Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REVLON INC /DE/REVRQ · Entity 115224 | Director · 10% owner | November 08, 2022 | November 10, 2022 |
| SIGA TECHNOLOGIES INCSIGA · Entity 6205 | Director · 10% owner | November 16, 2016 | November 18, 2016 |
| vTv Therapeutics Inc.VTVT · Entity 6614 | 10% owner | December 20, 2021 | December 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REVLON INC /DE/
Report date November 08, 2022 · Filed November 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectOwned through wholly owned corporations | 41,676,969 |
Reported balance
After 2022-11-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-11-08 · Sale · Disposed 4,546,352 · Balance 41,676,969 F1: The shares were sold to RCH Holdings Six Inc. by Perelman Trust Company, LLC, over which MacAndrews & Forbes Incorporated ("M&F") exercises voting control, in exchange for cash consideration of $45,463.52. Mr. Perelman is the sole stockholder of M&F. The transaction was effectuated to implement certain philanthropic endeavors for Mr. Perelman. F2: Of the 41,676,969 shares of Class A Common Stock reported herein, (i) 36,470,036 shares of Class A Common Stock are owned by M&F or its wholly owned subsidiaries; and (ii) 5,206,933 shares of Class A Common Stock are owned by RCH Holdings Five Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold to RCH Holdings Six Inc. by Perelman Trust Company, LLC, over which MacAndrews & Forbes Incorporated ("M&F") exercises voting control, in exchange for cash consideration of $45,463.52. Mr. Perelman is the sole stockholder of M&F. The transaction was effectuated to implement certain philanthropic endeavors for Mr. Perelman.
F2: Of the 41,676,969 shares of Class A Common Stock reported herein, (i) 36,470,036 shares of Class A Common Stock are owned by M&F or its wholly owned subsidiaries; and (ii) 5,206,933 shares of Class A Common Stock are owned by RCH Holdings Five Inc.
SIGA TECHNOLOGIES INC
Report date November 16, 2016 · Filed November 18, 2016
Jointly reported with MacAndrews & Forbes Inc., MacAndrews & Forbes LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $.0001 Per ShareSEC Table I · non-derivative | IndirectOwned through wholly-owned company | 24,156,358 |
Last balance in matching sequence
After 2016-11-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-11-16 · Exercise / conversion · Acquired 10,060,643 · Balance 23,591,348 F1: On October 21, 2016, SIGA Technologies, Inc. (the "Company") issued a press release announcing the commencement of a pro rata offering (the "Rights Offering") of rights to holders of the Company's common stock, par value $.0001 per share ("Common Stock"), as of the record date of October 12, 2016, to subscribe for up to an aggregate of $35,284,792 in Common Stock. Each subscription right entitled its holder to invest $0.65 towards the purchase of shares of the Company's Common Stock at a subscription price equal to the lower of $1.50 or 85% of the volume weighted average price of the Common Stock during market hours on the expiration date of the Rights Offering, conditioned on the Company obtaining sufficient proceeds from the Rights Offering and a proposed loan transaction to permit the Company to satisfy certain obligations, together with other conditions outside the control of the reporting persons (all, the "Conditions"), (continued in footnote 2) F2: (continued from footnote 1) as more fully described in the Company's prospectus relating to the Rights Offering filed with the Securities Exchange Commission on October 21, 2016. Accordingly, the reporting persons were entitled to use basic subscription rights to subscribe for up to approximately $8,781,319 in Common Stock. Furthermore, the reporting persons were also entitled to subscribe for additional shares of common stock through an oversubscription process. Upon the expiration of the Rights Offering on November 8, 2016, the subscription price was fixed at $1.50 per share of Common Stock. The Conditions were satisfied on November 16, 2016. The reporting persons exercised their basic subscription in full and oversubscription rights. Pursuant to the reporting persons' basic subscription rights, they acquired 5,854,212 shares of Common Stock. The reporting persons acquired 4,206,431 shares pursuant to their exercise of their oversubscription rights. F3: Ronald O. Perelman beneficially owns 100% of the common stock of MacAndrews & Forbes Incorporated, which in turn is the sole member of MacAndrews & Forbes LLC. Certain direct or indirect wholly-owned subsidiaries of those reporting persons hold the securities described above. Row 2 · 2016-11-16 · Grant · Acquired 565,010 · Balance 24,156,358 F4: On October 13, 2016, the Company entered into an investment agreement relating to the Rights Offering (the "Backstop Agreement"), with a direct or indirect subsidiary of the reporting persons ("Buyer") and other persons (together, the "Backstop Parties"). Under the terms of the Backstop Agreement, Buyer agreed to purchase, pursuant to a separate private placement, 79.744% of any unsubscribed shares of Common Stock offered in the Rights Offering, at the same price per share of Common Stock to be paid in the Rights Offering. The Backstop Parties, taken together, were entitled to a fee of $1.76 million for providing the backstop commitment, payable, at the option of the Company, in cash or stock or, subject to the mutual agreement of the parties, other equity securities, with Buyer entitled to 79.744% of that fee. (continued in footnote 5) F5: (continued from footnote 4) The Company delivered a total of 565,010 shares of Common Stock to Buyer in satisfaction of the fee due under the Backstop Agreement, but no other shares were acquired pursuant to the Backstop Agreement. F3: Ronald O. Perelman beneficially owns 100% of the common stock of MacAndrews & Forbes Incorporated, which in turn is the sole member of MacAndrews & Forbes LLC. Certain direct or indirect wholly-owned subsidiaries of those reporting persons hold the securities described above. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2016-11-08 | IndirectOwned through wholly-owned company | 0 |
Reported balance
After 2016-11-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-16 · Exercise / conversion · Disposed 0 · Balance 0 F1: On October 21, 2016, SIGA Technologies, Inc. (the "Company") issued a press release announcing the commencement of a pro rata offering (the "Rights Offering") of rights to holders of the Company's common stock, par value $.0001 per share ("Common Stock"), as of the record date of October 12, 2016, to subscribe for up to an aggregate of $35,284,792 in Common Stock. Each subscription right entitled its holder to invest $0.65 towards the purchase of shares of the Company's Common Stock at a subscription price equal to the lower of $1.50 or 85% of the volume weighted average price of the Common Stock during market hours on the expiration date of the Rights Offering, conditioned on the Company obtaining sufficient proceeds from the Rights Offering and a proposed loan transaction to permit the Company to satisfy certain obligations, together with other conditions outside the control of the reporting persons (all, the "Conditions"), (continued in footnote 2) F2: (continued