Rittenmeyer Ronald A

SEC source: 0001225208-19-000581 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,397

Underlying: Common Stock · 154 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2010 Plan and the 2013 Plan.

SEC source: 0001209191-18-060599 · doc4.xml · derivative · entry 7

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,534

Underlying: Common Stock · 7,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The second vesting date occurred on November 30, 2018 (the business day prior to December 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 36,534 restricted stock units are shown in Table II.

F4 · derivative.exercise_date: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The second vesting date occurred on November 30, 2018 (the business day prior to December 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 36,534 restricted stock units are shown in Table II.

F4 · derivative.expiration_date: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The second vesting date occurred on November 30, 2018 (the business day prior to December 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 36,534 restricted stock units are shown in Table II.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-18-060599 · doc4.xml · derivative · entry 6

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,414

Underlying: Common Stock · 36,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The third vesting date occurred on November 30, 2018 (the business day prior to December 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 180,414 restricted stock units are shown in Table II.

F1 · derivative.exercise_date: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The third vesting date occurred on November 30, 2018 (the business day prior to December 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 180,414 restricted stock units are shown in Table II.

F1 · derivative.expiration_date: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The third vesting date occurred on November 30, 2018 (the business day prior to December 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 180,414 restricted stock units are shown in Table II.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-18-060599 · doc4.xml · nonDerivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,435

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-18-060599 · doc4.xml · nonDerivative · entry 3

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The second vesting date occurred on November 30, 2018 (the business day prior to December 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 36,534 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-18-060599 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,004

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-18-060599 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The third vesting date occurred on November 30, 2018 (the business day prior to December 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 180,414 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001225208-18-014106 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,243

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2010 Plan and the 2013 Plan.

SEC source: 0001209191-18-049252 · doc4.xml · derivative · entry 7

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,840

Underlying: Common Stock · 7,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The first vesting date occurred on August 31, 2018 (the business day prior to September 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 43,840 restricted stock units are shown in Table II.

F4 · derivative.exercise_date: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The first vesting date occurred on August 31, 2018 (the business day prior to September 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 43,840 restricted stock units are shown in Table II.

F4 · derivative.expiration_date: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The first vesting date occurred on August 31, 2018 (the business day prior to September 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 43,840 restricted stock units are shown in Table II.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-18-049252 · doc4.xml · derivative · entry 6

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,496

Underlying: Common Stock · 36,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The second vesting date occurred on August 31, 2018 (the business day prior to September 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 216,496 restricted stock units are shown in Table II.

F1 · derivative.exercise_date: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The second vesting date occurred on August 31, 2018 (the business day prior to September 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 216,496 restricted stock units are shown in Table II.

F1 · derivative.expiration_date: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The second vesting date occurred on August 31, 2018 (the business day prior to September 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 216,496 restricted stock units are shown in Table II.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-18-049252 · doc4.xml · nonDerivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,121

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-18-049252 · doc4.xml · nonDerivative · entry 3

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on June 29, 2018, the reporting person received a grant of 51,146 time-based restricted stock units that vest and settle in seven equal quarterly installments. The first vesting date occurred on August 31, 2018 (the business day prior to September 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 7,306 shares of common stock, as shown in Table I. The remaining 43,840 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-18-049252 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,690

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-18-049252 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The second vesting date occurred on August 31, 2018 (the business day prior to September 1, 2018, which fell on a weekend), resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 216,496 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001478242-18-000048 · edgar.xml · derivative · entry 3

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,680 shares

Expires 2020-07-20

SEC source: 0001478242-18-000048 · edgar.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,307

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $121.71 to $124.60 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001478242-18-000048 · edgar.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,987

SEC source: 0001225208-18-011448 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,128

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2010 Plan and the 2013 Plan.

SEC source: 0001209191-18-040036 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,146

Underlying: Common Stock · 51,146 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest and settle in seven equal quarterly installments on the following dates: September 1, 2018; December 1, 2018; March 1, 2019; June 1, 2019; September 1, 2019; December 1, 2019; and February 28, 2020. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest and settle in seven equal quarterly installments on the following dates: September 1, 2018; December 1, 2018; March 1, 2019; June 1, 2019; September 1, 2019; December 1, 2019; and February 28, 2020. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest and settle in seven equal quarterly installments on the following dates: September 1, 2018; December 1, 2018; March 1, 2019; June 1, 2019; September 1, 2019; December 1, 2019; and February 28, 2020. Restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-18-035352 · doc4.xml · derivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,578

Underlying: Common Stock · 36,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The first vesting date occurred on June 1, 2018, resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 252,578 restricted stock units are shown in Table II.

F1 · derivative.exercise_date: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The first vesting date occurred on June 1, 2018, resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 252,578 restricted stock units are shown in Table II.

F1 · derivative.expiration_date: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The first vesting date occurred on June 1, 2018, resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 252,578 restricted stock units are shown in Table II.

