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KATEN KAREN L

Disclosed activity across 4 companies

Tapewire entity
12273
SEC CIK
0001174451

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HOME DEPOT, INC.HD · Entity 2816DirectorMay 18, 2017May 22, 2017
L3HARRIS TECHNOLOGIES, INC. /DE/HRS · Entity 610DirectorOctober 01, 2016October 04, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HOME DEPOT, INC.

Report date May 18, 2017 · Filed May 22, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred SharesSEC Table II · derivative / convertible securityDirect65,950.8062 Reported balance After 2017-05-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-05-18 · Grant · Acquired 1,477.1997 · Balance 65,950.8062

F1: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date October 01, 2016 · Filed October 04, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect88,228.58 Reported balance After 2016-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-10-01 · Grant · Acquired 368.41 · Balance 88,228.58

F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3: The aggregate of 88,228.58 phantom stock units includes: (a) 1,594.56 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") from 3/8/16 through 9/7/16 and (b) a reduction of a .19 phantom stock unit due to rounding of previous reports by the Plans' record keeper.

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3: The aggregate of 88,228.58 phantom stock units includes: (a) 1,594.56 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") from 3/8/16 through 9/7/16 and (b) a reduction of a .19 phantom stock unit due to rounding of previous reports by the Plans' record keeper.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IMS Health Holdings, Inc.

Report date October 03, 2016 · Filed October 03, 2016

Section 16 reporting ended · disclosed 2016-10-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-10-03 transaction · row 1
1 source row

Row 1 · 2016-10-03 · Disposition to issuer · Disposed 11,633 · Balance 0

F1: On May 3, 2016, the issuer and Quintiles Transnational Holdings, Inc. ("Quintiles") entered into an Agreement and Plan of Merger pursuant to which on October 3, 2016 the issuer merged with and into Quintiles (the "merger"), the separate existence of the issuer ceased and Quintiles will continue as the surviving corporation, operating under the name Quintiles IMS Holdings, Inc.

F2: Disposed of pursuant to merger agreement in exchange for 4,467 shares of Quintiles IMS Holdings, Inc. stock having a market value of $81.06 per share at the effective time of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: On May 3, 2016, the issuer and Quintiles Transnational Holdings, Inc. ("Quintiles") entered into an Agreement and Plan of Merger pursuant to which on October 3, 2016 the issuer merged with and into Quintiles (the "merger"), the separate existence of the issuer ceased and Quintiles will continue as the surviving corporation, operating under the name Quintiles IMS Holdings, Inc.

F2: Disposed of pursuant to merger agreement in exchange for 4,467 shares of Quintiles IMS Holdings, Inc. stock having a market value of $81.06 per share at the effective time of the merger.

PFIZER INC

Report date August 15, 2006 · Filed August 17, 2006

Section 16 reporting ended · disclosed 2006-08-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock Units SSPSEC Table II · derivative / convertible securityDirect39,665 Reported balance After 2006-08-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2006-08-15 · Grant · Acquired 444 · Balance 39,665

F1: Each unit represents one phantom share of common stock.

F2: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents one phantom share of common stock.

F2: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2017 Filed May 22, 2017 22:14 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Shares · Derivative 1,477.1997 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034456 · doc4.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,950.8062

Underlying: Common Stock · 1,477.1997 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
October 03, 2016 Filed Oct 3, 2016 18:50 UTC IMS Health Holdings, Inc. IMS · Entity 174539 Disposition to issuerCommon Stock 11,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001595262-16-000058 · edgar.xml · nonDerivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On May 3, 2016, the issuer and Quintiles Transnational Holdings, Inc. ("Quintiles") entered into an Agreement and Plan of Merger pursuant to which on October 3, 2016 the issuer merged with and into Quintiles (the "merger"), the separate existence of the issuer ceased and Quintiles will continue as the surviving corporation, operating under the name Quintiles IMS Holdings, Inc.

