Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENERAL ELECTRIC CO
Report date December 31, 2016 · Filed February 06, 2017
Section 16 reporting ended · disclosed 2017-02-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,312 |
Reported balance
After 2016-04-26 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2016-04-26 · Gift · Disposed 20,323 · Balance 20,312 |
| Common StockSEC Table I · non-derivative | Direct | 20,312 |
Reported balance
After 2016-07-27 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2016-07-27 · Gift · Disposed 39,872 · Balance 20,312 |
| Common StockSEC Table I · non-derivative | Indirectby family | 44,129 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,129 |
| Common StockSEC Table I · non-derivative | Indirectby family trust | 88,849 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 88,849 |
| Common StockSEC Table I · non-derivative | Indirectby trust | 62,127 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 62,127 |
| Common StockSEC Table I · non-derivative | Indirectby grantor retained annuity trust | 5,082 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,082 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 44,585 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 44,585 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2016 Filed Jan 4, 2017 21:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000001 · edgar.xml · derivative · entry 8 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2016-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 15,771 | $31.66 | $499,309.86 |
DisclosureSEC source: 0001231205-17-000001 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,312 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000001 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000201 · edgar.xml · derivative · entry 8 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 8,000 shares Expires 2016-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 4,017 | $28.52 | $114,564.84 |
DisclosureSEC source: 0001231205-16-000201 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,133 Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 21:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000201 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2016 Filed Feb 6, 2017 22:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 39,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000020 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,312 Read SEC document |
| April 26, 2016 Filed Feb 6, 2017 22:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 20,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000020 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,312 Read SEC document |
| November 20, 2015 Filed Nov 23, 2015 21:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | OtherCommon Stock | 16,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231205-15-000088 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by grantor retained annuity Disclosed balance after: 35,945 F1 · kind: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Sherin's tender of 93,312 shares of General Electric Company common stock pursuant to the exchange offer. F2 · kind: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · kind: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 29,507 shares of Mr. Sherin's General Electric Company common stock were accepted in the exchange offer. F1 · shares: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Sherin's tender of 93,312 shares of General Electric Company common stock pursuant to the exchange offer. F2 · shares: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · shares: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 29,507 shares of Mr. Sherin's General Electric Company common stock were accepted in the exchange offer. F1 · price: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Sherin's tender of 93,312 shares of General Electric Company common stock pursuant to the exchange offer. F2 · price: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · price: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 29,507 shares of Mr. Sherin's General Electric Company common stock were accepted in the exchange offer. Read SEC document |
| November 20, 2015 Filed Nov 23, 2015 21:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | OtherCommon Stock | 11,576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231205-15-000088 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 118,181 F1 · kind: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Sherin's tender of 93,312 shares of General Electric Company common stock pursuant to the exchange offer. F2 · kind: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · kind: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 29,507 shares of Mr. Sherin's General Electric Company common stock were accepted in the exchange offer. F1 · shares: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Sherin's tender of 93,312 shares of General Electric Company common stock pursuant to the exchange offer. F2 · shares: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · shares: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 29,507 shares of Mr. Sherin's General Electric Company common stock were accepted in the exchange offer. F1 · price: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Sherin's tender of 93,312 shares of General Electric Company common stock pursuant to the exchange offer. F2 · price: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · price: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 29,507 shares of Mr. Sherin's General Electric Company common stock were accepted in the exchange offer. Read SEC document |
| November 20, 2015 Filed Nov 23, 2015 21:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | OtherCommon Stock | 1,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231205-15-000088 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 40,929 F1 · kind: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Sherin's tender of 93,312 shares of General Electric Company common stock pursuant to the exchange offer. F2 · kind: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · kind: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 29,507 shares of Mr. Sherin's General Electric Company common stock were accepted in the exchange offer. F1 · shares: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Sherin's tender of 93,312 shares of General Electric Company common stock pursuant to the exchange offer. F2 · shares: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · shares: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 29,507 shares of Mr. Sherin's General Electric Company common stock were accepted in the exchange offer. F1 · price: General Electric Company commenced an exchange offer on October 19, 2015 to exchange General Electric Company common stock, par value $0.06 per share for Synchrony Financial common stock, par value $0.001 per share. Any holder of General Electric Company common stock during the exchange offer period could participate in the exchange offer, subject to certain restrictions in foreign jurisdictions. On November 16, 2015, General Electric Company's Board of Director's Management Development and Compensation Committee approved Mr. Sherin's tender of 93,312 shares of General Electric Company common stock pursuant to the exchange offer. F2 · price: Because the exchange offer was oversubscribed, General Electric Company accepted only a portion of the shares of General Electric Company common stock that were validly tendered and not validly withdrawn, on a pro rata basis in proportion to the number of shares tendered. Shareholders who owned less than 100 shares of General Electric Company common stock, or an "odd-lot", who validly tendered all of their shares, could elect not to be subject to proration, in accordance with the terms of the exchange offer. F3 · price: The final proration factor of 31.2870888% was established on November 20, 2015, and applied to all tendered shares of General Electric Company common stock (other than "odd-lot" tenders) to determine the number of such shares that would be accepted. As a result, 29,507 shares of Mr. Sherin's General Electric Company common stock were accepted in the exchange offer. Read SEC document |
| November 17, 2015 Filed Feb 12, 2016 21:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000113 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 44,129 Read SEC document |
