Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COSTCO WHOLESALE CORP /NEW
Report date June 02, 2017 · Filed August 11, 2017
Section 16 reporting ended · disclosed 2017-08-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,894 |
Reported balance
After 2017-06-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-06-02 · Gift · Disposed 9,415 · Balance 73,894 F1: Deceased as of 8/2/2017. F2: Personal gift. |
| Common StockSEC Table I · non-derivative | Indirect1984 Brotman Family Trust | 374,495.04 |
Reported balance
Holding disclosure · report date 2017-06-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 374,495.04 F3: Mr. Brotman disclaimed beneficial ownership of shares owned by the trust. Mr. Brotman was not a trustee of this trust nor did he have investment control over the trust's assets. Mr. Brotman was one of a number of beneficiaries of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Deceased as of 8/2/2017.
F2: Personal gift.
F3: Mr. Brotman disclaimed beneficial ownership of shares owned by the trust. Mr. Brotman was not a trustee of this trust nor did he have investment control over the trust's assets. Mr. Brotman was one of a number of beneficiaries of the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 22, 2013 Filed Oct 24, 2013 15:16 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,010 | $117.81 | $354,608.10 |
DisclosureSEC source: 0001209191-13-049147 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,383 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2013. Read SEC document |
| September 20, 2013 Filed Sep 23, 2013 21:21 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 6,303 | $117.94 | $743,375.82 |
DisclosureSEC source: 0001209191-13-045276 · doc4.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,393 Read SEC document |
| September 20, 2013 Filed Sep 23, 2013 21:21 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-13-045276 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,696 F1 · shares: Grant was initially made in October 2012 subject to performance conditions concerning fiscal 2013, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| September 20, 2013 Filed Nov 1, 2013 15:28 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 3,815 | $117.94 | $449,941.10 |
DisclosureSEC source: 0001209191-13-050106 · doc4a.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,208 F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of unvested RSUs in connection with the special cash dividend paid on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the RSUs granted in October 2012 subject to performance conditions concerning fiscal 2013, which were deemed satisfied by the Compensation Committee of the Board of Directors. Read SEC document |
| December 28, 2012 Filed Oct 11, 2013 14:05 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 28,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-13-048108 · doc5.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,696 F1 · price: Personal gift. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 23:30 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantStock Option · Derivative | 161,445 | $40.69 Strike: $40.69 | $6,569,197.05 |
DisclosureSEC source: 0001209191-12-057533 · doc4.xml · derivative · entry 4 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 161,445 shares Expires 2015-04-01 F3 · derivative.exercise_price: This option was previously reported as an option covering 150,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents. F3 · shares: This option was previously reported as an option covering 150,000 shares at an exercise price of $43.79 per share and has been adjusted with a lower exercise price and an increased number of options, in connection with the dividend referenced in note 1. The number of outstanding options was increased by a factor of 1.0763, and the option exercise price was reduced by dividing the price by that same factor. The adjustment was required under the governing plan documents. F4 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 23:30 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 5,085 | $98.31 | $499,906.35 |
DisclosureSEC source: 0001209191-12-057533 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,196 F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate. Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $95.00 | $230,850.00 |
DisclosureSEC source: 0001209191-12-050436 · doc4.xml · nonDerivative · entry 4 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,111 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2012. Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $95.00 | $230,850.00 |
