person · Reporting owner

COHN GARY D

Disclosed activity across 4 companies

Tapewire entity: 12328
SEC CIK: 0001366945

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Apollo Global Management, Inc.APO · Entity 2956	Director	July 01, 2026	July 06, 2026
Cohn Robbins Holdings Corp.CRHC · Entity 122096	Director · 10% owner	September 08, 2020	October 09, 2020
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840	Vice Chairman	February 26, 2026	February 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apollo Global Management, Inc.

Report date July 01, 2026 · Filed July 06, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	7,139	Reported balance After 2026-07-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-07-01 · Grant · Acquired 1,986 · Balance 7,139 F1: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer. F2: Reported amount includes 7,139 vested and unvested RSUs granted under the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Pursuant to a deferral election, the associated shares of common stock will be issued upon the reporting person's termination of service as a member of the Board of Directors of the Issuer.

F2: Reported amount includes 7,139 vested and unvested RSUs granted under the Plan.

Cohn Robbins Holdings Corp.

Report date September 08, 2020 · Filed October 09, 2020 · Amendment

Jointly reported with Cohn Robbins Sponsor LLC, ROBBINS CLIFTON S

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2020-09-08 · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-240277) under the heading "Description of Securities-Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. Includes 2,250,000 Class B ordinary shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional units. F2: Cohn Robbins Sponsor LLC (the "Sponsor") is the record holder of the Class B ordinary shares reported herein. Each of the Sponsor, Mr. Robbins and Mr. Cohn may be deemed to be a beneficial owner of Class B ordinary shares reported herein. Each of Mr. Robbins and Mr. Cohn disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-240277) under the heading "Description of Securities-Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. Includes 2,250,000 Class B ordinary shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional units.

F2: Cohn Robbins Sponsor LLC (the "Sponsor") is the record holder of the Class B ordinary shares reported herein. Each of the Sponsor, Mr. Robbins and Mr. Cohn may be deemed to be a beneficial owner of Class B ordinary shares reported herein. Each of Mr. Robbins and Mr. Cohn disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his respective pecuniary interest therein.

INTERNATIONAL BUSINESS MACHINES CORP

Report date February 26, 2026 · Filed February 27, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	10,565	Reported balance After 2026-02-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-02-26 · Grant · Acquired 10,565 · Balance 10,565 F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,641 of these units on February 26, 2027, 2,641 of these units on February 26, 2028, 2,641 of these units on February 26, 2029, and 2,642 of these units on February 26, 2030.
Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $243.22 · Expires 2036-02-25	Direct	42,258	Reported balance After 2026-02-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-02-26 · Grant · Acquired 42,258 · Balance 42,258 F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Filing footnotes · ownership attribution and instrument terms

F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,641 of these units on February 26, 2027, 2,641 of these units on February 26, 2028, 2,641 of these units on February 26, 2029, and 2,642 of these units on February 26, 2030.

F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GOLDMAN SACHS GROUP INC

Report date January 23, 2017 · Filed January 24, 2017

Section 16 reporting ended · disclosed 2017-01-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	940,908	Ending reported balance After 2017-01-24 transaction · row 4 4 source rows · reconciled sequence Row 1 · 2017-01-23 · Other · Acquired 151,064 · Balance 783,113 F1: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The shares were delivered to the Reporting Person by the trust as repayment in full by the trust for a promissory note of the Reporting Person with a principal amount (including accrued interest) of $35.1 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). This transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (Rule 16a-13). Row 2 · 2017-01-23 · Other · Acquired 70,859 · Balance 853,972 F2: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through the trust referred to in footnote (1). The shares were delivered to the Reporting Person by the trust in exchange for the Reporting Person's issuance to the trust of a promissory note with a principal amount of $16.5 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). Following this transfer and the transfer described in footnote (1), this trust no longer holds any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13. Row 3 · 2017-01-23 · Other · Acquired 4,732 · Balance 858,704 F3: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The shares were delivered to the Reporting Person by the trust in exchange for the Reporting Person's issuance to the trust of a promissory note with a principal amount of $1.1 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). Following this transfer, this trust no longer holds any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13. Row 4 · 2017-01-24 · Other · Acquired 82,204 · Balance 940,908 F4: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly as trustee of grantor retained annuity trusts (GRATs). The shares were delivered to the Reporting Person by the GRATs in exchange for cash (reflecting a value of $233.45, which was the average of the high and low trading prices of the Issuer's common stock on January 24, 2017). Following this transfer, the GRATs no longer hold any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The shares were delivered to the Reporting Person by the trust as repayment in full by the trust for a promissory note of the Reporting Person with a principal amount (including accrued interest) of $35.1 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). This transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (Rule 16a-13).