from footnote 1) as more fully described in the Company's prospectus relating to the Rights Offering filed with the Securities Exchange Commission on October 21, 2016. Accordingly, the reporting persons were entitled to use basic subscription rights to subscribe for up to approximately $8,781,319 in Common Stock. Furthermore, the reporting persons were also entitled to subscribe for additional shares of common stock through an oversubscription process. Upon the expiration of the Rights Offering on November 8, 2016, the subscription price was fixed at $1.50 per share of Common Stock. The Conditions were satisfied on November 16, 2016. The reporting persons exercised their basic subscription in full and oversubscription rights. Pursuant to the reporting persons' basic subscription rights, they acquired 5,854,212 shares of Common Stock. The reporting persons acquired 4,206,431 shares pursuant to their exercise of their oversubscription rights. F3: Ronald O. Perelman beneficially owns 100% of the common stock of MacAndrews & Forbes Incorporated, which in turn is the sole member of MacAndrews & Forbes LLC. Certain direct or indirect wholly-owned subsidiaries of those reporting persons hold the securities described above. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 21, 2016, SIGA Technologies, Inc. (the "Company") issued a press release announcing the commencement of a pro rata offering (the "Rights Offering") of rights to holders of the Company's common stock, par value $.0001 per share ("Common Stock"), as of the record date of October 12, 2016, to subscribe for up to an aggregate of $35,284,792 in Common Stock. Each subscription right entitled its holder to invest $0.65 towards the purchase of shares of the Company's Common Stock at a subscription price equal to the lower of $1.50 or 85% of the volume weighted average price of the Common Stock during market hours on the expiration date of the Rights Offering, conditioned on the Company obtaining sufficient proceeds from the Rights Offering and a proposed loan transaction to permit the Company to satisfy certain obligations, together with other conditions outside the control of the reporting persons (all, the "Conditions"), (continued in footnote 2)
F2: (continued from footnote 1) as more fully described in the Company's prospectus relating to the Rights Offering filed with the Securities Exchange Commission on October 21, 2016. Accordingly, the reporting persons were entitled to use basic subscription rights to subscribe for up to approximately $8,781,319 in Common Stock. Furthermore, the reporting persons were also entitled to subscribe for additional shares of common stock through an oversubscription process. Upon the expiration of the Rights Offering on November 8, 2016, the subscription price was fixed at $1.50 per share of Common Stock. The Conditions were satisfied on November 16, 2016. The reporting persons exercised their basic subscription in full and oversubscription rights. Pursuant to the reporting persons' basic subscription rights, they acquired 5,854,212 shares of Common Stock. The reporting persons acquired 4,206,431 shares pursuant to their exercise of their oversubscription rights.
F3: Ronald O. Perelman beneficially owns 100% of the common stock of MacAndrews & Forbes Incorporated, which in turn is the sole member of MacAndrews & Forbes LLC. Certain direct or indirect wholly-owned subsidiaries of those reporting persons hold the securities described above.
F4: On October 13, 2016, the Company entered into an investment agreement relating to the Rights Offering (the "Backstop Agreement"), with a direct or indirect subsidiary of the reporting persons ("Buyer") and other persons (together, the "Backstop Parties"). Under the terms of the Backstop Agreement, Buyer agreed to purchase, pursuant to a separate private placement, 79.744% of any unsubscribed shares of Common Stock offered in the Rights Offering, at the same price per share of Common Stock to be paid in the Rights Offering. The Backstop Parties, taken together, were entitled to a fee of $1.76 million for providing the backstop commitment, payable, at the option of the Company, in cash or stock or, subject to the mutual agreement of the parties, other equity securities, with Buyer entitled to 79.744% of that fee. (continued in footnote 5)
F5: (continued from footnote 4) The Company delivered a total of 565,010 shares of Common Stock to Buyer in satisfaction of the fee due under the Backstop Agreement, but no other shares were acquired pursuant to the Backstop Agreement.
vTv Therapeutics Inc.
Report date December 20, 2021 · Filed December 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 36,519,212 |
Reported balance
After 2021-12-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-20 · Sale · Disposed 87,000 · Balance 36,519,212 F1: The ROP Revocable Trust dated 1/9/2018 (the "ROP Revocable Trust"), of which Mr. Ronald O. Perelman is the sole trustee and sole beneficiary, is the sole stockholder of MacAndrews & Forbes Incorporated ("M&F Inc."), which is the parent of MFV Holdings One LLC ("MFV") and MacAndrews & Forbes LLC ("M&F LLC"), which is the parent of MacAndrews & Forbes Group LLC ("M&F Group"). The ROP Revocable Trust is also the sole stockholder of Thirty Six East Corporation ("Thirty Six East"). M&F Group, MFV and Thirty Six East hold the securities described above. (cont'd on FN 2) F2: (cont'd from FN 1) Mr. Perelman, the ROP Revocable Trust, M&F Inc., M&F LLC, M&F Group, MFV and Thirty Six East may be deemed to be directors by deputization of vTv Therapeutics Inc. (the "Issuer") by virtue of the role of Rich Nelson, director of the Issuer, as Executive Vice President Corporate and Business Development of Vericast and certain rights of M&F TTP Holdings Two LLC, an indirect subsidiary of M&F Inc. ("M&F TTP"), pursuant to the Investor Rights Agreement, dated as of July 29, 2015, between the Issuer and M&F TTP, as successor in interest to vTv Therapeutics Holdings LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The ROP Revocable Trust dated 1/9/2018 (the "ROP Revocable Trust"), of which Mr. Ronald O. Perelman is the sole trustee and sole beneficiary, is the sole stockholder of MacAndrews & Forbes Incorporated ("M&F Inc."), which is the parent of MFV Holdings One LLC ("MFV") and MacAndrews & Forbes LLC ("M&F LLC"), which is the parent of MacAndrews & Forbes Group LLC ("M&F Group"). The ROP Revocable Trust is also the sole stockholder of Thirty Six East Corporation ("Thirty Six East"). M&F Group, MFV and Thirty Six East hold the securities described above. (cont'd on FN 2)
F2: (cont'd from FN 1) Mr. Perelman, the ROP Revocable Trust, M&F Inc., M&F LLC, M&F Group, MFV and Thirty Six East may be deemed to be directors by deputization of vTv Therapeutics Inc. (the "Issuer") by virtue of the role of Rich Nelson, director of the Issuer, as Executive Vice President Corporate and Business Development of Vericast and certain rights of M&F TTP Holdings Two LLC, an indirect subsidiary of M&F Inc. ("M&F TTP"), pursuant to the Investor Rights Agreement, dated as of July 29, 2015, between the Issuer and M&F TTP, as successor in interest to vTv Therapeutics Holdings LLC.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Light & Wonder, Inc.
