Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tilray Brands, Inc.TLRY · Entity 5319 | Director | November 07, 2022 | November 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tilray Brands, Inc.
Report date November 07, 2022 · Filed November 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class 2 Common StockSEC Table I · non-derivative | Direct | 6,224,196 |
Reported balance
After 2022-11-07 transaction · row 1
1 source rowRow 1 · 2022-11-07 · Sale · Disposed 350,000 · Balance 6,224,196 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 3, 2022. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2). |
| Class 2 Common StockSEC Table I · non-derivative | IndirectBy: Skyline & Mayfair LLC | 234,940 |
Reported balance
Holding disclosure · report date 2022-11-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 234,940 F3: The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 3, 2022.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
F3: The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Leafly Holdings, Inc. /DE
Report date September 09, 2022 · Filed October 03, 2022
Section 16 reporting ended · disclosed 2022-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,786,859 |
Ending reported balance
After 2022-09-14 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-09-09 · Sale · Disposed 50,000 · Balance 3,897,603 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4. Row 2 · 2022-09-13 · Sale · Disposed 29,159 · Balance 3,868,444 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Row 3 · 2022-09-14 · Sale · Disposed 81,585 · Balance 3,786,859 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.335 to $1.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy Cavendish Privateers LLC | 116,518 |
Reported balance
Holding disclosure · report date 2022-09-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 116,518 F4: The Reporting Person is the sole member of Cavendish Privateers LLC and has sole voting and investment power with respect to the shares held by Cavendish Privateers LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.335 to $1.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
F4: The Reporting Person is the sole member of Cavendish Privateers LLC and has sole voting and investment power with respect to the shares held by Cavendish Privateers LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2020 Filed Oct 2, 2020 17:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053248 · doc4.xml · derivative · entry 7 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,875 Underlying: Class 2 Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F8 · derivative.exercise_date: The remaining number of shares subject to the RSU vests quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. F8 · derivative.expiration_date: The remaining number of shares subject to the RSU vests quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 17:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 11,415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-053248 · doc4.xml · nonDerivative · entry 4 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,865,087 F4 · price: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 17:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 46,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-053248 · doc4.xml · nonDerivative · entry 3 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,876,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit ("RSU") converted into one share of the Issuer's Class 2 Common Stock. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | ConversionClass 1 Common Stock · Derivative | 158,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053248 · doc4.xml · derivative · entry 6 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Skyline & Mayfair LLC Disclosed balance after: 0 Underlying: Class 2 Common Stock · 158,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes, or (2) such time as the total number of outstanding shares of Class 1 Common Stock of the Issuer is less than 10% of the combined total of all outstanding Class 1 Common Stock and Class 2 Common Stock of the Issuer. F5 · derivative.exercise_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes, or (2) such time as the total number of outstanding shares of Class 1 Common Stock of the Issuer is less than 10% of the combined total of all outstanding Class 1 Common Stock and Class 2 Common Stock of the Issuer. F6 · derivative.expiration_date: Not applicable. F2 · ownership.nature: The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | ConversionClass 1 Common Stock · Derivative | 8,252,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053248 · doc4.xml · derivative · entry 5 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 8,252,161 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes, or (2) such time as the total number of outstanding shares of Class 1 Common Stock of the Issuer is less than 10% of the combined total of all outstanding Class 1 Common Stock and Class 2 Common Stock of the Issuer. F5 · derivative.exercise_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes, or (2) such time as the total number of outstanding shares of Class 1 Common Stock of the Issuer is less than 10% of the combined total of all outstanding Class 1 Common Stock and Class 2 Common Stock of the Issuer. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | ConversionClass 2 Common Stock | 158,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-053248 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Skyline & Mayfair LLC Disclosed balance after: 235,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class 1 Common Stock automatically converted into one share of Class 2 Common Stock in accordance with the terms of the Issuer's Amended and Restated Certificate of Incorporation. F2 · ownership.nature: The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | ConversionClass 2 Common Stock | 8,252,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-053248 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,829,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class 1 Common Stock automatically converted into one share of Class 2 Common Stock in accordance with the terms of the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 18:17 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | ConversionClass 1 Common Stock · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052127 · doc4.xml · derivative · entry 4 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,252,161 Underlying: Class 2 Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. F5 · derivative.exercise_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 18:17 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 500,000 | $4.89 | $2,443,300.00 |
DisclosureSEC source: 0001209191-20-052127 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577,466 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 18:17 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | ConversionClass 2 Common Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-052127 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class 1 Common Stock is convertible at any time at the option of the holder into one share of Class 2 Common Stock. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 20:46 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | ConversionClass 1 Common Stock · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052038 · doc4.xml · derivative · entry 4 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,752,161 Underlying: Class 2 Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. F5 · derivative.exercise_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 20:46 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 500,000 | $5.13 | $2,567,050.00 |