F2: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through the trust referred to in footnote (1). The shares were delivered to the Reporting Person by the trust in exchange for the Reporting Person's issuance to the trust of a promissory note with a principal amount of $16.5 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). Following this transfer and the transfer described in footnote (1), this trust no longer holds any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13.

F3: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The shares were delivered to the Reporting Person by the trust in exchange for the Reporting Person's issuance to the trust of a promissory note with a principal amount of $1.1 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). Following this transfer, this trust no longer holds any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13.

F4: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly as trustee of grantor retained annuity trusts (GRATs). The shares were delivered to the Reporting Person by the GRATs in exchange for cash (reflecting a value of $233.45, which was the average of the high and low trading prices of the Issuer's common stock on January 24, 2017). Following this transfer, the GRATs no longer hold any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 28, 2023 Filed Dec 29, 2023 21:13 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Tax withholdingCommon Stock	12,804	$163.69	$2,095,886.76	Disclosure SEC source: 0001562180-23-008584 · primarydocument.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,957.604 Read SEC document
December 28, 2023 Filed Dec 29, 2023 21:13 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Exercise / conversionCommon Stock	23,151	$0.00	$0.00	Disclosure SEC source: 0001562180-23-008584 · primarydocument.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,761.604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Exercise / conversionRst. Stock Unit · Derivative	2,722	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-23-001771 · primarydocument.xml · derivative · entry 5 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 Underlying: Common Stock · 2,722 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantEmp. Stock Option (right to buy) · Derivative	62,659	$0.00 Strike: $133.00	$0.00	Disclosure SEC source: 0001562180-23-001771 · primarydocument.xml · derivative · entry 4 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,659 Underlying: Common Stock · 62,659 shares Expires 2033-02-20 F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantRst. Stock Unit · Derivative	10,446	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-23-001771 · primarydocument.xml · derivative · entry 3 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,446 Underlying: Common Stock · 10,446 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,611 of these units on February 21, 2024, 2,612 of these units on February 21, 2025, 2,611 of these units on February 21, 2026, and 2,612 of these units on February 21, 2027. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,611 of these units on February 21, 2024, 2,612 of these units on February 21, 2025, 2,611 of these units on February 21, 2026, and 2,612 of these units on February 21, 2027. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,611 of these units on February 21, 2024, 2,612 of these units on February 21, 2025, 2,611 of these units on February 21, 2026, and 2,612 of these units on February 21, 2027. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,611 of these units on February 21, 2024, 2,612 of these units on February 21, 2025, 2,611 of these units on February 21, 2026, and 2,612 of these units on February 21, 2027. Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Tax withholdingCommon Stock	1,506	$133.01	$200,305.53	Disclosure SEC source: 0001562180-23-001771 · primarydocument.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,702.873 Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Exercise / conversionCommon Stock	2,722	$0.00	$0.00	Disclosure SEC source: 0001562180-23-001771 · primarydocument.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,208.873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:10 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Tax withholdingCommon Stock	4,205	$134.30	$564,710.48	Disclosure SEC source: 0001562180-23-000958 · primarydocument.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,486.873 Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:10 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantCommon Stock	8,146	$0.00	$0.00	Disclosure SEC source: 0001562180-23-000958 · primarydocument.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,691.873 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document
January 04, 2023 Filed Jan 5, 2023 22:06 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Exercise / conversionRst. Stock Unit · Derivative	5,113	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-23-000242 · primarydocument.xml · derivative · entry 3 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,226 Underlying: Common Stock · 5,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 01/04/21, the reporting person was granted 19,794 RSUs, 4,948 of which vested on 01/04/22, 4,949 of which vested on 01/04/23, 4,948 of which will vest on 01/04/24, and 4,949 of which will vest on 01/04/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 01/04/21, the reporting person was granted 19,794 RSUs, 4,948 of which vested on 01/04/22, 4,949 of which vested on 01/04/23, 4,948 of which will vest on 01/04/24, and 4,949 of which will vest on 01/04/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document
