Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Director | December 08, 2009 | December 21, 2009 |
| GENERAL ELECTRIC COGE · Entity 2813 | Director | October 02, 2017 | October 03, 2017 |
| VERIZON COMMUNICATIONS INCVZ · Entity 116 | Director | March 06, 2015 | March 10, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date December 08, 2009 · Filed December 21, 2009 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 795,920 |
Reported balance
After 2009-12-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2009-12-08 · Tax withholding · Disposed 51,285 · Balance 795,920 F1: Amendment to revise the number of shares withheld to satisfy exempt tax withholding obligations upon conversion of restricted stock units to unrestricted shares. F2: Includes 471,461 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Amendment to revise the number of shares withheld to satisfy exempt tax withholding obligations upon conversion of restricted stock units to unrestricted shares.
F2: Includes 471,461 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan.
GENERAL ELECTRIC CO
Report date October 02, 2017 · Filed October 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 146,321 |
Reported balance
After 2017-10-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-10-02 · Grant · Acquired 1,844 · Balance 146,321 F1: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
F2: Each unit of phantom stock is the economic equivalent of one share of common stock.
F3: Payable beginning one year after termination of service as a director.
VERIZON COMMUNICATIONS INC
Report date March 06, 2015 · Filed March 10, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | IndirectBy Deferred Compensation Plan | 58,213 |
Reported balance
After 2015-03-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2015-03-06 · Grant · Acquired 3,106 · Balance 58,213 F1: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director. F2: Includes phantom stock acquired through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director.
F2: Includes phantom stock acquired through dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2009 Filed Apr 2, 2009 19:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 7,352 | $9.35 | $68,741.20 |
DisclosureSEC source: 0001231205-09-000055 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,867 Underlying: Common Stock · 7,352 shares Expires not disclosed F1 · security: Acquired at a price of $9.35 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| February 05, 2009 Filed Feb 9, 2009 21:55 UTC | VERIZON COMMUNICATIONS INC VZ · Entity 116 | GrantPhantom Stock · Derivative | 4,168 | $31.19 | $129,999.92 |
DisclosureSEC source: 0001233402-09-000037 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Deferred Compensation Plan Disclosed balance after: 23,077 Underlying: Common Stock · 4,168 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director. F2 · balance_after: Includes phantom stock acquired through dividend reinvestment. Read SEC document |
| January 02, 2009 Filed Jan 5, 2009 21:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 4,052 | $16.97 | $68,762.44 |
DisclosureSEC source: 0001231205-09-000008 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,798 Underlying: Common Stock · 4,052 shares Expires not disclosed F1 · security: Acquired at a price of $16.97 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| December 17, 2008 Filed Dec 19, 2008 19:09 UTC | DEERE & CO DEERE & CO · Entity 106 | GrantMarket Priced Options · Derivative | 285,133 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0001104659-08-077551 · a4.xml · derivative · entry 2 LANE ROBERT W · CIK 0001055707 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,133 Underlying: Common Stock · 285,133 shares Expires 2018-12-17 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 17, 2009, December 17, 2010, and December 17, 2011. Read SEC document |
| December 17, 2008 Filed Dec 19, 2008 19:09 UTC | DEERE & CO DEERE & CO · Entity 106 | Grant$1 Par Common Stock | 95,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-08-077551 · a4.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,294 F1 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F2 · balance_after: Includes 553,615 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 10, 2008 Filed Dec 11, 2008 20:12 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 58,386 | $37.85 | $2,209,910.10 |
DisclosureSEC source: 0000315189-08-000042 · primary_doc.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,250 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares. F2 · balance_after: Includes 458,571 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| October 01, 2008 Filed Oct 2, 2008 20:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,624 | $26.20 | $68,748.80 |
DisclosureSEC source: 0001231205-08-000148 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,297 Underlying: Common Stock · 2,624 shares Expires not disclosed F1 · security: Acquired at a price of $26.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 16:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,395 | $28.71 | $68,760.45 |
DisclosureSEC source: 0001231205-08-000080 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,424 Underlying: Common Stock · 2,395 shares Expires not disclosed F1 · security: Acquired at a price of $28.71 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 04, 2008 Filed Jun 23, 2008 18:39 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-08-000026 · primary_doc.xml · nonDerivative · entry 7 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832,636 F1 · shares: The reporting of charitable gifts of shares. F2 · balance_after: Includes 606,571 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| June 04, 2008 Filed Jun 23, 2008 18:39 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-08-000026 · primary_doc.xml · nonDerivative · entry 6 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,136 F1 · shares: The reporting of charitable gifts of shares. Read SEC document |
