Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | EVP, Global Head of Compliance | February 16, 2017 | February 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date February 16, 2017 · Filed February 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 58,635 |
Ending reported balance
After 2017-02-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-02-16 · Exercise / conversion · Acquired 18,500 · Balance 77,135 F1: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Row 2 · 2017-02-16 · Tax withholding · Disposed 12,901 · Balance 64,234 F2: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Row 3 · 2017-02-16 · Sale · Disposed 5,599 · Balance 58,635 |
| Nonqualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.78 · Expires 2018-12-31 | Direct | 36,864 |
Reported balance
After 2017-02-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-16 · Exercise / conversion · Disposed 18,500 · Balance 36,864 F4: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 9,084 |
Reported balance
Holding disclosure · report date 2017-02-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 9,084 F3: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiary of which is an immediate family member of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.
F2: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
F3: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiary of which is an immediate family member of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F4: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2017 Filed Feb 21, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 18,500 | $0.00 Strike: $78.78 | $0.00 |
DisclosureSEC source: 0000769993-17-000422 · ownershipdoc02142017102216.xml · derivative · entry 5 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,864 Underlying: Common Stock, par value $0.01 per share · 18,500 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 5,599 | $250.16 | $1,400,648.64 |
DisclosureSEC source: 0000769993-17-000422 · ownershipdoc02142017102216.xml · nonDerivative · entry 3 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,635 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 12,901 | $250.20 | $3,227,830.20 |
DisclosureSEC source: 0000769993-17-000422 · ownershipdoc02142017102216.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,234 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 18,500 | $78.78 | $1,457,430.00 |
DisclosureSEC source: 0000769993-17-000422 · ownershipdoc02142017102216.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 19:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 36,308 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000262 · ownershipdoc02062017093716.xml · derivative · entry 5 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 36,308 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 19:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,384 | $239.84 | $571,766.64 |
DisclosureSEC source: 0000769993-17-000262 · ownershipdoc02062017093716.xml · nonDerivative · entry 3 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,635 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 19:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 33,924 | $239.80 | $8,134,975.20 |
DisclosureSEC source: 0000769993-17-000262 · ownershipdoc02062017093716.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,019 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 19:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 36,308 | $204.16 | $7,412,641.28 |
DisclosureSEC source: 0000769993-17-000262 · ownershipdoc02062017093716.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 22,981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000139 · ownershipdoc01172017103431.xml · derivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 22,981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · derivative.exercise_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · derivative.expiration_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 12,290 | $232.67 | $2,859,514.30 |
DisclosureSEC source: 0000769993-17-000139 · ownershipdoc01172017103431.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,635 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 22,981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000139 · ownershipdoc01172017103431.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 19:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 13,613 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000066 · ownershipdoc01092017081953.xml · derivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,613 Underlying: Common Stock, par value $0.01 per share · 13,613 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · nonDerivative · entry 5 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,944 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 5,000 | $209.07 | $1,045,335.50 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · nonDerivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,444 F3 · price: Reflects a weighted average sale price of $209.0671 per share, at prices ranging from $208.96 to $209.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 29,084 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · derivative · entry 7 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 29,084 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 322 | $205.00 | $66,010.00 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · nonDerivative · entry 3 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,444 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 28,762 | $204.98 | $5,895,634.76 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,766 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 29,084 | $199.84 | $5,812,146.56 |
DisclosureSEC source: 0000769993-16-001879 · ownershipdoc10292014110115.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 105 | $193.45 | $20,312.20 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 8 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,444 F7 · price: Reflects a weighted average sale price of $193.4495 per share, at prices ranging from $193.44 to $193.45 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,340 | $192.60 | $258,077.57 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 7 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,549 F6 · price: Reflects a weighted average sale price of $192.5952 per share, at prices ranging from $192.3 to $193.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 805 | $191.70 | $154,315.28 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 6 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,889 F5 · price: Reflects a weighted average sale price of $191.6960 per share, at prices ranging from $191.29 to $192.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 300 | $190.63 | $57,189.99 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 5 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,694 F4 · price: Reflects a weighted average sale price of $190.6333 per share, at prices ranging from $190.2 to $191.19 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $188.81 | $18,881.00 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,994 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,265 | $187.92 | $237,716.90 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 3 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,094 F3 · price: Reflects a weighted average sale price of $187.9185 per share, at prices ranging from $187.49 to $188.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 585 | $187.00 | $109,395.29 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,359 F2 · price: Reflects a weighted average sale price of $187.0005 per share, at prices ranging from $186.49 to $187.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:29 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $185.75 | $92,875.00 |
