Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NVIDIA CORPNVDA · Entity 1023 | SVP, Human Resources | January 29, 2017 | March 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NVIDIA CORP
Report date January 29, 2017 · Filed March 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 310,356 |
Ending reported balance
After 2016-10-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-02-19 · Exercise / conversion · Acquired 5,524 · Balance 390,356 Row 2 · 2016-10-28 · Gift · Disposed 80,000 · Balance 310,356 |
| Common StockSEC Table I · non-derivative | IndirectThe David M Shannon 2016 Annuity Trust dtd 10/12/16 | 40,000 |
Reported balance
After 2016-10-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-10-28 · Gift · Acquired 40,000 · Balance 40,000 |
| Common StockSEC Table I · non-derivative | IndirectThe Maureen M Shannon 2016 Annuity Trust dtd 10/12/16 | 40,000 |
Reported balance
After 2016-10-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2016-10-28 · Gift · Acquired 40,000 · Balance 40,000 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.10 · Expires 2016-03-16 | Direct | 0 |
Reported balance
After 2016-02-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-02-19 · Exercise / conversion · Disposed 5,524 · Balance 0 F2: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectShannon Revocable Trust | 110,800 |
Reported balance
Holding disclosure · report date 2017-01-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 110,800 F1: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.
F2: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 07, 2007 Filed Sep 11, 2007 22:43 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 6,600 | $51.32 | $338,712.00 |
DisclosureSEC source: 0001243233-07-000034 · edgar.xml · nonDerivative · entry 5 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,966 Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:43 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 1,400 | $51.31 | $71,834.00 |
DisclosureSEC source: 0001243233-07-000034 · edgar.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,566 Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:43 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 4,800 | $51.30 | $246,240.00 |
DisclosureSEC source: 0001243233-07-000034 · edgar.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,966 Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:43 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 1,200 | $51.29 | $61,548.00 |
DisclosureSEC source: 0001243233-07-000034 · edgar.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,766 Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:43 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 2,900 | $51.28 | $148,712.00 |
DisclosureSEC source: 0001243233-07-000034 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,966 Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:44 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 1,323 | $50.64 | $66,996.72 |
DisclosureSEC source: 0001243233-07-000036 · edgar.xml · nonDerivative · entry 8 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 26,834 F1 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a trustee. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:44 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 1,000 | $50.63 | $50,630.00 |
DisclosureSEC source: 0001243233-07-000036 · edgar.xml · nonDerivative · entry 7 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 28,517 F1 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a trustee. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:44 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 3,900 | $50.62 | $197,418.00 |
DisclosureSEC source: 0001243233-07-000036 · edgar.xml · nonDerivative · entry 6 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 29,157 F1 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a trustee. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:44 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 1,800 | $50.61 | $91,098.00 |
DisclosureSEC source: 0001243233-07-000036 · edgar.xml · nonDerivative · entry 5 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 33,057 F1 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a trustee. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:44 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 300 | $50.60 | $15,180.00 |
DisclosureSEC source: 0001243233-07-000036 · edgar.xml · nonDerivative · entry 4 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 34,857 F1 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a trustee. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:44 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 5,333 | $50.36 | $268,569.88 |
DisclosureSEC source: 0001243233-07-000036 · edgar.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 35,157 F1 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a trustee. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:44 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 1,900 | $50.35 | $95,665.00 |