F4 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001209191-18-035352 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,807

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001209191-18-035352 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 29, 2018, the reporting person received a grant of 288,660 time-based restricted stock units that vest and settle in eight equal quarterly installments. The first vesting date occurred on June 1, 2018, resulting in the vesting and settlement of 36,082 shares of common stock, as shown in Table I. The remaining 252,578 restricted stock units are shown in Table II.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001225208-18-009088 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,015

Underlying: Common Stock · 3,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · shares: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · price: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · derivative.exercise_date: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · derivative.expiration_date: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the AIG 2010 Stock Incentive Plan and the 2013 Plan.

SEC source: 0001478242-18-000034 · edgar.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,307

F1 · shares: Shares acquired from award of IQVIA Holdings Inc. common stock for Non-Employee Directors that are fully vested upon grant.

SEC source: 0001225208-18-007359 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,797

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2010 Plan and the 2013 Plan.

SEC source: 0001209191-18-022538 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,660

Underlying: Common Stock · 288,660 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest and settle in eight equal quarterly installments on the following dates: June 1, 2018; September 1, 2018; December 1, 2018; March 1, 2019; June 1, 2019; September 1, 2019; December 1, 2019; and February 28, 2020. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest and settle in eight equal quarterly installments on the following dates: June 1, 2018; September 1, 2018; December 1, 2018; March 1, 2019; June 1, 2019; September 1, 2019; December 1, 2019; and February 28, 2020. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest and settle in eight equal quarterly installments on the following dates: June 1, 2018; September 1, 2018; December 1, 2018; March 1, 2019; June 1, 2019; September 1, 2019; December 1, 2019; and February 28, 2020. Restricted stock units are settled in shares of the Company's common stock upon vesting.

SEC source: 0001418100-18-000091 · wf-form4_152114486113186.xml · derivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,636

Underlying: Common Stock · 3,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

F1 · derivative.exercise_date: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F1 · derivative.expiration_date: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

SEC source: 0001418100-18-000091 · wf-form4_152114486113186.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F1 · balance_after: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

SEC source: 0001418100-18-000059 · wf-form4_151682821799020.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,847

Underlying: Common Stock · 12,847 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp.

F2 · derivative.exercise_date: Granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), with 25% vesting on each of March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018; provided, that none of the vested shares of common stock will be delivered until the earlier of (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.expiration_date: Granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), with 25% vesting on each of March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018; provided, that none of the vested shares of common stock will be delivered until the earlier of (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

SEC source: 0001225208-18-000366 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,704

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2010 Plan and the 2013 Plan.

SEC source: 0001225208-17-015792 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,621

Underlying: Common Stock · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2010 Plan and the 2013 Plan.

SEC source: 0001209191-17-055345 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,526

Underlying: Common Stock · 408,526 shares

Expires 2022-09-29

F1 · derivative.exercise_date: These performance-based stock options vest on the first anniversary of the date of grant, and become exercisable only if the average closing price per share of the Company's common stock, calculated over any period of 30 sequential trading days during the four-year period following the date of grant, equals or exceeds $20.53.

SEC source: 0001225208-17-012237 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,542

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2010 Plan and the 2013 Plan.

SEC source: 0001225208-17-011671 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,475

Underlying: Common Stock · 2,036 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · shares: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · price: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · derivative.exercise_date: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F1 · derivative.expiration_date: Grant of deferred stock units pursuant to the American International Group, Inc. ("AIG") 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2013 Plan and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG. The award includes dividend equivalent rights payable in the form of deferred stock units.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the AIG 2010 Stock Incentive Plan and the 2013 Plan.

SEC source: 0001478242-17-000028 · edgar.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,235

F1 · shares: Shares acquired from award of Quintiles IMS Holdings, Inc. common stock for Non-Employee Directors that are fully vested upon grant.

SEC source: 0001209191-17-031020 · doc4.xml · derivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: As previously reported, on May 9, 2014, the reporting person received a grant of 3,833 restricted stock units which vested immediately and settled on the third anniversary of the date of grant. The third anniversary occurred on May 9, 2017, resulting in settlement of 3,833 shares of common stock, as shown in Table I.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: As previously reported, on May 9, 2014, the reporting person received a grant of 3,833 restricted stock units which vested immediately and settled on the third anniversary of the date of grant. The third anniversary occurred on May 9, 2017, resulting in settlement of 3,833 shares of common stock, as shown in Table I.

F2 · derivative.expiration_date: As previously reported, on May 9, 2014, the reporting person received a grant of 3,833 restricted stock units which vested immediately and settled on the third anniversary of the date of grant. The third anniversary occurred on May 9, 2017, resulting in settlement of 3,833 shares of common stock, as shown in Table I.

SEC source: 0001209191-17-031020 · doc4.xml · nonDerivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: As previously reported, on May 9, 2014, the reporting person received a grant of 3,833 restricted stock units which vested immediately and settled on the third anniversary of the date of grant. The third anniversary occurred on May 9, 2017, resulting in settlement of 3,833 shares of common stock, as shown in Table I.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-17-031020 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,322

F1 · security: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

F1 · shares: Represents restricted stock units granted under the Company's Stock Incentive Plan. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. All of these restricted stock units vested immediately on the grant date and will be settled in shares of common stock on the third anniversary of the date of grant (unless deferred settlement has been elected).

