Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOME DEPOT, INC.HD · Entity 2816 | Director | May 18, 2017 | May 22, 2017 |
| L3HARRIS TECHNOLOGIES, INC. /DE/HRS · Entity 610 | Director | October 01, 2016 | October 04, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOME DEPOT, INC.
Report date May 18, 2017 · Filed May 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred SharesSEC Table II · derivative / convertible security | Direct | 65,950.8062 |
Reported balance
After 2017-05-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-18 · Grant · Acquired 1,477.1997 · Balance 65,950.8062 F1: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date October 01, 2016 · Filed October 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 88,228.58 |
Reported balance
After 2016-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-10-01 · Grant · Acquired 368.41 · Balance 88,228.58 F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3: The aggregate of 88,228.58 phantom stock units includes: (a) 1,594.56 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") from 3/8/16 through 9/7/16 and (b) a reduction of a .19 phantom stock unit due to rounding of previous reports by the Plans' record keeper. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.
F2: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.
F3: The aggregate of 88,228.58 phantom stock units includes: (a) 1,594.56 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") from 3/8/16 through 9/7/16 and (b) a reduction of a .19 phantom stock unit due to rounding of previous reports by the Plans' record keeper.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
IMS Health Holdings, Inc.
Report date October 03, 2016 · Filed October 03, 2016
Section 16 reporting ended · disclosed 2016-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-10-03 transaction · row 1
1 source rowRow 1 · 2016-10-03 · Disposition to issuer · Disposed 11,633 · Balance 0 F1: On May 3, 2016, the issuer and Quintiles Transnational Holdings, Inc. ("Quintiles") entered into an Agreement and Plan of Merger pursuant to which on October 3, 2016 the issuer merged with and into Quintiles (the "merger"), the separate existence of the issuer ceased and Quintiles will continue as the surviving corporation, operating under the name Quintiles IMS Holdings, Inc. F2: Disposed of pursuant to merger agreement in exchange for 4,467 shares of Quintiles IMS Holdings, Inc. stock having a market value of $81.06 per share at the effective time of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 3, 2016, the issuer and Quintiles Transnational Holdings, Inc. ("Quintiles") entered into an Agreement and Plan of Merger pursuant to which on October 3, 2016 the issuer merged with and into Quintiles (the "merger"), the separate existence of the issuer ceased and Quintiles will continue as the surviving corporation, operating under the name Quintiles IMS Holdings, Inc.
F2: Disposed of pursuant to merger agreement in exchange for 4,467 shares of Quintiles IMS Holdings, Inc. stock having a market value of $81.06 per share at the effective time of the merger.
PFIZER INC
Report date August 15, 2006 · Filed August 17, 2006
Section 16 reporting ended · disclosed 2006-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock Units SSPSEC Table II · derivative / convertible security | Direct | 39,665 |
Reported balance
After 2006-08-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-08-15 · Grant · Acquired 444 · Balance 39,665 F1: Each unit represents one phantom share of common stock. F2: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents one phantom share of common stock.
F2: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 22, 2017 22:14 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Shares · Derivative | 1,477.1997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034456 · doc4.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,950.8062 Underlying: Common Stock · 1,477.1997 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 18:50 UTC | IMS Health Holdings, Inc. IMS · Entity 174539 | Disposition to issuerCommon Stock | 11,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001595262-16-000058 · edgar.xml · nonDerivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On May 3, 2016, the issuer and Quintiles Transnational Holdings, Inc. ("Quintiles") entered into an Agreement and Plan of Merger pursuant to which on October 3, 2016 the issuer merged with and into Quintiles (the "merger"), the separate existence of the issuer ceased and Quintiles will continue as the surviving corporation, operating under the name Quintiles IMS Holdings, Inc. F2 · price: Disposed of pursuant to merger agreement in exchange for 4,467 shares of Quintiles IMS Holdings, Inc. stock having a market value of $81.06 per share at the effective time of the merger. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 18:39 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPhantom Stock Units · Derivative | 368.41 | $91.61 | $33,750.04 |
DisclosureSEC source: 0001209191-16-144020 · doc4.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,228.58 Underlying: Common Stock, Par Value $1.00 · 368.41 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied. F3 · balance_after: The aggregate of 88,228.58 phantom stock units includes: (a) 1,594.56 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plans ("Plans") from 3/8/16 through 9/7/16 and (b) a reduction of a .19 phantom stock unit due to rounding of previous reports by the Plans' record keeper. Read SEC document |
| May 19, 2016 Filed May 23, 2016 20:41 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Stock Units · Derivative | 189.7821 | $131.73 | $25,000.00 |