| June 04, 2008 Filed Jun 23, 2008 18:39 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-08-000026 · primary_doc.xml · nonDerivative · entry 5 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851,386 F1 · shares: The reporting of charitable gifts of shares. Read SEC document |
| June 04, 2008 Filed Jun 23, 2008 18:39 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-08-000026 · primary_doc.xml · nonDerivative · entry 4 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,636 F1 · shares: The reporting of charitable gifts of shares. Read SEC document |
| June 04, 2008 Filed Jun 23, 2008 18:39 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-08-000026 · primary_doc.xml · nonDerivative · entry 3 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,886 F1 · shares: The reporting of charitable gifts of shares. Read SEC document |
| June 04, 2008 Filed Jun 23, 2008 18:39 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-08-000026 · primary_doc.xml · nonDerivative · entry 2 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,136 F1 · shares: The reporting of charitable gifts of shares. Read SEC document |
| June 04, 2008 Filed Jun 23, 2008 18:39 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 1,467 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-08-000026 · primary_doc.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,386 F1 · shares: The reporting of charitable gifts of shares. Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:01 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 241,156 | $82.68 | $19,939,308.62 |
DisclosureSEC source: 0000315189-08-000025 · primary_doc.xml · nonDerivative · entry 5 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,853 F2 · security: Sales effected pursuant to a Rule 10b5-1 trading plan adopted on September 4, 2007. F3 · balance_after: Includes 606,571 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| May 16, 2008 Filed May 20, 2008 21:01 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionEmployee Market Priced Options · Derivative | 179,488 | $0.00 Strike: $30.82 | $0.00 |
DisclosureSEC source: 0000315189-08-000025 · primary_doc.xml · derivative · entry 8 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,512 Underlying: Common Stock · 179,488 shares Expires 2013-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 10, 2004, December 10, 2005, and December 10, 2006. Read SEC document |
| May 16, 2008 Filed May 20, 2008 21:01 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionEmployee Market Priced Options · Derivative | 424,538 | $0.00 Strike: $22.90 | $0.00 |
DisclosureSEC source: 0000315189-08-000025 · primary_doc.xml · derivative · entry 7 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 424,538 shares Expires 2012-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 11, 2003, December 11, 2004, and December 11, 2005. Read SEC document |
| May 16, 2008 Filed May 20, 2008 21:01 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionEmployee Market Priced Options · Derivative | 103,446 | $0.00 Strike: $21.15 | $0.00 |
DisclosureSEC source: 0000315189-08-000025 · primary_doc.xml · derivative · entry 6 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 103,446 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 12, 2002, December 12, 2003, and December 12, 2004. Read SEC document |
| May 16, 2008 Filed May 20, 2008 21:01 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 406,026 | $82.67 | $33,564,139.29 |
DisclosureSEC source: 0000315189-08-000025 · primary_doc.xml · nonDerivative · entry 4 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119,009 F1 · security: Exercise of Rule 16b-3 employee stock options pursuant to a Rule 10b5-1 trading plan adopted on September 4, 2007, and related delivery and withholding of shares to pay the option exercise prices and withholding taxes. Read SEC document |
| May 16, 2008 Filed May 20, 2008 21:01 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 179,488 | $30.82 | $5,531,820.16 |
DisclosureSEC source: 0000315189-08-000025 · primary_doc.xml · nonDerivative · entry 3 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,525,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options pursuant to a Rule 10b5-1 trading plan adopted on September 4, 2007, and related delivery and withholding of shares to pay the option exercise prices and withholding taxes. Read SEC document |
| May 16, 2008 Filed May 20, 2008 21:01 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 424,538 | $22.90 | $9,721,920.20 |
DisclosureSEC source: 0000315189-08-000025 · primary_doc.xml · nonDerivative · entry 2 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,345,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options pursuant to a Rule 10b5-1 trading plan adopted on September 4, 2007, and related delivery and withholding of shares to pay the option exercise prices and withholding taxes. Read SEC document |
| May 16, 2008 Filed May 20, 2008 21:01 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 103,446 | $21.15 | $2,187,882.90 |
DisclosureSEC source: 0000315189-08-000025 · primary_doc.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options pursuant to a Rule 10b5-1 trading plan adopted on September 4, 2007, and related delivery and withholding of shares to pay the option exercise prices and withholding taxes. Read SEC document |
| April 01, 2008 Filed Apr 3, 2008 17:58 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,968 | $34.93 | $68,742.24 |