January 04, 2023 Filed Jan 5, 2023 22:06 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Tax withholdingCommon Stock	2,119	$142.50	$301,946.91	Disclosure SEC source: 0001562180-23-000242 · primarydocument.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,545.873 Read SEC document
January 04, 2023 Filed Jan 5, 2023 22:06 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Exercise / conversionCommon Stock	5,113	$0.00	$0.00	Disclosure SEC source: 0001562180-23-000242 · primarydocument.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,664.873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:34 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Exercise / conversionRst. Stock Unit · Derivative	27,359	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-22-008449 · primarydocument.xml · derivative · entry 3 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,151 Underlying: Common Stock · 27,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 12/28/20, the reporting person was granted 81,480 RSUs, 32,592 of which vested on 12/28/21, 26,481 of which vested on 12/28/22, and 22,407 of which will vest on 12/28/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 12/28/20, the reporting person was granted 81,480 RSUs, 32,592 of which vested on 12/28/21, 26,481 of which vested on 12/28/22, and 22,407 of which will vest on 12/28/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:34 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Tax withholdingCommon Stock	15,130	$141.40	$2,139,306.35	Disclosure SEC source: 0001562180-22-008449 · primarydocument.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,551.873 Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:34 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Exercise / conversionCommon Stock	27,359	$0.00	$0.00	Disclosure SEC source: 0001562180-22-008449 · primarydocument.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,681.873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 21, 2022 Filed Feb 23, 2022 23:15 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantEmp. Stock Option (right to buy) · Derivative	76,211	$0.00 Strike: $124.52	$0.00	Disclosure SEC source: 0001562180-22-001812 · primarydocument.xml · derivative · entry 2 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,211 Underlying: Common Stock · 76,211 shares Expires 2032-02-20 F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document
February 21, 2022 Filed Feb 23, 2022 23:15 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantRst. Stock Unit · Derivative	10,891	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-22-001812 · primarydocument.xml · derivative · entry 1 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,891 Underlying: Common Stock · 10,891 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,722 of these units on February 21, 2023, 2,722 of these units on February 21, 2024, 2,722 of these units on February 21, 2025, and 2,725 of these units on February 21, 2026. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,722 of these units on February 21, 2023, 2,722 of these units on February 21, 2024, 2,722 of these units on February 21, 2025, and 2,725 of these units on February 21, 2026. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,722 of these units on February 21, 2023, 2,722 of these units on February 21, 2024, 2,722 of these units on February 21, 2025, and 2,725 of these units on February 21, 2026. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,722 of these units on February 21, 2023, 2,722 of these units on February 21, 2024, 2,722 of these units on February 21, 2025, and 2,725 of these units on February 21, 2026. Read SEC document
February 01, 2022 Filed Feb 3, 2022 22:12 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Tax withholdingCommon Stock	1,885	$134.21	$252,976.43	Disclosure SEC source: 0001562180-22-001062 · primarydocument.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,361 Read SEC document
February 01, 2022 Filed Feb 3, 2022 22:12 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantCommon Stock	4,004	$0.00	$0.00	Disclosure SEC source: 0001562180-22-001062 · primarydocument.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,246 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2019-2021) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document
January 04, 2022 Filed Jan 5, 2022 22:50 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Exercise / conversionRst. Stock Unit · Derivative	5,112	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-22-000286 · primarydocument.xml · derivative · entry 3 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,339 Underlying: Common Stock · 5,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 01/04/21, the reporting person was granted 19,794 RSUs, 4,948 of which vested on 01/04/22, 4,949 of which will vest on 01/04/23, 4,948 of which will vest on 01/04/24, and 4,949 of which will vest on 01/04/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 01/04/21, the reporting person was granted 19,794 RSUs, 4,948 of which vested on 01/04/22, 4,949 of which will vest on 01/04/23, 4,948 of which will vest on 01/04/24, and 4,949 of which will vest on 01/04/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document
