Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atlanta Braves Holdings, Inc.BATRK · Entity 4131 | 10% owner | February 25, 2026 | February 27, 2026 |
| BANK OF NEW YORK CO INCBK · Entity 17393 | Director | June 15, 2006 | June 16, 2006 |
| CABLEVISION SYSTEMS CORP /NYCVC · Entity 17529 | Director | May 19, 2005 | May 23, 2005 |
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | Director | April 25, 2018 | April 26, 2018 |
| Expedia Group, Inc.EXPE · Entity 3095 | Director | December 20, 2012 | December 31, 2012 |
| LIBERTY MEDIA LLCL; LMC.B · Entity 11448 | Director · Chairman of the Board · 10% owner | June 14, 2005 | June 16, 2005 |
| Liberty Capital Corp/NVGLIBK · Entity 1224 | Director · 10% owner | September 03, 2026 | September 09, 2026 |
| Liberty Global Ltd.LBTY · Entity 4116 | Director · 10% owner | March 21, 2025 | March 25, 2025 |
| Liberty Global, Inc.LBTY · Entity 16622 | Director · Chairman of the Board · 10% owner | June 07, 2013 | June 07, 2013 |
| Liberty Latin America Ltd.LILA · Entity 4630 | 10% owner · Director Emeritus | September 29, 2026 | October 02, 2026 |
| Liberty Live Holdings, Inc.LLYVK · Entity 3578 | 10% owner | September 24, 2026 | September 28, 2026 |
| Liberty Media CorpFWONK · Entity 3221 | 10% owner | March 30, 2026 | March 31, 2026 |
| Liberty TripAdvisor Holdings, Inc.LTRPA · Entity 16414 | Director | March 30, 2015 | April 01, 2015 |
| Live Nation Entertainment, Inc.LYV · Entity 3069 | Director | December 02, 2010 | December 06, 2010 |
| Match Group, Inc.IACI · Entity 2059 | Director | May 17, 2006 | May 25, 2006 |
| Old QVC Group, Inc.QRTEA · Entity 9784 | Director | December 20, 2023 | December 22, 2023 |
| SIRIUS XM HOLDINGS INC.(SIRI) · Entity 3564 | Director | May 23, 2012 | May 24, 2012 |
| STARZ ENTERTAINMENT CORP /CN/LGF.B · Entity 5541 | Director | August 15, 2018 | August 16, 2018 |
| Warner Bros. Discovery, Inc.WBD · Entity 2976 | Director | June 05, 2024 | June 07, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atlanta Braves Holdings, Inc.
Report date February 25, 2026 · Filed February 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Common StockSEC Table I · non-derivative | Direct | 14,537 |
Reported balance
After 2026-02-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-25 · Purchase · Acquired 10,868 · Balance 14,537 F1: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F2: On February 25, 2026, the Reporting Person acquired 10,868 shares of the Issuer's Series B Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 14,614 shares of the Issuer's Series C Common Stock along with $42.18 in cash. |
| Series C Common StockSEC Table I · non-derivative | Direct | 2,662,534 |
Reported balance
After 2026-02-25 transaction · row 2
1 source rowRow 2 · 2026-02-25 · Sale · Disposed 14,614 · Balance 2,662,534 F2: On February 25, 2026, the Reporting Person acquired 10,868 shares of the Issuer's Series B Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 14,614 shares of the Issuer's Series C Common Stock along with $42.18 in cash. |
| Series B Common StockSEC Table I · non-derivative | IndirectJCM AB LLC | 887,079 |
Reported balance
Holding disclosure · report date 2026-02-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 887,079 F1: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. |
| Series C Common StockSEC Table I · non-derivative | IndirectJohn C. Malone June 2003 Charitable Remainder Unitrust | 142,836 |
Reported balance
Holding disclosure · report date 2026-02-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 142,836 |
| Series B Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 47,585 |
Reported balance
Holding disclosure · report date 2026-02-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 47,585 F1: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. |
| Series C Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 120,546 |
Reported balance
Holding disclosure · report date 2026-02-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 120,546 |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock.
F2: On February 25, 2026, the Reporting Person acquired 10,868 shares of the Issuer's Series B Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 14,614 shares of the Issuer's Series C Common Stock along with $42.18 in cash.
BANK OF NEW YORK CO INC
Report date June 15, 2006 · Filed June 16, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Par Value $7.50)SEC Table I · non-derivative | Direct | 49,941 |
Reported balance
After 2006-06-15 transaction · row 1
1 source rowRow 1 · 2006-06-15 · Other · Acquired 3,141 · Balance 49,941 F1: Stock distribution made as part of Director's compensation. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock distribution made as part of Director's compensation.
CABLEVISION SYSTEMS CORP /NY
Report date May 19, 2005 · Filed May 23, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Cablevision NY Group Class A common stockSEC Table I · non-derivative | Direct | 1,552 |
Reported balance
After 2005-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2005-05-19 · Grant · Acquired 1,552 · Balance 1,552 F1: Grant of restricted stock units under the Amended & Restated Stock Plan For Non-Employee Directors. All the units are fully vested as of the date of this filing and are settled in stock 90 days after the termination of service on the Board of Directors (one share of Class A common stock for each unit.) F2: Includes Restricted Shares. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.77 · Expires 2015-05-19 | Direct | 4,000 |
Reported balance
After 2005-05-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2005-05-19 · Grant · Acquired 4,000 · Balance 4,000 F3: Options granted under the Amended & Restated Stock Plan for Non-Employee Directors and are fully vested as of the date of this filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the Amended & Restated Stock Plan For Non-Employee Directors. All the units are fully vested as of the date of this filing and are settled in stock 90 days after the termination of service on the Board of Directors (one share of Class A common stock for each unit.)
F2: Includes Restricted Shares.
F3: Options granted under the Amended & Restated Stock Plan for Non-Employee Directors and are fully vested as of the date of this filing.
CHARTER COMMUNICATIONS, INC. /MO/
Report date April 25, 2018 · Filed April 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,691 |
Reported balance
After 2018-04-25 transaction · row 1
1 source rowRow 1 · 2018-04-25 · Grant · Acquired 603 · Balance 1,691 F1: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on anniversary date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on anniversary date of grant.
Expedia Group, Inc.
Report date December 20, 2012 · Filed December 31, 2012
This filing explicitly reported no securities owned.
LIBERTY MEDIA LLC
Report date June 14, 2005 · Filed June 16, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.47 · Expires 2015-06-14 | Direct | 200,000 |
Reported balance
After 2005-06-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-06-14 · Grant · Acquired 200,000 · Balance 200,000 F1: The stock option provides for vesting as to 331/3% of the total number of shares on each June 14, beginning June 14, 2006. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.80 · Expires 2015-06-14 | Direct | 1,800,000 |
Reported balance
After 2005-06-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2005-06-14 · Grant · Acquired 1,800,000 · Balance 1,800,000 F1: The stock option provides for vesting as to 331/3% of the total number of shares on each June 14, beginning June 14, 2006. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option provides for vesting as to 331/3% of the total number of shares on each June 14, beginning June 14, 2006.
Liberty Capital Corp/NV
Report date September 03, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Call option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $41.20 | Direct | 26,800 |
Reported balance
After 2026-09-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-03 · Other · Disposed 13,400 · Balance 26,800 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F3: On September 3, 2026, the thirteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $53,332. On the same date, the related call option expired unexercised. |
| Call option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $41.20 | Direct | 13,400 |
Reported balance
After 2026-09-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-04 · Other · Disposed 13,400 · Balance 13,400 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F4: On September 4, 2026, the fourteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $51,992. On the same date, the related call option expired unexercised. |
| Call option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $41.20 | Direct | 0 |
Reported balance
After 2026-09-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-08 · Other · Disposed 13,400 · Balance 0 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F5: On September 8, 2026, the fifteenth and final component of the Collar settled in cash and the Reporting Person received a cash amount of $56,682. On the same date, the related call option expired unexercised. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $30.15 | Direct | 26,800 |
Reported balance
After 2026-09-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-03 · Other · Disposed 13,400 · Balance 26,800 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F3: On September 3, 2026, the thirteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $53,332. On the same date, the related call option expired unexercised. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $30.15 | Direct | 13,400 |
Reported balance
After 2026-09-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-04 · Other · Disposed 13,400 · Balance 13,400 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F4: On September 4, 2026, the fourteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $51,992. On the same date, the related call option expired unexercised. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $30.15 | Direct | 0 |
Reported balance
After 2026-09-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-08 · Other · Disposed 13,400 · Balance 0 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F5: On September 8, 2026, the fifteenth and final component of the Collar settled in cash and the Reporting Person received a cash amount of $56,682. On the same date, the related call option expired unexercised. |
Filing footnotes · ownership attribution and instrument terms
F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement.
F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026.
F3: On September 3, 2026, the thirteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $53,332. On the same date, the related call option expired unexercised.
F4: On September 4, 2026, the fourteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $51,992. On the same date, the related call option expired unexercised.
F5: On September 8, 2026, the fifteenth and final component of the Collar settled in cash and the Reporting Person received a cash amount of $56,682. On the same date, the related call option expired unexercised.
Liberty Global Ltd.
Report date March 21, 2025 · Filed March 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.15 · Expires 2035-03-21 | Direct | 498,601 |
Reported balance
After 2025-03-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-03-21 · Grant · Acquired 498,601 · Balance 498,601 F1: The option vests in three equal annual installments commencing on March 21, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments commencing on March 21, 2026.
Liberty Global, Inc.
