Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WELLS FARGO & COMPANY/MN
Report date July 28, 2016 · Filed July 29, 2016
Section 16 reporting ended · disclosed 2007-06-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 4,830 |
Ending reported balance
After 2016-07-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-07-28 · Exercise / conversion · Acquired 4,484.7437 · Balance 7,065.7437 F1: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Row 2 · 2016-07-28 · Tax withholding · Disposed 2,235.7437 · Balance 4,830 |
| Restricted Share RightSEC Table II · derivative / convertible security | Direct | 13,452.1719 |
Reported balance
After 2016-07-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-07-28 · Exercise / conversion · Disposed 4,484.7437 · Balance 13,452.1719 F3: Each RSR represents a contingent right to receive one share of Company common stock. F4: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 17,968.3814 |
Reported balance
Holding disclosure · report date 2016-07-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,968.3814 F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Family Trust | 937,376.77 |
Reported balance
Holding disclosure · report date 2016-07-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 937,376.77 |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
F3: Each RSR represents a contingent right to receive one share of Company common stock.
F4: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2003 Filed Sep 16, 2003 22:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9976 | $50.04 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000055 · edgar.xml · derivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,679.8665 Underlying: Common Stock, $1 2/3 par value · 2.9976 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| September 15, 2003 Filed Sep 16, 2003 22:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9976 | $50.04 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000055 · edgar.xml · derivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 296.0537 Underlying: Common Stock, $1 2/3 par value · 2.9976 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| August 31, 2003 Filed Sep 2, 2003 17:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9916 | $50.14 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000052 · edgar.xml · derivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,644.216 Underlying: Common Stock, $1 2/3 par value · 2.9916 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| August 31, 2003 Filed Sep 2, 2003 17:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9916 | $50.14 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000052 · edgar.xml · derivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 290.5024 Underlying: Common Stock, $1 2/3 par value · 2.9916 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| August 15, 2003 Filed Aug 18, 2003 21:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9691 | $50.52 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000049 · edgar.xml · derivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 287.5107 Underlying: Common Stock, $1 2/3 par value · 2.9691 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| August 15, 2003 Filed Aug 18, 2003 21:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9691 | $50.52 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000049 · edgar.xml · derivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,641.2244 Underlying: Common Stock, $1 2/3 par value · 2.9691 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 18:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9685 | $50.53 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000043 · edgar.xml · derivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 284.5416 Underlying: Common Stock, $1 2/3 par value · 2.9685 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 18:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9685 | $50.53 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000043 · edgar.xml · derivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,638.2553 Underlying: Common Stock, $1 2/3 par value · 2.9685 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| July 28, 2003 Filed Jul 28, 2003 23:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 par value | 530 | $52.09 | $27,607.70 |
DisclosureSEC source: 0001193833-03-000042 · edgar.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through spouse Disclosed balance after: 2,393 Read SEC document |
| July 28, 2003 Filed Jul 28, 2003 23:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 par value | 2,360 | $52.09 | $122,932.40 |
DisclosureSEC source: 0001193833-03-000042 · edgar.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500.376 Read SEC document |
| July 15, 2003 Filed Jul 15, 2003 23:00 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.8885 | $51.93 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000037 · edgar.xml · derivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 281.5731 Underlying: Common Stock, $1 2/3 par value · 2.8885 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| July 15, 2003 Filed Jul 15, 2003 23:00 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.8885 | $51.93 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000037 · edgar.xml · derivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,635.2867 Underlying: Common Stock, $1 2/3 par value · 2.8885 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 17:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9762 | $50.40 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000021 · edgar.xml · derivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 278.6846 Underlying: Common Stock, $1 2/3 par value · 2.9762 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 17:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9762 | $50.40 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000021 · edgar.xml · derivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,632.3982 Underlying: Common Stock, $1 2/3 par value · 2.9762 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| June 20, 2003 Filed Jun 20, 2003 22:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantEmployee Stock Purchse Options · Derivative | 10,357 | $0.00 Strike: $51.10 | $0.00 |
DisclosureSEC source: 0001193833-03-000014 · primary_doc.xml · derivative · entry 5 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,357 Underlying: Common Stock, $1 2/3 par value · 10,357 shares Expires 2010-02-22 Read SEC document |
| June 20, 2003 Filed Jun 20, 2003 22:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Options · Derivative | 3,919 | $0.00 Strike: $33.50 | $0.00 |
DisclosureSEC source: 0001193833-03-000014 · primary_doc.xml · derivative · entry 4 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,508 Underlying: Common Stock, $1 2/3 par value · 3,919 shares Expires 2010-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2003 Filed Jun 20, 2003 22:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Options · Derivative | 9,427 | $0.00 Strike: $33.50 | $0.00 |
DisclosureSEC source: 0001193833-03-000014 · primary_doc.xml · derivative · entry 3 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 9,427 shares Expires 2010-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2003 Filed Jun 20, 2003 22:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 par value | 10,392 | $51.10 | $531,031.20 |
DisclosureSEC source: 0001193833-03-000014 · primary_doc.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,860.376 F1 · balance_after: This amount includes 6600 shares of restricted stock. The reporting person also holds indirectly, through a 401(k) plan, 4924.633 shares (reflecting the share equivalent of units in the Wells Fargo Stock Fund and the ESOP Fund as if small amounts of cash held in those funds were fully invested). The reporting person also holds indirectly, through her spouse, 2,923 shares (including 1480 shares of restricted stock) and 8140.192 shares through her spouse's account in the 401(k) plan (reflecting the share equivalent of units in the Wells Fargo Stock Fund and the ESOP Fund as if small amounts of cash held in those funds were fully invested). Read SEC document |
| June 20, 2003 Filed Jun 20, 2003 22:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 par value | 13,346 | $33.50 | $447,091.00 |
DisclosureSEC source: 0001193833-03-000014 · primary_doc.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,252.376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2003 Filed Jun 16, 2003 18:23 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9516 | $50.82 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000011 · primary_doc.xml · derivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 275.7084 Underlying: Common Stock, $1 2/3 par value · 2.9516 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| June 15, 2003 Filed Jun 16, 2003 18:23 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2.9516 | $50.82 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000011 · primary_doc.xml · derivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,629.4221 Underlying: Common Stock, $1 2/3 par value · 2.9516 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| May 30, 2003 Filed Jun 2, 2003 22:00 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 3.1056 | $48.30 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000006 · primary_doc.xml · derivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 271.1115 Underlying: Common Stock, $1 2/3 par value · 3.1056 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| May 30, 2003 Filed Jun 2, 2003 22:00 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 3.1056 | $48.30 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000006 · primary_doc.xml · derivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,604.1232 Underlying: Common Stock, $1 2/3 par value · 3.1056 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| May 15, 2003 Filed May 15, 2003 23:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 3.1166 | $48.13 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000003 · primary_doc.xml · derivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 268.0059 Underlying: Common Stock, $1 2/3 par value · 3.1166 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
| May 15, 2003 Filed May 15, 2003 23:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 3.1166 | $48.13 Strike: $0.00 | $150.00 |
DisclosureSEC source: 0001193833-03-000003 · primary_doc.xml · derivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Group Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,601.0177 Underlying: Common Stock, $1 2/3 par value · 3.1166 shares Expires 2009-03-01 F1 · derivative.exercise_price: Conversion price is 1-for-1 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.