January 04, 2022 Filed Jan 5, 2022 22:50 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Tax withholdingCommon Stock	2,220	$137.93	$306,204.60	Disclosure SEC source: 0001562180-22-000286 · primarydocument.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,242 Read SEC document
January 04, 2022 Filed Jan 5, 2022 22:50 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Exercise / conversionCommon Stock	5,112	$0.00	$0.00	Disclosure SEC source: 0001562180-22-000286 · primarydocument.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 28, 2021 Filed Dec 29, 2021 21:28 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Exercise / conversionRst. Stock Unit · Derivative	33,672	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-21-007893 · primarydocument.xml · derivative · entry 3 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,510 Underlying: Common Stock · 33,672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 12/28/20, the reporting person was granted 81,480 RSUs, 32,592 of which vested on 12/28/21, 26,481 of which will vest on 12/28/22, and 22,407 of which will vest on 12/28/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 12/28/20, the reporting person was granted 81,480 RSUs, 32,592 of which vested on 12/28/21, 26,481 of which will vest on 12/28/22, and 22,407 of which will vest on 12/28/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document
December 28, 2021 Filed Dec 29, 2021 21:28 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Tax withholdingCommon Stock	19,322	$132.40	$2,558,136.19	Disclosure SEC source: 0001562180-21-007893 · primarydocument.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,350 Read SEC document
December 28, 2021 Filed Dec 29, 2021 21:28 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	Exercise / conversionCommon Stock	33,672	$0.00	$0.00	Disclosure SEC source: 0001562180-21-007893 · primarydocument.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:17 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantRst. Stock Unit · Derivative	19,794	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-21-000181 · primarydocument.xml · derivative · entry 1 COHN GARY D · CIK 0001366945 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,794 Underlying: Common Stock · 19,794 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,948 of these units on January 4, 2022, for 4,949 of these units on January 4, 2023, for 4,948 of these units on January 4, 2024, and for 4,949 of these units on January 4, 2025. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,948 of these units on January 4, 2022, for 4,949 of these units on January 4, 2023, for 4,948 of these units on January 4, 2024, and for 4,949 of these units on January 4, 2025. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,948 of these units on January 4, 2022, for 4,949 of these units on January 4, 2023, for 4,948 of these units on January 4, 2024, and for 4,949 of these units on January 4, 2025. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,948 of these units on January 4, 2022, for 4,949 of these units on January 4, 2023, for 4,948 of these units on January 4, 2024, and for 4,949 of these units on January 4, 2025. Read SEC document
January 24, 2017 Filed Jan 24, 2017 23:56 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	OtherCommon Stock, par value $0.01 per share	82,204	$233.45	$19,190,523.80	Disclosure SEC source: 0000769993-17-000119 · ownershipdoc01232017090253.xml · nonDerivative · entry 4 COHN GARY D · CIK 0001366945 · Director · Former Director, Pres. and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940,908 F4 · kind: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly as trustee of grantor retained annuity trusts (GRATs). The shares were delivered to the Reporting Person by the GRATs in exchange for cash (reflecting a value of $233.45, which was the average of the high and low trading prices of the Issuer's common stock on January 24, 2017). Following this transfer, the GRATs no longer hold any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13. F4 · price: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly as trustee of grantor retained annuity trusts (GRATs). The shares were delivered to the Reporting Person by the GRATs in exchange for cash (reflecting a value of $233.45, which was the average of the high and low trading prices of the Issuer's common stock on January 24, 2017). Following this transfer, the GRATs no longer hold any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13. Read SEC document
January 23, 2017 Filed Jan 24, 2017 23:56 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	OtherCommon Stock, par value $0.01 per share	4,732	$232.25	$1,099,007.00	Disclosure SEC source: 0000769993-17-000119 · ownershipdoc01232017090253.xml · nonDerivative · entry 3 COHN GARY D · CIK 0001366945 · Director · Former Director, Pres. and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,704 F3 · kind: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The shares were delivered to the Reporting Person by the trust in exchange for the Reporting Person's issuance to the trust of a promissory note with a principal amount of $1.1 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). Following this transfer, this trust no longer holds any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13. F3 · price: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The shares were delivered to the Reporting Person by the trust in exchange for the Reporting Person's issuance to the trust of a promissory note with a principal amount of $1.1 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). Following this transfer, this trust no longer holds any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13. Read SEC document