DisclosureSEC source: 0001231205-08-000038 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,835 Underlying: Common Stock · 1,968 shares Expires not disclosed F1 · security: Acquired at a price of $34.93 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| February 07, 2008 Filed Feb 11, 2008 21:20 UTC | VERIZON COMMUNICATIONS INC VZ · Entity 116 | GrantCommon Stock | 3,518 | $36.95 | $129,990.10 |
DisclosureSEC source: 0001233402-08-000050 · edgar.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation / Restricted Units Disclosed balance after: 17,847 Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,856 | $37.04 | $68,746.24 |
DisclosureSEC source: 0001231205-08-000008 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,695 Underlying: Common Stock · 1,856 shares Expires not disclosed F1 · security: Acquired at a price of $37.04 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| December 05, 2007 Filed Dec 7, 2007 16:05 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 128,619 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-07-000078 · primary_doc.xml · derivative · entry 2 LANE ROBERT W · CIK 0001055707 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,619 Underlying: Common Stock · 128,619 shares Expires 2017-12-05 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 5, 2008, December 5, 2009, and December 5, 2010. Read SEC document |
| December 05, 2007 Filed Dec 7, 2007 16:05 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 42,873 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-07-000078 · primary_doc.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,218 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F3 · balance_after: Includes 324,722 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2007 Filed Dec 18, 2007 22:03 UTC Amendment | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 42,873 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-07-000094 · primary_doc.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,563 F2 · shares: Previously reported grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F1 · balance_after: On December 3, 2007, the common stock of Deere & Company split 2-for-1, resulting in the reporting person's ownership of 387,345 additional shares of common stock. These shares were inadvertenly ommitted from the original Form 4. The total amount includes 606,571 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| October 10, 2007 Filed Oct 22, 2007 14:01 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 1,061 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-07-000072 · primary_doc.xml · nonDerivative · entry 3 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,345 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · shares: The reporting of charitable gifts of shares. F3 · balance_after: Includes 281,849 resstricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| October 10, 2007 Filed Oct 22, 2007 14:01 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 6,373 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-07-000072 · primary_doc.xml · nonDerivative · entry 2 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,406 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · shares: The reporting of charitable gifts of shares. Read SEC document |
| October 10, 2007 Filed Oct 22, 2007 14:01 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 9,320 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-07-000072 · primary_doc.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,779 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · shares: The reporting of charitable gifts of shares. Read SEC document |
| October 01, 2007 Filed Oct 3, 2007 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,705 | $40.32 | $68,744.75 |
DisclosureSEC source: 0001231205-07-000140 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,721 Underlying: Common Stock · 1,705 shares Expires not disclosed F1 · security: Acquired at a price of $40.3195 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| August 20, 2007 Filed Aug 21, 2007 14:56 UTC | DEERE & CO DE · Entity 106 | Sale$1 par Common Stock | 87,979 | $125.84 | $11,071,277.36 |
DisclosureSEC source: 0000315189-07-000043 · primary_doc.xml · nonDerivative · entry 4 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,099 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F3 · security: Sales effected pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2006. F4 · balance_after: Includes 281,849 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| August 17, 2007 Filed Aug 21, 2007 14:56 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionEmployee Market Priced Options · Derivative | 56,825 | $0.00 Strike: $42.07 | $0.00 |
DisclosureSEC source: 0000315189-07-000043 · primary_doc.xml · derivative · entry 6 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,825 shares Expires 2010-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 13, 2001, December 13, 2002, and December 13, 2003. Read SEC document |
| August 17, 2007 Filed Aug 21, 2007 14:56 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionEmployee Market Priced Options · Derivative | 224,218 | $0.00 Strike: $42.30 | $0.00 |
DisclosureSEC source: 0000315189-07-000043 · primary_doc.xml · derivative · entry 5 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,723 Underlying: Common Stock · 224,218 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exerciseable in three approximately equal installments on December 12, 2002, December 12, 2003, and December 12, 2004. Read SEC document |
| August 17, 2007 Filed Aug 21, 2007 14:56 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 par Common Stock | 171,069 | $118.45 | $20,263,123.05 |
