Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atlanta Braves Holdings, Inc.BATRK · Entity 4131 | 10% owner | February 25, 2026 | February 27, 2026 |
| BANK OF NEW YORK CO INCBK · Entity 17393 | Director | June 15, 2006 | June 16, 2006 |
| CABLEVISION SYSTEMS CORP /NYCVC · Entity 17529 | Director | May 19, 2005 | May 23, 2005 |
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | Director | April 25, 2018 | April 26, 2018 |
| Expedia Group, Inc.EXPE · Entity 3095 | Director | December 20, 2012 | December 31, 2012 |
| LIBERTY MEDIA LLCL; LMC.B · Entity 11448 | Director · Chairman of the Board · 10% owner | June 14, 2005 | June 16, 2005 |
| Liberty Capital Corp/NVGLIBK · Entity 1224 | Director · 10% owner | September 03, 2026 | September 09, 2026 |
| Liberty Global Ltd.LBTY · Entity 4116 | Director · 10% owner | March 21, 2025 | March 25, 2025 |
| Liberty Global, Inc.LBTY · Entity 16622 | Director · Chairman of the Board · 10% owner | June 07, 2013 | June 07, 2013 |
| Liberty Latin America Ltd.LILA · Entity 4630 | 10% owner · Director Emeritus | September 29, 2026 | October 02, 2026 |
| Liberty Live Holdings, Inc.LLYVK · Entity 3578 | 10% owner | September 24, 2026 | September 28, 2026 |
| Liberty Media CorpFWONK · Entity 3221 | 10% owner | March 30, 2026 | March 31, 2026 |
| Liberty TripAdvisor Holdings, Inc.LTRPA · Entity 16414 | Director | March 30, 2015 | April 01, 2015 |
| Live Nation Entertainment, Inc.LYV · Entity 3069 | Director | December 02, 2010 | December 06, 2010 |
| Match Group, Inc.IACI · Entity 2059 | Director | May 17, 2006 | May 25, 2006 |
| Old QVC Group, Inc.QRTEA · Entity 9784 | Director | December 20, 2023 | December 22, 2023 |
| SIRIUS XM HOLDINGS INC.(SIRI) · Entity 3564 | Director | May 23, 2012 | May 24, 2012 |
| STARZ ENTERTAINMENT CORP /CN/LGF.B · Entity 5541 | Director | August 15, 2018 | August 16, 2018 |
| Warner Bros. Discovery, Inc.WBD · Entity 2976 | Director | June 05, 2024 | June 07, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atlanta Braves Holdings, Inc.
Report date February 25, 2026 · Filed February 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Common StockSEC Table I · non-derivative | Direct | 14,537 |
Reported balance
After 2026-02-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-25 · Purchase · Acquired 10,868 · Balance 14,537 F1: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F2: On February 25, 2026, the Reporting Person acquired 10,868 shares of the Issuer's Series B Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 14,614 shares of the Issuer's Series C Common Stock along with $42.18 in cash. |
| Series C Common StockSEC Table I · non-derivative | Direct | 2,662,534 |
Reported balance
After 2026-02-25 transaction · row 2
1 source rowRow 2 · 2026-02-25 · Sale · Disposed 14,614 · Balance 2,662,534 F2: On February 25, 2026, the Reporting Person acquired 10,868 shares of the Issuer's Series B Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 14,614 shares of the Issuer's Series C Common Stock along with $42.18 in cash. |
| Series B Common StockSEC Table I · non-derivative | IndirectJCM AB LLC | 887,079 |
Reported balance
Holding disclosure · report date 2026-02-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 887,079 F1: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. |
| Series C Common StockSEC Table I · non-derivative | IndirectJohn C. Malone June 2003 Charitable Remainder Unitrust | 142,836 |
Reported balance
Holding disclosure · report date 2026-02-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 142,836 |
| Series B Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 47,585 |
Reported balance
Holding disclosure · report date 2026-02-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 47,585 F1: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. |
| Series C Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 120,546 |
Reported balance
Holding disclosure · report date 2026-02-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 120,546 |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock.
F2: On February 25, 2026, the Reporting Person acquired 10,868 shares of the Issuer's Series B Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 14,614 shares of the Issuer's Series C Common Stock along with $42.18 in cash.
BANK OF NEW YORK CO INC
Report date June 15, 2006 · Filed June 16, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Par Value $7.50)SEC Table I · non-derivative | Direct | 49,941 |
Reported balance
After 2006-06-15 transaction · row 1
1 source rowRow 1 · 2006-06-15 · Other · Acquired 3,141 · Balance 49,941 F1: Stock distribution made as part of Director's compensation. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock distribution made as part of Director's compensation.
CABLEVISION SYSTEMS CORP /NY
Report date May 19, 2005 · Filed May 23, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Cablevision NY Group Class A common stockSEC Table I · non-derivative | Direct | 1,552 |
Reported balance
After 2005-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2005-05-19 · Grant · Acquired 1,552 · Balance 1,552 F1: Grant of restricted stock units under the Amended & Restated Stock Plan For Non-Employee Directors. All the units are fully vested as of the date of this filing and are settled in stock 90 days after the termination of service on the Board of Directors (one share of Class A common stock for each unit.) F2: Includes Restricted Shares. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.77 · Expires 2015-05-19 | Direct | 4,000 |
Reported balance
After 2005-05-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2005-05-19 · Grant · Acquired 4,000 · Balance 4,000 F3: Options granted under the Amended & Restated Stock Plan for Non-Employee Directors and are fully vested as of the date of this filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the Amended & Restated Stock Plan For Non-Employee Directors. All the units are fully vested as of the date of this filing and are settled in stock 90 days after the termination of service on the Board of Directors (one share of Class A common stock for each unit.)
F2: Includes Restricted Shares.
F3: Options granted under the Amended & Restated Stock Plan for Non-Employee Directors and are fully vested as of the date of this filing.
CHARTER COMMUNICATIONS, INC. /MO/
Report date April 25, 2018 · Filed April 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,691 |
Reported balance
After 2018-04-25 transaction · row 1
1 source rowRow 1 · 2018-04-25 · Grant · Acquired 603 · Balance 1,691 F1: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on anniversary date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on anniversary date of grant.
Expedia Group, Inc.
Report date December 20, 2012 · Filed December 31, 2012
This filing explicitly reported no securities owned.
LIBERTY MEDIA LLC
Report date June 14, 2005 · Filed June 16, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.47 · Expires 2015-06-14 | Direct | 200,000 |
Reported balance
After 2005-06-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-06-14 · Grant · Acquired 200,000 · Balance 200,000 F1: The stock option provides for vesting as to 331/3% of the total number of shares on each June 14, beginning June 14, 2006. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.80 · Expires 2015-06-14 | Direct | 1,800,000 |
Reported balance
After 2005-06-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2005-06-14 · Grant · Acquired 1,800,000 · Balance 1,800,000 F1: The stock option provides for vesting as to 331/3% of the total number of shares on each June 14, beginning June 14, 2006. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option provides for vesting as to 331/3% of the total number of shares on each June 14, beginning June 14, 2006.
Liberty Capital Corp/NV
Report date September 03, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Call option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $41.20 | Direct | 26,800 |
Reported balance
After 2026-09-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-03 · Other · Disposed 13,400 · Balance 26,800 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F3: On September 3, 2026, the thirteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $53,332. On the same date, the related call option expired unexercised. |
| Call option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $41.20 | Direct | 13,400 |
Reported balance
After 2026-09-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-04 · Other · Disposed 13,400 · Balance 13,400 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F4: On September 4, 2026, the fourteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $51,992. On the same date, the related call option expired unexercised. |
| Call option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $41.20 | Direct | 0 |
Reported balance
After 2026-09-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-08 · Other · Disposed 13,400 · Balance 0 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F5: On September 8, 2026, the fifteenth and final component of the Collar settled in cash and the Reporting Person received a cash amount of $56,682. On the same date, the related call option expired unexercised. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $30.15 | Direct | 26,800 |
Reported balance
After 2026-09-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-03 · Other · Disposed 13,400 · Balance 26,800 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F3: On September 3, 2026, the thirteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $53,332. On the same date, the related call option expired unexercised. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $30.15 | Direct | 13,400 |
Reported balance
After 2026-09-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-04 · Other · Disposed 13,400 · Balance 13,400 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F4: On September 4, 2026, the fourteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $51,992. On the same date, the related call option expired unexercised. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $30.15 | Direct | 0 |
Reported balance
After 2026-09-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-08 · Other · Disposed 13,400 · Balance 0 F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement. F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F5: On September 8, 2026, the fifteenth and final component of the Collar settled in cash and the Reporting Person received a cash amount of $56,682. On the same date, the related call option expired unexercised. |
Filing footnotes · ownership attribution and instrument terms
F1: As previously disclosed by the Reporting Person, on July 15, 2025, the Reporting Person was automatically deemed to have entered into a "zero-cost collar" arrangement with respect to 200,000 shares of the Issuer's Series C GCI Group Common Stock (the "Collar"), pursuant to which he wrote European call options and purchased European put options referencing shares of Series C GCI Group Common Stock. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both the put and call options will expire. The Collar will be settled in cash unless the Reporting Person elects physical settlement.
F2: The Collar is divided into 15 components, the first 5 of which are with respect to 13,200 shares of Series C GCI Group Common Stock and the last 10 of which are with respect to 13,400 shares, maturing on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026.
F3: On September 3, 2026, the thirteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $53,332. On the same date, the related call option expired unexercised.
F4: On September 4, 2026, the fourteenth component of the Collar settled in cash and the Reporting Person received a cash amount of $51,992. On the same date, the related call option expired unexercised.
F5: On September 8, 2026, the fifteenth and final component of the Collar settled in cash and the Reporting Person received a cash amount of $56,682. On the same date, the related call option expired unexercised.
Liberty Global Ltd.
Report date March 21, 2025 · Filed March 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.15 · Expires 2035-03-21 | Direct | 498,601 |
Reported balance
After 2025-03-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-03-21 · Grant · Acquired 498,601 · Balance 498,601 F1: The option vests in three equal annual installments commencing on March 21, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments commencing on March 21, 2026.
Liberty Global, Inc.