DisclosureSEC source: 0001209191-16-122641 · doc4.xml · derivative · entry 2 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,050.041 Underlying: Common Stock · 189.7821 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. Read SEC document |
| May 19, 2016 Filed May 23, 2016 20:41 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Shares · Derivative | 1,745.9956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-122641 · doc4.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,077.8843 Underlying: Common Stock · 1,745.9956 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. Read SEC document |
| May 21, 2015 Filed May 26, 2015 21:45 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Stock Units · Derivative | 223.1944 | $112.01 | $25,000.00 |
DisclosureSEC source: 0001209191-15-046833 · doc4.xml · derivative · entry 2 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,625.3032 Underlying: Common Stock · 223.1944 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. Read SEC document |
| May 21, 2015 Filed May 26, 2015 21:45 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Shares · Derivative | 2,053.3881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-046833 · doc4.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,116.8832 Underlying: Common Stock · 2,053.3881 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. Read SEC document |
| May 22, 2014 Filed May 27, 2014 22:33 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Stock Units · Derivative | 317.3394 | $78.78 | $25,000.00 |
DisclosureSEC source: 0001209191-14-037218 · doc4.xml · derivative · entry 2 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,167.2693 Underlying: Common Stock · 317.3394 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. Read SEC document |
| May 22, 2014 Filed May 27, 2014 22:33 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Shares · Derivative | 2,919.5227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-037218 · doc4.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,867.6104 Underlying: Common Stock · 2,919.5227 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. Read SEC document |
| May 23, 2013 Filed May 28, 2013 22:06 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Stock Units · Derivative | 316.8166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-029198 · doc4.xml · derivative · entry 2 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,624.0017 Underlying: Common Stock · 316.8166 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. Read SEC document |
| May 23, 2013 Filed May 28, 2013 22:06 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Shares · Derivative | 2,914.713 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-029198 · doc4.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,824.7264 Underlying: Common Stock · 2,914.713 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. Read SEC document |
| May 17, 2012 Filed May 21, 2012 21:56 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Stock Units · Derivative | 531.6886 | $47.02 | $25,000.00 |
DisclosureSEC source: 0001209191-12-029562 · doc4.xml · derivative · entry 2 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,095.8608 Underlying: Common Stock · 531.6886 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. Read SEC document |
| May 17, 2012 Filed May 21, 2012 21:56 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Shares · Derivative | 4,891.5355 | $47.02 | $230,000.00 |
DisclosureSEC source: 0001209191-12-029562 · doc4.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,886.7273 Underlying: Common Stock · 4,891.5355 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. Read SEC document |
| June 02, 2011 Filed Jun 6, 2011 21:27 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Stock Units · Derivative | 1,424.9074 | $35.09 | $50,000.00 |
DisclosureSEC source: 0001209191-11-033270 · doc4.xml · derivative · entry 2 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,306.1869 Underlying: Common Stock · 1,424.9074 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. Read SEC document |
| June 02, 2011 Filed Jun 6, 2011 21:27 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Shares · Derivative | 6,554.574 | $35.09 | $230,000.00 |
DisclosureSEC source: 0001209191-11-033270 · doc4.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,810.5792 Underlying: Common Stock · 6,554.574 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. Read SEC document |
| May 20, 2010 Filed May 24, 2010 22:48 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Stock Units · Derivative | 1,520.2189 | $32.89 | $50,000.00 |
DisclosureSEC source: 0001209191-10-030162 · doc4.xml · derivative · entry 2 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,658.9985 Underlying: Common Stock · 1,520.2189 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. Read SEC document |
| May 20, 2010 Filed May 24, 2010 22:48 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Shares · Derivative | 6,993.007 | $32.89 | $230,000.00 |
DisclosureSEC source: 0001209191-10-030162 · doc4.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,233.5127 Underlying: Common Stock · 6,993.007 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earliest of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. Read SEC document |
| May 28, 2009 Filed Jun 1, 2009 21:42 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Stock Units · Derivative | 2,202.6432 | $22.70 | $50,000.00 |
DisclosureSEC source: 0001209191-09-029945 · doc4.xml · derivative · entry 2 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,942.7696 Underlying: Common Stock · 2,202.6432 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. Read SEC document |
| May 28, 2009 Filed Jun 1, 2009 21:42 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Shares · Derivative | 10,132.1586 | $22.70 | $230,000.00 |