F2 · price: Disposed of pursuant to merger agreement in exchange for 4,467 shares of Quintiles IMS Holdings, Inc. stock having a market value of $81.06 per share at the effective time of the merger.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 18:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 368.41 $91.61 $33,750.04
Disclosure

SEC source: 0001209191-16-144020 · doc4.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,228.58

Underlying: Common Stock, Par Value $1.00 · 368.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 88,228.58 phantom stock units includes: (a) 1,594.56 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") from 3/8/16 through 9/7/16 and (b) a reduction of a .19 phantom stock unit due to rounding of previous reports by the Plans' record keeper.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:41 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 189.7821 $131.73 $25,000.00
Disclosure

SEC source: 0001209191-16-122641 · doc4.xml · derivative · entry 2

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,050.041

Underlying: Common Stock · 189.7821 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
May 19, 2016 Filed May 23, 2016 20:41 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Shares · Derivative 1,745.9956 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-122641 · doc4.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,077.8843

Underlying: Common Stock · 1,745.9956 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
May 21, 2015 Filed May 26, 2015 21:45 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 223.1944 $112.01 $25,000.00
Disclosure

SEC source: 0001209191-15-046833 · doc4.xml · derivative · entry 2

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,625.3032

Underlying: Common Stock · 223.1944 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
May 21, 2015 Filed May 26, 2015 21:45 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Shares · Derivative 2,053.3881 $0.00 $0.00
Disclosure

SEC source: 0001209191-15-046833 · doc4.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,116.8832

Underlying: Common Stock · 2,053.3881 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
May 22, 2014 Filed May 27, 2014 22:33 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 317.3394 $78.78 $25,000.00
Disclosure

SEC source: 0001209191-14-037218 · doc4.xml · derivative · entry 2

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,167.2693

Underlying: Common Stock · 317.3394 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
May 22, 2014 Filed May 27, 2014 22:33 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Shares · Derivative 2,919.5227 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-037218 · doc4.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,867.6104

Underlying: Common Stock · 2,919.5227 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
May 23, 2013 Filed May 28, 2013 22:06 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 316.8166 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-029198 · doc4.xml · derivative · entry 2

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,624.0017

Underlying: Common Stock · 316.8166 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
May 23, 2013 Filed May 28, 2013 22:06 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Shares · Derivative 2,914.713 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-029198 · doc4.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,824.7264

Underlying: Common Stock · 2,914.713 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
May 17, 2012 Filed May 21, 2012 21:56 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 531.6886 $47.02 $25,000.00
Disclosure

SEC source: 0001209191-12-029562 · doc4.xml · derivative · entry 2

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,095.8608

Underlying: Common Stock · 531.6886 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
May 17, 2012 Filed May 21, 2012 21:56 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Shares · Derivative 4,891.5355 $47.02 $230,000.00
Disclosure

SEC source: 0001209191-12-029562 · doc4.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,886.7273

Underlying: Common Stock · 4,891.5355 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
June 02, 2011 Filed Jun 6, 2011 21:27 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 1,424.9074 $35.09 $50,000.00
Disclosure

SEC source: 0001209191-11-033270 · doc4.xml · derivative · entry 2

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,306.1869

Underlying: Common Stock · 1,424.9074 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
June 02, 2011 Filed Jun 6, 2011 21:27 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Shares · Derivative 6,554.574 $35.09 $230,000.00
Disclosure

SEC source: 0001209191-11-033270 · doc4.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,810.5792

Underlying: Common Stock · 6,554.574 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
May 20, 2010 Filed May 24, 2010 22:48 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 1,520.2189 $32.89 $50,000.00
Disclosure

SEC source: 0001209191-10-030162 · doc4.xml · derivative · entry 2

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,658.9985

Underlying: Common Stock · 1,520.2189 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
May 20, 2010 Filed May 24, 2010 22:48 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Shares · Derivative 6,993.007 $32.89 $230,000.00
Disclosure

SEC source: 0001209191-10-030162 · doc4.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,233.5127

Underlying: Common Stock · 6,993.007 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

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May 28, 2009 Filed Jun 1, 2009 21:42 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 2,202.6432 $22.70 $50,000.00
Disclosure