Report date June 07, 2013 · Filed June 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 1
1 source rowRow 1 · 2013-06-07 · Disposition to issuer · Disposed 952,177 · Balance 0 F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2013-06-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2013-06-07 · Disposition to issuer · Disposed 90,303 · Balance 0 F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock. F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Series C Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 3
1 source rowRow 3 · 2013-06-07 · Disposition to issuer · Disposed 2,596,009 · Balance 0 F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock. |
| Series C Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2013-06-07 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2013-06-07 · Disposition to issuer · Disposed 294,869 · Balance 0 F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock. F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2013-06-07 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2013-06-07 · Disposition to issuer · Disposed 8,677,225 · Balance 0 F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock. F3: The Reporting Person and his spouse transferred their Series B common stock to a charitable remainder unitrust of which the Reporting Person is sole trustee and, together with his spouse, retain a unitrust interest in the trust. |
| Stock Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.78 · Expires 2020-12-16 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-06-07 · Disposition to issuer · Disposed 27,323 · Balance 0 F4: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on December 16, 2011. |
| Stock Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.50 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-06-07 · Disposition to issuer · Disposed 22,141 · Balance 0 F5: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2012. |
| Stock Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.99 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2013-06-07 · Disposition to issuer · Disposed 24,104 · Balance 0 F6: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2013. |
| Stock Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.08 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2013-06-07 · Disposition to issuer · Disposed 18,194 · Balance 0 F7: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2014. |
| Stock Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.93 · Expires 2020-12-16 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2013-06-07 · Disposition to issuer · Disposed 28,819 · Balance 0 F4: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on December 16, 2011. |
| Stock Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.39 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2013-06-07 · Disposition to issuer · Disposed 23,194 · Balance 0 F5: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2012. |
| Stock Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.20 · Expires 2022-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2013-06-07 · Disposition to issuer · Disposed 24,999 · Balance 0 F6: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2013. |
| Stock Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $68.82 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2013-06-07 · Disposition to issuer · Disposed 19,584 · Balance 0 F7: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2014. |
| Forward sale contract (obligation to sell)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-06-07 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2013-06-07 · Disposition to issuer · Disposed 1 · Balance 0 F8: The Reporting Person entered into a long-dated post-paid variable forward sale contract with an unaffiliated counterparty relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s Series C common stock, divided into 20 equal components that mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A, Series B and Series C common stock.
F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: The Reporting Person and his spouse transferred their Series B common stock to a charitable remainder unitrust of which the Reporting Person is sole trustee and, together with his spouse, retain a unitrust interest in the trust.
F4: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on December 16, 2011.
F5: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2012.
F6: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2013.
F7: The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on May 1, 2014.
F8: The Reporting Person entered into a long-dated post-paid variable forward sale contract with an unaffiliated counterparty relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s Series C common stock, divided into 20 equal components that mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017.
Liberty Latin America Ltd.
Report date September 29, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Preference SharesSEC Table I · non-derivative | IndirectBy a Trust | 1,412,175 |
Last balance in matching sequence
After 2026-09-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-29 · Purchase · Acquired 512 · Balance 1,411,162 F1: The price reflects a weighted average of purchases made at prices ranging from $20.3500 to $20.4500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. F2: Held by charitable remainder unitrusts of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trusts Row 2 · 2026-09-30 · Purchase · Acquired 1,013 · Balance 1,412,175 F3: The price reflects a weighted average of purchases made at prices ranging from $20.4300 to $20.4500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. F2: Held by charitable remainder unitrusts of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trusts |
| Class A Common SharesSEC Table I · non-derivative | IndirectMalone LG 2013 CRT | 326,571 |
Reported balance
After 2026-09-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-09-30 · Purchase · Acquired 20,000 · Balance 326,571 F4: The price reflects a weighted average of purchases made at prices ranging from $8.3300 to $8.5000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. F5: Held by a charitable remainder unitrust of which the Reporting Person is trustee and his spouse has a 50% interest in the trust. |
| Series A Preference SharesSEC Table I · non-derivative | Direct | 2,305,677 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,305,677 |
| Series A Preference SharesSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 105,843 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 105,843 F6: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose. |
| Class A Common SharesSEC Table I · non-derivative | Direct | 3,725,813 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,725,813 |
| Class A Common SharesSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 49,729 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 49,729 F6: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reflects a weighted average of purchases made at prices ranging from $20.3500 to $20.4500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2: Held by charitable remainder unitrusts of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trusts
F3: The price reflects a weighted average of purchases made at prices ranging from $20.4300 to $20.4500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F4: The price reflects a weighted average of purchases made at prices ranging from $8.3300 to $8.5000. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F5: Held by a charitable remainder unitrust of which the Reporting Person is trustee and his spouse has a 50% interest in the trust.
F6: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose.
Liberty Live Holdings, Inc.
Report date September 24, 2026 · Filed September 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Liberty Live Group Common StockSEC Table I · non-derivative | Direct | 2,298,438 |
Reported balance
After 2026-09-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-24 · Purchase · Acquired 28,333 · Balance 2,298,438 F1: Each share of Series B Liberty Live Group Common Stock is convertible, at the holder's election, into one share of Series A Liberty Live Group Common Stock, at any time for no consideration other than the surrender of the share of Series B Liberty Live Group Common Stock for each share of Series A Liberty Live Group Common Stock. F2: On September 24, 2026, the Reporting Person acquired 28,333 shares of the Issuer's Series B Liberty Live Group Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 29,593 shares of the Issuer's Series C Liberty Live Group Common Stock along with $133.61 in cash. F3: The number of shares held by the Reporting Person increased by 7,560 shares on March 27, 2026 as a result of the distribution made by the John C. Malone June 2003 Charitable Remainder Unitrust to the Reporting Person. |
| Series C Liberty Live Group Common StockSEC Table I · non-derivative | Direct | 3,186,342 |
Reported balance
After 2026-09-24 transaction · row 2
1 source rowRow 2 · 2026-09-24 · Sale · Disposed 29,593 · Balance 3,186,342 F2: On September 24, 2026, the Reporting Person acquired 28,333 shares of the Issuer's Series B Liberty Live Group Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 29,593 shares of the Issuer's Series C Liberty Live Group Common Stock along with $133.61 in cash. |
| Series C Liberty Live Group Common StockSEC Table I · non-derivative | IndirectJohn C. Malone 1997 Charitable Remainder Unitrust | 143,750 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 143,750 |
| Series B Liberty Live Group Common StockSEC Table I · non-derivative | IndirectJohn C. Malone June 2003 Charitable Remainder Unitrust | 85,017 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 85,017 F1: Each share of Series B Liberty Live Group Common Stock is convertible, at the holder's election, into one share of Series A Liberty Live Group Common Stock, at any time for no consideration other than the surrender of the share of Series B Liberty Live Group Common Stock for each share of Series A Liberty Live Group Common Stock. F4: The number of shares held by the John C. Malone June 2003 Charitable Remainder Unitrust decreased by 15,120 shares on March 27, 2026 as a result of the distributions made to the Reporting Person and the Leslie A. Malone 1995 Revocable Trust as described in footenote 3 and 5. |
| Series C Liberty Live Group Common StockSEC Table I · non-derivative | IndirectJohn C. Malone June 2003 Charitable Remainder Unitrust | 130,225 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 130,225 |
| Series B Liberty Live Group Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 81,548 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 81,548 F1: Each share of Series B Liberty Live Group Common Stock is convertible, at the holder's election, into one share of Series A Liberty Live Group Common Stock, at any time for no consideration other than the surrender of the share of Series B Liberty Live Group Common Stock for each share of Series A Liberty Live Group Common Stock. F5: The number of shares held by the Leslie A. Malone 1995 Revocable Trust increased by 7,560 shares on March 27, 2026 as a result of the distribution made by the John C. Malone June 2003 Charitable Remainder Unitrust to the Leslie A. Malone 1995 Revocable Trust. F6: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series C Liberty Live Group Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 297,194 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 297,194 F6: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series C Liberty Live Group Common StockSEC Table I · non-derivative | IndirectMalone Starz 2015 Charitable Remainder Trust | 1,486 |
Reported balance
Holding disclosure · report date 2026-09-24 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,486 |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series B Liberty Live Group Common Stock is convertible, at the holder's election, into one share of Series A Liberty Live Group Common Stock, at any time for no consideration other than the surrender of the share of Series B Liberty Live Group Common Stock for each share of Series A Liberty Live Group Common Stock.
F2: On September 24, 2026, the Reporting Person acquired 28,333 shares of the Issuer's Series B Liberty Live Group Common Stock in a private transaction from two trusts, the beneficiaries of which are his adult children. In exchange for these shares, the Reporting Person contributed to the trusts an aggregate of 29,593 shares of the Issuer's Series C Liberty Live Group Common Stock along with $133.61 in cash.
F3: The number of shares held by the Reporting Person increased by 7,560 shares on March 27, 2026 as a result of the distribution made by the John C. Malone June 2003 Charitable Remainder Unitrust to the Reporting Person.
F4: The number of shares held by the John C. Malone June 2003 Charitable Remainder Unitrust decreased by 15,120 shares on March 27, 2026 as a result of the distributions made to the Reporting Person and the Leslie A. Malone 1995 Revocable Trust as described in footenote 3 and 5.
F5: The number of shares held by the Leslie A. Malone 1995 Revocable Trust increased by 7,560 shares on March 27, 2026 as a result of the distribution made by the John C. Malone June 2003 Charitable Remainder Unitrust to the Leslie A. Malone 1995 Revocable Trust.
F6: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse.