DisclosureSEC source: 0000315189-07-000043 · primary_doc.xml · nonDerivative · entry 3 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,078 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2006, and related delivery and withholding of shares to pay the option exercise prices and withholding taxes. Read SEC document |
| August 17, 2007 Filed Aug 21, 2007 14:56 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 par Common Stock | 56,825 | $42.07 | $2,390,627.75 |
DisclosureSEC source: 0000315189-07-000043 · primary_doc.xml · nonDerivative · entry 2 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2006, and related delivery and withholding of shares to pay the option exercise prices and withholding taxes. Read SEC document |
| August 17, 2007 Filed Aug 21, 2007 14:56 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 par Common Stock | 224,218 | $42.30 | $9,484,421.40 |
DisclosureSEC source: 0000315189-07-000043 · primary_doc.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2006, and related delivery and withholding of shares to pay the option exercise prices and withholding taxes. Read SEC document |
| July 02, 2007 Filed Jul 5, 2007 17:36 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,812 | $37.94 | $68,747.28 |
DisclosureSEC source: 0001231205-07-000077 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,911 Underlying: Common Stock · 1,812 shares Expires not disclosed F1 · security: Acquired at a price of $37.94 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 02, 2007 Filed Apr 4, 2007 21:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,967 | $34.94 | $68,726.98 |
DisclosureSEC source: 0001231205-07-000041 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,996 Underlying: Common Stock · 1,967 shares Expires not disclosed F1 · security: Acquired at a price of $34.94 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| February 01, 2007 Filed Feb 5, 2007 19:43 UTC | VERIZON COMMUNICATIONS INC VZ · Entity 116 | GrantCommon Stock | 3,421 | $38.00 | $129,998.00 |
DisclosureSEC source: 0001233402-07-000057 · edgar.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation / Restricted Units Disclosed balance after: 13,652 Read SEC document |
| January 03, 2007 Filed Jan 5, 2007 19:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,881 | $36.56 | $68,769.36 |
DisclosureSEC source: 0001231205-07-000007 · edgar.xml · derivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,943 Underlying: Common Stock · 1,881 shares Expires not disclosed F1 · security: Acquired at a price of $36.56 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| December 15, 2006 Filed Dec 18, 2006 20:39 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 5,555 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-06-000072 · primary_doc.xml · nonDerivative · entry 2 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,104 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · shares: The reporting of charitable gifts of shares. F3 · balance_after: Includes 281,849 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 14, 2006 Filed Dec 18, 2006 20:39 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 4,472 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-06-000072 · primary_doc.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,659 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · shares: The reporting of charitable gifts of shares. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 16:21 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 108,686 | $0.00 Strike: $96.75 | $0.00 |
DisclosureSEC source: 0001104659-06-080359 · a4.xml · derivative · entry 2 LANE ROBERT W · CIK 0001055707 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,686 Underlying: Common Stock · 108,686 shares Expires 2016-12-06 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 6, 2007, December 6, 2008, and December 6, 2009. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 16:21 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 36,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-06-080359 · a4.xml · nonDerivative · entry 1 LANE ROBERT W · CIK 0001055707 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,131 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F3 · balance_after: Includes 281,849 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2006 Filed Dec 6, 2006 16:33 UTC | DEERE & CO DE · Entity 106 | Sale$1 par Common Stock | 53,479 | $95.81 | $5,123,822.99 |
DisclosureSEC source: 0001104659-06-079729 · a4.xml · nonDerivative · entry 5 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,903 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F3 · security: Sales effected pursuant to a Rule 10b5-1 trading plan adopted on June 2, 2006. F4 · balance_after: Includes 245,621 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 04, 2006 Filed Dec 6, 2006 16:33 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionEmployee Market Priced Options · Derivative | 158,740 | $0.00 Strike: $42.07 | $0.00 |
DisclosureSEC source: 0001104659-06-079729 · a4.xml · derivative · entry 8 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,825 Underlying: Common Stock · 158,740 shares Expires 2010-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 13, 2001, December 13, 2002 and December 13, 2003. Read SEC document |
| December 04, 2006 Filed Dec 6, 2006 16:33 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionEmployee Premium Priced Options · Derivative | 34,968 | $0.00 Strike: $50.97 | $0.00 |
DisclosureSEC source: 0001104659-06-079729 · a4.xml · derivative · entry 7 LANE ROBERT W · CIK 0001055707 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,968 shares Expires 2008-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.