DisclosureSEC source: 0001209191-09-029945 · doc4.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,336.7403 Underlying: Common Stock · 10,132.1586 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. Read SEC document |
| May 27, 2008 Filed May 27, 2008 21:39 UTC | HOME DEPOT, INC. HD · Entity 2816 | Purchase$.05 Common Stock | 5,000 | $26.83 | $134,150.00 |
DisclosureSEC source: 0001209191-08-033171 · doc4.xml · nonDerivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 F1 · price: Represents the average price for transactions reported herein. Read SEC document |
| May 22, 2008 Filed May 27, 2008 21:39 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Stock Units · Derivative | 1,858.0453 | $26.91 | $50,000.00 |
DisclosureSEC source: 0001209191-08-033171 · doc4.xml · derivative · entry 3 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,611.5006 Underlying: Common Stock · 1,858.0453 shares Expires not disclosed F3 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F3 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F3 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. Read SEC document |
| May 22, 2008 Filed May 27, 2008 21:39 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Shares · Derivative | 8,547.0085 | $26.91 | $230,000.00 |
DisclosureSEC source: 0001209191-08-033171 · doc4.xml · derivative · entry 2 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,612.9031 Underlying: Common Stock · 8,547.0085 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F2 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F2 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 23:26 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Stock Units · Derivative | 1,725.3278 | $28.98 | $50,000.00 |
DisclosureSEC source: 0001209191-07-065146 · doc4.xml · derivative · entry 2 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725.3278 Underlying: Common Stock · 1,725.3278 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 23:26 UTC | HOME DEPOT, INC. HD · Entity 2816 | GrantDeferred Shares · Derivative | 7,936.5079 | $28.98 | $230,000.00 |
DisclosureSEC source: 0001209191-07-065146 · doc4.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,936.5079 Underlying: Common Stock · 7,936.5079 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.exercise_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. F1 · derivative.expiration_date: The Deferred Shares were granted under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company. Read SEC document |
| August 15, 2006 Filed Aug 17, 2006 15:15 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 444 | $26.40 | $11,721.60 |
DisclosureSEC source: 0000078003-06-000207 · kat1266.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,665 Underlying: Common Stock · 444 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. Read SEC document |
| July 31, 2006 Filed Aug 2, 2006 14:11 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 80 | $25.99 | $2,079.20 |
DisclosureSEC source: 0000078003-06-000184 · kat1254.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,221 Underlying: Common Stock · 80 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. Read SEC document |
| July 14, 2006 Filed Jul 17, 2006 18:58 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 103 | $22.41 | $2,308.23 |
DisclosureSEC source: 0000078003-06-000175 · kat1245.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,141 Underlying: Common Stock · 103 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 16:45 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 99 | $23.47 | $2,323.53 |
DisclosureSEC source: 0000078003-06-000165 · kat1234.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,038 Underlying: Common Stock · 99 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. Read SEC document |
| June 15, 2006 Filed Jun 19, 2006 15:45 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 88 | $23.53 | $2,070.64 |
DisclosureSEC source: 0000078003-06-000141 · kat1226.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,939 Underlying: Common Stock · 88 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. Read SEC document |
| May 31, 2006 Filed Jun 2, 2006 15:10 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 119 | $23.66 | $2,815.54 |
DisclosureSEC source: 0000078003-06-000130 · kat1218.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,851 Underlying: Common Stock · 119 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. Read SEC document |
| May 24, 2006 Filed May 25, 2006 15:15 UTC | PFIZER INC PFE · Entity 2863 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,052 | $0.00 Strike: $12.42 | $0.00 |
DisclosureSEC source: 0000078003-06-000127 · kat1215.xml · derivative · entry 4 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,052 shares Expires 2006-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable in 5 equal annual installments beginning on August 22,1997. Read SEC document |
| May 24, 2006 Filed May 25, 2006 15:15 UTC | PFIZER INC PFE · Entity 2863 | Tax withholdingCommon Stock | 4,169 | $23.99 | $100,014.31 |
DisclosureSEC source: 0000078003-06-000127 · kat1215.xml · nonDerivative · entry 2 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941,284 Read SEC document |
| May 24, 2006 Filed May 25, 2006 15:15 UTC | PFIZER INC PFE · Entity 2863 | Exercise / conversionCommon Stock | 8,052 | $12.42 | $100,005.84 |
DisclosureSEC source: 0000078003-06-000127 · kat1215.xml · nonDerivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2006 Filed May 17, 2006 20:33 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 461 | $24.89 | $11,474.29 |