Report date October 12, 2020 · Filed October 13, 2020
Section 16 reporting ended · disclosed 2020-10-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 8,871,313 |
Reported balance
After 2020-10-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-10-12 · Sale · Disposed 1,964,285 · Balance 8,871,313 F1: Mr. Perelman is the sole beneficiary and trustee of The ROP Revocable Trust dated 1/9/2018 (the "Trust"), which directly holds 122,728 shares of Common Stock. The Trust is also the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC and MacAndrews & Forbes Group, LLC, which hold the remaining securities described above. Mr. Perelman does not own any shares of Common Stock directly. On October 12, 2020, SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC and SGMS Acquisition Three LLC sold an aggregate of 1,964,285 shares of Common Stock pursuant to the previously disclosed Stock Purchase Agreement by and among SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC, MacAndrews & Forbes Group, LLC and Pivot Buyer LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Perelman is the sole beneficiary and trustee of The ROP Revocable Trust dated 1/9/2018 (the "Trust"), which directly holds 122,728 shares of Common Stock. The Trust is also the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC and MacAndrews & Forbes Group, LLC, which hold the remaining securities described above. Mr. Perelman does not own any shares of Common Stock directly. On October 12, 2020, SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC and SGMS Acquisition Three LLC sold an aggregate of 1,964,285 shares of Common Stock pursuant to the previously disclosed Stock Purchase Agreement by and among SGMS Acquisition Corporation, RLX Holdings Two LLC, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC, MacAndrews & Forbes Group, LLC and Pivot Buyer LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2017 Filed Sep 21, 2017 17:55 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 159,383 | $17.75 | $2,829,781.41 |
DisclosureSEC source: 0001209191-17-053641 · doc4.xml · nonDerivative · entry 3 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5 Disclosed balance after: 44,258,313 F3 · price: The reported transactions were executed in multiple trades. The purchase price of $17.7546 reported in Column 4 is the weighted average purchase price for the 159,383 shares acquired by the Reporting Person within a range of $17.00 to $18.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 17:55 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 252,645 | $16.80 | $4,243,172.78 |
DisclosureSEC source: 0001209191-17-053641 · doc4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5 Disclosed balance after: 44,098,930 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $16.795 reported in Column 4 is the weighted average purchase price for the 252,645 shares acquired by the Reporting Person within a range of $16.05 to $17.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 17:55 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 37,130 | $15.95 | $592,253.20 |
DisclosureSEC source: 0001209191-17-053641 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5 Disclosed balance after: 43,846,285 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $15.9508 reported in Column 4 is the weighted average purchase price for the 37,130 shares acquired by the Reporting Person within a range of $15.85 to $16.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 17:49 UTC | vTv Therapeutics Inc. VTVT · Entity 6614 | PurchaseClass A common stock | 20,000 | $4.57 | $91,324.00 |
DisclosureSEC source: 0001140361-17-033205 · form4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,565,666 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $4.31 to $4.87, inclusive. The reporting person undertakes to provide to vTv Therapeutics Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote to this Form 4. F2 · ownership.nature: Mr. Ronald O. Perelman is the sole stockholder of MacAndrews & Forbes Incorporated ("M&F Inc."), which is the parent of MFV Holdings One LLC ("MFV") and MacAndrews & Forbes LLC ("M&F LLC"), which is the parent of MacAndrews & Forbes Group LLC ("M&F Group"). M&F Group and MFV hold the securities described above. Mr. Perelman, M&F Inc., M&F LLC, M&F Group and MFV may be deemed to be directors by deputization of the Issuer by virtue of their relationship with Steven M. Cohen, Paul M. Meister and Paul G. Savas, directors of the Issuer, and certain rights of M&F TTP Holdings Two LLC, an indirect subsidiary of M&F Inc. ("M&F TTP"), pursuant to the Investor Rights Agreement, dated as of July 29, 2015, between the Issuer and M&F TTP, as successor in interest to vTv Therapeutics Holdings LLC. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 18:16 UTC | vTv Therapeutics Inc. VTVT · Entity 6614 | PurchaseClass A common stock | 10,000 | $4.97 | $49,678.00 |
DisclosureSEC source: 0001140361-17-032494 · form4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,545,666 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $4.83 to $5.02, inclusive. The reporting person undertakes to provide to vTv Therapeutics Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote to this Form 4. F2 · ownership.nature: Mr. Ronald O. Perelman is the sole stockholder of MacAndrews & Forbes Incorporated ("M&F Inc."), which is the parent of MFV Holdings One LLC ("MFV") and MacAndrews & Forbes LLC ("M&F LLC"), which is the parent of MacAndrews & Forbes Group LLC ("M&F Group"). M&F Group and MFV hold the securities described above. Mr. Perelman, M&F Inc., M&F LLC, M&F Group and MFV may be deemed to be directors by deputization of the Issuer by virtue of their relationship with Steven M. Cohen, Paul M. Meister and Paul G. Savas, directors of the Issuer, and certain rights of M&F TTP Holdings Two LLC, an indirect subsidiary of M&F Inc. ("M&F TTP"), pursuant to the Investor Rights Agreement, dated as of July 29, 2015, between the Issuer and M&F TTP, as successor in interest to vTv Therapeutics Holdings LLC. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 18:18 UTC | vTv Therapeutics Inc. VTVT · Entity 6614 | PurchaseClass A common stock | 15,000 | $4.88 | $73,228.50 |
DisclosureSEC source: 0001140361-17-032362 · form4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,535,666 F2 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $4.60 to $5.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: Mr. Ronald O. Perelman is the sole stockholder of MacAndrews & Forbes Incorporated ("M&F Inc."), which is the parent of MFV Holdings One LLC ("MFV") and MacAndrews & Forbes LLC ("M&F LLC"), which is the parent of MacAndrews & Forbes Group LLC ("M&F Group"). M&F Group and MFV hold the securities described above. Mr. Perelman, M&F Inc., M&F LLC, M&F Group and MFV may be deemed to be directors by deputization of the Issuer by virtue of their relationship with Steven M. Cohen, Paul M. Meister and Paul G. Savas, directors of the Issuer, and certain rights of M&F TTP Holdings Two LLC, an indirect subsidiary of M&F Inc. ("M&F TTP"), pursuant to the Investor Rights Agreement, dated as of July 29, 2015, between the Issuer and M&F TTP, as successor in interest to vTv Therapeutics Holdings LLC. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 18:18 UTC | vTv Therapeutics Inc. VTVT · Entity 6614 | PurchaseClass A common stock | 35,000 | $4.65 | $162,736.00 |
DisclosureSEC source: 0001140361-17-032362 · form4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,520,666 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $4.24 to $4.79, inclusive. The reporting person undertakes to provide to vTv Therapeutics Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: Mr. Ronald O. Perelman is the sole stockholder of MacAndrews & Forbes Incorporated ("M&F Inc."), which is the parent of MFV Holdings One LLC ("MFV") and MacAndrews & Forbes LLC ("M&F LLC"), which is the parent of MacAndrews & Forbes Group LLC ("M&F Group"). M&F Group and MFV hold the securities described above. Mr. Perelman, M&F Inc., M&F LLC, M&F Group and MFV may be deemed to be directors by deputization of the Issuer by virtue of their relationship with Steven M. Cohen, Paul M. Meister and Paul G. Savas, directors of the Issuer, and certain rights of M&F TTP Holdings Two LLC, an indirect subsidiary of M&F Inc. ("M&F TTP"), pursuant to the Investor Rights Agreement, dated as of July 29, 2015, between the Issuer and M&F TTP, as successor in interest to vTv Therapeutics Holdings LLC. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 16:27 UTC | vTv Therapeutics Inc. VTVT · Entity 6614 | PurchaseClass A common stock | 25,000 | $4.48 | $111,902.50 |
