Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Doma Holdings, Inc.
Report date September 27, 2024 · Filed September 27, 2024
Section 16 reporting ended · disclosed 2024-09-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-09-27 transaction · row 1
1 source rowRow 1 · 2024-09-27 · Disposition to issuer · Disposed 5,832 · Balance 0 F1: On September 27, 2024, RE Closing Buyer Corp. ("Parent") acquired the Issuer pursuant to certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 28, 2024, by and among the Issuer, Parent, and RE Closing Merger Sub Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger"). F2: As of the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of the Issuer's common stock outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $6.29 in cash (the "Merger Consideration"). In addition, each restricted stock unit of the Issuer that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and terminated as of immediately prior to the Effective Time and converted into the right to receive an amount in cash, less applicable tax withholdings, equal to the product of (i) the aggregate number of shares subject to such restricted stock units and (ii) the Merger Consideration. |
| Common StockSEC Table I · non-derivative | IndirectBy Matthew E. Zames Family, LLC | 0 |
Reported balance
After 2024-09-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-09-27 · Disposition to issuer · Disposed 15,056 · Balance 0 F1: On September 27, 2024, RE Closing Buyer Corp. ("Parent") acquired the Issuer pursuant to certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 28, 2024, by and among the Issuer, Parent, and RE Closing Merger Sub Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger"). F2: As of the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of the Issuer's common stock outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $6.29 in cash (the "Merger Consideration"). In addition, each restricted stock unit of the Issuer that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and terminated as of immediately prior to the Effective Time and converted into the right to receive an amount in cash, less applicable tax withholdings, equal to the product of (i) the aggregate number of shares subject to such restricted stock units and (ii) the Merger Consideration. |
| Common StockSEC Table I · non-derivative | IndirectBy Jill E. Zames Family, LLC | 0 |
Reported balance
After 2024-09-27 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-09-27 · Disposition to issuer · Disposed 15,057 · Balance 0 F1: On September 27, 2024, RE Closing Buyer Corp. ("Parent") acquired the Issuer pursuant to certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 28, 2024, by and among the Issuer, Parent, and RE Closing Merger Sub Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger"). F2: As of the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of the Issuer's common stock outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $6.29 in cash (the "Merger Consideration"). In addition, each restricted stock unit of the Issuer that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and terminated as of immediately prior to the Effective Time and converted into the right to receive an amount in cash, less applicable tax withholdings, equal to the product of (i) the aggregate number of shares subject to such restricted stock units and (ii) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 27, 2024, RE Closing Buyer Corp. ("Parent") acquired the Issuer pursuant to certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 28, 2024, by and among the Issuer, Parent, and RE Closing Merger Sub Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").
F2: As of the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of the Issuer's common stock outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $6.29 in cash (the "Merger Consideration"). In addition, each restricted stock unit of the Issuer that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and terminated as of immediately prior to the Effective Time and converted into the right to receive an amount in cash, less applicable tax withholdings, equal to the product of (i) the aggregate number of shares subject to such restricted stock units and (ii) the Merger Consideration.
JPMORGAN CHASE & CO
Report date June 08, 2017 · Filed June 08, 2017
Section 16 reporting ended · disclosed 2017-06-08. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2015 Filed Jan 22, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 174,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001776 · doc4.xml · derivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,399 Underlying: Common Stock · 174,399 shares Expires 2018-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $55.9066 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on January 20, 2015, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2015 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 15, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 17,557 | $55.37 | $972,183.76 |
DisclosureSEC source: 0001225208-15-001447 · doc4.xml · nonDerivative · entry 4 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,657.4221 F2 · kind: Sale pursuant to 10b5-1 Plan dated August 14, 2014. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 98,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001447 · doc4.xml · derivative · entry 6 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,219 Underlying: Common Stock · 98,218 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 126,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001447 · doc4.xml · derivative · entry 5 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 126,556 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 114,140 | $59.04 | $6,738,254.90 |
DisclosureSEC source: 0001225208-15-001447 · doc4.xml · nonDerivative · entry 3 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,214.4221 Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 98,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001447 · doc4.xml · nonDerivative · entry 2 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,354.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 126,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001447 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,136.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 97,581 | $54.91 | $5,357,967.79 |
DisclosureSEC source: 0001225208-14-010763 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,580.4221 F1 · kind: Sale pursuant to 10b5-1 Plan dated February 7, 2014. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 76,000 | $55.25 | $4,199,068.40 |