Liberty Media Corp
Report date March 30, 2026 · Filed March 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.75 | Direct | 250,000 |
Reported balance
After 2026-03-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-30 · Sale · Disposed 250,000 · Balance 250,000 F1: On March 30, 2026, Mr. Malone wrote over-the-counter put options to a financial institution counterparty representing the obligation by the financial institution to sell to Mr. Malone an aggregate of 250,000 shares of Series A Liberty Formula One Common Stock at a strike price of $71.7531, which was determined pursuant to a formula based on the weighted average prices of the Series A Liberty Formula One Common Stock at which the financial institution established its initial hedge position in respect of the put options. Mr. Malone received, in the aggregate, a premium of approximately $1,284,000 in connection with entering into the put options. The put options are European style and may be settled physically or in cash at the option of Mr. Malone. The put options expire in three approximately equal components on March 29, 2027, March 30, 2027 and March 31, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 30, 2026, Mr. Malone wrote over-the-counter put options to a financial institution counterparty representing the obligation by the financial institution to sell to Mr. Malone an aggregate of 250,000 shares of Series A Liberty Formula One Common Stock at a strike price of $71.7531, which was determined pursuant to a formula based on the weighted average prices of the Series A Liberty Formula One Common Stock at which the financial institution established its initial hedge position in respect of the put options. Mr. Malone received, in the aggregate, a premium of approximately $1,284,000 in connection with entering into the put options. The put options are European style and may be settled physically or in cash at the option of Mr. Malone. The put options expire in three approximately equal components on March 29, 2027, March 30, 2027 and March 31, 2027.
Liberty TripAdvisor Holdings, Inc.
Report date March 30, 2015 · Filed April 01, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 3,987,902 |
Ending reported balance
After 2015-03-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-03-30 · Exercise / conversion · Acquired 5,016 · Balance 3,990,680 Row 2 · 2015-03-30 · Tax withholding · Disposed 2,778 · Balance 3,987,902 |
| Stock Option (right to buy) - LTRPASEC Table II · derivative / convertible security · Conversion / exercise price $10.87 · Expires 2015-06-14 | Direct | 0 |
Reported balance
After 2015-03-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2015-03-30 · Exercise / conversion · Disposed 5,016 · Balance 0 F2: This stock option was granted as a result of the spin-off (as described in the Remarks section). In connection with the completion of the spin-off, all equity awards held by the reporting person with respect to Liberty Interactive Corporation's ("Liberty") Liberty Ventures common stock (each an "Original LVNT Award") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the equity awards were granted, such that the reporting person received (i) an adjustment to the exercise price or base price, as applicable, and number of shares relating to the Original LVNT Award and (ii) an equity award relating to shares of the corresponding series of the Issuer's common stock. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3: The derivative security is fully vested. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 172,337 |
Reported balance
Holding disclosure · report date 2015-03-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 172,337 F1: The reporting person disclaims beneficial ownership of these shares owned by his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these shares owned by his spouse.
F2: This stock option was granted as a result of the spin-off (as described in the Remarks section). In connection with the completion of the spin-off, all equity awards held by the reporting person with respect to Liberty Interactive Corporation's ("Liberty") Liberty Ventures common stock (each an "Original LVNT Award") were adjusted pursuant to the anti-dilution provisions of the incentive plans under which the equity awards were granted, such that the reporting person received (i) an adjustment to the exercise price or base price, as applicable, and number of shares relating to the Original LVNT Award and (ii) an equity award relating to shares of the corresponding series of the Issuer's common stock. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
F3: The derivative security is fully vested.
Live Nation Entertainment, Inc.
Report date December 02, 2010 · Filed December 06, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,171 |
Reported balance
After 2010-12-02 transaction · row 1
1 source rowRow 1 · 2010-12-02 · Grant · Acquired 12,171 · Balance 12,171 F1: Represents a restricted stock award. These shares will vest in full on June 1, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award. These shares will vest in full on June 1, 2011.
Match Group, Inc.
Report date May 17, 2006 · Filed May 25, 2006
This filing explicitly reported no securities owned.
Old QVC Group, Inc.
Report date December 20, 2023 · Filed December 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 8% Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative | Direct | 722,406 |
Reported balance
After 2023-12-20 transaction · row 1
1 source rowRow 1 · 2023-12-20 · Other · Acquired 722,367 · Balance 722,406 F1: On December 20, 2023, the Reporting Person withdrew 722,367 shares of the Issuer's 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares") from the Malone December 2022 QRTEP grantor retained annuity trust that was established for his benefit in exchange for a promissory note. This resulted in a decrease in the number of Preferred Shares the Reporting Person beneficially owned indirectly through the trust to zero and a corresponding increase in the number of Preferred Shares the Reporting Person beneficially owns directly. The Reporting Person believes that his withdrawal of the Preferred Shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. |
| 8% Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 19,057 |
Reported balance
Holding disclosure · report date 2023-12-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,057 F2: The Reporting Person disclaims beneficial ownership of these shares held by the Leslie A. Malone 1995 Revocable Trust. |
| 8% Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative | IndirectMalone 2020 Trust | 110,300 |
Reported balance
Holding disclosure · report date 2023-12-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 110,300 F3: Includes 110,300 QRTEP shares held by a grantor trust of which Mrs. Malone is the grantor and Mr. Malone is the sole trustee. Mrs. Malone retains a power of substitution and Mr. Malone has a power of appointment over the assets in the trust. |
| 8% Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative | IndirectMalone 2022 QRTEP GRAT | 0 |
Reported balance
Holding disclosure · report date 2023-12-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 0 F1: On December 20, 2023, the Reporting Person withdrew 722,367 shares of the Issuer's 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares") from the Malone December 2022 QRTEP grantor retained annuity trust that was established for his benefit in exchange for a promissory note. This resulted in a decrease in the number of Preferred Shares the Reporting Person beneficially owned indirectly through the trust to zero and a corresponding increase in the number of Preferred Shares the Reporting Person beneficially owns directly. The Reporting Person believes that his withdrawal of the Preferred Shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 20, 2023, the Reporting Person withdrew 722,367 shares of the Issuer's 8.0% Series A Cumulative Redeemable Preferred Stock (the "Preferred Shares") from the Malone December 2022 QRTEP grantor retained annuity trust that was established for his benefit in exchange for a promissory note. This resulted in a decrease in the number of Preferred Shares the Reporting Person beneficially owned indirectly through the trust to zero and a corresponding increase in the number of Preferred Shares the Reporting Person beneficially owns directly. The Reporting Person believes that his withdrawal of the Preferred Shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.
F2: The Reporting Person disclaims beneficial ownership of these shares held by the Leslie A. Malone 1995 Revocable Trust.
F3: Includes 110,300 QRTEP shares held by a grantor trust of which Mrs. Malone is the grantor and Mr. Malone is the sole trustee. Mrs. Malone retains a power of substitution and Mr. Malone has a power of appointment over the assets in the trust.
SIRIUS XM HOLDINGS INC.
Report date May 23, 2012 · Filed May 24, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.96 · Expires 2022-05-23 | Direct | 76,795 |
Reported balance
After 2012-05-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2012-05-23 · Grant · Acquired 76,795 · Balance 76,795 F1: Options will vest as follows: 19,199 - 5/23/2013; 19,199 - 5/23/2014; 19,199 - 5/23/2015 and 19,198 - 5/23/2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Options will vest as follows: 19,199 - 5/23/2013; 19,199 - 5/23/2014; 19,199 - 5/23/2015 and 19,198 - 5/23/2016.
STARZ ENTERTAINMENT CORP /CN/
Report date August 15, 2018 · Filed August 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B non-voting sharesSEC Table I · non-derivative | IndirectThe John C. Malone June 2003 Charitable Remainder Unitrust | 38,444 |
Reported balance
After 2018-08-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-08-15 · Sale · Disposed 35,300 · Balance 38,444 F1: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2: The price is a weighted average price. These shares were sold in multiple transactions ranging from $22.03 to $22.98, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer of any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Class B non-voting sharesSEC Table I · non-derivative | IndirectThe John C. Malone June 2003 Charitable Remainder Unitrust | 36,744 |
Reported balance
After 2018-08-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-08-15 · Sale · Disposed 1,700 · Balance 36,744 F1: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3: The price is a weighted average price. These shares were sold in multiple transactions ranging from $23.02 to $23.47, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Class B non-voting sharesSEC Table I · non-derivative | Direct | 3,691,503 |
Reported balance
Holding disclosure · report date 2018-08-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,691,503 |
| Class B non-voting sharesSEC Table I · non-derivative | IndirectBy Spouse | 214,785 |
Reported balance
Holding disclosure · report date 2018-08-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 214,785 F4: The reporting person disclaims beneficial ownership of these shares owned by his spouse. |
| Class B non-voting sharesSEC Table I · non-derivative | IndirectMalone Starz 2015 Chairtiable Remainder Unitrust | 1,062,668 |
Reported balance
Holding disclosure · report date 2018-08-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,062,668 |
Filing footnotes · ownership attribution and instrument terms
F1: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price is a weighted average price. These shares were sold in multiple transactions ranging from $22.03 to $22.98, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer of any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price is a weighted average price. These shares were sold in multiple transactions ranging from $23.02 to $23.47, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: The reporting person disclaims beneficial ownership of these shares owned by his spouse.
Warner Bros. Discovery, Inc.
Report date June 05, 2024 · Filed June 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 9,636,170 |
Reported balance
After 2024-06-05 transaction · row 1
1 source rowRow 1 · 2024-06-05 · Grant · Acquired 26,700 · Balance 9,636,170 |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,500,289 |
Reported balance
Holding disclosure · report date 2024-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,500,289 F1: On December 28, 2023, 288,936 shares were transferred from the trust to the reporting person's spouse. F2: The reporting person disclaims beneficial ownership of the shares owned by his spouse. |
| Series A Common StockSEC Table I · non-derivative | IndirectMalone Discovery 2021 Charitable Remainder Trust | 6,706,867 |
Reported balance
Holding disclosure · report date 2024-06-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,706,867 F1: On December 28, 2023, 288,936 shares were transferred from the trust to the reporting person's spouse. |
| Series A Common StockSEC Table I · non-derivative | IndirectCHUB 2017 Charitable Remainder Trust | 737,000 |
Reported balance
Holding disclosure · report date 2024-06-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 737,000 |
Filing footnotes · ownership attribution and instrument terms
F1: On December 28, 2023, 288,936 shares were transferred from the trust to the reporting person's spouse.
F2: The reporting person disclaims beneficial ownership of the shares owned by his spouse.
Past disclosures · reporting ended (10)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ascent Capital Group, Inc.