DisclosureSEC source: 0001140361-17-032023 · form4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,485,666 F2 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $4.26 to $4.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: Mr. Ronald O. Perelman is the sole stockholder of MacAndrews & Forbes Incorporated ("M&F Inc."), which is the parent of MFV Holdings One LLC ("MFV") and MacAndrews & Forbes LLC ("M&F LLC"), which is the parent of MacAndrews & Forbes Group LLC ("M&F Group"). M&F Group and MFV hold the securities described above. Mr. Perelman, M&F Inc., M&F LLC, M&F Group and MFV may be deemed to be directors by deputization of the Issuer by virtue of their relationship with Steven M. Cohen, Paul M. Meister and Paul G. Savas, directors of the Issuer, and certain rights of M&F TTP Holdings Two LLC, an indirect subsidiary of M&F Inc. ("M&F TTP"), pursuant to the Investor Rights Agreement, dated as of July 29, 2015, between the Issuer and M&F TTP, as successor in interest to vTv Therapeutics Holdings LLC. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 17:12 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 80,568 | $18.62 | $1,500,095.59 |
DisclosureSEC source: 0001209191-17-048631 · doc4.xml · nonDerivative · entry 3 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4 Disclosed balance after: 43,809,155 F3 · price: The reported transactions were executed in multiple trades. The purchase price of $18.619 reported in Column 4 is the weighted average purchase price for the 80,568 shares acquired by the Reporting Person within a range of $18.35 to $19.10 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. F4 · balance_after: Of the 43,809,155 shares of Class A Common Stock reported herein, (i) 39,247,545 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares). Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 16:27 UTC | vTv Therapeutics Inc. VTVT · Entity 6614 | PurchaseClass A common stock | 60,000 | $3.98 | $238,962.00 |
DisclosureSEC source: 0001140361-17-032023 · form4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,460,666 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.60 to $4.50, inclusive. The reporting person undertakes to provide to vTv Therapeutics Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: Mr. Ronald O. Perelman is the sole stockholder of MacAndrews & Forbes Incorporated ("M&F Inc."), which is the parent of MFV Holdings One LLC ("MFV") and MacAndrews & Forbes LLC ("M&F LLC"), which is the parent of MacAndrews & Forbes Group LLC ("M&F Group"). M&F Group and MFV hold the securities described above. Mr. Perelman, M&F Inc., M&F LLC, M&F Group and MFV may be deemed to be directors by deputization of the Issuer by virtue of their relationship with Steven M. Cohen, Paul M. Meister and Paul G. Savas, directors of the Issuer, and certain rights of M&F TTP Holdings Two LLC, an indirect subsidiary of M&F Inc. ("M&F TTP"), pursuant to the Investor Rights Agreement, dated as of July 29, 2015, between the Issuer and M&F TTP, as successor in interest to vTv Therapeutics Holdings LLC. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 17:12 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 171,474 | $18.75 | $3,214,657.37 |
DisclosureSEC source: 0001209191-17-048631 · doc4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4 Disclosed balance after: 43,728,587 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $18.7472 reported in Column 4 is the weighted average purchase price for the 171,474 shares acquired by the Reporting Person within a range of $18.35 to $19.30 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 17:12 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 28,526 | $18.25 | $520,650.85 |
DisclosureSEC source: 0001209191-17-048631 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4 Disclosed balance after: 43,557,113 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $18.2518 reported in Column 4 is the weighted average purchase price for the 28,526 shares acquired by the Reporting Person within a range of $18.05 to $18.325 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 16:42 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 298,200 | $19.00 | $5,665,322.88 |
DisclosureSEC source: 0001209191-17-048265 · doc4.xml · nonDerivative · entry 5 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6 Disclosed balance after: 43,528,587 F5 · price: The reported transactions were executed in multiple trades. The purchase price of $18.9984 reported in Column 4 is the weighted average purchase price for the 298,200 shares acquired by the Reporting Person within a range of $18.50 to $19.45 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. F6 · balance_after: Of the 43,528,587 shares of Class A Common Stock reported herein, (i) 38,966,977 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares). Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 16:42 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 1,800 | $18.43 | $33,167.52 |
DisclosureSEC source: 0001209191-17-048265 · doc4.xml · nonDerivative · entry 4 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6 Disclosed balance after: 43,230,387 F4 · price: The reported transactions were executed in multiple trades. The purchase price of $18.4264 reported in Column 4 is the weighted average purchase price for the 1,800 shares acquired by the Reporting Person within a range of $18.35 to $18.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 16:42 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 3,449 | $18.44 | $63,592.32 |
DisclosureSEC source: 0001209191-17-048265 · doc4.xml · nonDerivative · entry 3 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6 Disclosed balance after: 43,228,587 F3 · price: The reported transactions were executed in multiple trades. The purchase price of $18.4379 reported in Column 4 is the weighted average purchase price for the 3,449 shares acquired by the Reporting Person within a range of $18.35 to $18.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 16:42 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 61,483 | $17.92 | $1,101,916.77 |
DisclosureSEC source: 0001209191-17-048265 · doc4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6 Disclosed balance after: 43,225,138 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $17.9223 reported in Column 4 is the weighted average purchase price for the 61,483 shares acquired by the Reporting Person within a range of $17.35 to $18.25 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 16:42 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 54,195 | $16.82 | $911,619.51 |
DisclosureSEC source: 0001209191-17-048265 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6 Disclosed balance after: 43,163,655 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $16.8211 reported in Column 4 is the weighted average purchase price for the 54,195 shares acquired by the Reporting Person within a range of $16.35 to $17.15 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| June 23, 2017 Filed Jun 23, 2017 17:39 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 51,784 | $23.00 | $1,190,954.32 |
DisclosureSEC source: 0001209191-17-041741 · doc4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 43,109,460 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $22.9985 reported in Column 4 is the weighted average purchase price for the 51,784 shares acquired by the Reporting Person within a range of $22.95 to $23.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. F3 · balance_after: Of the 43,109,460 shares of Class A Common Stock reported herein, (i) 38,547,850 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:39 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 98,426 | $23.17 | $2,281,012.71 |