Report date June 07, 2013 · Filed June 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 1
1 source rowRow 1 · 2013-06-07 · Disposition to issuer · Disposed 952,177 · Balance 0 F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2013-06-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2013-06-07 · Disposition to issuer · Disposed 90,303 · Balance 0 F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock. F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Series C Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 3
1 source rowRow 3 · 2013-06-07 · Disposition to issuer · Disposed 2,596,009 · Balance 0 F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock. |
| Series C Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2013-06-07 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2013-06-07 · Disposition to issuer · Disposed 294,869 · Balance 0 F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock. F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2013-06-07 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2013-06-07 · Disposition to issuer · Disposed 8,677,225 · Balance 0 F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock. F3: The Reporting Person and his spouse transferred their Series B common stock to a charitable remainder unitrust of which the Reporting Person is sole trustee and, together with his spouse, retain a unitrust interest in the trust. |
| Stock Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.78 · Expires 2020-12-16 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-06-07 · Disposition to issuer · Disposed 27,323 · Balance 0 F4: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on December 16, 2011. |
| Stock Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.50 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-06-07 · Disposition to issuer · Disposed 22,141 · Balance 0 F5: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2012. |
| Stock Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.99 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2013-06-07 · Disposition to issuer · Disposed 24,104 · Balance 0 F6: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2013. |
| Stock Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.08 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2013-06-07 · Disposition to issuer · Disposed 18,194 · Balance 0 F7: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2014. |
| Stock Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.93 · Expires 2020-12-16 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2013-06-07 · Disposition to issuer · Disposed 28,819 · Balance 0 F4: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on December 16, 2011. |
| Stock Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.39 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2013-06-07 · Disposition to issuer · Disposed 23,194 · Balance 0 F5: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2012. |
| Stock Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.20 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2013-06-07 · Disposition to issuer · Disposed 24,999 · Balance 0 F6: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2013. |
| Stock Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $68.82 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2013-06-07 · Disposition to issuer · Disposed 19,584 · Balance 0 F7: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2014. |
| Forward sale contract (obligation to sell)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2013-06-07 · Disposition to issuer · Disposed 1 · Balance 0 F8: The Reporting Person entered into a long-dated post-paid variable forward sale contract with an unaffiliated counterparty relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s Series C common stock, divided into 20 equal components that mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock.
F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: The Reporting Person and his spouse transferred their Series B common stock to a charitable remainder unitrust of which the Reporting Person is sole trustee and, together with his spouse, retain a unitrust interest in the trust.
F4: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on December 16, 2011.
F5: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2012.
F6: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2013.
F7: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2014.
F8: The Reporting Person entered into a long-dated post-paid variable forward sale contract with an unaffiliated counterparty relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s Series C common stock, divided into 20 equal components that mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017.
Liberty Latin America Ltd.
Report date September 29, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Preference SharesSEC Table I · non-derivative | IndirectBy a Trust | 1,412,175 |
Last balance in matching sequence
After 2026-09-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-29 · Purchase · Acquired 512 · Balance 1,411,162 F1: The price reflects a weighted average of purchases made at prices ranging from $20.3500 to $20.4500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. F2: Held by charitable remainder unitrusts of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trusts Row 2 · 2026-09-30 · Purchase · Acquired 1,013 · Balance 1,412,175 F3: The price reflects a weighted average of purchases made at prices ranging from $20.4300 to $20.4500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. F2: Held by charitable remainder unitrusts of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trusts |
| Class A Common SharesSEC Table I · non-derivative | IndirectMalone LG 2013 CRT | 326,571 |
Reported balance
After 2026-09-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-09-30 · Purchase · Acquired 20,000 · Balance 326,571 F4: The price reflects a weighted average of purchases made at prices ranging from $8.3300 to $8.5000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. F5: Held by a charitable remainder unitrust of which the Reporting Person is trustee and his spouse has a 50% interest in the trust. |
| Series A Preference SharesSEC Table I · non-derivative | Direct | 2,305,677 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,305,677 |
| Series A Preference SharesSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 105,843 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 105,843 F6: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose. |
| Class A Common SharesSEC Table I · non-derivative | Direct | 3,725,813 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,725,813 |
| Class A Common SharesSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 49,729 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 49,729 F6: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reflects a weighted average of purchases made at prices ranging from $20.3500 to $20.4500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2: Held by charitable remainder unitrusts of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trusts
F3: The price reflects a weighted average of purchases made at prices ranging from $20.4300 to $20.4500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F4: The price reflects a weighted average of purchases made at prices ranging from $8.3300 to $8.5000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F5: Held by a charitable remainder unitrust of which the Reporting Person is trustee and his spouse has a 50% interest in the trust.
F6: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose.
Liberty Live Holdings, Inc.
Report date September 24, 2026 · Filed September 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Liberty Live Group Common StockSEC Table I · non-derivative | Direct | 2,298,438 |
Reported balance
After 2026-09-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-24 · Purchase · Acquired 28,333 · Balance 2,298,438 F1: Each share of Series B Liberty Live Group Common Stock is convertible, at the holder's election, into one share of Series A Liberty Live Group Common Stock, at any time for no consideration other than the surrender of the share of Series B Liberty Live Group Common Stock for each share of Series A Liberty Live Group Common Stock. F2: On September 24, 2026, the Reporting Person acquired 28,333 shares of the Issuer's Series B Liberty Live Group Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 29,593 shares of the Issuer's Series C Liberty Live Group Common Stock along with $133.61 in cash. F3: The number of shares held by the Reporting Person increased by 7,560 shares on March 27, 2026 as a result of the distribution made by the John C. Malone June 2003 Charitable Remainder Unitrust to the Reporting Person. |
| Series C Liberty Live Group Common StockSEC Table I · non-derivative | Direct | 3,186,342 |
Reported balance
After 2026-09-24 transaction · row 2
1 source rowRow 2 · 2026-09-24 · Sale · Disposed 29,593 · Balance 3,186,342 F2: On September 24, 2026, the Reporting Person acquired 28,333 shares of the Issuer's Series B Liberty Live Group Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 29,593 shares of the Issuer's Series C Liberty Live Group Common Stock along with $133.61 in cash. |
| Series C Liberty Live Group Common StockSEC Table I · non-derivative | IndirectJohn C. Malone 1997 Charitable Remainder Unitrust | 143,750 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 143,750 |
| Series B Liberty Live Group Common StockSEC Table I · non-derivative | IndirectJohn C. Malone June 2003 Charitable Remainder Unitrust | 85,017 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 85,017 F1: Each share of Series B Liberty Live Group Common Stock is convertible, at the holder's election, into one share of Series A Liberty Live Group Common Stock, at any time for no consideration other than the surrender of the share of Series B Liberty Live Group Common Stock for each share of Series A Liberty Live Group Common Stock. F4: The number of shares held by the John C. Malone June 2003 Charitable Remainder Unitrust decreased by 15,120 shares on March 27, 2026 as a result of the distributions made to the Reporting Person and the Leslie A. Malone 1995 Revocable Trust as described in footenote 3 and 5. |
| Series C Liberty Live Group Common StockSEC Table I · non-derivative | IndirectJohn C. Malone June 2003 Charitable Remainder Unitrust | 130,225 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 130,225 |
| Series B Liberty Live Group Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 81,548 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 81,548 F1: Each share of Series B Liberty Live Group Common Stock is convertible, at the holder's election, into one share of Series A Liberty Live Group Common Stock, at any time for no consideration other than the surrender of the share of Series B Liberty Live Group Common Stock for each share of Series A Liberty Live Group Common Stock. F5: The number of shares held by the Leslie A. Malone 1995 Revocable Trust increased by 7,560 shares on March 27, 2026 as a result of the distribution made by the John C. Malone June 2003 Charitable Remainder Unitrust to the Leslie A. Malone 1995 Revocable Trust. F6: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series C Liberty Live Group Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 297,194 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 297,194 F6: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series C Liberty Live Group Common StockSEC Table I · non-derivative | IndirectMalone Starz 2015 Charitable Remainder Trust | 1,486 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,486 |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series B Liberty Live Group Common Stock is convertible, at the holder's election, into one share of Series A Liberty Live Group Common Stock, at any time for no consideration other than the surrender of the share of Series B Liberty Live Group Common Stock for each share of Series A Liberty Live Group Common Stock.
F2: On September 24, 2026, the Reporting Person acquired 28,333 shares of the Issuer's Series B Liberty Live Group Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 29,593 shares of the Issuer's Series C Liberty Live Group Common Stock along with $133.61 in cash.
F3: The number of shares held by the Reporting Person increased by 7,560 shares on March 27, 2026 as a result of the distribution made by the John C. Malone June 2003 Charitable Remainder Unitrust to the Reporting Person.
F4: The number of shares held by the John C. Malone June 2003 Charitable Remainder Unitrust decreased by 15,120 shares on March 27, 2026 as a result of the distributions made to the Reporting Person and the Leslie A. Malone 1995 Revocable Trust as described in footenote 3 and 5.
F5: The number of shares held by the Leslie A. Malone 1995 Revocable Trust increased by 7,560 shares on March 27, 2026 as a result of the distribution made by the John C. Malone June 2003 Charitable Remainder Unitrust to the Leslie A. Malone 1995 Revocable Trust.
F6: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse.
Liberty Media Corp
Report date March 30, 2026 · Filed March 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.75 | Direct | 250,000 |
Reported balance
After 2026-03-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-30 · Sale · Disposed 250,000 · Balance 250,000 F1: On March 30, 2026, Mr. Malone wrote over-the-counter put options to a financial institution counterparty representing the obligation by the financial institution to sell to Mr. Malone an aggregate of 250,000 shares of Series A Liberty Formula One Common Stock at a strike price of $71.7531, which was determined pursuant to a formula based on the weighted average prices of the Series A Liberty Formula One Common Stock at which the financial institution established its initial hedge position in respect of the put options. Mr. Malone received, in the aggregate, a premium of approximately $1,284,000 in connection with entering into the put options. The put options are European style and may be settled physically or in cash at the option of Mr. Malone. The put options expire in three approximately equal components on March 29, 2027, March 30, 2027 and March 31, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 30, 2026, Mr. Malone wrote over-the-counter put options to a financial institution counterparty representing the obligation by the financial institution to sell to Mr. Malone an aggregate of 250,000 shares of Series A Liberty Formula One Common Stock at a strike price of $71.7531, which was determined pursuant to a formula based on the weighted average prices of the Series A Liberty Formula One Common Stock at which the financial institution established its initial hedge position in respect of the put options. Mr. Malone received, in the aggregate, a premium of approximately $1,284,000 in connection with entering into the put options. The put options are European style and may be settled physically or in cash at the option of Mr. Malone. The put options expire in three approximately equal components on March 29, 2027, March 30, 2027 and March 31, 2027.
