Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COSTCO WHOLESALE CORP /NEWCOST · Entity 2803 | Former Executive VP | October 22, 2016 | October 25, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COSTCO WHOLESALE CORP /NEW
Report date October 22, 2016 · Filed October 25, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,126 |
Ending reported balance
After 2016-10-22 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2016-10-22 · Tax withholding · Disposed 785 · Balance 53,653 F1: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 21, 2016. Row 2 · 2016-10-22 · Tax withholding · Disposed 785 · Balance 52,868 F1: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 21, 2016. Row 3 · 2016-10-22 · Tax withholding · Disposed 613 · Balance 52,255 F1: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 21, 2016. Row 4 · 2016-10-22 · Tax withholding · Disposed 613 · Balance 51,642 F1: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 21, 2016. Row 5 · 2016-10-22 · Tax withholding · Disposed 516 · Balance 51,126 F1: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 21, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 21, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2007 Filed Jan 12, 2007 18:45 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 64,000 | $34.74 Strike: $34.74 | $2,223,360.00 |
DisclosureSEC source: 0001209191-07-003422 · doc4.xml · derivative · entry 5 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,000 shares Expires 2011-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2007 Filed Jan 12, 2007 18:45 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 133,000 | $53.95 | $7,175,350.00 |
DisclosureSEC source: 0001209191-07-003422 · doc4.xml · nonDerivative · entry 4 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,500 Read SEC document |
| January 10, 2007 Filed Jan 12, 2007 18:45 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 25,000 | $53.97 | $1,349,250.00 |
DisclosureSEC source: 0001209191-07-003422 · doc4.xml · nonDerivative · entry 3 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,500 Read SEC document |
| January 10, 2007 Filed Jan 12, 2007 18:45 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 64,000 | $34.74 | $2,223,360.00 |
DisclosureSEC source: 0001209191-07-003422 · doc4.xml · nonDerivative · entry 2 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2007 Filed Jan 12, 2007 18:45 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 94,000 | $34.28 | $3,222,320.00 |
DisclosureSEC source: 0001209191-07-003422 · doc4.xml · nonDerivative · entry 1 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2006 Filed Oct 23, 2006 17:22 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-06-055537 · doc4.xml · nonDerivative · entry 1 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,500 F1 · shares: Units vest 20% at October 19 over each of the next five years. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| June 12, 2006 Filed Jun 12, 2006 21:41 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-06-036073 · doc4.xml · nonDerivative · entry 1 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F1 · shares: Vests one-fifth on April 12, 2007 and one-fifth annually on April 12 for the following four years. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| April 01, 2005 Filed Apr 4, 2005 22:50 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantStock Option · Derivative | 75,000 | $0.00 Strike: $43.79 | $0.00 |
DisclosureSEC source: 0001278890-05-000004 · c0001278890d20050404f4f.xml · derivative · entry 1 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2015-04-01 F1 · kind: Granted pursuant to the 2002 Stock Incentive Plan. Read SEC document |
| January 19, 2005 Filed Jan 19, 2005 23:24 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 2,000 | $0.00 Strike: $34.28 | $0.00 |
DisclosureSEC source: 0001278890-05-000002 · c0001278890d20050119f4f.xml · derivative · entry 3 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,000 Underlying: Common Stock · 2,000 shares Expires 2011-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2005 Filed Jan 19, 2005 23:24 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 2,000 | $48.90 | $97,800.00 |
DisclosureSEC source: 0001278890-05-000002 · c0001278890d20050119f4f.xml · nonDerivative · entry 2 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 19, 2005 Filed Jan 19, 2005 23:24 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 2,000 | $34.28 | $68,560.00 |
DisclosureSEC source: 0001278890-05-000002 · c0001278890d20050119f4f.xml · nonDerivative · entry 1 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2004 Filed Apr 2, 2004 21:08 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantStock Option · Derivative | 75,000 | $0.00 Strike: $37.35 | $0.00 |
DisclosureSEC source: 0001278890-04-000004 · c0001278890d20040402f4f.xml · derivative · entry 1 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2014-03-31 F1 · kind: Granted pursuant to the Incentive Stock Option plan. F2 · derivative.exercise_date: Vest 20%/year over five years Read SEC document |
| April 01, 2004 Filed Apr 14, 2004 17:18 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantStock Option · Derivative | 75,000 | $0.00 Strike: $37.35 | $0.00 |
DisclosureSEC source: 0001278890-04-000005 · c0001278890d20040414f4af.xml · derivative · entry 1 SCHUTT DOUGLAS W · CIK 0001278890 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2014-03-31 F1 · kind: Granted pursuant to the Incentive Stock Option plan. F2 · derivative.exercise_date: Vest 20%/year over five years Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.