Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NVIDIA CORPNVDA · Entity 1023 | SVP, Human Resources | January 29, 2017 | March 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NVIDIA CORP
Report date January 29, 2017 · Filed March 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 310,356 |
Ending reported balance
After 2016-10-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-02-19 · Exercise / conversion · Acquired 5,524 · Balance 390,356 Row 2 · 2016-10-28 · Gift · Disposed 80,000 · Balance 310,356 |
| Common StockSEC Table I · non-derivative | IndirectThe David M Shannon 2016 Annuity Trust dtd 10/12/16 | 40,000 |
Reported balance
After 2016-10-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-10-28 · Gift · Acquired 40,000 · Balance 40,000 |
| Common StockSEC Table I · non-derivative | IndirectThe Maureen M Shannon 2016 Annuity Trust dtd 10/12/16 | 40,000 |
Reported balance
After 2016-10-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2016-10-28 · Gift · Acquired 40,000 · Balance 40,000 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.10 · Expires 2016-03-16 | Direct | 0 |
Reported balance
After 2016-02-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-02-19 · Exercise / conversion · Disposed 5,524 · Balance 0 F2: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectShannon Revocable Trust | 110,800 |
Reported balance
Holding disclosure · report date 2017-01-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 110,800 F1: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.
F2: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2011 Filed Feb 10, 2011 00:00 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 15,000 | $24.17 | $362,550.00 |
DisclosureSEC source: 0001209191-11-008221 · doc4.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 66,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $23.82 to $24.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 00:00 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-008221 · doc4.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 81,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 00:00 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-008221 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,668 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 00:00 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 15,000 | $8.47 | $127,050.00 |
DisclosureSEC source: 0001209191-11-008221 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 22:34 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $8.47 | $0.00 |
DisclosureSEC source: 0001209191-11-006855 · doc4.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,500 Underlying: Common Stock · 15,000 shares Expires 2011-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 22:34 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 15,000 | $24.34 | $365,100.00 |
DisclosureSEC source: 0001209191-11-006855 · doc4.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 66,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $24.11 to $24.63. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 22:34 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-006855 · doc4.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 81,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 22:34 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-006855 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,668 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 22:34 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 15,000 | $8.47 | $127,050.00 |
DisclosureSEC source: 0001209191-11-006855 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 21:39 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $8.47 | $0.00 |
DisclosureSEC source: 0001209191-11-005083 · doc4.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,500 Underlying: Common Stock · 15,000 shares Expires 2011-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 21:39 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 15,000 | $24.09 | $361,350.00 |
DisclosureSEC source: 0001209191-11-005083 · doc4.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 66,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $23.83 to $24.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 21:39 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-005083 · doc4.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 81,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 21:39 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-005083 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,668 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 21:39 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 15,000 | $8.47 | $127,050.00 |
DisclosureSEC source: 0001209191-11-005083 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 21:17 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $8.47 | $0.00 |
DisclosureSEC source: 0001209191-11-004180 · doc4.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,500 Underlying: Common Stock · 15,000 shares Expires 2011-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 21:17 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 15,000 | $23.07 | $346,050.00 |
DisclosureSEC source: 0001209191-11-004180 · doc4.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 66,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $22.54 to $23.31. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 21:17 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-004180 · doc4.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 81,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 21:17 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-004180 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,668 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 21:17 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 15,000 | $8.47 | $127,050.00 |
DisclosureSEC source: 0001209191-11-004180 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| January 11, 2011 Filed Jan 14, 2011 00:23 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $8.47 | $0.00 |
DisclosureSEC source: 0001209191-11-003149 · doc4.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,500 Underlying: Common Stock · 10,000 shares Expires 2011-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| January 11, 2011 Filed Jan 14, 2011 00:23 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 10,000 | $20.95 | $209,500.00 |
DisclosureSEC source: 0001209191-11-003149 · doc4.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 66,880 F1 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| January 11, 2011 Filed Jan 14, 2011 00:23 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-003149 · doc4.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 76,880 F1 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. Read SEC document |
| January 11, 2011 Filed Jan 14, 2011 00:23 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-003149 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,668 Read SEC document |
| January 11, 2011 Filed Jan 14, 2011 00:23 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 10,000 | $8.47 | $84,700.00 |
DisclosureSEC source: 0001209191-11-003149 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2010 Filed Sep 17, 2010 21:18 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 47,500 | $0.00 Strike: $10.56 | $0.00 |
DisclosureSEC source: 0001209191-10-046822 · doc4.xml · derivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Common Stock · 47,500 shares Expires 2020-09-15 F5 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 15, 2011 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| September 15, 2010 Filed Sep 17, 2010 21:18 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 5,288 | $10.56 | $55,841.28 |