Liberty TripAdvisor Holdings, Inc.
Report date March 30, 2015 · Filed April 01, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 3,987,902 |
Ending reported balance
After 2015-03-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-03-30 · Exercise / conversion · Acquired 5,016 · Balance 3,990,680 Row 2 · 2015-03-30 · Tax withholding · Disposed 2,778 · Balance 3,987,902 |
| Stock Option (right to buy) - LTRPASEC Table II · derivative / convertible security · Conversion / exercise price $10.87 · Expires 2015-06-14 | Direct | 0 |
Reported balance
After 2015-03-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2015-03-30 · Exercise / conversion · Disposed 5,016 · Balance 0 F2: This stock option was granted as a result of the spin-off (as described in the Remarks section). In connection with the completion of the spin-off, all equity awards held by the reporting person with respect to Liberty Interactive Corporation's ("Liberty") Liberty Ventures common stock (each an "Original LVNT Award") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the equity awards were granted, such that the reporting person received (i) an adjustment to the exercise price or base price, as applicable, and number of shares relating to the Original LVNT Award and (ii) an equity award relating to shares of the corresponding series of the Issuer's common stock. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3: The derivative security is fully vested. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 172,337 |
Reported balance
Holding disclosure · report date 2015-03-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 172,337 F1: The reporting person disclaims beneficial ownership of these shares owned by his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these shares owned by his spouse.
F2: This stock option was granted as a result of the spin-off (as described in the Remarks section). In connection with the completion of the spin-off, all equity awards held by the reporting person with respect to Liberty Interactive Corporation's ("Liberty") Liberty Ventures common stock (each an "Original LVNT Award") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the equity awards were granted, such that the reporting person received (i) an adjustment to the exercise price or base price, as applicable, and number of shares relating to the Original LVNT Award and (ii) an equity award relating to shares of the corresponding series of the Issuer's common stock. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
F3: The derivative security is fully vested.
Live Nation Entertainment, Inc.
Report date December 02, 2010 · Filed December 06, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,171 |
Reported balance
After 2010-12-02 transaction · row 1
1 source rowRow 1 · 2010-12-02 · Grant · Acquired 12,171 · Balance 12,171 F1: Represents a restricted stock award. These shares will vest in full on June 1, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award. These shares will vest in full on June 1, 2011.
Match Group, Inc.
Report date May 17, 2006 · Filed May 25, 2006
This filing explicitly reported no securities owned.
Old QVC Group, Inc.
Report date December 20, 2023 · Filed December 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 8% Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative | Direct | 722,406 |
Reported balance
After 2023-12-20 transaction · row 1
1 source rowRow 1 · 2023-12-20 · Other · Acquired 722,367 · Balance 722,406 F1: On December 20, 2023, the Reporting Person withdrew 722,367 shares of the Issuer's 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares") from the Malone December 2022 QRTEP grantor retained annuity trust that was established for his benefit in exchange for a promissory note. This resulted in a decrease in the number of Preferred Shares the Reporting Person beneficially owned indirectly through the trust to zero and a corresponding increase in the number of Preferred Shares the Reporting Person beneficially owns directly. The Reporting Person believes that his withdrawal of the Preferred Shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. |
| 8% Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 19,057 |
Reported balance
Holding disclosure · report date 2023-12-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,057 F2: The Reporting Person disclaims beneficial ownership of these shares held by the Leslie A. Malone 1995 Revocable Trust. |
| 8% Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative | IndirectMalone 2020 Trust | 110,300 |
Reported balance
Holding disclosure · report date 2023-12-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 110,300 F3: Includes 110,300 QRTEP shares held by a grantor trust of which Mrs. Malone is the grantor and Mr. Malone is the sole trustee. Mrs. Malone retains a power of substitution and Mr. Malone has a power of appointment over the assets in the trust. |
| 8% Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative | IndirectMalone 2022 QRTEP GRAT | 0 |
Reported balance
Holding disclosure · report date 2023-12-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 0 F1: On December 20, 2023, the Reporting Person withdrew 722,367 shares of the Issuer's 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares") from the Malone December 2022 QRTEP grantor retained annuity trust that was established for his benefit in exchange for a promissory note. This resulted in a decrease in the number of Preferred Shares the Reporting Person beneficially owned indirectly through the trust to zero and a corresponding increase in the number of Preferred Shares the Reporting Person beneficially owns directly. The Reporting Person believes that his withdrawal of the Preferred Shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 20, 2023, the Reporting Person withdrew 722,367 shares of the Issuer's 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares") from the Malone December 2022 QRTEP grantor retained annuity trust that was established for his benefit in exchange for a promissory note. This resulted in a decrease in the number of Preferred Shares the Reporting Person beneficially owned indirectly through the trust to zero and a corresponding increase in the number of Preferred Shares the Reporting Person beneficially owns directly. The Reporting Person believes that his withdrawal of the Preferred Shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.
F2: The Reporting Person disclaims beneficial ownership of these shares held by the Leslie A. Malone 1995 Revocable Trust.
F3: Includes 110,300 QRTEP shares held by a grantor trust of which Mrs. Malone is the grantor and Mr. Malone is the sole trustee. Mrs. Malone retains a power of substitution and Mr. Malone has a power of appointment over the assets in the trust.
SIRIUS XM HOLDINGS INC.
Report date May 23, 2012 · Filed May 24, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.96 · Expires 2022-05-23 | Direct | 76,795 |
Reported balance
After 2012-05-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2012-05-23 · Grant · Acquired 76,795 · Balance 76,795 F1: Options will vest as follows: 19,199 - 5/23/2013; 19,199 - 5/23/2014; 19,199 - 5/23/2015 and 19,198 - 5/23/2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Options will vest as follows: 19,199 - 5/23/2013; 19,199 - 5/23/2014; 19,199 - 5/23/2015 and 19,198 - 5/23/2016.
STARZ ENTERTAINMENT CORP /CN/
Report date August 15, 2018 · Filed August 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B non-voting sharesSEC Table I · non-derivative | IndirectThe John C. Malone June 2003 Charitable Remainder Unitrust | 38,444 |
Reported balance
After 2018-08-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-08-15 · Sale · Disposed 35,300 · Balance 38,444 F1: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2: The price is a weighted average price. These shares were sold in multiple transactions ranging from $22.03 to $22.98, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer of any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Class B non-voting sharesSEC Table I · non-derivative | IndirectThe John C. Malone June 2003 Charitable Remainder Unitrust | 36,744 |
Reported balance
After 2018-08-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-08-15 · Sale · Disposed 1,700 · Balance 36,744 F1: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3: The price is a weighted average price. These shares were sold in multiple transactions ranging from $23.02 to $23.47, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Class B non-voting sharesSEC Table I · non-derivative | Direct | 3,691,503 |
Reported balance
Holding disclosure · report date 2018-08-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,691,503 |
| Class B non-voting sharesSEC Table I · non-derivative | IndirectBy Spouse | 214,785 |
Reported balance
Holding disclosure · report date 2018-08-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 214,785 F4: The reporting person disclaims beneficial ownership of these shares owned by his spouse. |
| Class B non-voting sharesSEC Table I · non-derivative | IndirectMalone Starz 2015 Chairtiable Remainder Unitrust | 1,062,668 |
Reported balance
Holding disclosure · report date 2018-08-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,062,668 |
Filing footnotes · ownership attribution and instrument terms
F1: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price is a weighted average price. These shares were sold in multiple transactions ranging from $22.03 to $22.98, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer of any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price is a weighted average price. These shares were sold in multiple transactions ranging from $23.02 to $23.47, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: The reporting person disclaims beneficial ownership of these shares owned by his spouse.
Warner Bros. Discovery, Inc.
Report date June 05, 2024 · Filed June 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 9,636,170 |
Reported balance
After 2024-06-05 transaction · row 1
1 source rowRow 1 · 2024-06-05 · Grant · Acquired 26,700 · Balance 9,636,170 |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,500,289 |
Reported balance
Holding disclosure · report date 2024-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,500,289 F1: On December 28, 2023, 288,936 shares were transferred from the trust to the reporting person's spouse. F2: The reporting person disclaims beneficial ownership of the shares owned by his spouse. |
| Series A Common StockSEC Table I · non-derivative | IndirectMalone Discovery 2021 Charitable Remainder Trust | 6,706,867 |
Reported balance
Holding disclosure · report date 2024-06-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,706,867 F1: On December 28, 2023, 288,936 shares were transferred from the trust to the reporting person's spouse. |
| Series A Common StockSEC Table I · non-derivative | IndirectCHUB 2017 Charitable Remainder Trust | 737,000 |
Reported balance
Holding disclosure · report date 2024-06-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 737,000 |
Filing footnotes · ownership attribution and instrument terms
F1: On December 28, 2023, 288,936 shares were transferred from the trust to the reporting person's spouse.
F2: The reporting person disclaims beneficial ownership of the shares owned by his spouse.
Past disclosures · reporting ended (10)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ascent Capital Group, Inc.