Report date August 30, 2019 · Filed September 04, 2019
Section 16 reporting ended · disclosed 2019-09-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-30 transaction · row 1
1 source rowRow 1 · 2019-08-30 · Other · Disposed 110,681 · Balance 0 F1: Includes 1 share of the Issuer's Series A common stock that was previously reported as indirectly held by the reporting person in an IRA account. F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Columbus Holding LLC | 0 |
Reported balance
After 2019-08-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-08-30 · Other · Disposed 113,345 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. F3: Columbus Holding LLC is owned by the reporting person and his spouse. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Charitable Remainder Trust (June 2003 CRT) | 0 |
Reported balance
After 2019-08-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-08-30 · Other · Disposed 55,317 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Charitable Remainder Trust (1997 CRT) | 0 |
Reported balance
After 2019-08-30 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-08-30 · Other · Disposed 16 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. |
| Series A Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2019-08-30 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-08-30 · Other · Disposed 26,833 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. F4: Includes 26,833 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-30 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2019-08-30 · Other · Disposed 92,244 · Balance 0 F5: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy Columbus Holding LLC | 0 |
Reported balance
After 2019-08-30 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2019-08-30 · Other · Disposed 145,225 · Balance 0 F5: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. F3: Columbus Holding LLC is owned by the reporting person and his spouse. |
| Series B Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2019-08-30 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2019-08-30 · Other · Disposed 2,046 · Balance 0 F5: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock. F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement. F6: Includes 2,046 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 1 share of the Issuer's Series A common stock that was previously reported as indirectly held by the reporting person in an IRA account.
F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of MONI's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section) provided for in the Merger Agreement.
F3: Columbus Holding LLC is owned by the reporting person and his spouse.
F4: Includes 26,833 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse.
F5: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock, at any time for no consideration other than the surrender of the share of Series B common stock for each share of Series A common stock.
F6: Includes 2,046 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse.
DIRECTV
Report date June 16, 2010 · Filed June 16, 2010
Section 16 reporting ended · disclosed 2010-06-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2010-06-16 transaction · row 1
1 source rowRow 1 · 2010-06-16 · Disposition to issuer · Disposed 20,760,648 · Balance 0 F1: Pursuant to the Share Exchange Agreement dated as of April 6, 2010, by and among the Issuer and certain of its subsidiaries and Dr. John C. Malone, Mrs. Leslie A. Malone and two trusts for the benefit of the children of Dr. and Mrs. Malone, on June 16, 2010, Dr. and Mrs. Malone exchanged with the Issuer an aggregate of 21,442,647 shares of Class B common stock for 26,100,639 shares of Class A common stock of DIRECTV (the "Share Exchange"). |
| Class B Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2010-06-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2010-06-16 · Disposition to issuer · Disposed 681,999 · Balance 0 F1: Pursuant to the Share Exchange Agreement dated as of April 6, 2010, by and among the Issuer and certain of its subsidiaries and Dr. John C. Malone, Mrs. Leslie A. Malone and two trusts for the benefit of the children of Dr. and Mrs. Malone, on June 16, 2010, Dr. and Mrs. Malone exchanged with the Issuer an aggregate of 21,442,647 shares of Class B common stock for 26,100,639 shares of Class A common stock of DIRECTV (the "Share Exchange"). F2: The Reporting Person disclaims beneficial ownership of the shares held by his spouse. |
| Class A Common StockSEC Table I · non-derivative | Direct | 26,584,534 |
Reported balance
After 2010-06-16 transaction · row 3
1 source rowRow 3 · 2010-06-16 · Grant · Acquired 25,270,490 · Balance 26,584,534 F1: Pursuant to the Share Exchange Agreement dated as of April 6, 2010, by and among the Issuer and certain of its subsidiaries and Dr. John C. Malone, Mrs. Leslie A. Malone and two trusts for the benefit of the children of Dr. and Mrs. Malone, on June 16, 2010, Dr. and Mrs. Malone exchanged with the Issuer an aggregate of 21,442,647 shares of Class B common stock for 26,100,639 shares of Class A common stock of DIRECTV (the "Share Exchange"). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy spouse | 1,131,207 |
Reported balance
After 2010-06-16 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2010-06-16 · Grant · Acquired 830,149 · Balance 1,131,207 F1: Pursuant to the Share Exchange Agreement dated as of April 6, 2010, by and among the Issuer and certain of its subsidiaries and Dr. John C. Malone, Mrs. Leslie A. Malone and two trusts for the benefit of the children of Dr. and Mrs. Malone, on June 16, 2010, Dr. and Mrs. Malone exchanged with the Issuer an aggregate of 21,442,647 shares of Class B common stock for 26,100,639 shares of Class A common stock of DIRECTV (the "Share Exchange"). F2: The Reporting Person disclaims beneficial ownership of the shares held by his spouse. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 660 |
Reported balance
Holding disclosure · report date 2010-06-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 660 F3: The Reporting Person is the sole trustee of and, with his spouse, retains an unitrust interest in the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Share Exchange Agreement dated as of April 6, 2010, by and among the Issuer and certain of its subsidiaries and Dr. John C. Malone, Mrs. Leslie A. Malone and two trusts for the benefit of the children of Dr. and Mrs. Malone, on June 16, 2010, Dr. and Mrs. Malone exchanged with the Issuer an aggregate of 21,442,647 shares of Class B common stock for 26,100,639 shares of Class A common stock of DIRECTV (the "Share Exchange").
F2: The Reporting Person disclaims beneficial ownership of the shares held by his spouse.
F3: The Reporting Person is the sole trustee of and, with his spouse, retains an unitrust interest in the trust.
DIRECTV GROUP INC
Report date November 19, 2009 · Filed November 24, 2009
Section 16 reporting ended · disclosed 2009-11-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2009-11-19 transaction · row 1
1 source rowRow 1 · 2009-11-19 · Disposition to issuer · Disposed 5,660 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 3, 2009 as amended, by and among The DIRECTV Group, Inc. ("DIRECTV Group"), Liberty Media Corporation, Liberty Entertainment, Inc. ("LEI"), DIRECTV, DTVG One, Inc. and DTVG Two, Inc., the holders of outstanding shares of DIRECTV Group common stock (other than direct or indirect subsidiaries of LEI) received one share of DIRECTV Class A common stock for each share of DIRECTV Group common stock held. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of May 3, 2009 as amended, by and among The DIRECTV Group, Inc. ("DIRECTV Group"), Liberty Media Corporation, Liberty Entertainment, Inc. ("LEI"), DIRECTV, DTVG One, Inc. and DTVG Two, Inc., the holders of outstanding shares of DIRECTV Group common stock (other than direct or indirect subsidiaries of LEI) received one share of DIRECTV Class A common stock for each share of DIRECTV Group common stock held.
Discovery Holding CO
Report date September 17, 2008 · Filed September 18, 2008
Section 16 reporting ended · disclosed 2008-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2008-09-17 transaction · row 1
1 source rowRow 1 · 2008-09-17 · Disposition to issuer · Disposed 612,662 · Balance 0 F1: On June 27, 2008, a charitable remainder trust (the "Trust") of which the Reporting Person is the sole trustee and, with his spouse, retains a unitrust interest in the Trust, distributed 55,786 shares of the Issuer's Series A common stock to the Reporting Person and 55,786 shares of Series A common stock to the Reporting Person's spouse. F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2008-09-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2008-09-17 · Disposition to issuer · Disposed 536,675 · Balance 0 F1: On June 27, 2008, a charitable remainder trust (the "Trust") of which the Reporting Person is the sole trustee and, with his spouse, retains a unitrust interest in the Trust, distributed 55,786 shares of the Issuer's Series A common stock to the Reporting Person and 55,786 shares of Series A common stock to the Reporting Person's spouse. F3: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2008-09-17 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2008-09-17 · Disposition to issuer · Disposed 330 · Balance 0 F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. F4: The Reporting Person is the sole trustee of and, with his spouse, retains a unitrust interest in the trust. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2008-09-17 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2008-09-17 · Disposition to issuer · Disposed 1,106,348 · Balance 0 F1: On June 27, 2008, a charitable remainder trust (the "Trust") of which the Reporting Person is the sole trustee and, with his spouse, retains a unitrust interest in the Trust, distributed 55,786 shares of the Issuer's Series A common stock to the Reporting Person and 55,786 shares of Series A common stock to the Reporting Person's spouse. F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2008-09-17 transaction · row 5
1 source rowRow 5 · 2008-09-17 · Disposition to issuer · Disposed 11,846,040 · Balance 0 F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2008-09-17 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2008-09-17 · Disposition to issuer · Disposed 340,943 · Balance 0 F3: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 27, 2008, a charitable remainder trust (the "Trust") of which the Reporting Person is the sole trustee and, with his spouse, retains a unitrust interest in the Trust, distributed 55,786 shares of the Issuer's Series A common stock to the Reporting Person and 55,786 shares of Series A common stock to the Reporting Person's spouse.
F2: On September 17, 2008, the Issuer merged (the "Merger") with and into a wholly owned subsidiary of a new public holding company ("New Discovery"), which was a wholly owned subsidiary of the Issuer prior to the Merger. In the Merger, the Reporting Person disposed of each share of the Issuer's Series A common stock and Series B common stock held at the time of the Merger in exchange for 0.50 of a share of the same series of common stock of New Discovery plus 0.50 of a share of Series C common stock of New Discovery.
F3: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse.
F4: The Reporting Person is the sole trustee of and, with his spouse, retains a unitrust interest in the trust.