SEC source: 0001209191-09-029945 · doc4.xml · derivative · entry 2

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,942.7696

Underlying: Common Stock · 2,202.6432 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
May 28, 2009 Filed Jun 1, 2009 21:42 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Shares · Derivative 10,132.1586 $22.70 $230,000.00
Disclosure

SEC source: 0001209191-09-029945 · doc4.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,336.7403

Underlying: Common Stock · 10,132.1586 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
May 27, 2008 Filed May 27, 2008 21:39 UTC HOME DEPOT, INC. HD · Entity 2816 Purchase$.05 Common Stock 5,000 $26.83 $134,150.00
Disclosure

SEC source: 0001209191-08-033171 · doc4.xml · nonDerivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F1 · price: Represents the average price for transactions reported herein.

Read SEC document
May 22, 2008 Filed May 27, 2008 21:39 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 1,858.0453 $26.91 $50,000.00
Disclosure

SEC source: 0001209191-08-033171 · doc4.xml · derivative · entry 3

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,611.5006

Underlying: Common Stock · 1,858.0453 shares

Expires not disclosed

F3 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F3 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
May 22, 2008 Filed May 27, 2008 21:39 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Shares · Derivative 8,547.0085 $26.91 $230,000.00
Disclosure

SEC source: 0001209191-08-033171 · doc4.xml · derivative · entry 2

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,612.9031

Underlying: Common Stock · 8,547.0085 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F2 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F2 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
November 15, 2007 Filed Nov 19, 2007 23:26 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 1,725.3278 $28.98 $50,000.00
Disclosure

SEC source: 0001209191-07-065146 · doc4.xml · derivative · entry 2

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725.3278

Underlying: Common Stock · 1,725.3278 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
November 15, 2007 Filed Nov 19, 2007 23:26 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Shares · Derivative 7,936.5079 $28.98 $230,000.00
Disclosure

SEC source: 0001209191-07-065146 · doc4.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,936.5079

Underlying: Common Stock · 7,936.5079 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
August 15, 2006 Filed Aug 17, 2006 15:15 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 444 $26.40 $11,721.60
Disclosure

SEC source: 0000078003-06-000207 · kat1266.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,665

Underlying: Common Stock · 444 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
July 31, 2006 Filed Aug 2, 2006 14:11 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 80 $25.99 $2,079.20
Disclosure

SEC source: 0000078003-06-000184 · kat1254.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,221

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
July 14, 2006 Filed Jul 17, 2006 18:58 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 103 $22.41 $2,308.23
Disclosure

SEC source: 0000078003-06-000175 · kat1245.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,141

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
June 30, 2006 Filed Jul 5, 2006 16:45 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 99 $23.47 $2,323.53
Disclosure

SEC source: 0000078003-06-000165 · kat1234.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,038

Underlying: Common Stock · 99 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
June 15, 2006 Filed Jun 19, 2006 15:45 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 88 $23.53 $2,070.64
Disclosure

SEC source: 0000078003-06-000141 · kat1226.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,939

Underlying: Common Stock · 88 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
May 31, 2006 Filed Jun 2, 2006 15:10 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 119 $23.66 $2,815.54
Disclosure

SEC source: 0000078003-06-000130 · kat1218.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,851

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
May 24, 2006 Filed May 25, 2006 15:15 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,052 $0.00 Strike: $12.42 $0.00
Disclosure

SEC source: 0000078003-06-000127 · kat1215.xml · derivative · entry 4

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,052 shares

Expires 2006-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 5 equal annual installments beginning on August 22,1997.

Read SEC document
May 24, 2006 Filed May 25, 2006 15:15 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 4,169 $23.99 $100,014.31
Disclosure

SEC source: 0000078003-06-000127 · kat1215.xml · nonDerivative · entry 2

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,284

Read SEC document
May 24, 2006 Filed May 25, 2006 15:15 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 8,052 $12.42 $100,005.84
Disclosure

SEC source: 0000078003-06-000127 · kat1215.xml · nonDerivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2006 Filed May 17, 2006 20:33 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 461 $24.89 $11,474.29
Disclosure

SEC source: 0000078003-06-000119 · kat1209.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,732

Underlying: Common Stock · 461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
May 01, 2006 Filed May 2, 2006 21:02 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 159,948 $0.00 Strike: $12.42 $0.00
Disclosure

SEC source: 0000078003-06-000104 · kat1205.xml · derivative · entry 4

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,052

Underlying: Common Stock · 159,948 shares

Expires 2006-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 5 equal annual installments beginning on August 22,1997.