DisclosureSEC source: 0001209191-12-050436 · doc4.xml · nonDerivative · entry 3 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,541 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2012. Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $95.00 | $230,850.00 |
DisclosureSEC source: 0001209191-12-050436 · doc4.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,971 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2012. Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $95.00 | $230,850.00 |
DisclosureSEC source: 0001209191-12-050436 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,401 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2012. Read SEC document |
| October 17, 2012 Filed Oct 18, 2012 14:16 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 150,000 | $37.35 Strike: $37.35 | $5,602,500.00 |
DisclosureSEC source: 0001209191-12-049876 · doc4.xml · derivative · entry 5 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2014-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2012 Filed Oct 18, 2012 14:16 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 150,000 | $96.60 | $14,489,685.00 |
DisclosureSEC source: 0001209191-12-049876 · doc4.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,418 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $96.00 to $96.97 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 17, 2012 Filed Oct 18, 2012 14:16 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 150,000 | $37.35 | $5,602,500.00 |
DisclosureSEC source: 0001209191-12-049876 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 15:53 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 50,000 | $96.78 | $4,839,000.00 |
DisclosureSEC source: 0001209191-12-049978 · doc4a.xml · nonDerivative · entry 3 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · 1984 Brotman Family Trust Disclosed balance after: 576,703.04 F2 · price: On the date reported, Mr. Brotman received a distribution of 50,000 shares from the 1984 Brotman Family Trust that did not involve a market transaction. The price represents the closing market price of Costco common stock on NASDAQ on October 17, 2012. F3 · balance_after: Mr. Brotman disclaims beneficial ownership of shares owned by the trust. Mr. Brotman is not a trustee of this trust nor does he have investment control over the trust's assets. Mr. Brotman is one of a number of beneficiaries of the trust. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 15:53 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 50,000 | $96.78 | $4,839,000.00 |
DisclosureSEC source: 0001209191-12-049978 · doc4a.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,831 F2 · price: On the date reported, Mr. Brotman received a distribution of 50,000 shares from the 1984 Brotman Family Trust that did not involve a market transaction. The price represents the closing market price of Costco common stock on NASDAQ on October 17, 2012. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 15:53 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,587 | $96.78 | $347,149.86 |
DisclosureSEC source: 0001209191-12-049978 · doc4a.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,831 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 17, 2012. Read SEC document |
| September 26, 2012 Filed Sep 28, 2012 21:14 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 6,077 | $101.00 | $613,777.00 |
DisclosureSEC source: 0001209191-12-046925 · doc4.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,418 Read SEC document |
| September 26, 2012 Filed Sep 28, 2012 21:14 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-12-046925 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,495 F1 · shares: Grant was initially made in October 2011 subject to performance conditions concerning fiscal 2012, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| June 21, 2012 Filed Jun 25, 2012 15:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 47,756 | $30.41 Strike: $30.41 | $1,452,259.96 |
DisclosureSEC source: 0001209191-12-035142 · doc4.xml · derivative · entry 5 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,756 shares Expires 2013-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2012 Filed Jun 25, 2012 15:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 47,756 | $91.97 | $4,392,042.91 |