GRIZZLY MERGER SUB 1, LLC
Report date December 18, 2020 · Filed December 22, 2020
Section 16 reporting ended · disclosed 2020-12-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-12-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-18 · Conversion · Acquired 3,830,645 · Balance 4,358,423 F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, Gregory B. Maffei and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock. Row 2 · 2020-12-18 · Disposition to issuer · Disposed 4,358,423 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock. |
| Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-18 transaction · row 3
1 source rowRow 3 · 2020-12-18 · Disposition to issuer · Disposed 10 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, each share of the Issuer's Series A Cumulative Redeemable Preferred Stock was converted into the right to receive 1 share of Parent's newly issued Series A Cumulative Redeemable Preferred Stock. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-18 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-12-18 · Conversion · Disposed 3,830,645 · Balance 0 F4: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock. F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, Gregory B. Maffei and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock. |
| Series A Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 203,090 |
Reported balance
After 2020-12-18 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2020-12-18 · Conversion · Acquired 123,847 · Balance 203,090 F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, Gregory B. Maffei and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock. F5: Includes 79,243 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares. |
| Series A Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2020-12-18 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2020-12-18 · Disposition to issuer · Disposed 203,090 · Balance 0 F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock. |
| Series B Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2020-12-18 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2020-12-18 · Conversion · Disposed 123,847 · Balance 0 F4: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock. F6: Includes 123,847 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares. F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, Gregory B. Maffei and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 9, 2020, a putative class action complaint was filed by two purported stockholders of the Issuer in the Court of Chancery of the State of Delaware under the caption Hollywood Firefighters' Pension Fund, et al. v. GCI Liberty, Inc., et al. On November 21, 2020, the plaintiffs and defendants in such lawsuit filed a stipulation and proposed order describing an agreement reached among them. As part of the agreement reached among the parties to the lawsuit, Gregory B. Maffei and the reporting person each agreed that he would convert each outstanding share of the Issuer's Series B common stock he beneficially owns immediately prior to the effective time of the Merger (as defined in the Remarks section) into one share of the Issuer's Series A common stock.
F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.
F3: Pursuant to the terms of the Merger Agreement, each share of the Issuer's Series A Cumulative Redeemable Preferred Stock was converted into the right to receive 1 share of Parent's newly issued Series A Cumulative Redeemable Preferred Stock.
F4: Each share of the Issuer's Series B common stock is convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock.
F5: Includes 79,243 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares.
F6: Includes 123,847 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares.
LIBERTY MEDIA INTERNATIONAL INC
Report date June 15, 2005 · Filed June 16, 2005
Section 16 reporting ended · disclosed 2005-06-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 1
1 source rowRow 1 · 2005-06-15 · Disposition to issuer · Disposed 815,474 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2005-06-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2005-06-15 · Disposition to issuer · Disposed 90,303 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F2: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2005-06-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2005-06-15 · Disposition to issuer · Disposed 198 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F3: Held by a trust of which the Reporting Person is sole trustee and, with his spouse, retains a unitrust interest in the trust. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2005-06-15 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2005-06-15 · Disposition to issuer · Disposed 241,300 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F4: Held by a trust of which the Reporting Person is sole trustee and retains a unitrust interest in the trust. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy 401(k) Savings Plan | 0 |
Reported balance
After 2005-06-15 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2005-06-15 · Disposition to issuer · Disposed 46,985 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F5: The number of shares represents equivalent shares based on the fair market value of the shares of the Issuer's Series A Common Stock held by a unitized stock fund under the Liberty Media Corporation ("LMC") 401(k) Savings Plan based on a report from the Plan Administrator dated May 31, 2005. The Reporting Person has an interest in the unitized fund, which holds shares of the Issuer's Series A Common Stock and short-term investments. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 6
1 source rowRow 6 · 2005-06-15 · Disposition to issuer · Disposed 5,186,254 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2005-06-15 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2005-06-15 · Disposition to issuer · Disposed 1,047,646 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F4: Held by a trust of which the Reporting Person is sole trustee and retains a unitrust interest in the trust. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2005-06-15 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2005-06-15 · Disposition to issuer · Disposed 204,566 · Balance 0 F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series. F2: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.92 · Expires 2005-08-04 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2005-06-15 · Disposition to issuer · Disposed 147 · Balance 0 F6: The option was acquired pursuant to anti-dilution provisions in the incentive plan of LMC in connection with the spin off of the Issuer from LMC on June 7, 2004 and subsequently adjusted as to exercise price and number of shares pursuant to anti-dilution provisions in the incentive plan of the Issuer in connection with the Issuer's rights offering effective August 23, 2004 (the "Rights Offering"). F8: The option was assumed by LGI in the Merger and replaced with an option to purchase an equivalent number of shares of LGI common stock of the same series at the same exercise price. F7: The option was 100% vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.92 · Expires 2007-02-03 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2005-06-15 · Disposition to issuer · Disposed 74 · Balance 0 F6: The option was acquired pursuant to anti-dilution provisions in the incentive plan of LMC in connection with the spin off of the Issuer from LMC on June 7, 2004 and subsequently adjusted as to exercise price and number of shares pursuant to anti-dilution provisions in the incentive plan of the Issuer in connection with the Issuer's rights offering effective August 23, 2004 (the "Rights Offering"). F8: The option was assumed by LGI in the Merger and replaced with an option to purchase an equivalent number of shares of LGI common stock of the same series at the same exercise price. F7: The option was 100% vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Expires 2011-02-28 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2005-06-15 · Disposition to issuer · Disposed 610,927 · Balance 0 F6: The option was acquired pursuant to anti-dilution provisions in the incentive plan of LMC in connection with the spin off of the Issuer from LMC on June 7, 2004 and subsequently adjusted as to exercise price and number of shares pursuant to anti-dilution provisions in the incentive plan of the Issuer in connection with the Issuer's rights offering effective August 23, 2004 (the "Rights Offering"). F9: The Reporting Person had the choice of exercising the option for either the Issuer's Series A Common Stock at an exercise price of $33.92 or the Issuer's Series B Common Stock at an exercise price of $37.88. F8: The option was assumed by LGI in the Merger and replaced with an option to purchase an equivalent number of shares of LGI common stock of the same series at the same exercise price. F10: The option provided for vesting as to 30% of the total number of shares on February 28, 2002, and 17.5% of the total number of shares on each February 28, beginning February 28, 2003. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.75 · Expires 2014-06-22 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2005-06-15 · Disposition to issuer · Disposed 1,568,562 · Balance 0 F11: The option was adjusted as to exercise price and number of shares pursuant to anti-dilution rights in the incentive plan of the Issuer in connection with the Rights Offering. F8: The option was assumed by LGI in the Merger and replaced with an option to purchase an equivalent number of shares of LGI common stock of the same series at the same exercise price. F7: The option was 100% vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to a merger agreement providing for the merger of the Issuer and UnitedGlobalcom, Inc. (the merger involving the Issuer, the "Merger") with wholly-owned subsidiaries of Liberty Global, Inc. ("LGI") in exchange for an equivalent number of shares of LGI common stock of the same series.
F2: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse.
F3: Held by a trust of which the Reporting Person is sole trustee and, with his spouse, retains a unitrust interest in the trust.
F4: Held by a trust of which the Reporting Person is sole trustee and retains a unitrust interest in the trust.
F5: The number of shares represents equivalent shares based on the fair market value of the shares of the Issuer's Series A Common Stock held by a unitized stock fund under the Liberty Media Corporation ("LMC") 401(k) Savings Plan based on a report from the Plan Administrator dated May 31, 2005. The Reporting Person has an interest in the unitized fund, which holds shares of the Issuer's Series A Common Stock and short-term investments.
F6: The option was acquired pursuant to anti-dilution provisions in the incentive plan of LMC in connection with the spin off of the Issuer from LMC on June 7, 2004 and subsequently adjusted as to exercise price and number of shares pursuant to anti-dilution provisions in the incentive plan of the Issuer in connection with the Issuer's rights offering effective August 23, 2004 (the "Rights Offering").
F7: The option was 100% vested.
F8: The option was assumed by LGI in the Merger and replaced with an option to purchase an equivalent number of shares of LGI common stock of the same series at the same exercise price.
F9: The Reporting Person had the choice of exercising the option for either the Issuer's Series A Common Stock at an exercise price of $33.92 or the Issuer's Series B Common Stock at an exercise price of $37.88.
F10: The option provided for vesting as to 30% of the total number of shares on February 28, 2002, and 17.5% of the total number of shares on each February 28, beginning February 28, 2003.
F11: The option was adjusted as to exercise price and number of shares pursuant to anti-dilution rights in the incentive plan of the Issuer in connection with the Rights Offering.
Liberty Broadband Corp
Report date August 18, 2026 · Filed August 21, 2026
Section 16 reporting ended · disclosed 2026-08-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-08-19 transaction · row 5
3 source rows · reconciled sequenceRow 1 · 2026-08-18 · Other · Disposed 66,000 · Balance 6,680,933 F1: On August 18, 2026, the Reporting Person physically settled the first component of the 2019 Transaction (as defined in the Remarks section). Row 2 · 2026-08-19 · Other · Disposed 66,000 · Balance 6,614,933 F2: On August 19, 2026, the Reporting Person physically settled the second component of the 2019 Transaction. Row 5 · 2026-08-19 · Disposition to issuer · Disposed 6,614,933 · Balance 0 F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. |
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 3
1 source rowRow 3 · 2026-08-19 · Disposition to issuer · Disposed 1,153,227 · Balance 0 F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-08-19 · Disposition to issuer · Disposed 58,184 · Balance 0 F4: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. |
| Series B Common StockSEC Table I · non-derivative | IndirectJohn C. Malone June 2003 Charitable Remainder Unitrust | 0 |
Reported balance
After 2026-08-19 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2026-08-19 · Disposition to issuer · Disposed 122,649 · Balance 0 F4: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. |
| Series A Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2026-08-19 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2026-08-19 · Disposition to issuer · Disposed 25,444 · Balance 0 F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. F5: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series B Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2026-08-19 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2026-08-19 · Disposition to issuer · Disposed 57,641 · Balance 0 F4: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. F5: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series C Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2026-08-19 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2026-08-19 · Disposition to issuer · Disposed 357,106 · Balance 0 F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. F5: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse. |
| Series C Common StockSEC Table I · non-derivative | IndirectMalone LG 2013 Charitable Remainder Unitrust | 0 |
Reported balance
After 2026-08-19 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2026-08-19 · Disposition to issuer · Disposed 213,332 · Balance 0 F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares. |
| Call option(obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $120.77 | Direct | 934,000 |
Reported balance
After 2026-08-18 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-08-18 · Other · Disposed 66,000 · Balance 934,000 F1: On August 18, 2026, the Reporting Person physically settled the first component of the 2019 Transaction (as defined in the Remarks section). F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Call option(obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $120.77 | Direct | 868,000 |
Reported balance
After 2026-08-19 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-08-19 · Other · Disposed 66,000 · Balance 868,000 F2: On August 19, 2026, the Reporting Person physically settled the second component of the 2019 Transaction. F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Call option(obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $120.77 | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-08-19 · Other · Disposed 868,000 · Balance 0 F8: As a result of the Merger, the dealer counterparty to the 2019 Transaction adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2019 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options. F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Call option(obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $114.00 | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-08-19 · Other · Disposed 400,000 · Balance 0 F9: As a result of the Merger, the dealer counterparty to the 2021 Transaction (as defined in the Remarks section) adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2021 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options. F10: The 2021 Transaction is divided into 5 components, each of which are with respect to 80,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 21, 2028 and ending on August 25, 2028. F11: The 2021 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $88.37 | Direct | 934,000 |
Reported balance
After 2026-08-18 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2026-08-18 · Other · Disposed 66,000 · Balance 934,000 F1: On August 18, 2026, the Reporting Person physically settled the first component of the 2019 Transaction (as defined in the Remarks section). F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $88.37 | Direct | 868,000 |
Reported balance
After 2026-08-19 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-08-19 · Other · Disposed 66,000 · Balance 868,000 F2: On August 19, 2026, the Reporting Person physically settled the second component of the 2019 Transaction. F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $88.37 | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-08-19 · Other · Disposed 868,000 · Balance 0 F8: As a result of the Merger, the dealer counterparty to the 2019 Transaction adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2019 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options. F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026. F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $71.55 | Direct | 0 |
Reported balance
After 2026-08-19 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2026-08-19 · Other · Disposed 400,000 · Balance 0 F9: As a result of the Merger, the dealer counterparty to the 2021 Transaction (as defined in the Remarks section) adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2021 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options. F10: The 2021 Transaction is divided into 5 components, each of which are with respect to 80,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 21, 2028 and ending on August 25, 2028. F11: The 2021 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 18, 2026, the Reporting Person physically settled the first component of the 2019 Transaction (as defined in the Remarks section).