Report date August 30, 2019 · Filed September 04, 2019
Section 16 reporting ended · disclosed 2019-09-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-30 transaction · row 1
1 source rowRow 1 · 2019-08-30 · Other · Disposed 110,681 · Balance 0 F1: Includes 1 share of the Issuer's Series A common stock that was previously reported as indirectly held by the reporting person in an IRA account. F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Columbus Holding LLC | 0 |
Reported balance
After 2019-08-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-08-30 · Other · Disposed 113,345 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. F3: Columbus Holding LLC is owned by the reporting person and his spouse. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Charitable Remainder Trust (June 2003 CRT) | 0 |
Reported balance
After 2019-08-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-08-30 · Other · Disposed 55,317 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Charitable Remainder Trust (1997 CRT) | 0 |
Reported balance
After 2019-08-30 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-08-30 · Other · Disposed 16 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. |
| Series A Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2019-08-30 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-08-30 · Other · Disposed 26,833 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. F4: Includes 26,833 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-30 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2019-08-30 · Other · Disposed 92,244 · Balance 0 F5: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy Columbus Holding LLC | 0 |
Reported balance
After 2019-08-30 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2019-08-30 · Other · Disposed 145,225 · Balance 0 F5: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. F3: Columbus Holding LLC is owned by the reporting person and his spouse. |
| Series B Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2019-08-30 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2019-08-30 · Other · Disposed 2,046 · Balance 0 F5: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. F6: Includes 2,046 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 1 share of the Issuer's Series A common stock that was previously reported as indirectly held by the reporting person in an IRA account.
F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement.
F3: Columbus Holding LLC is owned by the reporting person and his spouse.
F4: Includes 26,833 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse.
F5: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock.
F6: Includes 2,046 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse.
DIRECTV
Report date June 16, 2010 · Filed June 16, 2010
Section 16 reporting ended · disclosed 2010-06-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2010-06-16 transaction · row 1
1 source rowRow 1 · 2010-06-16 · Disposition to issuer · Disposed 20,760,648 · Balance 0 F1: Pursuant to the Share Exchange Agreement dated as of April 6, 2010, by and among the Issuer and certain of its subsidiaries and Dr. John C. Malone, Mrs. Leslie A. Malone and two trusts for the benefit of the children of Dr. and Mrs. Malone, on June 16, 2010, Dr. and Mrs. Malone exchanged with the Issuer an aggregate of 21,442,647 shares of Class B common stock for 26,100,639 shares of Class A common stock of DIRECTV (the "Share Exchange"). |
| Class B Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2010-06-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2010-06-16 · Disposition to issuer · Disposed 681,999 · Balance 0 F1: Pursuant to the Share Exchange Agreement dated as of April 6, 2010, by and among the Issuer and certain of its subsidiaries and Dr. John C. Malone, Mrs. Leslie A. Malone and two trusts for the benefit of the children of Dr. and Mrs. Malone, on June 16, 2010, Dr. and Mrs. Malone exchanged with the Issuer an aggregate of 21,442,647 shares of Class B common stock for 26,100,639 shares of Class A common stock of DIRECTV (the "Share Exchange"). F2: The Reporting Person disclaims beneficial ownership of the shares held by his spouse. |
| Class A Common StockSEC Table I · non-derivative | Direct | 26,584,534 |
Reported balance
After 2010-06-16 transaction · row 3
1 source rowRow 3 · 2010-06-16 · Grant · Acquired 25,270,490 · Balance 26,584,534 F1: Pursuant to the Share Exchange Agreement dated as of April 6, 2010, by and among the Issuer and certain of its subsidiaries and Dr. John C. Malone, Mrs. Leslie A. Malone and two trusts for the benefit of the children of Dr. and Mrs. Malone, on June 16, 2010, Dr. and Mrs. Malone exchanged with the Issuer an aggregate of 21,442,647 shares of Class B common stock for 26,100,639 shares of Class A common stock of DIRECTV (the "Share Exchange"). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy spouse | 1,131,207 |
Reported balance
After 2010-06-16 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2010-06-16 · Grant · Acquired 830,149 · Balance 1,131,207 F1: Pursuant to the Share Exchange Agreement dated as of April 6, 2010, by and among the Issuer and certain of its subsidiaries and Dr. John C. Malone, Mrs. Leslie A. Malone and two trusts for the benefit of the children of Dr. and Mrs. Malone, on June 16, 2010, Dr. and Mrs. Malone exchanged with the Issuer an aggregate of 21,442,647 shares of Class B common stock for 26,100,639 shares of Class A common stock of DIRECTV (the "Share Exchange"). F2: The Reporting Person disclaims beneficial ownership of the shares held by his spouse. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 660 |
Reported balance
Holding disclosure · report date 2010-06-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 660 F3: The Reporting Person is the sole trustee of and, with his spouse, retains an unitrust interest in the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Share Exchange Agreement dated as of April 6, 2010, by and among the Issuer and certain of its subsidiaries and Dr. John C. Malone, Mrs. Leslie A. Malone and two trusts for the benefit of the children of Dr. and Mrs. Malone, on June 16, 2010, Dr. and Mrs. Malone exchanged with the Issuer an aggregate of 21,442,647 shares of Class B common stock for 26,100,639 shares of Class A common stock of DIRECTV (the "Share Exchange").
F2: The Reporting Person disclaims beneficial ownership of the shares held by his spouse.
F3: The Reporting Person is the sole trustee of and, with his spouse, retains an unitrust interest in the trust.
DIRECTV GROUP INC
Report date November 19, 2009 · Filed November 24, 2009
Section 16 reporting ended · disclosed 2009-11-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2009-11-19 transaction · row 1
1 source rowRow 1 · 2009-11-19 · Disposition to issuer · Disposed 5,660 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 3, 2009 as amended, by and among The DIRECTV Group, Inc. ("DIRECTV Group"), Liberty Media Corporation, Liberty Entertainment, Inc. ("LEI"), DIRECTV, DTVG One, Inc. and DTVG Two, Inc., the holders of outstanding shares of DIRECTV Group common stock (other than direct or indirect subsidiaries of LEI) received one share of DIRECTV Class A common stock for each share of DIRECTV Group common stock held. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of May 3, 2009 as amended, by and among The DIRECTV Group, Inc. ("DIRECTV Group"), Liberty Media Corporation, Liberty Entertainment, Inc. ("LEI"), DIRECTV, DTVG One, Inc. and DTVG Two, Inc., the holders of outstanding shares of DIRECTV Group common stock (other than direct or indirect subsidiaries of LEI) received one share of DIRECTV Class A common stock for each share of DIRECTV Group common stock held.
Discovery Holding CO
Report date September 17, 2008 · Filed September 18, 2008
Section 16 reporting ended · disclosed 2008-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2008-09-17 transaction · row 1
1 source rowRow 1 · 2008-09-17 · Disposition to issuer · Disposed 612,662 · Balance 0 F1: On June 27, 2008, a charitable remainder trust (the "Trust") of which the Reporting Person is the sole trustee and, with his spouse, retains a unitrust interest in the Trust, distributed 55,786 shares of the Issuer's Series A common stock to the Reporting Person and 55,786 shares of Series A common stock to the Reporting Person's spouse. F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2008-09-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2008-09-17 · Disposition to issuer · Disposed 536,675 · Balance 0 F1: On June 27, 2008, a charitable remainder trust (the "Trust") of which the Reporting Person is the sole trustee and, with his spouse, retains a unitrust interest in the Trust, distributed 55,786 shares of the Issuer's Series A common stock to the Reporting Person and 55,786 shares of Series A common stock to the Reporting Person's spouse. F3: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2008-09-17 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2008-09-17 · Disposition to issuer · Disposed 330 · Balance 0 F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. F4: The Reporting Person is the sole trustee of and, with his spouse, retains a unitrust interest in the trust. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2008-09-17 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2008-09-17 · Disposition to issuer · Disposed 1,106,348 · Balance 0 F1: On June 27, 2008, a charitable remainder trust (the "Trust") of which the Reporting Person is the sole trustee and, with his spouse, retains a unitrust interest in the Trust, distributed 55,786 shares of the Issuer's Series A common stock to the Reporting Person and 55,786 shares of Series A common stock to the Reporting Person's spouse. F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2008-09-17 transaction · row 5
1 source rowRow 5 · 2008-09-17 · Disposition to issuer · Disposed 11,846,040 · Balance 0 F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2008-09-17 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2008-09-17 · Disposition to issuer · Disposed 340,943 · Balance 0 F3: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 27, 2008, a charitable remainder trust (the "Trust") of which the Reporting Person is the sole trustee and, with his spouse, retains a unitrust interest in the Trust, distributed 55,786 shares of the Issuer's Series A common stock to the Reporting Person and 55,786 shares of Series A common stock to the Reporting Person's spouse.
F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery.
F3: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse.
F4: The Reporting Person is the sole trustee of and, with his spouse, retains a unitrust interest in the trust.
GRIZZLY MERGER SUB 1, LLC
Report date December 18, 2020 · Filed December 22, 2020
Section 16 reporting ended · disclosed 2020-12-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-12-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-18 · Conversion · Acquired 3,830,645 · Balance 4,358,423 F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, Gregory B. Maffei and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock. Row 2 · 2020-12-18 · Disposition to issuer · Disposed 4,358,423 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock. |
| Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-18 transaction · row 3
1 source rowRow 3 · 2020-12-18 · Disposition to issuer · Disposed 10 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, each share of the Issuer's Series A Cumulative Redeemable Preferred Stock was converted into the right to receive 1 share of Parent's newly issued Series A Cumulative Redeemable Preferred Stock. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-18 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-12-18 · Conversion · Disposed 3,830,645 · Balance 0 F4: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock. F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, Gregory B. Maffei and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock. |
| Series A Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 203,090 |
Reported balance
After 2020-12-18 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2020-12-18 · Conversion · Acquired 123,847 · Balance 203,090 F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, Gregory B. Maffei and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock. F5: Includes 79,243 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares. |
| Series A Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2020-12-18 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2020-12-18 · Disposition to issuer · Disposed 203,090 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock. |
| Series B Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2020-12-18 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2020-12-18 · Conversion · Disposed 123,847 · Balance 0 F4: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock. F6: Includes 123,847 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares. F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, Gregory B. Maffei and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, Gregory B. Maffei and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock.