DisclosureSEC source: 0001243233-07-000036 · edgar.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 40,490 F1 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a trustee. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 22:44 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 7,000 | $50.32 | $352,240.00 |
DisclosureSEC source: 0001243233-07-000036 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 42,390 F1 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is a trustee. Read SEC document |
| May 18, 2007 Filed May 22, 2007 21:01 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $5.54 | $0.00 |
DisclosureSEC source: 0001197653-07-000006 · edgar.xml · derivative · entry 4 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,897 Underlying: Common Stock · 10,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: An option to purchase 500,000 shares at an exercise price of $5.535 was granted on July 26, 2002. The option fully vested in July 2006. Read SEC document |
| May 18, 2007 Filed May 22, 2007 21:01 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 10,000 | $34.72 | $347,198.00 |
DisclosureSEC source: 0001197653-07-000006 · edgar.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 18, 2007 Filed May 22, 2007 21:01 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 10,000 | $5.54 | $55,350.00 |
DisclosureSEC source: 0001197653-07-000006 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Totals reflect the transfer of 23,972 shares that were previously held directly by the Reporting Person into the Shannon Revocable Trust (the "Trust"). These shares are now owned by the Reporting Person indirectly through the Trust, with voting and dispositive power. This transfer did not constitute a change in beneficial ownership. Read SEC document |
| May 04, 2007 Filed May 8, 2007 18:03 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,264 | $0.00 Strike: $5.54 | $0.00 |
DisclosureSEC source: 0001197653-07-000005 · edgar.xml · derivative · entry 6 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,897 Underlying: Common Stock · 22,264 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: An option to purchase 500,000 shares at an exercise price of $5.535 was granted on July 26, 2002. The option fully vested in July 2006. Read SEC document |
| May 04, 2007 Filed May 8, 2007 18:03 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $5.54 | $0.00 |
DisclosureSEC source: 0001197653-07-000005 · edgar.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,161 Underlying: Common Stock · 10,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: An option to purchase 500,000 shares at an exercise price of $5.535 was granted on July 26, 2002. The option fully vested in July 2006. Read SEC document |
| May 04, 2007 Filed May 8, 2007 18:03 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 22,264 | $5.54 | $123,231.24 |
DisclosureSEC source: 0001197653-07-000005 · edgar.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2007 Filed May 8, 2007 18:03 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 10,000 | $33.58 | $335,836.00 |
DisclosureSEC source: 0001197653-07-000005 · edgar.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708 Read SEC document |
| May 04, 2007 Filed May 8, 2007 18:03 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 10,000 | $5.54 | $55,350.00 |
DisclosureSEC source: 0001197653-07-000005 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2007 Filed Mar 23, 2007 23:29 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantEmployee Stock Option (Right to buy) · Derivative | 45,000 | $0.00 Strike: $28.35 | $0.00 |
DisclosureSEC source: 0001197653-07-000003 · edgar.xml · derivative · entry 3 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2013-03-21 F1 · derivative.exercise_date: An option to purchase 45,000 shares of common stock at an exercise price of $28.35 was granted on March 21, 2007. Fifty percent of the option shall vest two years and three months from March 21, 2007 which is June 21, 2009 and the remaining fifty percent shall vest two years and six months from March 21, 2007 which is September 21, 2009, such that the option shall be fully vested on the two year and six month anniversary of the grant date which is September 21, 2009. Read SEC document |
| February 16, 2007 Filed Feb 22, 2007 00:53 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $5.54 | $0.00 |
DisclosureSEC source: 0001197653-07-000001 · edgar.xml · derivative · entry 4 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,161 Underlying: Common Stock · 3,200 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: An option to purchase 500,000 shares at an exercise price of $5.535 was granted on July 26, 2002. The options fully vested in July 2006 Read SEC document |