January 23, 2017 Filed Jan 24, 2017 23:56 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	OtherCommon Stock, par value $0.01 per share	70,859	$232.25	$16,457,002.75	Disclosure SEC source: 0000769993-17-000119 · ownershipdoc01232017090253.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · Former Director, Pres. and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,972 F2 · kind: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through the trust referred to in footnote (1). The shares were delivered to the Reporting Person by the trust in exchange for the Reporting Person's issuance to the trust of a promissory note with a principal amount of $16.5 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). Following this transfer and the transfer described in footnote (1), this trust no longer holds any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13. F2 · price: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through the trust referred to in footnote (1). The shares were delivered to the Reporting Person by the trust in exchange for the Reporting Person's issuance to the trust of a promissory note with a principal amount of $16.5 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). Following this transfer and the transfer described in footnote (1), this trust no longer holds any shares of the Issuer's common stock. This transfer was exempt from Section 16 pursuant to Rule 16a-13. Read SEC document
January 23, 2017 Filed Jan 24, 2017 23:56 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	OtherCommon Stock, par value $0.01 per share	151,064	$232.25	$35,084,614.00	Disclosure SEC source: 0000769993-17-000119 · ownershipdoc01232017090253.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · Former Director, Pres. and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,113 F1 · kind: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The shares were delivered to the Reporting Person by the trust as repayment in full by the trust for a promissory note of the Reporting Person with a principal amount (including accrued interest) of $35.1 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). This transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (Rule 16a-13). F1 · price: The Reporting Person acquired direct beneficial ownership of these shares, all of which the Reporting Person previously beneficially owned indirectly through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The shares were delivered to the Reporting Person by the trust as repayment in full by the trust for a promissory note of the Reporting Person with a principal amount (including accrued interest) of $35.1 million (reflecting a value of $232.25 per share, which was the average of the high and low trading prices of the Issuer's common stock on January 23, 2017). This transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (Rule 16a-13). Read SEC document
November 14, 2016 Filed Nov 15, 2016 22:58 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionNonqualified Stock Options (right to buy) · Derivative	205,228	$0.00 Strike: $199.84	$0.00	Disclosure SEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · derivative · entry 11 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 205,228 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 14, 2016 Filed Nov 15, 2016 22:58 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	601	$205.05	$123,235.41	Disclosure SEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 7 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,982 F4 · price: Reflects a weighted average sale price of $205.0506 per share, at prices ranging from $204.97 to $205.0833 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document
November 14, 2016 Filed Nov 15, 2016 22:58 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	2,161	$210.04	$453,892.12	Disclosure SEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 6 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,583 Read SEC document
November 14, 2016 Filed Nov 15, 2016 22:58 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	804	$207.62	$166,928.49	Disclosure SEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 5 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,744 F3 · price: Reflects a weighted average sale price of $207.6225 per share, at prices ranging from $207.6167 to $207.64 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document
November 14, 2016 Filed Nov 15, 2016 22:58 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Tax withholdingCommon Stock, par value $0.01 per share	201,662	$208.04	$41,953,217.99	Disclosure SEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 4 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,548 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document
November 14, 2016 Filed Nov 15, 2016 22:58 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	205,228	$199.84	$41,012,763.52	Disclosure SEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 3 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document
November 14, 2016 Filed Nov 15, 2016 22:58 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GiftCommon Stock, par value $0.01 per share	4,809	$0.00	$0.00	Disclosure SEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,982 Read SEC document
November 11, 2016 Filed Nov 15, 2016 22:58 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GiftCommon Stock, par value $0.01 per share	4,960	$0.00	$0.00	Disclosure SEC source: 0000769993-16-001876 · ownershipdoc11122016120613.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,791 Read SEC document