DisclosureSEC source: 0001209191-10-046822 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,668 F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| September 15, 2010 Filed Sep 17, 2010 21:18 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-046822 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,956 F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 21, 2011 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · balance_after: Includes 1,066 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2010 and 9,124 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 17, 2010 Filed Mar 19, 2010 23:55 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $18.10 | $0.00 |
DisclosureSEC source: 0001209191-10-018075 · doc4.xml · derivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2016-03-17 F5 · derivative.exercise_date: The option shall vest as to 25% of the shares on June 17, 2012 and 75% of the shares in equal quarterly installments over the next nine months such that the option shall be fully vested on the three year anniversary of the date of grant. Read SEC document |
| March 17, 2010 Filed Mar 19, 2010 23:55 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 6,942 | $18.10 | $125,650.20 |
DisclosureSEC source: 0001209191-10-018075 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,390 F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 17, 2010 Filed Mar 19, 2010 23:55 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-018075 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,332 F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 50% of the shares on September 19, 2012 and and 50% of the shares on March 20, 2013. F2 · balance_after: Includes 2,232 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 26, 2010 and 11,981 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 21:41 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,570 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001209191-10-008139 · doc4.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,570 shares Expires 2010-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 21:41 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 1,570 | $16.24 | $25,496.80 |
DisclosureSEC source: 0001209191-10-008139 · doc4.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 66,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $16.10 to $16.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 21:41 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 1,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-008139 · doc4.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 68,450 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 21:41 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 1,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-008139 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,600 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.direct: The Reporting Person transferred 1,570 shares to the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 21:41 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 1,570 | $8.75 | $13,737.50 |
DisclosureSEC source: 0001209191-10-008139 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| February 02, 2010 Filed Feb 3, 2010 17:37 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001209191-10-006409 · doc4.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570 Underlying: Common Stock · 5,500 shares Expires 2010-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| February 02, 2010 Filed Feb 3, 2010 17:37 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 5,500 | $16.71 | $91,905.00 |
DisclosureSEC source: 0001209191-10-006409 · doc4.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 66,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $16.51 to $16.89. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| February 02, 2010 Filed Feb 3, 2010 17:37 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-006409 · doc4.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 72,380 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| February 02, 2010 Filed Feb 3, 2010 17:37 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-006409 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,600 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.direct: The Reporting Person transferred 5,500 shares to the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| February 02, 2010 Filed Feb 3, 2010 17:37 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 5,500 | $8.75 | $48,125.00 |
DisclosureSEC source: 0001209191-10-006409 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| January 26, 2010 Filed Jan 27, 2010 21:14 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001209191-10-005016 · doc4.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,070 Underlying: Common Stock · 5,500 shares Expires 2010-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| January 26, 2010 Filed Jan 27, 2010 21:14 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 5,500 | $16.48 | $90,640.00 |
DisclosureSEC source: 0001209191-10-005016 · doc4.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 66,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $16.23 to $16.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| January 26, 2010 Filed Jan 27, 2010 21:14 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-005016 · doc4.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 72,380 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| January 26, 2010 Filed Jan 27, 2010 21:14 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-005016 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,600 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.direct: The Reporting Person transferred 5,500 shares to the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| January 26, 2010 Filed Jan 27, 2010 21:14 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 5,500 | $8.75 | $48,125.00 |
DisclosureSEC source: 0001209191-10-005016 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| January 19, 2010 Filed Jan 20, 2010 21:26 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001209191-10-003915 · doc4.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,570 Underlying: Common Stock · 5,500 shares Expires 2010-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| January 19, 2010 Filed Jan 20, 2010 21:26 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 5,500 | $17.39 | $95,645.00 |
DisclosureSEC source: 0001209191-10-003915 · doc4.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 66,880 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $17.14 to $17.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| January 19, 2010 Filed Jan 20, 2010 21:26 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-003915 · doc4.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 72,380 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F3 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| January 19, 2010 Filed Jan 20, 2010 21:26 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon Stock | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-003915 · doc4.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,600 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · ownership.direct: The Reporting Person transferred 5,500 shares to the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a co-trustee. Read SEC document |
| January 19, 2010 Filed Jan 20, 2010 21:26 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 5,500 | $8.75 | $48,125.00 |
DisclosureSEC source: 0001209191-10-003915 · doc4.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.