| February 16, 2007 Filed Feb 22, 2007 00:53 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 3,200 | $33.38 | $106,815.04 |
DisclosureSEC source: 0001197653-07-000001 · edgar.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076 Read SEC document |
| February 16, 2007 Filed Feb 22, 2007 00:53 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 3,200 | $5.54 | $17,712.64 |
DisclosureSEC source: 0001197653-07-000001 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 1,076 shares acquired under NVIDIA's 1998 Employee Stock Purchase Plan (Section 423 Plan) on August 31, 2006. Read SEC document |
| May 05, 2006 Filed May 10, 2006 00:52 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 209,639 | $0.00 Strike: $5.54 | $0.00 |
DisclosureSEC source: 0001197653-06-000002 · edgar.xml · derivative · entry 5 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,361 Underlying: Common Stock · 209,639 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: An option to purchase 500,000 shares at an exercise price of $5.535 was granted on July 26, 2002. The options vests over a four year period with 25% vesting on July 26, 2003, with the remainder vesting quarterly in equal installments. Read SEC document |
| May 05, 2006 Filed May 10, 2006 00:52 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 11,102 | $31.04 | $344,648.27 |
DisclosureSEC source: 0001197653-06-000002 · edgar.xml · nonDerivative · entry 3 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,898 Read SEC document |
| May 05, 2006 Filed May 10, 2006 00:52 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 191,639 | $31.10 | $5,960,337.01 |
DisclosureSEC source: 0001197653-06-000002 · edgar.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
| May 05, 2006 Filed May 10, 2006 00:52 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 209,639 | $5.54 | $1,160,393.79 |
DisclosureSEC source: 0001197653-06-000002 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2006 Filed Apr 6, 2006 01:50 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantEmployee Stock Option (Right to buy) · Derivative | 50,000 | $0.00 Strike: $57.47 | $0.00 |
DisclosureSEC source: 0001197653-06-000001 · edgar.xml · derivative · entry 2 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2013-03-31 F2 · derivative.exercise_date: An option to purchase 50,000 shares of Common Stock at an exercise price of $57.47 was granted on March 31, 2006. Vesting begins on March 31, 2008 and continues quarterly in equal installments over a one year period, fully vests on March 31, 2009. F3 · balance_after: The stock option grant will automatically adjust for the Company's recently announced 2 for 1 stock split to be effected in the form of a 100% stock dividend. Read SEC document |
| September 13, 2005 Filed Sep 16, 2005 00:24 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 1,550 | $32.74 | $50,747.00 |
DisclosureSEC source: 0001197653-05-000006 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 10,329 F1 · balance_after: The shares are held by the Shannon Revocable Trust (the "Trust"), dated 9/24/97, of which the Reporting Person is a trustee. Read SEC document |
| June 24, 2005 Filed Jun 28, 2005 22:56 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,000 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001197653-05-000005 · edgar.xml · derivative · entry 2 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,132 Underlying: Common Stock · 1,000 shares Expires 2012-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2005. F1 · derivative.exercise_date: An option to purchase 250,000 shares at an exercise price of $11.07 was granted on July 26, 2002. The option vests over a four year period with 25% vesting on July 26, 2003, and the remainder vesting quarterly in equal installments. F3 · balance_after: This total reflects the number of options currently vested under the original grant. Read SEC document |
| June 24, 2005 Filed Jun 28, 2005 22:56 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 1,000 | $11.07 | $11,070.00 |
DisclosureSEC source: 0001197653-05-000005 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2005 Filed Jun 8, 2005 00:40 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 10,000 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001197653-05-000003 · edgar.xml · derivative · entry 3 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,868 Underlying: Common Stock · 10,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: An option to purchase 250,000 shares at an exercise price of $11.07 was granted on July 26, 2002. The options vests over a four year period with 25% vesting on July 26, 2003, and the remainder vesting quarterly in equal installments. Read SEC document |
| June 03, 2005 Filed Jun 8, 2005 00:40 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 10,000 | $28.23 | $282,337.00 |