F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.
F3: Pursuant to the terms of the Merger Agreement, each share of the Issuer's Series A Cumulative Redeemable Preferred Stock was converted into the right to receive 1 share of Parent's newly issued Series A Cumulative Redeemable Preferred Stock.
F4: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock.
F5: Includes 79,243 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares.
F6: Includes 123,847 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares.
LIBERTY MEDIA INTERNATIONAL INC
Report date June 15, 2005 · Filed June 16, 2005
Section 16 reporting ended · disclosed 2005-06-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 1
1 source rowRow 1 · 2005-06-15 · Disposition to issuer · Disposed 815,474 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2005-06-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2005-06-15 · Disposition to issuer · Disposed 90,303 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F2: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2005-06-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2005-06-15 · Disposition to issuer · Disposed 198 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F3: Held by a trust of which the Reporting Person is sole trustee and, with his spouse, retains a unitrust interest in the trust. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2005-06-15 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2005-06-15 · Disposition to issuer · Disposed 241,300 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F4: Held by a trust of which the Reporting Person is sole trustee and retains a unitrust interest in the trust. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy 401(k) Savings Plan | 0 |
Reported balance
After 2005-06-15 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2005-06-15 · Disposition to issuer · Disposed 46,985 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F5: The number of shares represents equivalent shares based on the fair market value of the shares of the Issuer's Series A Common Stock held by a unitized stock fund under the Liberty Media Corporation ("LMC") 401(k) Savings Plan based on a report from the Plan Administrator dated May 31, 2005. The Reporting Person has an interest in the unitized fund, which holds shares of the Issuer's Series A Common Stock and short-term investments. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 6
1 source rowRow 6 · 2005-06-15 · Disposition to issuer · Disposed 5,186,254 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2005-06-15 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2005-06-15 · Disposition to issuer · Disposed 1,047,646 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F4: Held by a trust of which the Reporting Person is sole trustee and retains a unitrust interest in the trust. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2005-06-15 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2005-06-15 · Disposition to issuer · Disposed 204,566 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F2: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.92 · Expires 2005-08-04 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2005-06-15 · Disposition to issuer · Disposed 147 · Balance 0 F6: The option was acquired pursuant to anti-dilution provisions in the incentive plan of LMC in connection with the spin off of the Issuer from LMC on June 7, 2004 and subsequently adjusted as to exercise price and number of shares pursuant to anti-dilution provisions in the incentive plan of the Issuer in connection with the Issuer's rights offering effective August 23, 2004 (the "Rights Offering"). F8: The option was assumed by LGI in the Merger and replaced with an option to purchase an equivalent number of shares of LGI common stock of the same series at the same exercise price. F7: The option was 100% vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.92 · Expires 2007-02-03 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2005-06-15 · Disposition to issuer · Disposed 74 · Balance 0 F6: The option was acquired pursuant to anti-dilution provisions in the incentive plan of LMC in connection with the spin off of the Issuer from LMC on June 7, 2004 and subsequently adjusted as to exercise price and number of shares pursuant to anti-dilution provisions in the incentive plan of the Issuer in connection with the Issuer's rights offering effective August 23, 2004 (the "Rights Offering"). F8: The option was assumed by LGI in the Merger and replaced with an option to purchase an equivalent number of shares of LGI common stock of the same series at the same exercise price. F7: The option was 100% vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Expires 2011-02-28 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2005-06-15 · Disposition to issuer · Disposed 610,927 · Balance 0 F6: The option was acquired pursuant to anti-dilution provisions in the incentive plan of LMC in connection with the spin off of the Issuer from LMC on June 7, 2004 and subsequently adjusted as to exercise price and number of shares pursuant to anti-dilution provisions in the incentive plan of the Issuer in connection with the Issuer's rights offering effective August 23, 2004 (the "Rights Offering"). F9: The Reporting Person had the choice of exercising the option for either the Issuer's Series A Common Stock at an exercise price of $33.92 or the Issuer's Series B Common Stock at an exercise price of $37.88. F8: The option was assumed by LGI in the Merger and replaced with an option to purchase an equivalent number of shares of LGI common stock of the same series at the same exercise price. F10: The option provided for vesting as to 30% of the total number of shares on February 28, 2002, and 17.5% of the total number of shares on each February 28, beginning February 28, 2003. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.75 · Expires 2014-06-22 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2005-06-15 · Disposition to issuer · Disposed 1,568,562 · Balance 0 F11: The option was adjusted as to exercise price and number of shares pursuant to anti-dilution rights in the incentive plan of the Issuer in connection with the Rights Offering. F8: The option was assumed by LGI in the Merger and replaced with an option to purchase an equivalent number of shares of LGI common stock of the same series at the same exercise price. F7: The option was 100% vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series.
F2: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse.
F3: Held by a trust of which the Reporting Person is sole trustee and, with his spouse, retains a unitrust interest in the trust.
F4: Held by a trust of which the Reporting Person is sole trustee and retains a unitrust interest in the trust.
F5: The number of shares represents equivalent shares based on the fair market value of the shares of the Issuer's Series A Common Stock held by a unitized stock fund under the Liberty Media Corporation ("LMC") 401(k) Savings Plan based on a report from the Plan Administrator dated May 31, 2005. The Reporting Person has an interest in the unitized fund, which holds shares of the Issuer's Series A Common Stock and short-term investments.
F6: The option was acquired pursuant to anti-dilution provisions in the incentive plan of LMC in connection with the spin off of the Issuer from LMC on June 7, 2004 and subsequently adjusted as to exercise price and number of shares pursuant to anti-dilution provisions in the incentive plan of the Issuer in connection with the Issuer's rights offering effective August 23, 2004 (the "Rights Offering").
F7: The option was 100% vested.
F8: The option was assumed by LGI in the Merger and replaced with an option to purchase an equivalent number of shares of LGI common stock of the same series at the same exercise price.
F9: The Reporting Person had the choice of exercising the option for either the Issuer's Series A Common Stock at an exercise price of $33.92 or the Issuer's Series B Common Stock at an exercise price of $37.88.
F10: The option provided for vesting as to 30% of the total number of shares on February 28, 2002, and 17.5% of the total number of shares on each February 28, beginning February 28, 2003.
F11: The option was adjusted as to exercise price and number of shares pursuant to anti-dilution rights in the incentive plan of the Issuer in connection with the Rights Offering.
Liberty Broadband Corp
Report date August 18, 2026 · Filed August 21, 2026
Section 16 reporting ended · disclosed 2026-08-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-08-19 transaction · row 5
3 source rows · reconciled sequenceRow 1 · 2026-08-18 · Other · Disposed 66,000 · Balance 6,680,933 F1: On August 18, 2026, the Reporting Person physically settled the first component of the 2019 Transaction (as defined in the Remarks section). Row 2 · 2026-08-19 · Other · Disposed 66,000 · Balance 6,614,933 F2: On August 19, 2026, the Reporting Person physically settled the second component of the 2019 Transaction. Row 5 · 2026-08-19 · Disposition to issuer · Disposed 6,614,933 · Balance 0 F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. |
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 3
1 source rowRow 3 · 2026-08-19 · Disposition to issuer · Disposed 1,153,227 · Balance 0 F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-08-19 · Disposition to issuer · Disposed 58,184 · Balance 0 F4: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. |
| Series B Common StockSEC Table I · non-derivative | IndirectJohn C. Malone June 2003 Charitable Remainder Unitrust | 0 |
Reported balance
After 2026-08-19 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2026-08-19 · Disposition to issuer · Disposed 122,649 · Balance 0 F4: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. |
| Series A Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2026-08-19 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2026-08-19 · Disposition to issuer · Disposed 25,444 · Balance 0 F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. F5: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series B Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2026-08-19 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2026-08-19 · Disposition to issuer · Disposed 57,641 · Balance 0 F4: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. F5: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series C Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2026-08-19 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2026-08-19 · Disposition to issuer · Disposed 357,106 · Balance 0 F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. F5: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series C Common StockSEC Table I · non-derivative | IndirectMalone LG 2013 Charitable Remainder Unitrust | 0 |
Reported balance
After 2026-08-19 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2026-08-19 · Disposition to issuer · Disposed 213,332 · Balance 0 F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. |
| Call option(obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $120.77 | Direct | 934,000 |
Reported balance
After 2026-08-18 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-08-18 · Other · Disposed 66,000 · Balance 934,000 F1: On August 18, 2026, the Reporting Person physically settled the first component of the 2019 Transaction (as defined in the Remarks section). F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Call option(obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $120.77 | Direct | 868,000 |
Reported balance
After 2026-08-19 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-08-19 · Other · Disposed 66,000 · Balance 868,000 F2: On August 19, 2026, the Reporting Person physically settled the second component of the 2019 Transaction. F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Call option(obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $120.77 | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-08-19 · Other · Disposed 868,000 · Balance 0 F8: As a result of the Merger, the dealer counterparty to the 2019 Transaction adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2019 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options. F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Call option(obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $114.00 | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-08-19 · Other · Disposed 400,000 · Balance 0 F9: As a result of the Merger, the dealer counterparty to the 2021 Transaction (as defined in the Remarks section) adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2021 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options. F10: The 2021 Transaction is divided into 5 components, each of which are with respect to 80,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 21, 2028 and ending on August 25, 2028. F11: The 2021 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $88.37 | Direct | 934,000 |
Reported balance
After 2026-08-18 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2026-08-18 · Other · Disposed 66,000 · Balance 934,000 F1: On August 18, 2026, the Reporting Person physically settled the first component of the 2019 Transaction (as defined in the Remarks section). F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $88.37 | Direct | 868,000 |
Reported balance
After 2026-08-19 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-08-19 · Other · Disposed 66,000 · Balance 868,000 F2: On August 19, 2026, the Reporting Person physically settled the second component of the 2019 Transaction. F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $88.37 | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-08-19 · Other · Disposed 868,000 · Balance 0 F8: As a result of the Merger, the dealer counterparty to the 2019 Transaction adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2019 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options. F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $71.55 | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2026-08-19 · Other · Disposed 400,000 · Balance 0 F9: As a result of the Merger, the dealer counterparty to the 2021 Transaction (as defined in the Remarks section) adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2021 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options. F10: The 2021 Transaction is divided into 5 components, each of which are with respect to 80,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 21, 2028 and ending on August 25, 2028. F11: The 2021 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 18, 2026, the Reporting Person physically settled the first component of the 2019 Transaction (as defined in the Remarks section).