DisclosureSEC source: 0001225208-14-002695 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,161.4221 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 168,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002240 · doc4.xml · derivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,467 Underlying: Common Stock · 168,467 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · shares: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 17,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · derivative · entry 12 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · derivative · entry 11 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · derivative · entry 10 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 16,423 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · derivative · entry 9 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,269 Underlying: Common Stock · 16,423 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 109,601 | $58.01 | $6,357,954.01 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · nonDerivative · entry 7 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,161.4221 Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 15,000 | $44.29 | $664,350.00 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · nonDerivative · entry 6 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,762.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 16,423 | $35.61 | $584,823.03 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · nonDerivative · entry 5 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,762.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 17,000 | $43.20 | $734,400.00 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · nonDerivative · entry 4 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,339.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $19.49 | $1,949,000.00 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · nonDerivative · entry 3 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,339.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 20,920 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · derivative · entry 8 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,683 Underlying: Common Stock · 20,920 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 17, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 18,850 | $58.63 | $1,105,175.50 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · nonDerivative · entry 2 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,339.4221 Read SEC document |
| January 17, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 20,920 | $46.58 | $974,453.60 |
DisclosureSEC source: 0001225208-14-002106 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,189.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 126,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001811 · doc4.xml · derivative · entry 5 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,556 Underlying: Common Stock · 126,555 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 109,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001811 · doc4.xml · derivative · entry 4 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 109,236 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 119,811 | $58.10 | $6,961,019.10 |
DisclosureSEC source: 0001225208-14-001811 · doc4.xml · nonDerivative · entry 3 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,269.4221 Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 109,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001811 · doc4.xml · nonDerivative · entry 2 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,080.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 126,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001811 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,844.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| July 23, 2013 Filed Jul 23, 2013 20:53 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 3,412 | $56.64 | $193,268.30 |
DisclosureSEC source: 0001225208-13-016496 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,289.4221 Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 50,000 | $0.00 Strike: $46.79 | $0.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · derivative · entry 11 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2016-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock Appreciate Rights vest and become exercisable in three equal annual installments beginning October 19, 2009. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $45.79 | $0.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · derivative · entry 10 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 51,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · derivative · entry 9 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 51,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 30,000 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · derivative · entry 8 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 30,000 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 16,423 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · derivative · entry 7 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,692 Underlying: Common Stock · 16,423 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 234,476 | $50.04 | $11,733,179.04 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 6 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,701.4221 Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 16,423 | $35.61 | $584,823.03 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 5 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,177.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 30,000 | $44.29 | $1,328,700.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 4 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,754.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 50,000 | $46.79 | $2,339,500.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 3 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,754.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 51,000 | $43.20 | $2,203,200.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 2 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,754.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $45.79 | $4,579,000.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,754.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2013 Filed Jan 23, 2013 23:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-13-001914 · doc4.xml · derivative · entry 4 Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 22, 2013 Filed Jan 23, 2013 23:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 72,102 | $46.34 | $3,341,206.68 |
DisclosureSEC source: 0001225208-13-001914 · doc4.xml · nonDerivative · entry 3 Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,358 Read SEC document |
| January 22, 2013 Filed Jan 23, 2013 23:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 31,750 | $46.42 | $1,473,854.05 |
DisclosureSEC source: 0001225208-13-001914 · doc4.xml · nonDerivative · entry 2 Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,460 Read SEC document |
| January 22, 2013 Filed Jan 23, 2013 23:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $19.49 | $1,949,000.00 |
DisclosureSEC source: 0001225208-13-001914 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 104,603 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-13-001713 · doc4.xml · derivative · entry 3 Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,603 Underlying: Common Stock · 104,603 shares Expires 2023-01-17 F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 196,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001713 · doc4.xml · derivative · entry 2 Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,437 Underlying: Common Stock · 196,437 shares Expires 2016-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 23,695 | $46.45 | $1,100,632.75 |
DisclosureSEC source: 0001225208-13-001713 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,210 Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 109,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001603 · doc4.xml · derivative · entry 5 Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,236 Underlying: Common Stock · 109,236 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 134,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001603 · doc4.xml · derivative · entry 4 Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 134,044 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 123,033 | $45.81 | $5,636,141.73 |
DisclosureSEC source: 0001225208-13-001603 · doc4.xml · nonDerivative · entry 3 Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,905 Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 109,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001603 · doc4.xml · nonDerivative · entry 2 Zames Matthew E · CIK 0001550416 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.