F2: On August 19, 2026, the Reporting Person physically settled the second component of the 2019 Transaction.
F3: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock, Series B Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock ("Charter Common Stock"), except that cash (without interest) was paid in lieu of fractional shares.
F4: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock.
F5: The Reporting Person disclaims beneficial ownership of these shares owned by his spouse.
F6: The 2019 Transaction is divided into 15 components, each of the first 5 of which are with respect to 66,000 shares of Series C Common Stock and each of the next 10 of which are with respect to 67,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 18, 2026 and ending on September 8, 2026.
F7: The 2019 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options.
F8: As a result of the Merger, the dealer counterparty to the 2019 Transaction adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2019 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options.
F9: As a result of the Merger, the dealer counterparty to the 2021 Transaction (as defined in the Remarks section) adjusted the transaction pursuant to its terms to (i) substitute each Share of Series C Common Stock underlying the 2021 Transaction for 0.2360 shares of Charter Common Stock and (ii) adjusted the strike prices of the call options and put options.
F10: The 2021 Transaction is divided into 5 components, each of which are with respect to 80,000 shares of Series C Common Stock. The components mature on sequential trading days over the period beginning on August 21, 2028 and ending on August 25, 2028.
F11: The 2021 Transaction is a "zero-cost collar" in which no premium was exchanged for either the call options or the put options.
Liberty Expedia Holdings, Inc.
Report date July 26, 2019 · Filed July 30, 2019
Section 16 reporting ended · disclosed 2019-07-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-26 transaction · row 1
1 source rowRow 1 · 2019-07-26 · Disposition to issuer · Disposed 351,831 · Balance 0 F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-07-26 · Disposition to issuer · Disposed 2,553,763 · Balance 0 F2: Each share of the Issuer's Series B common stock was convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock. F3: These holdings were decreased by one share from the Form 4/A filed by the reporting person on November 14, 2016, as a result of an accounting reconciliation. F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock. |
| Series A Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2019-07-26 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-07-26 · Disposition to issuer · Disposed 52,828 · Balance 0 F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock. F4: Includes 52,828 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse. |
| Series B Common StockSEC Table I · non-derivative | IndirectLeslie A. Malone 1995 Revocable Trust | 0 |
Reported balance
After 2019-07-26 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-07-26 · Disposition to issuer · Disposed 82,565 · Balance 0 F2: Each share of the Issuer's Series B common stock was convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock. F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock. F5: Includes 82,565 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "LEXPE Common Stock") was converted into the merger consideration, such that each holder of record of LEXPE Common Stock has the right to receive, in the aggregate, a number of shares of Parent's (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of LEXPE Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by 0.36, with such product rounded up to the next whole share of Parent's common stock.
F2: Each share of the Issuer's Series B common stock was convertible, at the holder's election, into one share of the Issuer's Series A common stock at any time for no consideration other than the surrender of the share of Series B common stock for the share of Series A common stock.
F3: These holdings were decreased by one share from the Form 4/A filed by the reporting person on November 14, 2016, as a result of an accounting reconciliation.
F4: Includes 52,828 shares of the Issuer's Series A common stock that were previously reported as indirectly held by the reporting person's spouse.
F5: Includes 82,565 shares of the Issuer's Series B common stock that were previously reported as indirectly held by the reporting person's spouse.
Starz Acquisition LLC
Report date December 08, 2016 · Filed December 12, 2016
Section 16 reporting ended · disclosed 2016-12-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2016-12-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-08 · Other · Disposed 101,778 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of June 30, 2016 (as amended, the "Merger Agreement"), by and among Starz, Lions Gate Entertainment Corp. ("Lions Gate"), and Orion Arm Acquisition Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Lions Gate, on December 8, 2016, Merger Sub was merged with and into Starz, with Starz continuing as the surviving corporation and a wholly owned subsidiary of Lions Gate (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Starz Series A common stock was converted into the right to receive $18.00 in cash and 0.6784 of a Class B non-voting share of Lions Gate ("Lions Gate non-voting stock") and each share of Starz Series B common stock was converted into the right to receive $7.26 in cash and 0.6321 of a Class A voting share of Lions Gate and 0.6321 of a share of Lions Gate non-voting stock. F2: The reporting person disclaims beneficial ownership of these shares owned by his spouse. |
| Series B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-12-08 · Other · Disposed 5,832,020 · Balance 0 F3: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F1: Pursuant to the Agreement and Plan of Merger, dated as of June 30, 2016 (as amended, the "Merger Agreement"), by and among Starz, Lions Gate Entertainment Corp. ("Lions Gate"), and Orion Arm Acquisition Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Lions Gate, on December 8, 2016, Merger Sub was merged with and into Starz, with Starz continuing as the surviving corporation and a wholly owned subsidiary of Lions Gate (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Starz Series A common stock was converted into the right to receive $18.00 in cash and 0.6784 of a Class B non-voting share of Lions Gate ("Lions Gate non-voting stock") and each share of Starz Series B common stock was converted into the right to receive $7.26 in cash and 0.6321 of a Class A voting share of Lions Gate and 0.6321 of a share of Lions Gate non-voting stock. |
| Series B Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2016-12-08 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-12-08 · Other · Disposed 230,564 · Balance 0 F3: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. F1: Pursuant to the Agreement and Plan of Merger, dated as of June 30, 2016 (as amended, the "Merger Agreement"), by and among Starz, Lions Gate Entertainment Corp. ("Lions Gate"), and Orion Arm Acquisition Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Lions Gate, on December 8, 2016, Merger Sub was merged with and into Starz, with Starz continuing as the surviving corporation and a wholly owned subsidiary of Lions Gate (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Starz Series A common stock was converted into the right to receive $18.00 in cash and 0.6784 of a Class B non-voting share of Lions Gate ("Lions Gate non-voting stock") and each share of Starz Series B common stock was converted into the right to receive $7.26 in cash and 0.6321 of a Class A voting share of Lions Gate and 0.6321 of a share of Lions Gate non-voting stock. F2: The reporting person disclaims beneficial ownership of these shares owned by his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of June 30, 2016 (as amended, the "Merger Agreement"), by and among Starz, Lions Gate Entertainment Corp. ("Lions Gate"), and Orion Arm Acquisition Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Lions Gate, on December 8, 2016, Merger Sub was merged with and into Starz, with Starz continuing as the surviving corporation and a wholly owned subsidiary of Lions Gate (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Starz Series A common stock was converted into the right to receive $18.00 in cash and 0.6784 of a Class B non-voting share of Lions Gate ("Lions Gate non-voting stock") and each share of Starz Series B common stock was converted into the right to receive $7.26 in cash and 0.6321 of a Class A voting share of Lions Gate and 0.6321 of a share of Lions Gate non-voting stock.
F2: The reporting person disclaims beneficial ownership of these shares owned by his spouse.
F3: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock.
UNITEDGLOBALCOM INC
Report date June 15, 2005 · Filed June 16, 2005
Section 16 reporting ended · disclosed 2005-06-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.63 · Expires 2010-12-15 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-06-15 · Disposition to issuer · Disposed 10,000 · Balance 0 F1: This option was assumed by Liberty Global, Inc. (LGI) in the merger of the Issuer with a subsidiary of LGI (the "Merger") and will represent an option to purchase 2,155 shares of LGI Series A common stock for $58.61 per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.13 · Expires 2011-12-07 | Direct | 0 |
Reported balance
After 2005-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2005-06-15 · Disposition to issuer · Disposed 100,000 · Balance 0 F2: This option, which vests in 48 equal monthly installments commencing on December 7, 2001, was assumed by LGI in the Merger and will represent an option to purchase 21,550 shares of LGI Series A common stock for $19.17 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: This option was assumed by Liberty Global, Inc. (LGI) in the merger of the Issuer with a subsidiary of LGI (the "Merger") and will represent an option to purchase 2,155 shares of LGI Series A common stock for $58.61 per share.