DisclosureSEC source: 0001197653-05-000003 · edgar.xml · nonDerivative · entry 2 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2005. F2 · balance_after: Represents 1,968 shares acquired under NVIDIA's 1998 Employee Stock Purchase Plan (Section 423) in February 2005 were previously reported as having been held directly by the Reporting Person. These shares were subsequently transferred into the Shannon Revocable Trust (the "Trust") and are now owned by the Reporting Person indirectly through the Trust with voting and dispositive power. This transfer did not constitute a change in beneficial ownership. Read SEC document |
| June 03, 2005 Filed Jun 8, 2005 00:40 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 10,000 | $11.07 | $110,700.00 |
DisclosureSEC source: 0001197653-05-000003 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2005 Filed May 20, 2005 00:21 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantEmployee Stock Option (Right to buy) · Derivative | 70,000 | $0.00 Strike: $25.42 | $0.00 |
DisclosureSEC source: 0001197653-05-000002 · edgar.xml · derivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2011-05-16 F1 · derivative.exercise_date: An option to purchase 70,000 shares of Common Stock at an exercise price of $25.42 was granted on May 17, 2005. Vesting begins on May 17, 2007 and continues on a quarterly basis for the next year, fully vests on May 17, 2008. Read SEC document |
| March 07, 2005 Filed Mar 9, 2005 22:17 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 3,000 | $28.20 | $84,600.00 |
DisclosureSEC source: 0001197653-05-000001 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,845 F1 · balance_after: Includes 776 shares acquired under NVIDIA's 1998 Employee Stock Purchase Plan (Section 423) in August 2004 and 1,968 shares acquired under NVIDIA's 1998 Employee Stock Purchase Plan (Section 423) in February 2005. Read SEC document |
| March 07, 2005 Filed Jun 8, 2005 00:41 UTC Amendment | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 3,000 | $28.20 | $84,600.00 |
DisclosureSEC source: 0001197653-05-000004 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · Shannon Revocable Trust Disclosed balance after: 7,877 F1 · date: This amended Form 4 is filed to report that 7,877 shares previously held directly by the Reporting Person were transferred into the Shannon Revocable Trust (the "Trust") and are now owned by him indirectly through the Trust with voting and dispositive power. This transfer did not constitute a change in beneficial ownership. F2 · balance_after: Includes 776 shares acquired under NVIDIA's 1998 Employee Stock Purchase Plan (Section 423) in August 2004. Read SEC document |
| August 12, 2004 Filed Aug 16, 2004 20:04 UTC | NVIDIA CORP NVDA · Entity 1023 | PurchaseCommon Stock | 4,000 | $10.33 | $41,320.00 |
DisclosureSEC source: 0001197653-04-000003 · edgar.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,101 F1 · balance_after: Total includes 3,101 shares acquired by the Reporting Person in exempt transactions pursuant to NVIDIA's 1998 Employee Stock Purchase Plan (Section 423 Plan) on August 29, 2003 and February 27, 2004. Read SEC document |
| April 13, 2004 Filed Apr 15, 2004 21:08 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $26.24 | $0.00 |
DisclosureSEC source: 0001197653-04-000001 · edgar.xml · derivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2010-04-13 F1 · derivative.exercise_date: An option to purchase 60,000 shares of Common Stock was granted at an exercise price of $26.24 per share. Vesting begins 4/13/2007 and continues on a quarterly basis for the next year; fully vests on 4/13/2008. Read SEC document |
| April 13, 2004 Filed Jun 29, 2004 20:11 UTC Amendment | NVIDIA CORP NVDA · Entity 1023 | GrantEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $26.24 | $0.00 |
DisclosureSEC source: 0001197653-04-000002 · edgar.xml · derivative · entry 1 SHANNON DAVID M · CIK 0001197653 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2010-04-13 F1 · derivative.exercise_date: This Amended Form 4 is being filed to correct the vesting for the option to purchase 60,000 shares of Common Stock granted to the Reporting Person on 4/13/2004 at an exercise price of $26.24. Vesting begins 10/13/2006 and continues on a quarterly basis for the next one and a half years; fully vests on 4/13/2008. Read SEC document |
| February 28, 2003 Filed May 6, 2003 20:33 UTC | NVIDIA CORP NVDA · Entity 1023 | OtherCommon Stock | 3,000 | $8.06 | $24,180.00 |
DisclosureSEC source: 0001197653-03-000002 · primary_doc.xml · nonDerivative · entry 1 SHANNON DAVID M · CIK 0001197653 · Vice President,General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · kind: Represents shares acquired in an exempt transaction pursuant to NVIDIA's 1998 Employee Stock Purchase Plan (Section 423 Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.