Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Director | December 08, 2009 | December 21, 2009 |
| GENERAL ELECTRIC COGE · Entity 2813 | Director | October 02, 2017 | October 03, 2017 |
| VERIZON COMMUNICATIONS INCVZ · Entity 116 | Director | March 06, 2015 | March 10, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date December 08, 2009 · Filed December 21, 2009 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 795,920 |
Reported balance
After 2009-12-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2009-12-08 · Tax withholding · Disposed 51,285 · Balance 795,920 F1: Amendment to revise the number of shares withheld to satisfy exempt tax withholding obligations upon conversion of restricted stock units to unrestricted shares. F2: Includes 471,461 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Amendment to revise the number of shares withheld to satisfy exempt tax withholding obligations upon conversion of restricted stock units to unrestricted shares.
F2: Includes 471,461 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan.
GENERAL ELECTRIC CO
Report date October 02, 2017 · Filed October 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 146,321 |
Reported balance
After 2017-10-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-10-02 · Grant · Acquired 1,844 · Balance 146,321 F1: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
F2: Each unit of phantom stock is the economic equivalent of one share of common stock.
F3: Payable beginning one year after termination of service as a director.
VERIZON COMMUNICATIONS INC
Report date March 06, 2015 · Filed March 10, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | IndirectBy Deferred Compensation Plan | 58,213 |
Reported balance
After 2015-03-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2015-03-06 · Grant · Acquired 3,106 · Balance 58,213 F1: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director. F2: Includes phantom stock acquired through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director.
F2: Includes phantom stock acquired through dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2003 Filed Dec 12, 2003 15:17 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 185,000 | $0.00 Strike: $61.64 | $0.00 |
DisclosureSEC source: 0001055707-03-000001 · primary_doc.xml · derivative · entry 2 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Underlying: Common Stock · 185,000 shares Expires 2013-12-10 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three installments on December 10, 2004, December 12, 2005, and December 11, 2006. Read SEC document |
| December 10, 2003 Filed Dec 12, 2003 15:17 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 74,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001055707-03-000001 · primary_doc.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,700 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F3 · balance_after: Includes 130,605 restricted stock units granted under the John Deere Omnibus Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.