Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Digimarc CORPDMRC · Entity 46416 | Director | May 01, 2017 | May 02, 2017 |
| NVIDIA CORPNVDA · Entity 1023 | Director | May 24, 2017 | May 26, 2017 |
| WATERS CORP /DE/WAT · Entity 3080 | Director | December 05, 2017 | December 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Digimarc CORP
Report date May 01, 2017 · Filed May 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,202 |
Reported balance
After 2017-05-01 transaction · row 1
1 source rowRow 1 · 2017-05-01 · Grant · Acquired 3,475 · Balance 34,202 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.64 · Expires 2018-10-30 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2017-05-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 20,000 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.91 · Expires 2019-05-01 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2017-05-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 7,500 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $18.01 · Expires 2020-04-30 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2017-05-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 7,500 |
NVIDIA CORP
Report date May 24, 2017 · Filed May 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,762 |
Reported balance
After 2017-05-24 transaction · row 1
1 source rowRow 1 · 2017-05-24 · Grant · Acquired 2,058 · Balance 30,762 F1: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. |
| Common StockSEC Table I · non-derivative | IndirectThe Milbor Family Trust | 290,000 |
Reported balance
Holding disclosure · report date 2017-05-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 290,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.
WATERS CORP /DE/
Report date December 05, 2017 · Filed December 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,349 |
Ending reported balance
After 2017-12-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-12-05 · Exercise / conversion · Acquired 3,500 · Balance 25,849 Row 2 · 2017-12-05 · Sale · Disposed 3,500 · Balance 22,349 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.75 · Expires 2018-01-02 | Direct | 0 |
Reported balance
After 2017-12-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-05 · Exercise / conversion · Disposed 3,500 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 1999 Filed May 21, 2004 00:56 UTC Amendment | NVIDIA CORP NVDA · Entity 1023 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $16.38 | $0.00 |
DisclosureSEC source: 0001191083-04-000002 · edgar.xml · derivative · entry 2 MILLER WILLIAM J · CIK 0001191083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2009-06-18 F3 · derivative.exercise_price: The shares and price per share reported herein do not reflect the two 2:1 stock splits that took place in June 2000 and September 2001. F4 · date: Automatic annual grant pursuant to the 1998 Non-Employee Director Stock Option Plan in connection with attendance of Board and/or Committee meetings during the preceding fiscal year. F3 · shares: The shares and price per share reported herein do not reflect the two 2:1 stock splits that took place in June 2000 and September 2001. F5 · derivative.exercise_date: If the reporting person has attended at least 75% of the regularly scheduled meetings of the Board held between the date of grant of the option and the one-year anniversary of the date of grant of the option, then the Annual Grant shall vest and become exercisable in full on the one-year anniversary of the date of grant. If the reporting person's service as a Director terminates between the date of grant of the option and the one-year aniversary of the date of grant of the option due to the disability or death of the reporting person, then the Annual Grant shall immediately vest and become exercisable on a monthly pro rata basis. Vesting description continued in Footnote 6. F6 · derivative.exercise_date: Continued from Footnote 5. Unless the Annual Grant sooner vests and becomes exercisable as provided above, the Annual Grant shall vest annually over the four-year period following the date of grant at the rate of 10% per year for the first three years and 70% for the fourth year, such that the entire Annual Grant shall become exercisable on the on the four-year anniversary of the date of grant of the option, provided that the reporting person has, during the entire period prior to each such vesting installment date, continuously served as a director of the Company or an affiliate of the Company, whereupon such option shall become fully vested and exercisable in accordance with its terms with respect to that portion of the shares represented by that installment. F3 · derivative.underlying_shares: The shares and price per share reported herein do not reflect the two 2:1 stock splits that took place in June 2000 and September 2001. F3 · balance_after: The shares and price per share reported herein do not reflect the two 2:1 stock splits that took place in June 2000 and September 2001. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.