Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JOHNSON & JOHNSONJNJ · Entity 2722 | Director · Vice Chairman | February 16, 2007 | February 21, 2007 |
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | Director | April 03, 2017 | April 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JOHNSON & JOHNSON
Report date February 16, 2007 · Filed February 21, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,181 |
Reported balance
After 2007-02-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2007-02-16 · Grant · Acquired 2,290 · Balance 22,181 F2: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on February 16, 2007 at $65.49 per share are to be settled in cash upon the Reporting Person's Retirement. F3: The Phantom Stock converts into common stock on a one-for-one basis. |
| CommonSEC Table I · non-derivative | Direct | 207,118 |
Reported balance
Holding disclosure · report date 2007-02-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 207,118 |
| CommonSEC Table I · non-derivative | Indirect401(k) and ESOP Savings Plans | 1,938 |
Reported balance
Holding disclosure · report date 2007-02-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,938 F1: Shares held under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plans' most recent reporting date (01/31/2007). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plans' most recent reporting date (01/31/2007).
F2: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on February 16, 2007 at $65.49 per share are to be settled in cash upon the Reporting Person's Retirement.
F3: The Phantom Stock converts into common stock on a one-for-one basis.
UNITEDHEALTH GROUP INC
Report date April 03, 2017 · Filed April 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,480 |
Reported balance
After 2017-04-03 transaction · row 1
1 source rowRow 1 · 2017-04-03 · Grant · Acquired 453 · Balance 54,480 F1: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 28, 2003 Filed Dec 2, 2003 18:56 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 9 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000200406-03-000064 · edgar.xml · nonDerivative · entry 3 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Indirect · 401 (k) and ESOP Savings Plans Disclosed balance after: 1,766 F2 · security: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (11/28/2003). F2 · price: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (11/28/2003). Read SEC document |
| November 25, 2003 Filed Nov 25, 2003 22:16 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,800 | $11.07 Strike: $11.07 | $75,276.00 |
DisclosureSEC source: 0000200406-03-000063 · edgar.xml · derivative · entry 5 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,800 shares Expires 2003-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Awarded under Issuer's Stock Option Plan and exercisable in increments of 20% per year starting two years from date of grant. F1 · derivative.exercise_price: Adjusted to reflect two-for-one stock splits in 1996 and 2001. F1 · price: Adjusted to reflect two-for-one stock splits in 1996 and 2001. Read SEC document |
| November 25, 2003 Filed Nov 25, 2003 22:16 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Tax withholdingCommon | 1,462 | $51.48 | $75,263.76 |
DisclosureSEC source: 0000200406-03-000063 · edgar.xml · nonDerivative · entry 2 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,564 Read SEC document |
| November 25, 2003 Filed Nov 25, 2003 22:16 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Exercise / conversionCommon | 6,800 | $11.07 | $75,276.00 |
DisclosureSEC source: 0000200406-03-000063 · edgar.xml · nonDerivative · entry 1 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Adjusted to reflect two-for-one stock splits in 1996 and 2001. Read SEC document |
| September 30, 2003 Filed Oct 2, 2003 13:42 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock Units · Derivative | 58 | $49.55 Strike: $0.00 | $2,873.90 |
DisclosureSEC source: 0000200406-03-000039 · edgar.xml · derivative · entry 3 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,007 Underlying: Common · 58 shares Expires not disclosed F2 · security: The Phantom Stock Units were acquired under the Issuer's Executive Income Deferral Plan on September 30, 2003 at $49.55 per share and are to be settled in cash upon the Reporting Person's Retirement. F3 · derivative.exercise_price: The Phantom Stock converts into common stock on a one-for-one basis. F2 · derivative.exercise_date: The Phantom Stock Units were acquired under the Issuer's Executive Income Deferral Plan on September 30, 2003 at $49.55 per share and are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.expiration_date: The Phantom Stock Units were acquired under the Issuer's Executive Income Deferral Plan on September 30, 2003 at $49.55 per share and are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| September 30, 2003 Filed Oct 2, 2003 13:42 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0000200406-03-000039 · edgar.xml · nonDerivative · entry 2 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Indirect · 401 (k) and ESOP Savings Plans Disclosed balance after: 1,757 F1 · security: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (09/30/2003). F1 · date: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (09/30/2003). F1 · price: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (09/30/2003). Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 15:48 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock Units · Derivative | 55 | $51.65 Strike: $0.00 | $2,840.75 |
DisclosureSEC source: 0001188999-03-000008 · edgar.xml · derivative · entry 2 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,949 Underlying: Common · 55 shares Expires 1988-08-08 F3 · derivative.exercise_price: The Phantom Stock converts into common stock on a one-for-one basis. F4 · derivative.exercise_date: The Phantom Stock Units were acquired under the Issuer's Executive Income Deferral Plan on June 30, 2003 at $ 51.65 per share and are to be settled in cash upon the Reporting Person's Retirement. F4 · derivative.expiration_date: The Phantom Stock Units were acquired under the Issuer's Executive Income Deferral Plan on June 30, 2003 at $ 51.65 per share and are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 15:48 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001188999-03-000008 · edgar.xml · nonDerivative · entry 1 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Indirect · 401 (k) and ESOP Savings Plans Disclosed balance after: 1,749 F1 · security: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (06/30/2003). F1 · date: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (06/30/2003). F1 · price: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (06/30/2003). F2 · balance_after: As previously reported, the reporting person beneficially and directly owns 202,226 shares of Common Stock Read SEC document |
| June 12, 2003 Filed Jun 12, 2003 19:42 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 28,000 | $11.16 Strike: $11.16 | $312,480.00 |
DisclosureSEC source: 0001188999-03-000006 · edgar.xml · derivative · entry 4 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 28,000 shares Expires 2003-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Awarded under Issuer's Stock Option Plan and exercisable in increments of 20% per year starting two years from date of grant. F1 · derivative.exercise_price: Adjusted to reflect two-for-one stock splits in 1996 and 2001. F1 · price: Adjusted to reflect two-for-one stock splits in 1996 and 2001. Read SEC document |
| June 12, 2003 Filed Jun 12, 2003 19:42 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Tax withholdingCommon | 5,895 | $53.00 | $312,435.00 |
DisclosureSEC source: 0001188999-03-000006 · edgar.xml · nonDerivative · entry 2 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,226 Read SEC document |
| June 12, 2003 Filed Jun 12, 2003 19:42 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Exercise / conversionCommon | 28,000 | $11.16 | $312,480.00 |
DisclosureSEC source: 0001188999-03-000006 · edgar.xml · nonDerivative · entry 1 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Adjusted to reflect two-for-one stock splits in 1996 and 2001. Read SEC document |
| May 31, 2003 Filed Jun 12, 2003 19:42 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001188999-03-000006 · edgar.xml · nonDerivative · entry 3 DARRETTA ROBERT J · CIK 0001188999 · Director · Member, Executive Committee 10b5-1 filing: Not disclosed Ownership: Indirect · 401 (k) and ESOP Savings Plans Disclosed balance after: 1,748 F2 · security: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (05/31/2003) at prices ranging from $53.09 to $56.34. F2 · date: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (05/31/2003) at prices ranging from $53.09 to $56.34. F2 · price: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (05/31/2003) at prices ranging from $53.09 to $56.34. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.