DisclosureSEC source: 0001209191-17-041741 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 43,057,676 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $23.1749 reported in Column 4 is the weighted average purchase price for the 98,426 shares acquired by the Reporting Person within a range of $22.85 to $23.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 17:31 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 135,063 | $22.97 | $3,101,883.87 |
DisclosureSEC source: 0001209191-17-041229 · doc4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 42,959,250 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $22.9662 reported in Column 4 is the weighted average purchase price for the 135,063 shares acquired by the Reporting Person within a range of $22.60 to $23.25 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. F3 · balance_after: Of the 42,959,250 shares of Class A Common Stock reported herein, (i) 38,397,640 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares). Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 20:38 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000169 · wf-form4_149807748322728.xml · derivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,219 Underlying: Common Stock · 6,219 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on June 19, 2018 as to 1,554 shares. The balance of the award is scheduled to vest in three equal installments as to 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on June 19, 2018 as to 1,554 shares. The balance of the award is scheduled to vest in three equal installments as to 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on June 19, 2018 as to 1,554 shares. The balance of the award is scheduled to vest in three equal installments as to 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 17:31 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 120,618 | $22.91 | $2,762,948.28 |
DisclosureSEC source: 0001209191-17-041229 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 42,824,187 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $20.9066 reported in Column 4 is the weighted average purchase price for the 120,618 shares acquired by the Reporting Person within a range of $22.15 to $23.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| June 16, 2017 Filed Jun 16, 2017 20:06 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 56,392 | $21.78 | $1,228,133.17 |
DisclosureSEC source: 0001209191-17-040682 · doc4.xml · nonDerivative · entry 4 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5 Disclosed balance after: 42,703,569 F4 · price: The reported transactions were executed in multiple trades. The purchase price of $21.7785 reported in Column 4 is the weighted average purchase price for the 56,392 shares acquired by the Reporting Person within a range of $21.15 to $22.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. F5 · balance_after: Of the 42,703,569 shares of Class A Common Stock reported herein, (i) 38,141,959 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares). Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 20:06 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 78,502 | $21.94 | $1,722,396.68 |
DisclosureSEC source: 0001209191-17-040682 · doc4.xml · nonDerivative · entry 3 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5 Disclosed balance after: 42,647,177 F3 · price: The reported transactions were executed in multiple trades. The purchase price of $21.9408 reported in Column 4 is the weighted average purchase price for the 78,502 shares acquired by the Reporting Person within a range of $21.55 to $22.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 20:06 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 57,007 | $21.28 | $1,213,154.57 |
DisclosureSEC source: 0001209191-17-040682 · doc4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5 Disclosed balance after: 42,568,675 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $21.2808 reported in Column 4 is the weighted average purchase price for the 57,007 shares acquired by the Reporting Person within a range of $20.60 to $21.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 23:03 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 4,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000148 · wf-form4_149791340903258.xml · derivative · entry 3 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,015 Underlying: Common Stock · 4,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2018 (4,338 shares), 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2018 (4,338 shares), 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 15, 2016. The balance of the award is scheduled to vest on June 15, 2018 (4,338 shares), 2019 (4,338 shares) and 2020 (4,339 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 23:03 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 4,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000148 · wf-form4_149791340903258.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:06 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 100,000 | $20.94 | $2,093,700.00 |
DisclosureSEC source: 0001209191-17-040682 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5 Disclosed balance after: 42,511,668 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $20.937 reported in Column 4 is the weighted average purchase price for the 100,000 shares acquired by the Reporting Person within a range of $20.40 to $21.10 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 20:28 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 50,000 | $20.16 | $1,008,235.00 |
DisclosureSEC source: 0001209191-17-039314 · doc4.xml · nonDerivative · entry 4 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5 Disclosed balance after: 42,411,668 F4 · price: The reported transactions were executed in multiple trades. The purchase price of $20.1647 reported in Column 4 is the weighted average purchase price for the 50,000 shares acquired by the Reporting Person within a range of $19.75 to $20.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. F5 · balance_after: Of the 42,411,668 shares of Class A Common Stock reported herein, (i) 37,850,058 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares). Read SEC document |
| June 11, 2017 Filed Jun 13, 2017 20:43 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000132 · wf-form4_149738658584656.xml · derivative · entry 5 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,495 Underlying: Common Stock · 3,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The balance of the award is scheduled to vest on June 11, 2018. Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The balance of the award is scheduled to vest on June 11, 2018. Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 11, 2014. The balance of the award is scheduled to vest on June 11, 2018. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 11, 2017 Filed Jun 13, 2017 20:43 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000132 · wf-form4_149738658584656.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 20:43 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000132 · wf-form4_149738658584656.xml · derivative · entry 4 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,969 Underlying: Common Stock · 2,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award is scheduled to vest on June 10, 2018 (2,484 shares) and 2019 (2,485 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award is scheduled to vest on June 10, 2018 (2,484 shares) and 2019 (2,485 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The balance of the award is scheduled to vest on June 10, 2018 (2,484 shares) and 2019 (2,485 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 20:43 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000132 · wf-form4_149738658584656.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 20:28 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 95,987 | $20.30 | $1,948,161.75 |
DisclosureSEC source: 0001209191-17-039314 · doc4.xml · nonDerivative · entry 3 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5 Disclosed balance after: 42,361,668 F3 · price: The reported transactions were executed in multiple trades. The purchase price of $20.2961 reported in Column 4 is the weighted average purchase price for the 95,987 shares acquired by the Reporting Person within a range of $19.80 to $20.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 20:28 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 101,041 | $19.21 | $1,940,825.84 |
