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ELLIOT DOUGLAS G

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122651
SEC CIK
0001224074

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CompanyLast reported asReport datePublished
HARTFORD INSURANCE GROUP, INC.HIG · Entity 3092PresidentNovember 01, 2022November 03, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HARTFORD INSURANCE GROUP, INC.

Report date November 01, 2022 · Filed November 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect251,132.815 Ending reported balance After 2022-11-01 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-11-01 · Exercise / conversion · Acquired 39,996 · Balance 291,128.815

Row 2 · 2022-11-01 · Sale · Disposed 17,761 · Balance 273,367.815

F1: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $73.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 3 · 2022-11-01 · Sale · Disposed 22,235 · Balance 251,132.815

F1: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $73.50 - $74.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $41.25 · Expires 2025-03-03Direct0 Reported balance After 2022-11-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-11-01 · Exercise / conversion · Disposed 39,996 · Balance 0

F4: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $43.59 · Expires 2026-03-01Direct190,486 Reported balance Holding disclosure · report date 2022-11-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 190,486

F5: The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $48.89 · Expires 2027-02-28Direct201,939 Reported balance Holding disclosure · report date 2022-11-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 201,939

F6: The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $49.01 · Expires 2029-02-26Direct219,898 Reported balance Holding disclosure · report date 2022-11-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 219,898

F7: The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $51.87 · Expires 2031-02-23Direct183,132 Reported balance Holding disclosure · report date 2022-11-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 183,132

F8: One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $53.81 · Expires 2028-02-27Direct178,012 Reported balance Holding disclosure · report date 2022-11-01 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 178,012

F9: The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $55.27 · Expires 2030-02-25Direct204,703 Reported balance Holding disclosure · report date 2022-11-01 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 204,703

F10: One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $69.41 · Expires 2032-02-23Direct164,553 Reported balance Holding disclosure · report date 2022-11-01 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 164,553

F11: One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $73.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $73.50 - $74.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

F5: The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.

F6: The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.

F7: The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.

F8: One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

F9: The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.

F10: One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.

F11: One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2018 Filed Mar 13, 2018 20:12 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 81,320 $28.05 $2,281,026.00
Disclosure

SEC source: 0001225208-18-006001 · doc4.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,666.532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:13 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionStock Option · Derivative 68,957 $20.63 Strike: $20.63 $1,422,582.91
Disclosure

SEC source: 0001225208-18-004965 · doc4.xml · derivative · entry 9

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,957 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:13 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionStock Option · Derivative 2,500 $20.63 Strike: $20.63 $51,575.00
Disclosure

SEC source: 0001225208-18-004965 · doc4.xml · derivative · entry 8

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,957

Underlying: Common Stock · 2,500 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:13 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GrantStock Option · Derivative 178,012 $0.00 Strike: $53.81 $0.00
Disclosure

SEC source: 0001225208-18-004965 · doc4.xml · derivative · entry 7

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,012

Underlying: Common Stock · 178,012 shares

Expires 2028-02-27

F6 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:13 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 68,957 $54.23 $3,739,400.20
Disclosure

SEC source: 0001225208-18-004965 · doc4.xml · nonDerivative · entry 5

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,346.532

F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F5 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $53.78 to $54.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:13 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Tax withholdingCommon Stock 25,697 $53.95 $1,386,353.15
Disclosure

SEC source: 0001225208-18-004965 · doc4.xml · nonDerivative · entry 4

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,303.532

F3 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules.

F4 · price: The closing price of the Company's common stock on February 21, 2018, the day of certification.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:13 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 2,500 $54.81 $137,020.00
Disclosure

SEC source: 0001225208-18-004965 · doc4.xml · nonDerivative · entry 3

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000.532

F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.78 to $54.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:13 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 2,500 $20.63 $51,575.00
Disclosure

SEC source: 0001225208-18-004965 · doc4.xml · nonDerivative · entry 2

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,500.532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:13 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 68,957 $20.63 $1,422,582.91
Disclosure

SEC source: 0001225208-18-004965 · doc4.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000.532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:19 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionPerformance Shares · Derivative 55,466.32 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004018 · doc4.xml · derivative · entry 4

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,466.32 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:19 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GrantPerformance Shares · Derivative 55,466.32 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004018 · doc4.xml · derivative · entry 3

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,466.32

Underlying: Common Stock · 55,466.32 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:19 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 55,466.32 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004018 · doc4.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,043.532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GrantStock Option · Derivative 201,939 $0.00 Strike: $48.89 $0.00
Disclosure

SEC source: 0001225208-17-005296 · doc4.xml · derivative · entry 3

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,939

Underlying: Common Stock · 201,939 shares

Expires 2027-02-28

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:03 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Tax withholdingCommon Stock 7,103 $48.36 $343,501.08
Disclosure

SEC source: 0001225208-17-004709 · doc4.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,577.212

F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules.

F2 · price: The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:05 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionPerformance Shares · Derivative 14,513.2 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004094 · doc4.xml · derivative · entry 4

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,513.2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:05 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GrantPerformance Shares · Derivative 14,513.2 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004094 · doc4.xml · derivative · entry 3

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,513.2

Underlying: Common Stock · 14,513.2 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:05 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 14,513.2 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004094 · doc4.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,680.212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
November 22, 2016 Filed Feb 14, 2017 21:09 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003202 · doc5.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,167.012

F1 · kind: This transaction involved a gift to a charitable institution.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.