November 07, 2016 Filed Nov 9, 2016 19:31 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GiftCommon Stock, par value $0.01 per share	5,548	$0.00	$0.00	Disclosure SEC source: 0000769993-16-001806 · ownershipdoc11062016083846.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,751 Read SEC document
October 26, 2016 Filed Oct 27, 2016 19:01 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GiftCommon Stock, par value $0.01 per share	5,705	$0.00	$0.00	Disclosure SEC source: 0000769993-16-001794 · ownershipdoc10252016050745.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,299 Read SEC document
October 25, 2016 Filed Oct 27, 2016 19:01 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GiftCommon Stock, par value $0.01 per share	2,853	$0.00	$0.00	Disclosure SEC source: 0000769993-16-001794 · ownershipdoc10252016050745.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,004 Read SEC document
January 26, 2016 Filed Jan 28, 2016 19:57 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionRestricted Stock Units · Derivative	68,004	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-16-001145 · ownershipdoc01252016063410.xml · derivative · entry 6 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 68,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.exercise_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.expiration_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document
January 26, 2016 Filed Jan 28, 2016 19:57 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Tax withholdingCommon Stock, par value $0.01 per share	36,364	$151.12	$5,495,327.68	Disclosure SEC source: 0000769993-16-001145 · ownershipdoc01252016063410.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,494 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document
January 26, 2016 Filed Jan 28, 2016 19:57 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	68,004	Not disclosed	Not disclosed	Disclosure SEC source: 0000769993-16-001145 · ownershipdoc01252016063410.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document
January 21, 2016 Filed Jan 22, 2016 19:11 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	GrantYear-End Restricted Stock Units · Derivative	44,198	$0.00	$0.00	Disclosure SEC source: 0000769993-16-001105 · ownershipdoc01182016044150.xml · derivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,198 Underlying: Common Stock, par value $0.01 per share · 44,198 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. These RSUs represent 50% of the Reporting Person's equity-based year-end compensation for 2015; the remainder was granted in the form of RSUs that are subject to performance conditions and accordingly, pursuant to SEC rules, are not reported on Form 4. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. These RSUs represent 50% of the Reporting Person's equity-based year-end compensation for 2015; the remainder was granted in the form of RSUs that are subject to performance conditions and accordingly, pursuant to SEC rules, are not reported on Form 4. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. These RSUs represent 50% of the Reporting Person's equity-based year-end compensation for 2015; the remainder was granted in the form of RSUs that are subject to performance conditions and accordingly, pursuant to SEC rules, are not reported on Form 4. Read SEC document
November 25, 2015 Filed Nov 25, 2015 23:44 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionNonqualified Stock Options (right to buy) · Derivative	13,096	$0.00 Strike: $131.64	$0.00	Disclosure SEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · derivative · entry 17 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 13,096 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 25, 2015 Filed Nov 25, 2015 23:44 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	6,708	$189.38	$1,270,371.10	Disclosure SEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 11 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,854 F9 · price: Reflects a weighted average sale price of $189.3815 per share, at prices ranging from $189.15 to $189.74 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document
November 25, 2015 Filed Nov 25, 2015 23:44 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	SaleCommon Stock, par value $0.01 per share	6,388	$188.85	$1,206,343.78	Disclosure SEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 10 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,562 F8 · price: Reflects a weighted average sale price of $188.8453 per share, at prices ranging from $188.1512 to $189.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document
November 25, 2015 Filed Nov 25, 2015 23:44 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionCommon Stock, par value $0.01 per share	13,096	$131.64	$1,723,957.44	Disclosure SEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 9 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document
November 24, 2015 Filed Nov 25, 2015 23:44 UTC	GOLDMAN SACHS GROUP INC GS · Entity 2819	Exercise / conversionNonqualified Stock Options (right to buy · Derivative	13,097	$0.00 Strike: $131.64	$0.00	Disclosure SEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · derivative · entry 16 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,096 Underlying: Common Stock, par value $0.01 per share · 13,097 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.