DisclosureSEC source: 0001209191-17-039314 · doc4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5 Disclosed balance after: 42,265,681 F2 · price: The reported transactions were executed in multiple trades. The purchase price of $19.2083 reported in Column 4 is the weighted average purchase price for the 101,041 shares acquired by the Reporting Person within a range of $19.00 to $19.75 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 20:28 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 100,000 | $19.01 | $1,900,870.00 |
DisclosureSEC source: 0001209191-17-039314 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 5 Disclosed balance after: 42,164,640 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $19.0087 reported in Column 4 is the weighted average purchase price for the 100,000 shares acquired by the Reporting Person within a range of $18.825 to $19.10 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 21:58 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 1,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000113 · wf-form4_149678628220699.xml · derivative · entry 3 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 4, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 4, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 4, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 21:58 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 1,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000113 · wf-form4_149678628220699.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 15:05 UTC Amendment | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 70,000 | $18.61 | $1,302,553.00 |
DisclosureSEC source: 0001209191-17-036737 · doc4a.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 42,064,640 F2 · price: The reported transactions were executed in multiple trades. With respect to the trades effected on May 30, 2017, the purchase price of $18.7303 reported in Column 4 is the weighted average purchase price for the 50,000 shares acquired by the Reporting Person within a range of $18.60 to $18.80 per share. With respect to the trades effected on May 31, 2017, the purchase price of $18.6079 reported in Column 4 is the weighted average purchase price for the 70,000 shares acquired by the Reporting Person within a range of $18.20 to $18.65 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price ranges noted above. F3 · balance_after: Of the 42,064,640 shares of Class A Common Stock reported herein, (i) 37,503,030 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares). Read SEC document |
| May 30, 2017 Filed May 31, 2017 17:52 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 70,000 | $18.61 | $1,302,553.00 |
DisclosureSEC source: 0001209191-17-036578 · doc4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 42,064,640 F1 · price: The reported transactions were executed in multiple trades. With respect to the trades effected on May 30, 2017, the purchase price of $18.7303 reported in Column 4 is the weighted average purchase price for the 50,000 shares acquired by the Reporting Person within a range of $18.60 to $18.80 per share. With respect to the trades effected on May 31, 2017, The purchase price of $18.6079 reported in Column 4 is the weighted average purchase price for the 70,000 shares acquired by the Reporting Person within a range of $18.20 to $18.65 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price ranges noted above. F2 · balance_after: Of the 42,064,640 shares of Class A Common Stock reported herein, (i) 37,503,030 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares). Read SEC document |
| May 30, 2017 Filed May 31, 2017 17:52 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 50,000 | $18.73 | $936,515.00 |
DisclosureSEC source: 0001209191-17-036578 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 41,994,640 F1 · price: The reported transactions were executed in multiple trades. With respect to the trades effected on May 30, 2017, the purchase price of $18.7303 reported in Column 4 is the weighted average purchase price for the 50,000 shares acquired by the Reporting Person within a range of $18.60 to $18.80 per share. With respect to the trades effected on May 31, 2017, The purchase price of $18.6079 reported in Column 4 is the weighted average purchase price for the 70,000 shares acquired by the Reporting Person within a range of $18.20 to $18.65 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price ranges noted above. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 15:05 UTC Amendment | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 50,000 | $18.73 | $936,515.00 |
DisclosureSEC source: 0001209191-17-036737 · doc4a.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 41,994,640 F1 · security: This amendment has been filed to correct one of the dates reported in column (2), which was originally reported as May 30, 2017 and is now being correctly reported as May 31, 2017. The original Form 4 was filed on May 31, 2017. F2 · price: The reported transactions were executed in multiple trades. With respect to the trades effected on May 30, 2017, the purchase price of $18.7303 reported in Column 4 is the weighted average purchase price for the 50,000 shares acquired by the Reporting Person within a range of $18.60 to $18.80 per share. With respect to the trades effected on May 31, 2017, the purchase price of $18.6079 reported in Column 4 is the weighted average purchase price for the 70,000 shares acquired by the Reporting Person within a range of $18.20 to $18.65 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price ranges noted above. Read SEC document |
| May 18, 2017 Filed May 19, 2017 17:41 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 125,000 | $19.31 | $2,413,125.00 |
DisclosureSEC source: 0001209191-17-034021 · doc4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 41,944,640 F1 · price: The reported transactions were executed in multiple trades. With respect to the trades effected on May 18, 2017, the purchase price of $19.4845 reported in Column 4 is the weighted average purchase price for the 100,000 shares acquired by the Reporting Person within a range of $19.25 to $19.65 per share. With respect to the trades effected on May 19, 2017, The purchase price of $19.305 reported in Column 4 is the weighted average purchase price for the 125,000 shares acquired by the Reporting Person within a range of $19.225 to $19.45 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price ranges noted above. F2 · balance_after: Of the 41,944,640 shares of Class A Common Stock reported herein, (i) 37,383,030 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares). Read SEC document |
| May 18, 2017 Filed May 19, 2017 17:41 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 100,000 | $19.48 | $1,948,450.00 |
DisclosureSEC source: 0001209191-17-034021 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 41,819,640 F1 · price: The reported transactions were executed in multiple trades. With respect to the trades effected on May 18, 2017, the purchase price of $19.4845 reported in Column 4 is the weighted average purchase price for the 100,000 shares acquired by the Reporting Person within a range of $19.25 to $19.65 per share. With respect to the trades effected on May 19, 2017, The purchase price of $19.305 reported in Column 4 is the weighted average purchase price for the 125,000 shares acquired by the Reporting Person within a range of $19.225 to $19.45 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price ranges noted above. Read SEC document |
| May 12, 2017 Filed May 15, 2017 18:54 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 100,000 | $20.00 | $2,000,000.00 |
DisclosureSEC source: 0001209191-17-032485 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 41,719,640 F1 · price: The reported transaction was executed in multiple trades. The purchase price of $20.00 reported in Column 4 is the per share purchase price for each trade executed. F2 · ownership.nature: Of the 41,719,640 shares of Class A Common Stock reported herein, (i) 37,158,030 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares). Read SEC document |
| May 09, 2017 Filed May 9, 2017 21:29 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 200,000 | $20.47 | $4,093,260.00 |
