payable in lump sum on March 1, 2009. F4 · derivative.expiration_date: Payable in lump sum on March 1, 2009. Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 22:49 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 par value | 2,874 | $10.84 | $31,154.16 |
DisclosureSEC source: 0001193833-09-000056 · edgar.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,729.77 Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 22:49 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 par value | 9,272 | $10.84 | $100,508.48 |
DisclosureSEC source: 0001193833-09-000056 · edgar.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,603.77 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Fractional share of 0.8629 paid in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.