Read SEC document
May 01, 2006 Filed May 2, 2006 21:02 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 159,948 $25.11 $4,016,294.28
Disclosure

SEC source: 0000078003-06-000104 · kat1205.xml · nonDerivative · entry 2

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937,401

Read SEC document
May 01, 2006 Filed May 2, 2006 21:02 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 159,948 $12.42 $1,986,554.16
Disclosure

SEC source: 0000078003-06-000104 · kat1205.xml · nonDerivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2006 Filed May 2, 2006 21:02 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 89 $25.33 $2,254.37
Disclosure

SEC source: 0000078003-06-000104 · kat1205.xml · derivative · entry 5

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,271

Underlying: Common Stock · 89 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F3 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

F3 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

Read SEC document
April 17, 2006 Filed Apr 19, 2006 14:40 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 93 $24.44 $2,272.92
Disclosure

SEC source: 0000078003-06-000077 · kat1177.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,182

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

Read SEC document
April 07, 2006 Filed Apr 10, 2006 16:49 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 53 $26.05 $1,380.65
Disclosure

SEC source: 0000078003-06-000068 · kat1171.xml · nonDerivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,107

Read SEC document
March 31, 2006 Filed Apr 4, 2006 18:29 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 83 $24.92 $2,068.36
Disclosure

SEC source: 0000078003-06-000060 · kat1162.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,089

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

Read SEC document
March 15, 2006 Filed Mar 17, 2006 16:56 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 2,705 $25.95 $70,194.75
Disclosure

SEC source: 0000078003-06-000050 · kat1150.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,006

Underlying: Common Stock · 2,705 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

Read SEC document
February 27, 2006 Filed Mar 1, 2006 16:37 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 4,010 $26.55 $106,465.50
Disclosure

SEC source: 0000078003-06-000041 · kat1141.xml · nonDerivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,051

Read SEC document
February 23, 2006 Filed Feb 24, 2006 22:35 UTC PFIZER INC PFE · Entity 2863 GrantEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $26.20 $0.00
Disclosure

SEC source: 0000078003-06-000032 · kat1132.xml · derivative · entry 4

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2016-02-22

Read SEC document
February 23, 2006 Filed Feb 24, 2006 22:35 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 127,260 $0.00 $0.00
Disclosure

SEC source: 0000078003-06-000032 · kat1132.xml · nonDerivative · entry 2

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,061

F2 · shares: The reported transaction constitutes the earn-out of Performance-Contingent Shares.

Read SEC document
February 23, 2006 Filed Feb 24, 2006 22:35 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 47,470 $0.00 $0.00
Disclosure

SEC source: 0000078003-06-000032 · kat1132.xml · nonDerivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,801

F1 · shares: The reported transaction constitutes the grant of Restricted Stock Units.

Read SEC document
December 30, 2005 Filed Jan 4, 2006 18:41 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 84 $23.32 $1,958.88
Disclosure

SEC source: 0000078003-06-000007 · kat1100.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,992

Underlying: Common Stock · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

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December 15, 2005 Filed Dec 19, 2005 17:37 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 90 $22.79 $2,051.10
Disclosure

SEC source: 0000078003-05-000305 · kat1088.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,908

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

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November 30, 2005 Filed Dec 1, 2005 20:01 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 120 $21.20 Strike: $0.00 $2,544.00
Disclosure

SEC source: 0000078003-05-000291 · kat1078.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,818

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

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November 15, 2005 Filed Nov 17, 2005 17:53 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 397 $21.89 Strike: $0.00 $8,690.33
Disclosure

SEC source: 0000078003-05-000282 · kat1069.xml · derivative · entry 1

KATEN KAREN L · CIK 0001174451 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,698

Underlying: Common Stock · 397 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.