DisclosureSEC source: 0001209191-17-031140 · doc4.xml · nonDerivative · entry 2 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 41,619,640 F1 · price: The reported transactions were executed in multiple trades. With respect to the trades effected on May 8, 2017, the purchase price of $20.3879 reported in Column 4 is the weighted average purchase price for the 750,000 shares acquired by the Reporting Person within a range of $19.675 to $20.05 per share. With respect to the trades effected on May 9, 2017, The purchase price of $20.4663 reported in Column 4 is the weighted average purchase price for the 200,000 shares acquired by the Reporting Person within a range of $20.10 to $20.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price ranges noted above. F2 · balance_after: Of the 41,619,640 shares of Class A Common Stock reported herein, (i) 37,058,030 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman. M&F may also be deemed to beneficially own the 15,258 shares of Class A Common Stock beneficially owned by Mr. Raymond G. Perelman because M&F holds an irrevocable voting proxy with respect to those shares. Read SEC document |
| May 08, 2017 Filed May 9, 2017 21:29 UTC | REVLON INC /DE/ REV · Entity 115224 | PurchaseClass A Common Stock | 750,000 | $20.39 | $15,290,925.00 |
DisclosureSEC source: 0001209191-17-031140 · doc4.xml · nonDerivative · entry 1 PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 41,419,640 F1 · price: The reported transactions were executed in multiple trades. With respect to the trades effected on May 8, 2017, the purchase price of $20.3879 reported in Column 4 is the weighted average purchase price for the 750,000 shares acquired by the Reporting Person within a range of $19.675 to $20.05 per share. With respect to the trades effected on May 9, 2017, The purchase price of $20.4663 reported in Column 4 is the weighted average purchase price for the 200,000 shares acquired by the Reporting Person within a range of $20.10 to $20.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price ranges noted above. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:27 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 0 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001209191-16-151228 · doc4.xml · derivative · entry 3 MacAndrews & Forbes Inc. · CIK 0000918939 · Director · 10% owner PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner MacAndrews & Forbes LLC · CIK 0000740740 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Owned through wholly-owned company Disclosed balance after: 0 Underlying: Common Stock · 10,060,643 shares Expires 2016-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 21, 2016, SIGA Technologies, Inc. (the "Company") issued a press release announcing the commencement of a pro rata offering (the "Rights Offering") of rights to holders of the Company's common stock, par value $.0001 per share ("Common Stock"), as of the record date of October 12, 2016, to subscribe for up to an aggregate of $35,284,792 in Common Stock. Each subscription right entitled its holder to invest $0.65 towards the purchase of shares of the Company's Common Stock at a subscription price equal to the lower of $1.50 or 85% of the volume weighted average price of the Common Stock during market hours on the expiration date of the Rights Offering, conditioned on the Company obtaining sufficient proceeds from the Rights Offering and a proposed loan transaction to permit the Company to satisfy certain obligations, together with other conditions outside the control of the reporting persons (all, the "Conditions"), (continued in footnote 2) F2 · derivative.exercise_price: (continued from footnote 1) as more fully described in the Company's prospectus relating to the Rights Offering filed with the Securities Exchange Commission on October 21, 2016. Accordingly, the reporting persons were entitled to use basic subscription rights to subscribe for up to approximately $8,781,319 in Common Stock. Furthermore, the reporting persons were also entitled to subscribe for additional shares of common stock through an oversubscription process. Upon the expiration of the Rights Offering on November 8, 2016, the subscription price was fixed at $1.50 per share of Common Stock. The Conditions were satisfied on November 16, 2016. The reporting persons exercised their basic subscription in full and oversubscription rights. Pursuant to the reporting persons' basic subscription rights, they acquired 5,854,212 shares of Common Stock. The reporting persons acquired 4,206,431 shares pursuant to their exercise of their oversubscription rights. F1 · kind: On October 21, 2016, SIGA Technologies, Inc. (the "Company") issued a press release announcing the commencement of a pro rata offering (the "Rights Offering") of rights to holders of the Company's common stock, par value $.0001 per share ("Common Stock"), as of the record date of October 12, 2016, to subscribe for up to an aggregate of $35,284,792 in Common Stock. Each subscription right entitled its holder to invest $0.65 towards the purchase of shares of the Company's Common Stock at a subscription price equal to the lower of $1.50 or 85% of the volume weighted average price of the Common Stock during market hours on the expiration date of the Rights Offering, conditioned on the Company obtaining sufficient proceeds from the Rights Offering and a proposed loan transaction to permit the Company to satisfy certain obligations, together with other conditions outside the control of the reporting persons (all, the "Conditions"), (continued in footnote 2) F2 · kind: (continued from footnote 1) as more fully described in the Company's prospectus relating to the Rights Offering filed with the Securities Exchange Commission on October 21, 2016. Accordingly, the reporting persons were entitled to use basic subscription rights to subscribe for up to approximately $8,781,319 in Common Stock. Furthermore, the reporting persons were also entitled to subscribe for additional shares of common stock through an oversubscription process. Upon the expiration of the Rights Offering on November 8, 2016, the subscription price was fixed at $1.50 per share of Common Stock. The Conditions were satisfied on November 16, 2016. The reporting persons exercised their basic subscription in full and oversubscription rights. Pursuant to the reporting persons' basic subscription rights, they acquired 5,854,212 shares of Common Stock. The reporting persons acquired 4,206,431 shares pursuant to their exercise of their oversubscription rights. F1 · shares: On October 21, 2016, SIGA Technologies, Inc. (the "Company") issued a press release announcing the commencement of a pro rata offering (the "Rights Offering") of rights to holders of the Company's common stock, par value $.0001 per share ("Common Stock"), as of the record date of October 12, 2016, to subscribe for up to an aggregate of $35,284,792 in Common Stock. Each subscription right entitled its holder to invest $0.65 towards the purchase of shares of the Company's Common Stock at a subscription price equal to the lower of $1.50 or 85% of the volume weighted average price of the Common Stock during market hours on the expiration date of the Rights Offering, conditioned on the Company obtaining sufficient proceeds from the Rights Offering and a proposed loan transaction to permit the Company to satisfy certain obligations, together with other conditions outside the control of the reporting persons (all, the "Conditions"), (continued in footnote 2) F2 · shares: (continued from footnote 1) as more fully described in the Company's prospectus relating to the Rights Offering filed with the Securities Exchange Commission on October 21, 2016. Accordingly, the reporting persons were entitled to use basic subscription rights to subscribe for up to approximately $8,781,319 in Common Stock. Furthermore, the reporting persons were also entitled to subscribe for additional shares of common stock through an oversubscription process. Upon the expiration of the Rights Offering on November 8, 2016, the subscription price was fixed at $1.50 per share of Common Stock. The Conditions were satisfied on November 16, 2016. The reporting persons exercised their basic subscription in full and oversubscription rights. Pursuant to the reporting persons' basic subscription rights, they acquired 5,854,212 shares of Common Stock. The reporting persons acquired 4,206,431 shares pursuant to their exercise of their oversubscription rights. F3 · ownership.nature: Ronald O. Perelman beneficially owns 100% of the common stock of MacAndrews & Forbes Incorporated, which in turn is the sole member of MacAndrews & Forbes LLC. Certain direct or indirect wholly-owned subsidiaries of those reporting persons hold the securities described above. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:27 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | GrantCommon Stock, Par Value $.0001 Per Share | 565,010 | $2.49 | $1,406,874.90 |