DisclosureSEC source: 0001209191-12-035142 · doc4.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,495 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions. The sale prices ranged from $91.50 to $92.25 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 21, 2012 Filed Jun 25, 2012 15:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 47,756 | $30.41 | $1,452,259.96 |
DisclosureSEC source: 0001209191-12-035142 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2012 Filed Jun 21, 2012 17:12 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 102,244 | $30.41 Strike: $30.41 | $3,109,240.04 |
DisclosureSEC source: 0001209191-12-034830 · doc4.xml · derivative · entry 5 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,756 Underlying: Common Stock · 102,244 shares Expires 2013-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2012 Filed Jun 21, 2012 17:12 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 102,244 | $91.52 | $9,357,565.14 |
DisclosureSEC source: 0001209191-12-034830 · doc4.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,495 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions. The sale prices range from $91.50 to $91.82 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 20, 2012 Filed Jun 21, 2012 17:12 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 102,244 | $30.41 | $3,109,240.04 |
DisclosureSEC source: 0001209191-12-034830 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2011 Filed Oct 9, 2012 22:28 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 8,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-12-048795 · doc5.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,495 F1 · price: Personal gift. Read SEC document |
| November 17, 2011 Filed Nov 17, 2011 23:16 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 39,898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-056871 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,995 F1 · price: Shares sold as follows: 100 @ 82.2500 1100 @ 82.2600 2013 @ 82.2700 700 @ 82.2800 500 @ 82.2900 200 @ 82.2950 400 @ 82.3000 400 @ 82.3100 200 @ 82.3150 500 @ 82.3300 2684 @ 82.3600 200 @ 82.3650 100 @ 82.3680 716 @ 82.3700 1100 @ 82.3750 1292 @ 82.3800 100 @ 82.3860 442 @ 82.3900 100 @ 82.3950 471 @ 82.4000 100 @ 82.4050 200 @ 82.4090 300 @ 82.4100 400 @ 82.4150 200 @ 82.4170 400 @ 82.4175 3400 @ 82.4200 100 @ 82.4225 400 @ 82.4250 400 @ 82.4300 100 @ 82.4350 900 @ 82.4400 500 @ 82.4500 500 @ 82.4550 517 @ 82.4600 300 @ 82.4700 100 @ 82.4750 400 @ 82.4800 600 @ 82.4900 100 @ 82.5000 1700 @ 82.5100 600 @ 82.5200 100 @ 82.5250 500 @ 82.5300 300 @ 82.5350 700 @ 82.5400 200 @ 82.5450 800 @ 82.5500 300 @ 82.5600 200 @ 82.5650 1100 @ 82.5700 1041 @ 82.5800 322 @ 82.5900 100 @ 82.5925 F2 · price: Share sold as follows (continued): 200 @ 82.6000 200 @ 82.6300 400 @ 82.6350 200 @ 82.6400 300 @ 82.6450 700 @ 82.6500 1300 @ 82.6600 100 @ 82.6750 600 @ 82.6800 1400 @ 82.6900 1200 @ 82.7000 100 @ 82.7150 800 @ 82.7200 100 @ 82.7250 100 @ 82.7300 100 @ 82.7400 100 @ 82.7500 800 @ 82.7600 Read SEC document |
| November 16, 2011 Filed Nov 17, 2011 18:59 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-056676 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · 1984 Brotman Family Trust Disclosed balance after: 626,703.04 F1 · price: Shares sold as follows: 100 @ 82.8700 100 @ 82.8900 112 @ 82.9100 90 @ 82.9400 200 @ 82.9500 100 @ 82.9700 100 @ 82.9800 900 @ 82.9900 100 @ 83.0000 500 @ 83.0100 100 @ 83.0150 500 @ 83.0200 79 @ 83.0300 300 @ 83.0350 200 @ 83.0400 400 @ 83.0500 100 @ 83.0575 600 @ 83.0600 100 @ 83.0650 300 @ 83.0700 100 @ 83.0800 100 @ 83.0850 200 @ 83.0900 100 @ 83.0950 700 @ 83.1000 465 @ 83.1100 100 @ 83.1150 500 @ 83.1200 300 @ 83.1300 500 @ 83.1400 300 @ 83.1450 800 @ 83.1500 200 @ 83.1600 300 @ 83.1700 300 @ 83.1800 100 @ 83.1850 500 @ 83.1900 700 @ 83.2000 1000 @ 83.2100 100 @ 83.2175 1080 @ 83.2200 100 @ 83.2250 900 @ 83.2300 200 @ 83.2350 700 @ 83.2400 100 @ 83.2450 500 @ 83.2500 100 @ 83.2575 500 @ 83.2600 300 @ 83.2700 200 @ 83.2800 600 @ 83.2900 500 @ 83.3100 100 @ 83.3200 F2 · price: Shares sold as follows (continued): 100 @ 83.3300 100 @ 83.3400 300 @ 83.3600 100 @ 83.4150 800 @ 83.4200 100 @ 83.4250 300 @ 83.4300 600 @ 83.4700 500 @ 83.4800 100 @ 83.4900 171 @ 83.6000 100 @ 83.6050 729 @ 83.6100 500 @ 83.6200 100 @ 83.6250 100 @ 83.6300 200 @ 83.6700 200 @ 83.6800 79 @ 83.6900 401 @ 83.7000 300 @ 83.7100 100 @ 83.7150 100 @ 83.7200 200 @ 83.7300 100 @ 83.7350 300 @ 83.7500 100 @ 83.7550 900 @ 83.7600 100 @ 83.7700 100 @ 83.7800 100 @ 83.7850 200 @ 83.7900 300 @ 83.8000 200 @ 83.8050 700 @ 83.8100 