F2: On August 19, 2026, the Reporting Person physically settled the second component of the 2019 Transaction.
F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares.
F4: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock.
F5: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse.
F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026.
F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options.
F8: As a result of the Merger, the dealer counterparty to the 2019 Transaction adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2019 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options.
F9: As a result of the Merger, the dealer counterparty to the 2021 Transaction (as defined in the Remarks section) adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2021 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options.
F10: The 2021 Transaction is divided into 5 components, each of which are with respect to 80,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 21, 2028 and ending on August 25, 2028.
F11: The 2021 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options.
Liberty Expedia Holdings, Inc.
Report date July 26, 2019 · Filed July 30, 2019
Section 16 reporting ended · disclosed 2019-07-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-26 transaction · row 1
1 source rowRow 1 · 2019-07-26 · Disposition to issuer · Disposed 351,831 · Balance 0 F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-07-26 · Disposition to issuer · Disposed 2,553,763 · Balance 0 F2: Each share of the Issuer's Series B common stock was convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock. F3: These holdings were decreased by one share from the Form 4/A filed by the reporting person on November 14, 2016, as a result of an accounting reconciliation. F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock. |
| Series A Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2019-07-26 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-07-26 · Disposition to issuer · Disposed 52,828 · Balance 0 F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock. F4: Includes 52,828 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse. |
| Series B Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2019-07-26 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-07-26 · Disposition to issuer · Disposed 82,565 · Balance 0 F2: Each share of the Issuer's Series B common stock was convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock. F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock. F5: Includes 82,565 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock.
F2: Each share of the Issuer's Series B common stock was convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock.
F3: These holdings were decreased by one share from the Form 4/A filed by the reporting person on November 14, 2016, as a result of an accounting reconciliation.
F4: Includes 52,828 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse.
F5: Includes 82,565 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse.
Starz Acquisition LLC
Report date December 08, 2016 · Filed December 12, 2016
Section 16 reporting ended · disclosed 2016-12-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2016-12-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-08 · Other · Disposed 101,778 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of June 30, 2016 (as amended, the "Merger Agreement"), by and among Starz, Lions Gate Entertainment Corp. ("Lions Gate"), and Orion Arm Acquisition Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Lions Gate, on December 8, 2016, Merger Sub was merged with and into Starz, with Starz continuing as the surviving corporation and a wholly owned subsidiary of Lions Gate (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Starz Series A common stock was converted into the right to receive $18.00 in cash and 0.6784 of a Class B non-voting share of Lions Gate ("Lions Gate non-voting stock") and each share of Starz Series B common stock was converted into the right to receive $7.26 in cash and 0.6321 of a Class A voting share of Lions Gate and 0.6321 of a share of Lions Gate non-voting stock. F2: The reporting person disclaims beneficial ownership of these shares owned by his spouse. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-12-08 · Other · Disposed 5,832,020 · Balance 0 F3: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F1: Pursuant to the Agreement and Plan of Merger, dated as of June 30, 2016 (as amended, the "Merger Agreement"), by and among Starz, Lions Gate Entertainment Corp. ("Lions Gate"), and Orion Arm Acquisition Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Lions Gate, on December 8, 2016, Merger Sub was merged with and into Starz, with Starz continuing as the surviving corporation and a wholly owned subsidiary of Lions Gate (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Starz Series A common stock was converted into the right to receive $18.00 in cash and 0.6784 of a Class B non-voting share of Lions Gate ("Lions Gate non-voting stock") and each share of Starz Series B common stock was converted into the right to receive $7.26 in cash and 0.6321 of a Class A voting share of Lions Gate and 0.6321 of a share of Lions Gate non-voting stock. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2016-12-08 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-12-08 · Other · Disposed 230,564 · Balance 0 F3: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F1: Pursuant to the Agreement and Plan of Merger, dated as of June 30, 2016 (as amended, the "Merger Agreement"), by and among Starz, Lions Gate Entertainment Corp. ("Lions Gate"), and Orion Arm Acquisition Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Lions Gate, on December 8, 2016, Merger Sub was merged with and into Starz, with Starz continuing as the surviving corporation and a wholly owned subsidiary of Lions Gate (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Starz Series A common stock was converted into the right to receive $18.00 in cash and 0.6784 of a Class B non-voting share of Lions Gate ("Lions Gate non-voting stock") and each share of Starz Series B common stock was converted into the right to receive $7.26 in cash and 0.6321 of a Class A voting share of Lions Gate and 0.6321 of a share of Lions Gate non-voting stock. F2: The reporting person disclaims beneficial ownership of these shares owned by his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of June 30, 2016 (as amended, the "Merger Agreement"), by and among Starz, Lions Gate Entertainment Corp. ("Lions Gate"), and Orion Arm Acquisition Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Lions Gate, on December 8, 2016, Merger Sub was merged with and into Starz, with Starz continuing as the surviving corporation and a wholly owned subsidiary of Lions Gate (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Starz Series A common stock was converted into the right to receive $18.00 in cash and 0.6784 of a Class B non-voting share of Lions Gate ("Lions Gate non-voting stock") and each share of Starz Series B common stock was converted into the right to receive $7.26 in cash and 0.6321 of a Class A voting share of Lions Gate and 0.6321 of a share of Lions Gate non-voting stock.
F2: The reporting person disclaims beneficial ownership of these shares owned by his spouse.
F3: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock.
UNITEDGLOBALCOM INC
Report date June 15, 2005 · Filed June 16, 2005
Section 16 reporting ended · disclosed 2005-06-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.63 · Expires 2010-12-15 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-06-15 · Disposition to issuer · Disposed 10,000 · Balance 0 F1: This option was assumed by Liberty Global, Inc. (LGI) in the merger of the Issuer with a subsidiary of LGI (the "Merger") and will represent an option to purchase 2,155 shares of LGI Series A common stock for $58.61 per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.13 · Expires 2011-12-07 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2005-06-15 · Disposition to issuer · Disposed 100,000 · Balance 0 F2: This option, which vests in 48 equal monthly installments commencing on December 7, 2001, was assumed by LGI in the Merger and will represent an option to purchase 21,550 shares of LGI Series A common stock for $19.17 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: This option was assumed by Liberty Global, Inc. (LGI) in the merger of the Issuer with a subsidiary of LGI (the "Merger") and will represent an option to purchase 2,155 shares of LGI Series A common stock for $58.61 per share.