SEC source: 0001225208-17-007458 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,439

Underlying: Common Stock · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2010 Plan and the 2013 Plan.

SEC source: 0001225208-17-000404 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,371

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2010 Plan and the 2013 Plan.

SEC source: 0001209191-16-149527 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 15,000

F1 · shares: The shares were purchased in open market broker transactions.

F2 · price: The price is the weighted average purchase price of the aggregate number of shares that were purchased by the reporting person's spouse. These shares were purchased in multiple transactions at prices ranging from $14.24 to $14.62. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

SEC source: 0001595262-16-000056 · edgar.xml · derivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-07-20

F5 · price: This option was assumed by Quintiles in the merger and replaced with an option to purchase 7,680 shares of Quintiles IMS Holdings, Inc. common stock at a price of $8.34 per share.

SEC source: 0001595262-16-000056 · edgar.xml · derivative · entry 3

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-07-20

F4 · price: This option was assumed by Quintiles in the merger and replaced with an option to purchase 3,840 shares of Quintiles IMS Holdings, Inc. common stock at a price of $15.11 per share.

SEC source: 0001595262-16-000056 · edgar.xml · derivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-07-20

F3 · price: This option was assumed by Quintiles in the merger and replaced with an option to purchase 7,680 shares of Quintiles IMS Holdings, Inc. common stock at a price of $26.05 per share.

SEC source: 0001595262-16-000056 · edgar.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On May 3, 2016, the issuer and Quintiles Transnational Holdings, Inc. ("Quintiles") entered into an Agreement and Plan of Merger pursuant to which on October 3, 2016 the issuer merged with and into Quintiles (the "merger"), the separate existence of the issuer ceased and Quintiles will continue as the surviving corporation, operating under the name Quintiles IMS Holdings, Inc.

F2 · price: Disposed of pursuant to merger agreement in exchange for 54,849 shares of Quintiles IMS Holdings, Inc. stock having a market value of $81.06 per share at the effective time of the merger.

SEC source: 0001225208-16-040064 · doc4.xml · derivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,307

Underlying: Common Stock · 71 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · shares: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · price: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.exercise_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F1 · derivative.expiration_date: Dividend equivalent in the form of deferred stock units with respect to deferred stock units previously awarded under the American International Group, Inc. ("AIG") 2010 Stock Incentive Plan (the "2010 Plan") and the AIG 2013 Omnibus Incentive Plan (the "2013 Plan"). Subject to the terms of the 2010 Plan and the 2013 Plan, respectively, and the related award agreement, shares of AIG Common Stock underlying the deferred stock units will be deliverable, without any cash consideration or conditions, on the last trading day of the month in which the director ceases to be a director of AIG.

F2 · balance_after: Reflects deferred stock units previously granted pursuant to the 2010 Plan and the 2013 Plan.

SEC source: 0001209191-16-145007 · doc4.xml · derivative · entry 4

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,680

Underlying: Common Stock · 7,680 shares

Expires 2020-07-20

F5 · price: Received in the Merger in exchange for a stock option to acquire 20,000 shares of IMS Health common stock for $3.20 per share.

SEC source: 0001209191-16-145007 · doc4.xml · derivative · entry 3

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

Underlying: Common Stock · 3,840 shares

Expires 2020-07-20

F4 · price: Received in the Merger in exchange for a stock option to acquire 10,000 shares of IMS Health common stock for $5.80 per share.

SEC source: 0001209191-16-145007 · doc4.xml · derivative · entry 2

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,680

Underlying: Common Stock · 7,680 shares

Expires 2020-07-20

F3 · price: Received in the Merger in exchange for a stock option to acquire 20,000 shares of IMS Health common stock for $10.00 per share.

SEC source: 0001209191-16-145007 · doc4.xml · nonDerivative · entry 1

Rittenmeyer Ronald A · CIK 0001210018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,849

F1 · price: On May 3, 2016, Quintiles Transnational Holdings Inc. ("Quintiles") and IMS Health Holdings, Inc. ("IMS Health") entered into an Agreement and Plan of Merger pursuant to which, on October 3, 2016, IMS Health merged with and into Quintiles (the "Merger"), the separate existence of IMS Health ceased and Quintiles continued as the surviving corporation, operating under the name Quintiles IMS Holdings, Inc. ("Quintiles IMS Holdings"). The exchange ratio in the Merger was 0.3840 shares of Quintiles common stock for each share of IMS Health common stock. On the effective date of the Merger, the market value of Quintiles' common stock was $81.06 per share, and the market value of IMS Health's common stock was $31.34 per share.

F2 · price: Received in exchange for 142,840 shares of IMS Health common stock and restricted stock units in connection with the Merger.