DisclosureSEC source: 0001209191-20-052038 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577,466 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.86 to $5.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 20:46 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | ConversionClass 2 Common Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-052038 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class 1 Common Stock is convertible at any time at the option of the holder into one share of Class 2 Common Stock. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 19:23 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | ConversionClass 1 Common Stock · Derivative | 117,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051713 · doc4.xml · derivative · entry 4 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,252,161 Underlying: Class 1 Common Stock · 117,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. F5 · derivative.exercise_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 19:23 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 500,000 | $5.01 | $2,504,800.00 |
DisclosureSEC source: 0001209191-20-051713 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577,466 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.87 to $5.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 19:23 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | ConversionClass 2 Common Stock | 117,244 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051713 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class 1 Common Stock is convertible at any time at the option of the holder into one share of Class 2 Common Stock. Read SEC document |
| July 31, 2020 Filed Feb 16, 2021 19:55 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 163 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-011024 · doc4.xml · nonDerivative · entry 3 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline & Mayfair LLC Disclosed balance after: 234,997 F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F2 · ownership.nature: The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC. Read SEC document |
| July 31, 2020 Filed Feb 16, 2021 19:55 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | OtherClass 2 Common Stock | 9,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-011024 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,870,346 F1 · kind: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. F1 · price: Forfeiture of shares pursuant to the terms of the Escrow Agreement entered into on December 12, 2019 by the Issuer and certain other parties, in connection with merger of Privateer Holdings, Inc. into the Issuer. The shares represent the Reporting Person's pro rata portion forfeited in satisfaction of indemnity claims. Read SEC document |
| July 16, 2020 Filed Jul 16, 2020 19:23 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 116,668 | $7.69 | $897,025.25 |
DisclosureSEC source: 0001209191-20-042698 · doc4.xml · nonDerivative · entry 3 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,960,222 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.54 to $7.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 4 to this Form 4. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 19:23 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 116,666 | $7.76 | $905,246.49 |
DisclosureSEC source: 0001209191-20-042698 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,076,890 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.60 to $7.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 19:23 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 116,666 | $7.42 | $865,300.06 |
DisclosureSEC source: 0001209191-20-042698 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,193,556 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.21 to $7.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 2 to this Form 4. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 19:07 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041234 · doc4.xml · derivative · entry 4 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Class 2 Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F5 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 19:07 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 18,446 | $7.01 | $129,306.46 |
DisclosureSEC source: 0001209191-20-041234 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,310,222 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 19:07 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 46,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-041234 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,328,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| June 18, 2020 Filed Jun 18, 2020 17:04 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 116,668 | $8.22 | $958,870.96 |
DisclosureSEC source: 0001209191-20-037649 · doc4.xml · nonDerivative · entry 3 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,281,793 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.92 to $8.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 4 to this Form 4. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 17:04 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 116,666 | $8.04 | $937,632.98 |
DisclosureSEC source: 0001209191-20-037649 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,398,461 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.84 to $8.275, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 17:04 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 116,666 | $8.34 | $973,204.44 |
DisclosureSEC source: 0001209191-20-037649 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,515,127 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.13 to $8.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 2 to this Form 4. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 17:07 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 110,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036665 · doc4.xml · derivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,974 Underlying: Class 2 Common Stock · 110,974 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F2 · derivative.exercise_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. F2 · derivative.expiration_date: The RSUs shall vest at the rate of 33.36% of the RSUs on the twelve (12) month anniversary of April 17, 2020 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 8.33% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the three-year anniversary of the Vesting Date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:02 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023488 · doc4.xml · derivative · entry 5 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,625 Underlying: Class 2 Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F5 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:02 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 11,415 | $5.90 | $67,348.50 |
DisclosureSEC source: 0001209191-20-023488 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,631,793 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:02 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 46,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023488 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,643,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 18:51 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $7.76 | $0.00 |