F2: This option, which vests in 48 equal monthly installments commencing on December 7, 2001, was assumed by LGI in the Merger and will represent an option to purchase 21,550 shares of LGI Series A common stock for $19.17 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2024 Filed Sep 11, 2024 18:42 UTC | Liberty Media Corp LSXMA · Entity 3221 | OtherSeries C Liberty SiriusXM Common Stock | 699,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008599 · doc4.xml · nonDerivative · entry 6 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · John C. Malone June 2003 Charitable Remainder Unitrust Disclosed balance after: 0 F1 · kind: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F1 · price: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 18:42 UTC | Liberty Media Corp LSXMA · Entity 3221 | OtherSeries B Liberty SiriusXM Common Stock | 379,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008599 · doc4.xml · nonDerivative · entry 5 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · John C. Malone June 2003 Charitable Remainder Unitrust Disclosed balance after: 0 F1 · kind: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F1 · price: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 18:42 UTC | Liberty Media Corp LSXMA · Entity 3221 | OtherSeries C Liberty SiriusXM Common Stock | 575,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008599 · doc4.xml · nonDerivative · entry 4 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · John C. Malone 1997 Charitable Remainder Unitrust Disclosed balance after: 0 F1 · kind: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F1 · price: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 18:42 UTC | Liberty Media Corp LSXMA · Entity 3221 | OtherSeries C Liberty SiriusXM Common Stock | 13,482,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008599 · doc4.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F1 · price: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 18:42 UTC | Liberty Media Corp LSXMA · Entity 3221 | OtherSeries B Liberty SiriusXM Common Stock | 8,681,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008599 · doc4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F1 · price: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 18:42 UTC | Liberty Media Corp LSXMA · Entity 3221 | OtherSeries A Liberty SiriusXM Common Stock | 612,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008599 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F1 · price: On September 9, 2024, Liberty Media Corporation redeemed each share of its Series A Liberty SiriusXM common stock, Series B Liberty SiriusXM common stock and Series C Liberty SiriusXM common stock for 0.8375 of a share of common stock of Sirius XM Holdings Inc. (formerly known as Liberty Sirius XM Holdings Inc., "Sirius XM Holdings"), with cash (without interest) paid in lieu of any fractional shares of common stock of Sirius XM Holdings, after aggregating all shares of common stock of Sirius XM Holdings issuable by series of Liberty SiriusXM common stock. Such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 12:27 UTC | Atlanta Braves Holdings, Inc. BATRK · Entity 4131 | OtherSeries B Common Stock | 887,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008167 · doc4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · JCM AB LLC Disclosed balance after: 887,079 F1 · security: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F2 · kind: On August 21, 2024, Terence McGuirk and the John C. Malone 1995 Revocable Trust (the "Trust") entered into an operating agreement whereby the Trust contributed 887,079 shares of Series B Common Stock (the "Malone Series B Shares") to JCM AB LLC. This operating agreement generally entitles Mr. McGuirk to receive the portion of the proceeds of any transfer by JCM AB LLC of the Malone Series B Shares exceeding $50 per share. Mr. McGuirk also entered into a proxy and voting agreement with JCM AB LLC and certain of its affiliates pursuant to which Mr. McGuirk was appointed the proxy to vote the Malone Series B Shares on specified matters, and JCM ABC LLC and its affiliates granted Mr. McGuirk a right of first refusal with respect to the transfer of ownership of the Issuer's shares. Mr. McGuirk does not have the right to direct the disposition of the Malone Series B Shares, which is in the sole discretion of the Trust. F2 · ownership.nature: On August 21, 2024, Terence McGuirk and the John C. Malone 1995 Revocable Trust (the "Trust") entered into an operating agreement whereby the Trust contributed 887,079 shares of Series B Common Stock (the "Malone Series B Shares") to JCM AB LLC. This operating agreement generally entitles Mr. McGuirk to receive the portion of the proceeds of any transfer by JCM AB LLC of the Malone Series B Shares exceeding $50 per share. Mr. McGuirk also entered into a proxy and voting agreement with JCM AB LLC and certain of its affiliates pursuant to which Mr. McGuirk was appointed the proxy to vote the Malone Series B Shares on specified matters, and JCM ABC LLC and its affiliates granted Mr. McGuirk a right of first refusal with respect to the transfer of ownership of the Issuer's shares. Mr. McGuirk does not have the right to direct the disposition of the Malone Series B Shares, which is in the sole discretion of the Trust. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 12:27 UTC | Atlanta Braves Holdings, Inc. BATRK · Entity 4131 | OtherSeries B Common Stock | 887,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008167 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F2 · kind: On August 21, 2024, Terence McGuirk and the John C. Malone 1995 Revocable Trust (the "Trust") entered into an operating agreement whereby the Trust contributed 887,079 shares of Series B Common Stock (the "Malone Series B Shares") to JCM AB LLC. This operating agreement generally entitles Mr. McGuirk to receive the portion of the proceeds of any transfer by JCM AB LLC of the Malone Series B Shares exceeding $50 per share. Mr. McGuirk also entered into a proxy and voting agreement with JCM AB LLC and certain of its affiliates pursuant to which Mr. McGuirk was appointed the proxy to vote the Malone Series B Shares on specified matters, and JCM ABC LLC and its affiliates granted Mr. McGuirk a right of first refusal with respect to the transfer of ownership of the Issuer's shares. Mr. McGuirk does not have the right to direct the disposition of the Malone Series B Shares, which is in the sole discretion of the Trust. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:01 UTC | Liberty Media Corp LSXMA · Entity 3221 | PurchasePut option (right to sell) · Derivative | 166,171 | Not disclosed Strike: $70.55 | Not disclosed |
DisclosureSEC source: 0001104659-24-069611 · tm2416612-1_4seq1.xml · derivative · entry 4 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Leslie A. Malone 1995 Revocable Trust Disclosed balance after: 166,171 Underlying: Series C Liberty Formula One Common Stock · 166,171 shares Expires not disclosed F1 · date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F1 · price: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F3 · price: The Transactions are "zero-cost collars" in which no premium was exchanged for either the call options or the put options. F4 · price: This Transaction is divided into 20 components, the first 19 of which are with respect to 8,308 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 8,319 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. F1 · derivative.exercise_date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F4 · derivative.exercise_date: This Transaction is divided into 20 components, the first 19 of which are with respect to 8,308 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 8,319 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. F1 · derivative.expiration_date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F4 · derivative.expiration_date: This Transaction is divided into 20 components, the first 19 of which are with respect to 8,308 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 8,319 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. F5 · ownership.nature: The reporting person disclaims beneficial ownership of these securities owned by his spouse. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:01 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleCall option (obligation to sell) · Derivative | 166,171 | Not disclosed Strike: $88.28 | Not disclosed |
DisclosureSEC source: 0001104659-24-069611 · tm2416612-1_4seq1.xml · derivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Leslie A. Malone 1995 Revocable Trust Disclosed balance after: 166,171 Underlying: Series C Liberty Formula One Common Stock · 166,171 shares Expires not disclosed F1 · date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F1 · price: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F3 · price: The Transactions are "zero-cost collars" in which no premium was exchanged for either the call options or the put options. F4 · price: This Transaction is divided into 20 components, the first 19 of which are with respect to 8,308 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 8,319 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. F1 · derivative.exercise_date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F4 · derivative.exercise_date: This Transaction is divided into 20 components, the first 19 of which are with respect to 8,308 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 8,319 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. F1 · derivative.expiration_date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F4 · derivative.expiration_date: This Transaction is divided into 20 components, the first 19 of which are with respect to 8,308 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 8,319 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. F5 · ownership.nature: The reporting person disclaims beneficial ownership of these securities owned by his spouse. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:01 UTC | Liberty Media Corp LSXMA · Entity 3221 | PurchasePut option (right to sell) · Derivative | 2,280,381 | Not disclosed Strike: $70.55 | Not disclosed |
DisclosureSEC source: 0001104659-24-069611 · tm2416612-1_4seq1.xml · derivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,280,381 Underlying: Series C Liberty Formula One Common Stock · 2,280,381 shares Expires not disclosed F1 · date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F1 · price: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F2 · price: This Transaction is divided into 20 components, the first 19 of which are with respect to 114,019 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 114,020 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. F3 · price: The Transactions are "zero-cost collars" in which no premium was exchanged for either the call options or the put options. F1 · derivative.exercise_date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F2 · derivative.exercise_date: This Transaction is divided into 20 components, the first 19 of which are with respect to 114,019 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 114,020 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. F1 · derivative.expiration_date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F2 · derivative.expiration_date: This Transaction is divided into 20 components, the first 19 of which are with respect to 114,019 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 114,020 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:01 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleCall option (obligation to sell) · Derivative | 2,280,381 | Not disclosed Strike: $88.28 | Not disclosed |
DisclosureSEC source: 0001104659-24-069611 · tm2416612-1_4seq1.xml · derivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,280,381 Underlying: Series C Liberty Formula One Common Stock · 2,280,381 shares Expires not disclosed F1 · date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F1 · price: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F2 · price: This Transaction is divided into 20 components, the first 19 of which are with respect to 114,019 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 114,020 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. F3 · price: The Transactions are "zero-cost collars" in which no premium was exchanged for either the call options or the put options. F1 · derivative.exercise_date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F2 · derivative.exercise_date: This Transaction is divided into 20 components, the first 19 of which are with respect to 114,019 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 114,020 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. F1 · derivative.expiration_date: On June 5, 2024, the reporting person and his spouse entered into a "zero-cost collar" arrangement (the "Transactions") pursuant to which they wrote European call options and purchased European put options over an aggregate of 2,446,552 shares of Series C Liberty Formula One Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Transaction will be settled in cash unless the reporting person or his spouse, as applicable, elects physical settlement. F2 · derivative.expiration_date: This Transaction is divided into 20 components, the first 19 of which are with respect to 114,019 shares of Series C Liberty Formula One Common Stock and the last of which is with respect to 114,020 shares. The components mature on sequential trading days over the period beginning on May 17, 2027 and ending on June 14, 2027. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:12 UTC | Warner Bros. Discovery, Inc. WBD · Entity 2976 | GrantSeries A Common Stock | 26,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001437107-24-000123 · wk-form4_1717791121.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,636,170 Read SEC document |
| May 14, 2024 Filed May 14, 2024 20:45 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 120,984 | $69.70 | $8,432,838.87 |
DisclosureSEC source: 0001225208-24-006003 · doc4.xml · nonDerivative · entry 5 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,280,381 F5 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $69.0900 to $70.0700, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 13, 2024 Filed May 14, 2024 20:45 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 113,807 | $68.81 | $7,831,321.43 |
DisclosureSEC source: 0001225208-24-006003 · doc4.xml · nonDerivative · entry 4 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,401,365 F4 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $68.4278 to $69.4100, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 13, 2024 Filed May 14, 2024 20:45 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 25,258 | $69.75 | $1,761,758.13 |
DisclosureSEC source: 0001225208-24-006003 · doc4.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,515,172 F3 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $69.4200 to $70.0100, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:45 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 82,112 | $70.46 | $5,785,463.72 |
DisclosureSEC source: 0001225208-24-006003 · doc4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,540,430 F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $70.0000 to $70.9300, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:45 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 7,839 | $71.24 | $558,476.23 |
DisclosureSEC source: 0001225208-24-006003 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,622,542 F1 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $71.0000 to $70.6300, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 28, 2024 Filed Mar 28, 2024 23:00 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass C Common Shares | 106,900 | $6.99 | $747,134.79 |
DisclosureSEC source: 0001712184-24-000130 · wk-form4_1711666794.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,827,614 F3 · price: The price reflects a weighted average of purchases made at prices ranging from $6.9650 to $7.0000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| March 27, 2024 Filed Mar 28, 2024 23:00 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass C Common Shares | 17,756 | $6.96 | $123,668.76 |