F2: This option, which vests in 48 equal monthly installments commencing on December 7, 2001, was assumed by LGI in the Merger and will represent an option to purchase 21,550 shares of LGI Series A common stock for $19.17 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2017 Filed Feb 15, 2018 02:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Option A (right to buy) · Derivative | 3,252 | $0.00 Strike: $50.55 | $0.00 |
DisclosureSEC source: 0001712184-18-000097 · wf-form5_151866101746519.xml · derivative · entry 11 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,252 Underlying: Class A Common Shares · 3,252 shares Expires 2022-05-01 F6 · kind: This option was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all option awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the option awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received an option award relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F8 · derivative.exercise_date: The option vests in three equal annual installments commencing on May 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Option A (right to buy) · Derivative | 2,595 | $0.00 Strike: $38.94 | $0.00 |
DisclosureSEC source: 0001712184-18-000097 · wf-form5_151866101746519.xml · derivative · entry 10 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,595 Underlying: Class A Common Shares · 2,595 shares Expires 2021-05-01 F6 · kind: This option was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all option awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the option awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received an option award relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Option A (right to buy) · Derivative | 1,039 | $0.00 Strike: $35.06 | $0.00 |
DisclosureSEC source: 0001712184-18-000097 · wf-form5_151866101746519.xml · derivative · entry 9 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039 Underlying: Class A Common Shares · 1,039 shares Expires 2021-05-01 F6 · kind: This option was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off, all option awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the option awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received an option award relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F7 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass C Common Shares | 2,042,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-18-000097 · wf-form5_151866101746519.xml · nonDerivative · entry 8 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Columbus Holding LLC Disclosed balance after: 2,042,742 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · price: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F3 · balance_after: Held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass C Common Shares | 1,263,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-18-000097 · wf-form5_151866101746519.xml · nonDerivative · entry 7 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A Trust Disclosed balance after: 1,263,869 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · price: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F5 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass C Common Shares | 151,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-18-000097 · wf-form5_151866101746519.xml · nonDerivative · entry 6 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 151,785 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · price: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass C Common Shares | 3,287,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-18-000097 · wf-form5_151866101746519.xml · nonDerivative · entry 5 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,287,533 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · price: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass B Common Shares | 1,516,508 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-18-000097 · wf-form5_151866101746519.xml · nonDerivative · entry 4 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A Trust Disclosed balance after: 1,516,508 F4 · security: Each Class B common share is convertible, at the holder's election, into one Class A common share at any time for no consideration other than the surrender of the Class B common share for the Class A common share. F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · price: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F5 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass A Common Shares | 859,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-18-000097 · wf-form5_151866101746519.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Columbus Holding LLC Disclosed balance after: 859,555 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · price: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F3 · balance_after: Held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass A Common Shares | 29,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-18-000097 · wf-form5_151866101746519.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 29,641 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · price: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:17 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherClass A Common Shares | 1,031,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001712184-18-000097 · wf-form5_151866101746519.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031,840 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · price: Pursuant to the Split-Off (as described in the Remarks section), the reporting person received one share of the same class of common shares of Liberty Latin America Ltd. (the "Issuer") for each share of Liberty Global plc's ("Liberty Global") LiLAC ordinary shares held by the reporting person at 5:00 p.m., New York City time, on December 29, 2017. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 21:09 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | SaleClass B non-voting shares | 50,346 | $31.31 | $1,576,514.51 |
DisclosureSEC source: 0001260042-17-000012 · primary_doc.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Chartiable Remainder Unitrust Disclosed balance after: 1,482,668 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such sale was effected in connection with required annual, year-end distributions from the Malone Starz 2015 Charitable Remainder Trust. F3 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $31.03 to $31.76, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:09 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | SaleClass B non-voting shares | 46,401 | $31.22 | $1,448,639.22 |
DisclosureSEC source: 0001260042-17-000012 · primary_doc.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Remainder Unitrust Disclosed balance after: 1,533,014 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such sale was effected in connection with required annual, year-end distributions from the Malone Starz 2015 Charitable Remainder Trust. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $30.63 to $31.50, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 22:20 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | SaleClass B non-voting shares | 98,902 | $30.81 | $3,047,081.61 |
DisclosureSEC source: 0001260042-17-000011 · primary_doc.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Remainder Unitrust Disclosed balance after: 1,579,415 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such sale was effected in connection with required annual, year-end distributions from the Malone Starz 2015 Charitable Remainder Unitrust. F4 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $30.37 to $30.97, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:54 UTC | Warner Bros. Discovery, Inc. DISCA · Entity 2976 | PurchaseSeries A Common Stock | 102,377 | $19.86 | $2,032,695.34 |
DisclosureSEC source: 0001209191-17-065979 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,472 F1 · price: The price reported represents the weighted average purchase price of shares of Series A common stock purchased in multiple transactions at prices ranging from $19.56 to $20.00 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:20 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | SaleClass B non-voting shares | 118,220 | $30.65 | $3,623,892.24 |
DisclosureSEC source: 0001260042-17-000011 · primary_doc.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Remainder Unitrust Disclosed balance after: 1,678,317 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such sale was effected in connection with required annual, year-end distributions from the Malone Starz 2015 Charitable Remainder Unitrust. F3 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $30.37 to $30.80, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:20 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | SaleClass B non-voting shares | 31,623 | $29.96 | $947,374.48 |
DisclosureSEC source: 0001260042-17-000011 · primary_doc.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Remainder Unitrust Disclosed balance after: 1,796,537 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such sale was effected in connection with required annual, year-end distributions from the Malone Starz 2015 Charitable Remainder Unitrust. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $29.37 to $30.36, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 22:27 UTC | Liberty Media Corp LSXMA · Entity 3221 | GiftSeries C Liberty SiriusXM Common Stock | 75,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018915 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,962,656 F1 · balance_after: Includes 654 shares previously held in the 401(k) Savings Plan that were distributed to the reporting person on November 13, 2017 and are now owned directly. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 22:31 UTC | Liberty Broadband Corp LBRDA · Entity 14270 | GiftSeries C Common Stock | 47,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018917 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,371,279 Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:30 UTC | Warner Bros. Discovery, Inc. DISCA · Entity 2976 | PurchaseSeries A Common Stock | 332,523 | $19.72 | $6,555,690.95 |
DisclosureSEC source: 0001209191-17-065687 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,095 F1 · price: The price reported represents the weighted average purchase price of shares of Series A common stock purchased in multiple transactions at prices ranging from $19.49 to $19.90 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 22:57 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | SaleClass B non-voting shares | 44,926 | $29.40 | $1,320,599.77 |
DisclosureSEC source: 0001260042-17-000010 · primary_doc.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Remainder Unitrust Disclosed balance after: 1,828,160 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act, as amended. Such sale was effected in connection with required annual, year-end distributions from the Malone Starz 2015 Charitable Remainder Unitrust. F3 · balance_after: The price is a weighted average price. These shares were sold in multiple transactions ranging from $29.12 to $29.55, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 22:57 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | SaleClass B non-voting shares | 26,230 | $29.52 | $774,404.03 |
DisclosureSEC source: 0001260042-17-000010 · primary_doc.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Remainder Unitrust Disclosed balance after: 1,873,086 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act, as amended. Such sale was effected in connection with required annual, year-end distributions from the Malone Starz 2015 Charitable Remainder Unitrust. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $29.38 to $29.80, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 22:58 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | SaleClass B non-voting shares | 33,352 | $29.84 | $995,307.06 |
DisclosureSEC source: 0001260042-17-000009 · primary_doc.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Remainder Unitrust Disclosed balance after: 1,899,316 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended. Such sale was effected in connection with required annual, year-end distributions from the Malone Starz 2015 Charitable Remainder Unitrust. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $29.59 to $30.21, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 01:25 UTC Amendment | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | SaleClass B non-voting shares | 3,101 | $31.54 | $97,816.08 |
DisclosureSEC source: 0001144204-17-062477 · tv480890_4a.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Unitrust Disclosed balance after: 1,932,668 F1 · kind: Such sale was effected in connection with required annual, year-end distributions from the Malone Starz 2015 Charitable Unitrust. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $31.465 to $31.650, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 22:07 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | SaleClass B non-voting shares | 3,101 | $31.54 | $97,816.08 |
DisclosureSEC source: 0001260042-17-000005 · primary_doc.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Remainder Unitrust Disclosed balance after: 1,932,668 F1 · kind: Such sale was effected in connection with required annual, year-end distributions from the Malone Starz 2015 Charitable Remainder Unitrust. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $31.465 to $31.650, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:45 UTC | Liberty Media Corp LSXMA · Entity 3221 | GiftSeries C Liberty SiriusXM Common Stock | 126,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017331 · doc4.xml · nonDerivative · entry 4 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,037,102 Read SEC document |
| November 08, 2017 Filed Nov 14, 2017 22:45 UTC | Liberty Media Corp LSXMA · Entity 3221 | GiftSeries C Liberty SiriusXM Common Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017331 · doc4.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,163,102 Read SEC document |
| November 06, 2017 Filed Nov 14, 2017 22:45 UTC | Liberty Media Corp LSXMA · Entity 3221 | GiftSeries C Liberty SiriusXM Common Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017331 · doc4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,283,102 Read SEC document |
| November 03, 2017 Filed Nov 14, 2017 22:45 UTC | Liberty Media Corp LSXMA · Entity 3221 | GiftSeries C Liberty SiriusXM Common Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017331 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,403,102 Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 20:52 UTC | Liberty Broadband Corp LBRDA · Entity 14270 | SaleSeries C Common Stock | 45,000 | $93.32 | $4,199,481.00 |
DisclosureSEC source: 0001225208-17-016547 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Malone LG 2013 Charitable Remainder Unitrust Disclosed balance after: 213,332 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $93.00 to $93.54, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 21:28 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiberty Global Class C | 90,000 | $30.44 | $2,740,005.00 |