DisclosureSEC source: 0001209191-20-010378 · doc4.xml · derivative · entry 5 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800,000 Underlying: Class 2 Common Stock · 100,000 shares Expires 2028-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares shall vest at the rate of 25% of the shares on the twelve (12) month anniversary of January 1, 2017 (the "Vesting Date"), and the remaining shares will vest quarterly thereafter at the rate of 6.25% of the total number of shares on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Date. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 18:51 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 100,000 | $16.28 | $1,627,590.00 |
DisclosureSEC source: 0001209191-20-010378 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,596,333 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $16.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 18:51 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 100,000 | $7.76 | $776,000.00 |
DisclosureSEC source: 0001209191-20-010378 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,696,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 20:15 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 3,294 | $17.34 | $57,121.91 |
DisclosureSEC source: 0001209191-20-003562 · doc4.xml · nonDerivative · entry 3 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,596,333 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.2850 to $17.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 4 to this Form 4. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 20:15 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 67,113 | $16.74 | $1,123,344.11 |
DisclosureSEC source: 0001209191-20-003562 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,599,627 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.27 to $17.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 20:15 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 29,593 | $15.52 | $459,304.08 |
DisclosureSEC source: 0001209191-20-003562 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,666,740 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.2650 to $16.2550, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 2 to this Form 4. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:48 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001412 · doc4.xml · derivative · entry 5 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Class 2 Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F5 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:48 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 13,899 | $17.13 | $238,089.87 |
DisclosureSEC source: 0001209191-20-001412 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,696,333 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:48 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 46,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-001412 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,710,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantClass 1 Common Stock · Derivative | 158,746 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-19-060779 · doc4.xml · derivative · entry 5 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By: Skyline & Mayfair LLC Disclosed balance after: 158,746 Underlying: Class 2 Common Stock · 158,746 shares Expires not disclosed F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary. F5 · price: The shares of Issuer's Class 1 Common Stock and Class 2 Common Stock were received in exchange for 200,000 shares of Target's Class 1 Common Stock in connection with the Merger. F7 · price: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. F7 · derivative.exercise_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. F7 · derivative.expiration_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. F6 · ownership.nature: The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantClass 1 Common Stock · Derivative | 9,369,405 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-19-060779 · doc4.xml · derivative · entry 4 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,369,405 Underlying: Class 2 Common Stock · 9,369,405 shares Expires not disclosed F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary. F2 · price: The shares of Issuer's Class 1 Common Stock and Class 2 Common Stock were received exchange for 11,804,221 shares of Target's Class 1 Common Stock in connection with the Merger. F7 · price: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. F7 · derivative.exercise_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. F7 · derivative.expiration_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantClass 2 Common Stock | 76,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-060779 · doc4.xml · nonDerivative · entry 3 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By: Skyline & Mayfair LLC Disclosed balance after: 76,414 F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary. F5 · price: The shares of Issuer's Class 1 Common Stock and Class 2 Common Stock were received in exchange for 200,000 shares of Target's Class 1 Common Stock in connection with the Merger. F6 · ownership.nature: The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantClass 2 Common Stock | 1,049,825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-060779 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Kennedy Family 2016 Irrevocable Trust UTD December 1, 2016 Disclosed balance after: 1,049,825 F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary. F3 · price: These shares were received in exchange for 892,857 shares of Target's Class 1 Common Stock in connection with the Merger. F4 · ownership.nature: The shares are held directly by The Kennedy Family 2016 Irrevocable Trust UTD December 1, 2016, which is a trust established for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantClass 2 Common Stock | 4,510,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-060779 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,663,357 F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary. F2 · price: The shares of Issuer's Class 1 Common Stock and Class 2 Common Stock were received exchange for 11,804,221 shares of Target's Class 1 Common Stock in connection with the Merger. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 17:24 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 100,000 | $18.30 | $1,829,540.00 |
DisclosureSEC source: 0001209191-19-060469 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,303 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.08 to $18.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:21 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052469 · doc4.xml · derivative · entry 3 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,375 Underlying: Class 2 Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:21 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 18,461 | $24.18 | $446,386.98 |
DisclosureSEC source: 0001209191-19-052469 · doc4.xml · nonDerivative · entry 2 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,303 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:21 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 46,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-052469 · doc4.xml · nonDerivative · entry 1 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:15 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041207 · doc4.xml · derivative · entry 3 Kennedy Brendan · CIK 0001746070 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,250 Underlying: Class 2 Common Stock · 46,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.