DisclosureSEC source: 0001712184-24-000130 · wk-form4_1711666794.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,720,714 F2 · price: The price reflects a weighted average of purchases made at prices ranging from $6.9200 to $7.0000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 23:00 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass C Common Shares | 342,703 | $6.96 | $2,385,898.29 |
DisclosureSEC source: 0001712184-24-000130 · wk-form4_1711666794.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,702,958 F1 · price: The price reflects a weighted average of purchases made at prices ranging from $6.895 to $7.000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 20:27 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Option C (right to buy) · Derivative | 348,059 | $0.00 Strike: $17.49 | $0.00 |
DisclosureSEC source: 0001570585-24-000107 · wk-form4_1711571214.xml · derivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,059 Underlying: Class C Common Shares · 348,059 shares Expires 2034-03-25 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on March 25, 2025. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 21:01 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass C Common Shares | 484,673 | $6.72 | $3,255,693.94 |
DisclosureSEC source: 0001712184-24-000124 · wk-form4_1711141291.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,360,255 F3 · price: The price reflects a weighted average of purchases made at prices ranging from $6.6400 to $6.9000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 21:01 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass C Common Shares | 473,084 | $6.79 | $3,211,909.20 |
DisclosureSEC source: 0001712184-24-000124 · wk-form4_1711141291.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,875,582 F2 · price: The price reflects a weighted average of purchases made at prices ranging from $6.5700 to $6.8700. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 21:01 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | PurchaseClass C Common Shares | 35,780 | $6.43 | $230,111.91 |
DisclosureSEC source: 0001712184-24-000124 · wk-form4_1711141291.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,402,498 F1 · price: The price reflects a weighted average of purchases made at prices ranging from $6.3650 to $6.5000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:28 UTC | Old QVC Group, Inc. QRTEA · Entity 9784 | Other8% Series A Cumulative Redeemable Preferred Stock | 722,367 | $36.02 | $26,016,047.51 |
DisclosureSEC source: 0001225208-23-011322 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 722,406 F1 · kind: On December 20, 2023, the Reporting Person withdrew 722,367 shares of the Issuer's 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares") from the Malone December 2022 QRTEP grantor retained annuity trust that was established for his benefit in exchange for a promissory note. This resulted in a decrease in the number of Preferred Shares the Reporting Person beneficially owned indirectly through the trust to zero and a corresponding increase in the number of Preferred Shares the Reporting Person beneficially owns directly. The Reporting Person believes that his withdrawal of the Preferred Shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 22:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherClass C Ordinary Shares | 4,736,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-23-000383 · wk-form4_1693262770.xml · nonDerivative · entry 6 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by Columbus Holding LLC Disclosed balance after: 0 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F4 · shares: Includes shares distributed to the Reporting Person and his spouse by CHLLC in respect of the Reporting Person's pecuniary interest therein. CHLLC also distributed the Issuer's common shares to non-controlling persons of the Issuer who are not subject to the provisions of Section 16. F1 · balance_after: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F5 · balance_after: Shares were previously held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may have been deemed to be the indirect beneficial owner of the securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 22:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherClass C Ordinary Shares | 110,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-23-000383 · wk-form4_1693262770.xml · nonDerivative · entry 5 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 798,591 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F2 · balance_after: Includes shares received as a pro rata distribution from CHLLC. In prior reports, the Reporting Person reported indirect beneficial ownership of such common shares previously held by CHLLC. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 22:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherClass C Ordinary Shares | 4,316,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-23-000383 · wk-form4_1693262770.xml · nonDerivative · entry 4 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,067,743 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F2 · balance_after: Includes shares received as a pro rata distribution from CHLLC. In prior reports, the Reporting Person reported indirect beneficial ownership of such common shares previously held by CHLLC. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 22:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherClass A Ordinary Shares | 2,140,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-23-000383 · wk-form4_1693262770.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by Columbus Holding LLC Disclosed balance after: 0 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F4 · shares: Includes shares distributed to the Reporting Person and his spouse by CHLLC in respect of the Reporting Person's pecuniary interest therein. CHLLC also distributed the Issuer's common shares to non-controlling persons of the Issuer who are not subject to the provisions of Section 16. F1 · balance_after: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F5 · balance_after: Shares were previously held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may have been deemed to be the indirect beneficial owner of the securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 22:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherClass A Ordinary Shares | 50,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-23-000383 · wk-form4_1693262770.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 174,821 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F2 · balance_after: Includes shares received as a pro rata distribution from CHLLC. In prior reports, the Reporting Person reported indirect beneficial ownership of such common shares previously held by CHLLC. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 22:46 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherClass A Ordinary Shares | 1,950,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-23-000383 · wk-form4_1693262770.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,248,415 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F2 · balance_after: Includes shares received as a pro rata distribution from CHLLC. In prior reports, the Reporting Person reported indirect beneficial ownership of such common shares previously held by CHLLC. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 20:29 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass C Common Shares | 2,639,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000212 · wf-form4_169325456195208.xml · nonDerivative · entry 6 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by Columbus Holding LLC Disclosed balance after: 0 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F4 · shares: Includes shares distributed to the Reporting Person and his spouse by CHLLC in respect of the Reporting Person's pecuniary interest therein. CHLLC also distributed the Issuer's common shares to non-controlling persons of the Issuer who are not subject to the provisions of Section 16. F1 · balance_after: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F5 · balance_after: Shares were previously held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may have been deemed to be the indirect beneficial owner of the securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 20:29 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass C Common Shares | 65,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000212 · wf-form4_169325456195208.xml · nonDerivative · entry 5 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 266,574 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F2 · balance_after: Includes shares received as a pro rata distribution from CHLLC. In prior reports, the Reporting Person reported indirect beneficial ownership of such common shares previously held by CHLLC. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 20:29 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass C Common Shares | 2,573,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000212 · wf-form4_169325456195208.xml · nonDerivative · entry 4 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,366,718 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F2 · balance_after: Includes shares received as a pro rata distribution from CHLLC. In prior reports, the Reporting Person reported indirect beneficial ownership of such common shares previously held by CHLLC. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 20:29 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass A Common Shares | 803,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000212 · wf-form4_169325456195208.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by Columbus Holding LLC Disclosed balance after: 0 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F4 · shares: Includes shares distributed to the Reporting Person and his spouse by CHLLC in respect of the Reporting Person's pecuniary interest therein. CHLLC also distributed the Issuer's common shares to non-controlling persons of the Issuer who are not subject to the provisions of Section 16. F1 · balance_after: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F5 · balance_after: Shares were previously held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may have been deemed to be the indirect beneficial owner of the securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 20:29 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass A Common Shares | 20,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000212 · wf-form4_169325456195208.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 49,729 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F2 · balance_after: Includes shares received as a pro rata distribution from CHLLC. In prior reports, the Reporting Person reported indirect beneficial ownership of such common shares previously held by CHLLC. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 20:29 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass A Common Shares | 783,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001712184-23-000212 · wf-form4_169325456195208.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,815,283 F1 · kind: Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages. F2 · balance_after: Includes shares received as a pro rata distribution from CHLLC. In prior reports, the Reporting Person reported indirect beneficial ownership of such common shares previously held by CHLLC. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 23:23 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 76,802 | $69.22 | $5,316,080.84 |
DisclosureSEC source: 0001225208-23-008336 · doc4.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,630,381 F3 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $68.5900 to $69.5800, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 23:23 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 22,652 | $69.66 | $1,578,049.31 |
DisclosureSEC source: 0001225208-23-008336 · doc4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,707,183 F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $69.5850 to $69.9100, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 23:23 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 41,154 | $70.02 | $2,881,504.31 |
DisclosureSEC source: 0001225208-23-008336 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,729,835 F1 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $70.0000 to $70.1117, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 22:47 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 120,631 | $70.30 | $8,480,033.60 |
DisclosureSEC source: 0001225208-23-008212 · doc4.xml · nonDerivative · entry 4 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,770,989 F4 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $70.000 to $70.730, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 22:47 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 118,761 | $70.17 | $8,333,542.50 |
DisclosureSEC source: 0001225208-23-008212 · doc4.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,891,620 F3 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $70.000 to $70.760, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:10 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass C Common Shares | 4,226,117 | $9.42 | $39,788,891.56 |
DisclosureSEC source: 0001712184-23-000201 · wf-form4_169204378508140.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,793,269 F1 · kind: On August 10, 2023, the Reporting Person withdrew 4,226,117 Class C common shares of the Issuer from the Malone 2022 LILAK grantor retained annuity trust that was established for his benefit in exchange for a promissory note. This resulted in a decrease in the number of shares the Reporting Person beneficially owned indirectly through the trust to zero and a corresponding increase in the number of shares the Reporting Person beneficially owns directly. The Reporting Person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 22:47 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 105,891 | $70.83 | $7,500,556.02 |
DisclosureSEC source: 0001225208-23-008212 · doc4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,010,381 F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $70.160 to $71.140, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 22:47 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 15,009 | $71.29 | $1,069,973.60 |
DisclosureSEC source: 0001225208-23-008212 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,116,272 F1 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $71.150 to $71.845, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:22 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 71,540 | $72.10 | $5,157,819.38 |
DisclosureSEC source: 0001225208-23-008134 · doc4.xml · nonDerivative · entry 23 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,131,281 F12 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $71.7500 to $72.7300, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:22 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 34,144 | $73.14 | $2,497,182.90 |
DisclosureSEC source: 0001225208-23-008134 · doc4.xml · nonDerivative · entry 22 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,202,821 F11 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $72.7600 to $73.7400, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:22 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Formula One Common Stock | 3,416 | $74.18 | $253,404.00 |
DisclosureSEC source: 0001225208-23-008134 · doc4.xml · nonDerivative · entry 21 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,236,965 F10 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $73.7550 to $74.5050, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 21:22 UTC | Liberty Media Corp LSXMA · Entity 3221 | PurchaseSeries C Liberty Live Common Stock | 5,219 | $36.77 | $191,902.63 |
DisclosureSEC source: 0001225208-23-008134 · doc4.xml · nonDerivative · entry 20 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,658,473 F9 · price: The price is a weighted average price. These shares were purchased in multiple transactions ranging from $36.6400 to $36.9300, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.