200 @ 83.8200 200 @ 83.8400 200 @ 83.8600 200 @ 83.8650 100 @ 83.8775 600 @ 83.8800 300 @ 83.9300 400 @ 83.9400 200 @ 83.9500 200 @ 83.9800 1000 @ 83.9900 1400 @ 84.0000 600 @ 84.0100 100 @ 84.0150 300 @ 84.0200 2200 @ 84.0300 800 @ 84.0400 600 @ 84.0500 F3 · price: Shares sold as follows (continued): 700 @ 84.0600 200 @ 84.0650 1808 @ 84.0700 2100 @ 84.0800 600 @ 84.0900 400 @ 84.1000 100 @ 84.1050 2100 @ 84.1100 100 @ 84.1150 1300 @ 84.1200 500 @ 84.1300 300 @ 84.1400 1200 @ 84.1500 500 @ 84.1600 900 @ 84.1700 1622 @ 84.1800 700 @ 84.1900 600 @ 84.2000 900 @ 84.2100 1200 @ 84.2200 300 @ 84.2300 800 @ 84.2350 900 @ 84.2400 300 @ 84.2600 300 @ 84.2800 900 @ 84.2900 664 @ 84.3000 800 @ 84.3400 F4 · balance_after: Mr. Brotman disclaims beneficial ownership of shares owned by the trust. Mr. Brotman is not a trustee of this trust nor does he have investment control over the trust's assets. Mr. Brotman is one of a number of beneficiaries of the trust. Read SEC document |
| November 14, 2011 Filed Oct 9, 2012 22:28 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-12-048795 · doc5.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,893 F1 · price: Personal gift. Read SEC document |
| November 04, 2011 Filed Nov 15, 2011 17:58 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-056019 · doc4.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · 1984 Brotman Family Trust Disclosed balance after: 686,703.04 F1 · price: On the date reported, Mr. Brotman received a distribution of 50,000 shares from the 1984 Brotman Family Trust. F2 · price: The price is the closing price that day. F3 · balance_after: Mr. Brotman disclaims beneficial ownership of shares owned by the trust. Mr. Brotman is not a trustee of this trust nor does he have investment control over the trust's assets. Mr. Brotman is one of a number of beneficiaries of the trust. Read SEC document |
| November 04, 2011 Filed Nov 15, 2011 17:58 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 50,000 | $83.71 | $4,185,500.00 |
DisclosureSEC source: 0001209191-11-056019 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,893 F1 · shares: On the date reported, Mr. Brotman received a distribution of 50,000 shares from the 1984 Brotman Family Trust. Read SEC document |
| October 22, 2011 Filed Oct 24, 2011 22:14 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $85.30 | $207,279.00 |
DisclosureSEC source: 0001209191-11-052506 · doc4.xml · nonDerivative · entry 3 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,893 Read SEC document |
| October 22, 2011 Filed Oct 24, 2011 22:14 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $85.30 | $207,279.00 |
DisclosureSEC source: 0001209191-11-052506 · doc4.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,323 Read SEC document |
| October 22, 2011 Filed Oct 24, 2011 22:14 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $85.30 | $207,279.00 |
DisclosureSEC source: 0001209191-11-052506 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,753 Read SEC document |
| October 19, 2011 Filed Oct 20, 2011 20:40 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,588 | $84.38 | $302,755.44 |
DisclosureSEC source: 0001209191-11-052295 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,183 Read SEC document |
| October 17, 2011 Filed Oct 19, 2011 17:17 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,544 | $82.36 | $291,883.84 |
DisclosureSEC source: 0001209191-11-052146 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,771 Read SEC document |
| September 28, 2011 Filed Sep 30, 2011 15:00 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 6,077 | $83.79 | $509,191.83 |
DisclosureSEC source: 0001209191-11-049456 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,315 Read SEC document |
| September 28, 2011 Filed Oct 3, 2011 19:03 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 6,077 | $83.79 | $509,191.83 |
DisclosureSEC source: 0001209191-11-049656 · doc4a.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,315 Read SEC document |
| September 28, 2011 Filed Oct 3, 2011 19:03 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-049656 · doc4a.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,315 F1 · shares: Grant was initially made in October 2010 subject to performance conditions concerning fiscal 2011, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| April 26, 2011 Filed Apr 26, 2011 19:27 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 50,000 | $39.65 Strike: $39.65 | $1,982,500.00 |