DisclosureSEC source: 0001209191-16-151228 · doc4.xml · nonDerivative · entry 2 MacAndrews & Forbes Inc. · CIK 0000918939 · Director · 10% owner PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner MacAndrews & Forbes LLC · CIK 0000740740 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Owned through wholly-owned company Disclosed balance after: 24,156,358 F4 · kind: On October 13, 2016, the Company entered into an investment agreement relating to the Rights Offering (the "Backstop Agreement"), with a direct or indirect subsidiary of the reporting persons ("Buyer") and other persons (together, the "Backstop Parties"). Under the terms of the Backstop Agreement, Buyer agreed to purchase, pursuant to a separate private placement, 79.744% of any unsubscribed shares of Common Stock offered in the Rights Offering, at the same price per share of Common Stock to be paid in the Rights Offering. The Backstop Parties, taken together, were entitled to a fee of $1.76 million for providing the backstop commitment, payable, at the option of the Company, in cash or stock or, subject to the mutual agreement of the parties, other equity securities, with Buyer entitled to 79.744% of that fee. (continued in footnote 5) F5 · kind: (continued from footnote 4) The Company delivered a total of 565,010 shares of Common Stock to Buyer in satisfaction of the fee due under the Backstop Agreement, but no other shares were acquired pursuant to the Backstop Agreement. F4 · price: On October 13, 2016, the Company entered into an investment agreement relating to the Rights Offering (the "Backstop Agreement"), with a direct or indirect subsidiary of the reporting persons ("Buyer") and other persons (together, the "Backstop Parties"). Under the terms of the Backstop Agreement, Buyer agreed to purchase, pursuant to a separate private placement, 79.744% of any unsubscribed shares of Common Stock offered in the Rights Offering, at the same price per share of Common Stock to be paid in the Rights Offering. The Backstop Parties, taken together, were entitled to a fee of $1.76 million for providing the backstop commitment, payable, at the option of the Company, in cash or stock or, subject to the mutual agreement of the parties, other equity securities, with Buyer entitled to 79.744% of that fee. (continued in footnote 5) F5 · price: (continued from footnote 4) The Company delivered a total of 565,010 shares of Common Stock to Buyer in satisfaction of the fee due under the Backstop Agreement, but no other shares were acquired pursuant to the Backstop Agreement. F3 · ownership.nature: Ronald O. Perelman beneficially owns 100% of the common stock of MacAndrews & Forbes Incorporated, which in turn is the sole member of MacAndrews & Forbes LLC. Certain direct or indirect wholly-owned subsidiaries of those reporting persons hold the securities described above. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:27 UTC | SIGA TECHNOLOGIES INC SIGA · Entity 6205 | Exercise / conversionCommon Stock, Par Value $.0001 Per Share | 10,060,643 | $1.50 | $15,090,964.50 |
DisclosureSEC source: 0001209191-16-151228 · doc4.xml · nonDerivative · entry 1 MacAndrews & Forbes Inc. · CIK 0000918939 · Director · 10% owner PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner MacAndrews & Forbes LLC · CIK 0000740740 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Owned through wholly-owned company Disclosed balance after: 23,591,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 21, 2016, SIGA Technologies, Inc. (the "Company") issued a press release announcing the commencement of a pro rata offering (the "Rights Offering") of rights to holders of the Company's common stock, par value $.0001 per share ("Common Stock"), as of the record date of October 12, 2016, to subscribe for up to an aggregate of $35,284,792 in Common Stock. Each subscription right entitled its holder to invest $0.65 towards the purchase of shares of the Company's Common Stock at a subscription price equal to the lower of $1.50 or 85% of the volume weighted average price of the Common Stock during market hours on the expiration date of the Rights Offering, conditioned on the Company obtaining sufficient proceeds from the Rights Offering and a proposed loan transaction to permit the Company to satisfy certain obligations, together with other conditions outside the control of the reporting persons (all, the "Conditions"), (continued in footnote 2) F2 · kind: (continued from footnote 1) as more fully described in the Company's prospectus relating to the Rights Offering filed with the Securities Exchange Commission on October 21, 2016. Accordingly, the reporting persons were entitled to use basic subscription rights to subscribe for up to approximately $8,781,319 in Common Stock. Furthermore, the reporting persons were also entitled to subscribe for additional shares of common stock through an oversubscription process. Upon the expiration of the Rights Offering on November 8, 2016, the subscription price was fixed at $1.50 per share of Common Stock. The Conditions were satisfied on November 16, 2016. The reporting persons exercised their basic subscription in full and oversubscription rights. Pursuant to the reporting persons' basic subscription rights, they acquired 5,854,212 shares of Common Stock. The reporting persons acquired 4,206,431 shares pursuant to their exercise of their oversubscription rights. F1 · price: On October 21, 2016, SIGA Technologies, Inc. (the "Company") issued a press release announcing the commencement of a pro rata offering (the "Rights Offering") of rights to holders of the Company's common stock, par value $.0001 per share ("Common Stock"), as of the record date of October 12, 2016, to subscribe for up to an aggregate of $35,284,792 in Common Stock. Each subscription right entitled its holder to invest $0.65 towards the purchase of shares of the Company's Common Stock at a subscription price equal to the lower of $1.50 or 85% of the volume weighted average price of the Common Stock during market hours on the expiration date of the Rights Offering, conditioned on the Company obtaining sufficient proceeds from the Rights Offering and a proposed loan transaction to permit the Company to satisfy certain obligations, together with other conditions outside the control of the reporting persons (all, the "Conditions"), (continued in footnote 2) F2 · price: (continued from footnote 1) as more fully described in the Company's prospectus relating to the Rights Offering filed with the Securities Exchange Commission on October 21, 2016. Accordingly, the reporting persons were entitled to use basic subscription rights to subscribe for up to approximately $8,781,319 in Common Stock. Furthermore, the reporting persons were also entitled to subscribe for additional shares of common stock through an oversubscription process. Upon the expiration of the Rights Offering on November 8, 2016, the subscription price was fixed at $1.50 per share of Common Stock. The Conditions were satisfied on November 16, 2016. The reporting persons exercised their basic subscription in full and oversubscription rights. Pursuant to the reporting persons' basic subscription rights, they acquired 5,854,212 shares of Common Stock. The reporting persons acquired 4,206,431 shares pursuant to their exercise of their oversubscription rights. F3 · ownership.nature: Ronald O. Perelman beneficially owns 100% of the common stock of MacAndrews & Forbes Incorporated, which in turn is the sole member of MacAndrews & Forbes LLC. Certain direct or indirect wholly-owned subsidiaries of those reporting persons hold the securities described above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.