| November 17, 2015 Filed Feb 12, 2016 21:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000113 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Read SEC document |
| November 17, 2015 Filed Feb 12, 2016 21:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-16-000113 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Read SEC document |
| November 05, 2015 Filed Nov 9, 2015 22:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000084 · edgar.xml · derivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| November 05, 2015 Filed Nov 9, 2015 22:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $29.64 | $0.00 |
DisclosureSEC source: 0001231205-15-000084 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 240,000 shares Expires 2025-11-05 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| November 04, 2014 Filed Feb 13, 2015 20:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000021 · edgar.xml · nonDerivative · entry 4 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 42,493 Read SEC document |
| November 04, 2014 Filed Feb 13, 2015 20:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000021 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| November 04, 2014 Filed Feb 13, 2015 20:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 7,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000021 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| October 21, 2014 Filed Feb 13, 2015 20:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 75,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-15-000021 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| September 05, 2014 Filed Sep 9, 2014 21:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 650,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001231205-14-000081 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2024-09-05 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| November 18, 2013 Filed Feb 15, 2014 01:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-14-000029 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 38,793 Read SEC document |
| November 18, 2013 Filed Feb 15, 2014 01:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 10,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-14-000029 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,050 Read SEC document |
| September 13, 2013 Filed Sep 17, 2013 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 650,000 | $0.00 Strike: $23.78 | $0.00 |
DisclosureSEC source: 0001231205-13-000104 · edgar.xml · derivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2023-09-13 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2013 Filed Sep 16, 2013 20:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000094 · edgar.xml · derivative · entry 6 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2013-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 12, 2013 Filed Sep 16, 2013 20:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 15,204 | $23.97 | $364,439.88 |
DisclosureSEC source: 0001231205-13-000094 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 Read SEC document |
| September 12, 2013 Filed Sep 16, 2013 20:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000094 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 20:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000088 · edgar.xml · derivative · entry 6 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2013-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 20:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 9,730 | $23.32 | $226,903.60 |
DisclosureSEC source: 0001231205-13-000088 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,454 Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 20:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000088 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2013 Filed Jun 7, 2013 19:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000055 · edgar.xml · derivative · entry 6 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2013-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| June 05, 2013 Filed Jun 7, 2013 19:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 9,816 | $23.39 | $229,596.24 |
DisclosureSEC source: 0001231205-13-000055 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,184 Read SEC document |
| June 05, 2013 Filed Jun 7, 2013 19:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000055 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2013 Filed Feb 15, 2014 01:02 UTC Amendment | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 31,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-14-000024 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,647 F1 · shares: Mr. Sherin gifted 31,390 GE shares on May 3, 2013. An administrative error omitted the gift on a Form 4 filed on June 7, 2013. Read SEC document |
| November 19, 2012 Filed Feb 14, 2013 16:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 182,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 7 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 182,956 Read SEC document |
| November 19, 2012 Filed Feb 14, 2013 16:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 182,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 6 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 97,220 Read SEC document |
| November 19, 2012 Filed Feb 14, 2013 16:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 5 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 97,220 Read SEC document |
| November 19, 2012 Filed Feb 14, 2013 16:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 12,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 4 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,706 Read SEC document |
| November 13, 2012 Filed Feb 14, 2013 16:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 27,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,706 Read SEC document |
| November 08, 2012 Filed Feb 14, 2013 16:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 182,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by family Disclosed balance after: 97,220 Read SEC document |
| November 08, 2012 Filed Feb 14, 2013 16:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 182,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,706 Read SEC document |
| September 09, 2012 Filed Sep 12, 2012 19:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000093 · edgar.xml · derivative · entry 6 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2012-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Read SEC document |
| September 09, 2012 Filed Sep 12, 2012 19:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 8,750 | $21.49 | $188,037.50 |
DisclosureSEC source: 0001231205-12-000093 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,653 Read SEC document |
| September 09, 2012 Filed Sep 12, 2012 19:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000093 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2012 Filed Sep 11, 2012 20:33 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000084 · edgar.xml · derivative · entry 6 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,334 shares Expires 2012-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Read SEC document |
| September 07, 2012 Filed Sep 11, 2012 20:33 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 8,022 | $21.45 | $172,071.90 |
DisclosureSEC source: 0001231205-12-000084 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,403 Read SEC document |
| September 07, 2012 Filed Sep 11, 2012 20:33 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000084 · edgar.xml · nonDerivative · entry 1 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2012 Filed Jun 7, 2012 19:28 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000044 · edgar.xml · derivative · entry 7 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2012-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| June 05, 2012 Filed Jun 7, 2012 19:28 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 8,630 | $18.16 | $156,720.80 |
DisclosureSEC source: 0001231205-12-000044 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,184 Read SEC document |
| June 05, 2012 Filed Jun 7, 2012 19:28 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000044 · edgar.xml · nonDerivative · entry 2 SHERIN KEITH S · CIK 0001233173 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.