Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OSHKOSH CORPOSK · Entity 3573 | EVP and Pres, Defense Segment | October 17, 2022 | October 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OSHKOSH CORP
Report date October 17, 2022 · Filed October 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,074.427 |
Ending reported balance
After 2022-10-17 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-10-17 · Exercise / conversion · Acquired 2,146 · Balance 18,575.427 F1: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022 (which takes into account performance through June 30, 2022). Row 2 · 2022-10-17 · Tax withholding · Disposed 1,009 · Balance 17,566.427 Row 3 · 2022-10-17 · Exercise / conversion · Acquired 959 · Balance 18,525.427 F2: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022. Row 4 · 2022-10-17 · Tax withholding · Disposed 451 · Balance 18,074.427 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022 (which takes into account performance through June 30, 2022).
F2: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2019 through September 30, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2017 Filed Sep 18, 2017 20:42 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 670.83 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-17-000127 · edgar.xml · nonDerivative · entry 1 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106.215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 19:42 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 8.464 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000108 · edgar.xml · derivative · entry 3 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,027.459 Underlying: Common Stock · 8.464 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 19:42 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.039 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000108 · edgar.xml · derivative · entry 2 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802.257 Underlying: Common Stock · 5.039 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 19:42 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 1.876 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000108 · edgar.xml · derivative · entry 1 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670.83 Underlying: Common Stock · 1.876 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. Read SEC document |
| May 27, 2017 Filed May 31, 2017 18:08 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.796 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000065 · edgar.xml · derivative · entry 2 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,797.218 Underlying: Common Stock · 5.796 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. Read SEC document |
| May 26, 2017 Filed May 31, 2017 18:08 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.736 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000065 · edgar.xml · derivative · entry 3 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,018.995 Underlying: Common Stock · 9.736 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| May 26, 2017 Filed May 31, 2017 18:08 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 2.157 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000065 · edgar.xml · derivative · entry 1 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668.954 Underlying: Common Stock · 2.157 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:38 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.259 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000034 · edgar.xml · derivative · entry 3 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,009.259 Underlying: Common Stock · 9.259 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:38 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.512 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000034 · edgar.xml · derivative · entry 2 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791.422 Underlying: Common Stock · 5.512 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:38 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 2.052 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000034 · edgar.xml · derivative · entry 1 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666.797 Underlying: Common Stock · 2.052 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 19:13 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.32 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000435 · edgar.xml · derivative · entry 2 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,785.91 Underlying: Common Stock · 5.32 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 19:13 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 1.98 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000435 · edgar.xml · derivative · entry 1 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664.745 Underlying: Common Stock · 1.98 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:39 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000420 · edgar.xml · derivative · entry 2 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:39 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantOptions · Derivative | 7,350 | $0.00 Strike: $66.89 | $0.00 |
DisclosureSEC source: 0000775158-16-000420 · edgar.xml · derivative · entry 1 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,350 Underlying: Common Stock · 7,350 shares Expires 2023-11-21 F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F2 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:40 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 890.295 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000381 · edgar.xml · derivative · entry 3 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,780.59 Underlying: Common Stock · 890.295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:40 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 295 | $65.71 | $19,384.45 |
DisclosureSEC source: 0000775158-16-000381 · edgar.xml · nonDerivative · entry 2 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435.385 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:40 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 890.295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000381 · edgar.xml · nonDerivative · entry 1 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,730.385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 17:11 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 592.066 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000341 · edgar.xml · derivative · entry 6 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 592.066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/16/2014. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 17:11 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 196 | $55.90 | $10,956.40 |
DisclosureSEC source: 0000775158-16-000341 · edgar.xml · nonDerivative · entry 4 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840.09 Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 17:11 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 592.066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000341 · edgar.xml · nonDerivative · entry 3 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,036.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 17:11 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 662.767 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000341 · edgar.xml · derivative · entry 5 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662.765 Underlying: Common Stock · 662.767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 17:11 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 220 | $56.17 | $12,357.40 |
DisclosureSEC source: 0000775158-16-000341 · edgar.xml · nonDerivative · entry 2 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444.024 Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 17:11 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 662.767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000341 · edgar.xml · nonDerivative · entry 1 Bryant John J · CIK 0001679723 · SVP and Pres, Defense Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664.024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.