DisclosureSEC source: 0000078003-06-000119 · kat1209.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,732 Underlying: Common Stock · 461 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and, subject to certain conditions, may be transferred by the reporting person into an alternative investment account at any time. Read SEC document |
| May 01, 2006 Filed May 2, 2006 21:02 UTC | PFIZER INC PFE · Entity 2863 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 159,948 | $0.00 Strike: $12.42 | $0.00 |
DisclosureSEC source: 0000078003-06-000104 · kat1205.xml · derivative · entry 4 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,052 Underlying: Common Stock · 159,948 shares Expires 2006-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable in 5 equal annual installments beginning on August 22,1997. Read SEC document |
| May 01, 2006 Filed May 2, 2006 21:02 UTC | PFIZER INC PFE · Entity 2863 | SaleCommon Stock | 159,948 | $25.11 | $4,016,294.28 |
DisclosureSEC source: 0000078003-06-000104 · kat1205.xml · nonDerivative · entry 2 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937,401 Read SEC document |
| May 01, 2006 Filed May 2, 2006 21:02 UTC | PFIZER INC PFE · Entity 2863 | Exercise / conversionCommon Stock | 159,948 | $12.42 | $1,986,554.16 |
DisclosureSEC source: 0000078003-06-000104 · kat1205.xml · nonDerivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2006 Filed May 2, 2006 21:02 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 89 | $25.33 | $2,254.37 |
DisclosureSEC source: 0000078003-06-000104 · kat1205.xml · derivative · entry 5 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,271 Underlying: Common Stock · 89 shares Expires not disclosed F2 · derivative.exercise_price: Each unit represents one phantom share of common stock. F3 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. F3 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 14:40 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 93 | $24.44 | $2,272.92 |
DisclosureSEC source: 0000078003-06-000077 · kat1177.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,182 Underlying: Common Stock · 93 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. Read SEC document |
| April 07, 2006 Filed Apr 10, 2006 16:49 UTC | PFIZER INC PFE · Entity 2863 | Tax withholdingCommon Stock | 53 | $26.05 | $1,380.65 |
DisclosureSEC source: 0000078003-06-000068 · kat1171.xml · nonDerivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,107 Read SEC document |
| March 31, 2006 Filed Apr 4, 2006 18:29 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 83 | $24.92 | $2,068.36 |
DisclosureSEC source: 0000078003-06-000060 · kat1162.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,089 Underlying: Common Stock · 83 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. Read SEC document |
| March 15, 2006 Filed Mar 17, 2006 16:56 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 2,705 | $25.95 | $70,194.75 |
DisclosureSEC source: 0000078003-06-000050 · kat1150.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,006 Underlying: Common Stock · 2,705 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. Read SEC document |
| February 27, 2006 Filed Mar 1, 2006 16:37 UTC | PFIZER INC PFE · Entity 2863 | Tax withholdingCommon Stock | 4,010 | $26.55 | $106,465.50 |
DisclosureSEC source: 0000078003-06-000041 · kat1141.xml · nonDerivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,051 Read SEC document |
| February 23, 2006 Filed Feb 24, 2006 22:35 UTC | PFIZER INC PFE · Entity 2863 | GrantEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $26.20 | $0.00 |
DisclosureSEC source: 0000078003-06-000032 · kat1132.xml · derivative · entry 4 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2016-02-22 Read SEC document |
| February 23, 2006 Filed Feb 24, 2006 22:35 UTC | PFIZER INC PFE · Entity 2863 | GrantCommon Stock | 127,260 | $0.00 | $0.00 |
DisclosureSEC source: 0000078003-06-000032 · kat1132.xml · nonDerivative · entry 2 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,061 F2 · shares: The reported transaction constitutes the earn-out of Performance-Contingent Shares. Read SEC document |
| February 23, 2006 Filed Feb 24, 2006 22:35 UTC | PFIZER INC PFE · Entity 2863 | GrantCommon Stock | 47,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000078003-06-000032 · kat1132.xml · nonDerivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,801 F1 · shares: The reported transaction constitutes the grant of Restricted Stock Units. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 18:41 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 84 | $23.32 | $1,958.88 |
DisclosureSEC source: 0000078003-06-000007 · kat1100.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,992 Underlying: Common Stock · 84 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 17:37 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 90 | $22.79 | $2,051.10 |
DisclosureSEC source: 0000078003-05-000305 · kat1088.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,908 Underlying: Common Stock · 90 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 20:01 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 120 | $21.20 Strike: $0.00 | $2,544.00 |
DisclosureSEC source: 0000078003-05-000291 · kat1078.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,818 Underlying: Common Stock · 120 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. Read SEC document |
| November 15, 2005 Filed Nov 17, 2005 17:53 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units SSP · Derivative | 397 | $21.89 Strike: $0.00 | $8,690.33 |
DisclosureSEC source: 0000078003-05-000282 · kat1069.xml · derivative · entry 1 KATEN KAREN L · CIK 0001174451 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,698 Underlying: Common Stock · 397 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.