DisclosureSEC source: 0001570585-17-000350 · wf-form4_150896687018434.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A Trust Disclosed balance after: 6,757,225 F1 · kind: The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as trustee of the trust on June 23, 2017. F2 · price: The price reflects a weighted average of purchases made at prices ranging from $30.15 to $30.85. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. F3 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:44 UTC | Liberty Broadband Corp LBRDA · Entity 14270 | SaleSeries C Common Stock | 5,200 | $95.02 | $494,081.64 |
DisclosureSEC source: 0001225208-17-016408 · doc4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Malone June 2003 Charitable Remainder Unitrust Disclosed balance after: 201,188 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $94.88 to $95.18, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:44 UTC | Liberty Broadband Corp LBRDA · Entity 14270 | SaleSeries C Common Stock | 3,350 | $94.65 | $317,093.92 |
DisclosureSEC source: 0001225208-17-016408 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Malone June 2003 Charitable Remainder Unitrust Disclosed balance after: 206,388 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $93.87 to $94.86, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:45 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty SiriusXM Common Stock | 18,000 | $43.28 | $779,045.40 |
DisclosureSEC source: 0001225208-17-016409 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Malone June 2003 Charitable Remainder Unitrust Disclosed balance after: 671,594 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $43.08 to $43.53, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:39 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty SiriusXM Common Stock | 111,000 | $41.70 | $4,628,622.30 |
DisclosureSEC source: 0001225208-17-015945 · doc4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,523,102 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $41.52 to $42.03, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:39 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty Braves Common Stock | 42,000 | $25.70 | $1,079,479.80 |
DisclosureSEC source: 0001225208-17-015945 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,708,427 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $25.30 to $25.93, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:39 UTC | Liberty Broadband Corp LBRDA · Entity 14270 | SaleSeries C Common Stock | 34,221 | $95.17 | $3,256,874.17 |
DisclosureSEC source: 0001225208-17-015946 · doc4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,418,279 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $94.71 to $95.64, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:39 UTC | Liberty Broadband Corp LBRDA · Entity 14270 | SaleSeries C Common Stock | 279 | $95.72 | $26,704.51 |
DisclosureSEC source: 0001225208-17-015946 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,452,500 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $95.69 to $95.73, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 22:37 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiberty Global Class C | 90,000 | $33.01 | $2,970,765.00 |
DisclosureSEC source: 0001570585-17-000314 · wf-form4_150655183980586.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A Trust Disclosed balance after: 6,847,225 F1 · kind: The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as trustee of the trust on June 23, 2017. F2 · price: The price reflects a weighted average of purchases made at prices ranging from $32.51 to $33.16. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. F3 · balance_after: Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 21:15 UTC | Liberty Broadband Corp LBRDA · Entity 14270 | SaleSeries C Common Stock | 42,610 | $94.17 | $4,012,519.79 |
DisclosureSEC source: 0001225208-17-015347 · doc4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Malone LG 2013 Charitable Remainder Unitrust Disclosed balance after: 258,332 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $93.72 to $94.71, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 21:15 UTC | Liberty Broadband Corp LBRDA · Entity 14270 | SaleSeries C Common Stock | 2,390 | $94.86 | $226,706.80 |
DisclosureSEC source: 0001225208-17-015347 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Malone LG 2013 Charitable Remainder Unitrust Disclosed balance after: 300,942 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $94.74 to $95.19, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:59 UTC | Liberty Media Corp LSXMA · Entity 3221 | SaleSeries C Liberty SiriusXM Common Stock | 18,000 | $41.99 | $755,775.00 |
DisclosureSEC source: 0001225208-17-015156 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Malone June 2003 Charitable Remainder Unitrust Disclosed balance after: 689,594 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $41.72 to $42.34, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:59 UTC | Liberty Broadband Corp LBRDA · Entity 14270 | SaleSeries C Common Stock | 8,550 | $98.11 | $838,800.32 |
DisclosureSEC source: 0001225208-17-015155 · doc4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Malone June 2003 Charitable Remainder Unitrust Disclosed balance after: 209,738 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price is a weighted average price. These shares were sold in multiple transactions ranging from $97.81 to $98.54, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 21:12 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · derivative · entry 9 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 19,235 shares Expires not disclosed F9 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · derivative.exercise_price: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F9 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · kind: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F13 · shares: On September 14, 2017, the twentieth component of the LILAK forward matured. The Reporting Person elected to cash settle the LILAK forward, as further described in the Remarks section. The settlement price for (i) the 2015 adjustment portion of the twentieth component was below the LILAK forward floor price and (ii) the 2016 adjustment portion of the twentieth component was between the LILAK forward cap price and the LILAK forward floor price; therefore, the Reporting Person received an amount in cash from the counterparty for the 2015 adjustment portion pursuant to the terms of the LILAK forward. F12 · derivative.exercise_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F12 · derivative.expiration_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 21:12 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · derivative · entry 8 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class C · 110,000 shares Expires not disclosed F6 · derivative.exercise_price: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · derivative.exercise_price: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F6 · kind: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · kind: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F2 · shares: On September 14, 2017, the twentieth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the twentieth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,679 shares of LBTYK to the counterparty and retained 13,321 LBTYK shares. F8 · derivative.exercise_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F8 · derivative.expiration_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 21:12 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiberty Global Class C | 96,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,975,876 F2 · kind: On September 14, 2017, the twentieth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the twentieth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,679 shares of LBTYK to the counterparty and retained 13,321 LBTYK shares. F2 · price: On September 14, 2017, the twentieth component of the LBTYK forward matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the twentieth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,679 shares of LBTYK to the counterparty and retained 13,321 LBTYK shares. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 21:12 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · derivative · entry 7 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: LiLAC Class C · 38,459 shares Expires not disclosed F9 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · derivative.exercise_price: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F9 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · kind: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F11 · shares: On September 13, 2017, the nineteenth component of the LILAK forward matured. The Reporting Person elected to cash settle the LILAK forward, as further described in the Remarks section. The settlement price for (i) the 2015 adjustment portion of the nineteenth component was below the LILAK forward floor price and (ii) the 2016 adjustment portion of the nineteenth component was between the LILAK forward cap price and the LILAK forward floor price; therefore, the Reporting Person received an amount in cash from the counterparty for the 2015 adjustment portion pursuant to the terms of the LILAK forward. F12 · derivative.exercise_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F12 · derivative.expiration_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 21:12 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · derivative · entry 6 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Liberty Global Class C · 220,000 shares Expires not disclosed F6 · derivative.exercise_price: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · derivative.exercise_price: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F6 · kind: On July 17, 2012, the Reporting Person entered into a long-dated post-paid variable forward sale contract (the "LBTYK forward") with an unaffiliated counterparty (the "counterparty") relating to a maximum of 1,100,000 shares of Liberty Global Inc.'s ("LGI") Series C common stock, divided into 20 components. On June 7, 2013, upon consummation of the combination of LGI and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, each share of LGI's Series C common stock was exchanged for one share of LBTYK. On March 3, 2014, the Issuer distributed LBTYK shares as a dividend at a rate of one LBTYK share for every share of the Issuer's ordinary shares outstanding as of February 14, 2014. (Continued in Footnote 7) F7 · kind: As a result, the LBTYK forward was adjusted to relate to 2,200,000 LBTYK shares. Each component relates to 110,000 LBTYK shares (each, the "LBTYK Number of Shares"). The LBTYK forward floor price and the LBTYK forward cap price were determined based on the volume weighted average price at which the counterparty established its initial hedge, which was completed on July 17, 2012. The LBTYK forward may be settled on a physical settlement or cash settlement basis. F1 · shares: On September 13, 2017, the nineteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the nineteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,701 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,299 LBTYK shares. F8 · derivative.exercise_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F8 · derivative.expiration_date: The forward sale contract is divided into 20 components, each with respect to 110,000 LBTYK shares. The components matured on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 21:12 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiberty Global Class C | 96,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001570585-17-000310 · wf-form4_150550991152078.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,072,555 F1 · kind: On September 13, 2017, the nineteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the nineteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,701 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,299 LBTYK shares. F1 · price: On September 13, 2017, the nineteenth component of the LBTYK forward (as defined and described below) matured. The Reporting Person elected to physically settle the LBTYK forward, as further described in the Remarks section. The settlement price for the nineteenth component was above the LBTYK forward cap price; therefore, the Reporting Person delivered 96,701 shares of the Issuer's Liberty Global Class C ordinary shares ("LBTYK") to the counterparty (as defined below) and retained 13,299 LBTYK shares. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:26 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherForward sale contract (obligation to sell) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000307 · wf-form4_150533798243490.xml · derivative · entry 9 MALONE JOHN C · CIK 0000937797 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: LiLAC Class C · 57,683 shares Expires not disclosed F9 · derivative.exercise_price: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · derivative.exercise_price: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F9 · kind: On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of its ordinary shares one share of the corresponding class of the Issuer's Latin America and Caribbean ordinary shares ("LiLAC shares") for every twenty shares of that class of Issuer ordinary shares held by such holder as of the distribution record date. As a result, pursuant to the terms of the LBTYK forward, the LBTYK forward was automatically adjusted (the "LILAK forward") to apply to 110,000 (the "2015 adjustment") of the Issuer's LiLAC Class C ordinary shares ("LILAK"). On July 1, 2016, the Issuer distributed, by means of a dividend, to each holder of its Liberty Global Group ordinary shares ("LBTY shares"), one share of the corresponding class of the Issuer's LiLAC shares for every 8.01482 shares of that class of the Issuer's LBTY shares held by such holder as of the distribution record date. (Continued in Footnote 10) F10 · kind: As a result, the LILAK forward was automatically adjusted (the "2016 adjustment") and, following such adjustment, relates to an aggregate maximum of 384,491 LILAK shares, divided into 20 components. 19 components relate to 19,224 LILAK shares and the last component relates to 19,235 shares (each, the "LILAK Number of Shares"). The LILAK forward floor price and the LILAK forward cap price for each of the 2015 adjustment and the 2016 adjustment were determined based on a reference price for the LILAK shares as of each adjustment. The LILAK forward may be settled on a physical settlement or cash settlement basis. F13 · shares: On September 12, 2017, the eighteenth component of the LILAK forward matured. The Reporting Person elected to cash settle the LILAK forward, as further described in the Remarks section. The settlement price for (i) the 2015 adjustment portion of the eighteenth component was below the LILAK forward floor price and (ii) the 2016 adjustment portion of the eighteenth component was between the LILAK forward cap price and the LILAK forward floor price; therefore, the Reporting Person received an amount in cash from the counterparty for the 2015 adjustment portion pursuant to the terms of the LILAK forward. F12 · derivative.exercise_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. F12 · derivative.expiration_date: The LILAK forward is divided into 20 components, of which the first 19 are with respect to 19,224 LILAK shares and the last is with respect to 19,235 LILAK shares. The components mature on sequential trading days over the period beginning on August 17, 2017 and ending on September 14, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.