DisclosureSEC source: 0001209191-11-024391 · doc4.xml · derivative · entry 8 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2012-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2011 Filed Apr 26, 2011 19:27 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-024391 · doc4.xml · nonDerivative · entry 4 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,392 F2 · price: Shares sold as follows: 23444 @ 78.5000 400 @ 78.5100 100 @ 78.5300 3357 @ 78.6000 1664 @ 78.6100 200 @ 78.6101 100 @ 78.6110 1309 @ 78.6200 100 @ 78.6205 1155 @ 78.6300 200 @ 78.6305 131 @ 78.6313 69 @ 78.6317 200 @ 78.6350 2263 @ 78.6400 200 @ 78.6475 1545 @ 78.6500 200 @ 78.6505 200 @ 78.6516 563 @ 78.6600 1701 @ 78.6700 1200 @ 78.6800 1600 @ 78.6900 3743 @ 78.7000 1100 @ 78.7100 700 @ 78.7300 100 @ 78.7355 356 @ 78.7500 200 @ 78.7550 100 @ 78.7606 600 @ 78.7700 100 @ 78.7716 400 @ 78.8200 700 @ 78.8400 Read SEC document |
| April 26, 2011 Filed Apr 26, 2011 19:27 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 50,000 | $39.65 | $1,982,500.00 |
DisclosureSEC source: 0001209191-11-024391 · doc4.xml · nonDerivative · entry 3 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2011 Filed Apr 26, 2011 19:27 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 100,000 | $39.65 Strike: $39.65 | $3,965,000.00 |
DisclosureSEC source: 0001209191-11-024391 · doc4.xml · derivative · entry 7 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 100,000 shares Expires 2012-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2011 Filed Apr 26, 2011 19:27 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-024391 · doc4.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,392 F1 · price: Shares sold as follows: 51644 @ 78.5000 100 @ 78.5001 100 @ 78.5003 1486 @ 78.5100 500 @ 78.5101 100 @ 78.5103 100 @ 78.5105 100 @ 78.5109 200 @ 78.5112 100 @ 78.5113 200 @ 78.5117 200 @ 78.5120 543 @ 78.5150 928 @ 78.5200 408 @ 78.5300 200 @ 78.5400 200 @ 78.5450 5078 @ 78.5500 300 @ 78.5501 100 @ 78.5502 100 @ 78.5506 100 @ 78.5508 100 @ 78.5512 1237 @ 78.5550 3558 @ 78.5600 42 @ 78.5609 100 @ 78.5625 100 @ 78.5630 600 @ 78.5650 500 @ 78.5700 16223 @ 78.6000 3000 @ 78.6001 100 @ 78.6002 100 @ 78.6004 200 @ 78.6008 200 @ 78.6011 100 @ 78.6025 300 @ 78.6050 2504 @ 78.6100 1001 @ 78.6200 100 @ 78.6202 300 @ 78.6206 100 @ 78.6207 100 @ 78.6212 1443 @ 78.6250 4205 @ 78.6300 1000 @ 78.6500 Read SEC document |
| April 25, 2011 Filed Apr 26, 2011 19:27 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 100,000 | $39.65 | $3,965,000.00 |
DisclosureSEC source: 0001209191-11-024391 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2011 Filed Apr 14, 2011 15:22 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 1,268 | $76.45 | $96,938.60 |
DisclosureSEC source: 0001209191-11-022866 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,392 Read SEC document |
| December 21, 2010 Filed Dec 21, 2010 23:31 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 82,993 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-10-062059 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,660 F1 · price: Shares sold as follows: 100 @ 72.265 1100 @ 72.270 216 @ 72.275 682 @ 72.280 200 @ 72.290 900 @ 72.300 204 @ 72.310 1900 @ 72.320 200 @ 72.325 2889 @ 72.330 176 @ 72.335 311 @ 72.340 124 @ 72.345 4800 @ 72.350 605 @ 72.355 4751 @ 72.360 461 @ 72.365 1243 @ 72.370 900 @ 72.375 7641 @ 72.380 400 @ 72.385 2020 @ 72.390 600 @ 72.395 5469 @ 72.400 1344 @ 72.405 6501 @ 72.410 900 @ 72.415 5730 @ 72.420 700 @ 72.425 6220 @ 72.430 1200 @ 72.435 100 @ 72.438 9850 @ 72.440 600 @ 72.445 3606 @ 72.450 3550 @ 72.460 100 @ 72.465 4000 @ 72.470 600 @ 72.480 100 @ 72.510 Read SEC document |
| October 22, 2010 Filed Oct 26, 2010 21:14 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $64.03 | $155,592.90 |
DisclosureSEC source: 0001209191-10-051664 · doc4.xml · nonDerivative · entry 2 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,653 Read SEC document |
| October 22, 2010 Filed Oct 26, 2010 21:14 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $64.03 | $155,592.90 |
DisclosureSEC source: 0001209191-10-051664 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,083 Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 17:28 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,534 | $62.21 | $219,850.14 |
DisclosureSEC source: 0001209191-10-051247 · doc4.xml · nonDerivative · entry 1 BROTMAN JEFFREY H · CIK 0001184491 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,513 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.