DisclosureSEC source: 0000769993-16-001823 · ownershipdoc11062016083846.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,944 F1 · price: Reflects a weighted average sale price of $185.75 per share, at prices ranging from $185.38 to $186.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 19:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 5,000 | $181.19 | $905,940.50 |
DisclosureSEC source: 0000769993-16-001808 · ownershipdoc11062016083846.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,444 F1 · price: Reflects a weighted average sale price of $181.1881 per share, at prices ranging from $180.76 to $181.48 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 22,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001143 · ownershipdoc01252016063410.xml · derivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 22,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.exercise_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.expiration_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 12,241 | $151.12 | $1,849,859.92 |
DisclosureSEC source: 0000769993-16-001143 · ownershipdoc01252016063410.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,444 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 22,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001143 · ownershipdoc01252016063410.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 21, 2016 Filed Jan 22, 2016 19:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 24,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001109 · ownershipdoc01182016044150.xml · derivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,531 Underlying: Common Stock, par value $0.01 per share · 24,531 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. Read SEC document |
| February 23, 2015 Filed Feb 25, 2015 19:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 12,000 | $190.00 | $2,280,000.00 |
DisclosureSEC source: 0000769993-15-000370 · ownershipdoc02222015074057.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,796 Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 19,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000077 · ownershipdoc01112015073927.xml · derivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 19,774 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 10,575 | $180.42 | $1,907,941.50 |
DisclosureSEC source: 0000769993-15-000077 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,796 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 19,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000077 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:41 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 22,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-15-000040 · ownershipdoc01112015073927.xml · derivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,035 Underlying: Common Stock, par value $0.01 per share · 22,035 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2014 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2020. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2014 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2020. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2014 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2020. Read SEC document |
| October 31, 2014 Filed Nov 4, 2014 21:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 10,000 | $189.51 | $1,895,113.00 |
DisclosureSEC source: 0000769993-14-000583 · ownershipdoc10292014110115.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,597 F1 · price: Reflects a weighted average sale price of $189.5113 per share, at prices ranging from $189.50 to $189.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 29, 2014 Filed Oct 31, 2014 20:34 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 32,000 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-14-000580 · ownershipdoc10292014110115.xml · derivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 32,000 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2014 Filed Oct 31, 2014 20:34 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 32,000 | $186.08 | $5,954,579.20 |
DisclosureSEC source: 0000769993-14-000580 · ownershipdoc10292014110115.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,597 F2 · price: Reflects a weighted average sale price of $186.0806 per share, at prices ranging from $185.89 to $186.32 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 29, 2014 Filed Oct 31, 2014 20:34 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 32,000 | $131.64 | $4,212,480.00 |
DisclosureSEC source: 0000769993-14-000580 · ownershipdoc10292014110115.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. Read SEC document |
| January 28, 2014 Filed Jan 30, 2014 21:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 22,376 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-14-000062 · ownershipdoc01212014095930.xml · derivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,376 Underlying: Common Stock, par value $0.01 per share · 22,376 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2019. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2019. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2019. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:41 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 20,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-14-000027 · ownershipdoc01212014095930.xml · derivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 20,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · derivative.exercise_date: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · derivative.expiration_date: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:41 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 11,161 | $167.64 | $1,871,030.04 |
DisclosureSEC source: 0000769993-14-000027 · ownershipdoc01212014095930.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,358 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:41 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 20,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-14-000027 · ownershipdoc01212014095930.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. Read SEC document |
| February 07, 2013 Filed Feb 8, 2013 20:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 7,000 | $150.00 | $1,050,000.00 |
DisclosureSEC source: 0000769993-13-000122 · ownershipdoc02072013101002.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,649 Read SEC document |
| January 17, 2013 Filed Jan 18, 2013 18:17 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 24,254 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-13-000077 · ownershipdoc01072013114340.xml · derivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,254 Underlying: Common Stock, par value $0.01 per share · 24,254 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:57 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 30,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000673 · ownershipdoc12182012104935.xml · derivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 30,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.exercise_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.expiration_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:57 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 15,141 | $126.24 | $1,911,324.14 |
DisclosureSEC source: 0000769993-12-000673 · ownershipdoc12182012104935.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,649 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:57 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 30,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000673 · ownershipdoc12182012104935.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 17:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 12,693 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000112 · cohen420120201_ex.xml · derivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,693 Underlying: Common Stock, par value $0.01 per share · 12,693 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.