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Grimes Scott D.

Disclosed activity across 4 companies

Tapewire entity
122482
SEC CIK
0001617486

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cardlytics, Inc.CDLX · Entity 7603DirectorNovember 08, 2022November 10, 2022
Evergy, Inc.EVRG · Entity 3282DirectorApril 01, 2020April 02, 2020
Plum Acquisition Corp. IIIAPTMU · Entity 83854DirectorJuly 27, 2021July 27, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cardlytics, Inc.

Report date November 08, 2022 · Filed November 10, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect248,779 Reported balance After 2022-11-08 transaction · row 1
1 source row

Row 1 · 2022-11-08 · Sale · Disposed 6 · Balance 248,779

F1: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on October 6, 2022.

Common StockSEC Table I · non-derivativeIndirectSee Footnote55,832 Reported balance Holding disclosure · report date 2022-11-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 55,832

F2: The reportable securities are held by the UTMA Custodial account fbo Pierce Grimes.

Common StockSEC Table I · non-derivativeIndirectSee Footnote53,112 Reported balance Holding disclosure · report date 2022-11-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 53,112

F3: The reportable securities are held by the 2013 Scott Grimes GRAT UAD.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on October 6, 2022.

F2: The reportable securities are held by the UTMA Custodial account fbo Pierce Grimes.

F3: The reportable securities are held by the 2013 Scott Grimes GRAT UAD.

Evergy, Inc.

Report date April 01, 2020 · Filed April 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director Deferred Share UnitsSEC Table II · derivative / convertible securityDirect13,666 Reported balance After 2020-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-04-01 · Grant · Acquired 455 · Balance 13,666

F1: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2: Director Deferred Share Units received as partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3: Includes 122 deferred share units acquired through the reinvestment of dividend equivalents.

Common StockSEC Table I · non-derivativeDirect788 Reported balance Holding disclosure · report date 2020-04-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 788

Filing footnotes · ownership attribution and instrument terms

F1: Director Deferred Share Units represent the right to receive one share of Evergy, Inc. ("Evergy") common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F2: Director Deferred Share Units received as partial payment of retainer fees that have been deferred pursuant to elections made by the reporting person.

F3: Includes 122 deferred share units acquired through the reinvestment of dividend equivalents.

Plum Acquisition Corp. III

Report date July 27, 2021 · Filed July 27, 2021

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GREAT PLAINS ENERGY INC

Report date June 04, 2018 · Filed June 05, 2018

Section 16 reporting ended · disclosed 2018-06-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-04 transaction · row 1
1 source row

Row 1 · 2018-06-04 · Disposition to issuer · Disposed 1,318 · Balance 0

F1: Disposed of pursuant to that certain Amended and Restated Agreement and Plan of Merger ("Merger Agreement") dated as of July 9, 2017 by and among Great Plains Energy Incorporated ("Great Plains Energy"), Westar Energy, Inc., Evergy, Inc. ("Evergy") (formerly Monarch Energy Holding, Inc.), King Energy, Inc., and for certain limited purposes, GP Star, Inc. in exchange for shares of Evergy common stock at an exchange ratio of 0.5981 for each Great Plains Energy share on the effective date of the merger. On the effective date of the merger, the closing price of Great Plains Energy's common stock was $31.99 per share, and Evergy's common stock had not yet commenced trading on the New York Stock Exchange.

Director Deferred Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-06-04 · Disposition to issuer · Disposed 11,970 · Balance 0

F2: Director Deferred Share units are granted under the Long-Term Incentive Plan. Each unit represents the right to receive one share of Great Plains Energy Common Stock, plus stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F3: The Great Plains Energy Director Deferred Share units were exchanged for Evergy Director Deferred Share units pursuant to the Merger Agreement at an exchange ratio of 0.5981 for each Great Plains Energy share.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Amended and Restated Agreement and Plan of Merger ("Merger Agreement") dated as of July 9, 2017 by and among Great Plains Energy Incorporated ("Great Plains Energy"), Westar Energy, Inc., Evergy, Inc. ("Evergy") (formerly Monarch Energy Holding, Inc.), King Energy, Inc., and for certain limited purposes, GP Star, Inc. in exchange for shares of Evergy common stock at an exchange ratio of 0.5981 for each Great Plains Energy share on the effective date of the merger. On the effective date of the merger, the closing price of Great Plains Energy's common stock was $31.99 per share, and Evergy's common stock had not yet commenced trading on the New York Stock Exchange.

F2: Director Deferred Share units are granted under the Long-Term Incentive Plan. Each unit represents the right to receive one share of Great Plains Energy Common Stock, plus stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.

F3: The Great Plains Energy Director Deferred Share units were exchanged for Evergy Director Deferred Share units pursuant to the Merger Agreement at an exchange ratio of 0.5981 for each Great Plains Energy share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2022 Filed Nov 8, 2022 21:51 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 494 $3.99 $1,968.59
Disclosure

SEC source: 0001666071-22-000141 · wf-form4_166794425304927.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,785

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on October 6, 2022.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 22:03 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 6 $3.92 $23.52
Disclosure

SEC source: 0001666071-22-000147 · wf-form4_166811778659604.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,779

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on October 6, 2022.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:51 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 9,002 $4.32 $38,888.64
Disclosure

SEC source: 0001666071-22-000141 · wf-form4_166794425304927.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,279

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on October 6, 2022.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $4.17 to $4.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 06, 2022 Filed Nov 3, 2022 20:12 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionPerformance Stock Unit · Derivative 19,687 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000137 · wf-form4_166750632112849.xml · derivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "October Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the October Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the October Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 12 months after the October Certification.

F5 · derivative.expiration_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "October Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the October Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the October Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 12 months after the October Certification.

Read SEC document
October 06, 2022 Filed Nov 3, 2022 20:12 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 19,687 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000137 · wf-form4_166750632112849.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
August 05, 2022 Filed Aug 8, 2022 20:38 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 9,257 $15.19 $140,613.83
Disclosure

SEC source: 0001666071-22-000110 · wf-form4_165999107613976.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,594

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on June 9, 2022.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $14.87 to $15.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) to this Form 4.

F3 · balance_after: Includes 291 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 09, 2022 Filed Jul 20, 2022 21:09 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionPerformance Stock Unit · Derivative 19,688 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000093 · wf-form4_165835132651425.xml · derivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,687

Underlying: Common Stock · 19,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

F5 · derivative.expiration_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

Read SEC document
June 09, 2022 Filed Jul 20, 2022 21:09 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 19,688 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000093 · wf-form4_165835132651425.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:09 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 7,936 $34.63 $274,823.68
Disclosure

SEC source: 0001666071-22-000061 · wf-form4_165212695221744.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,872

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on March 24, 2022, April 1, 2022 and April 5, 2022 and performance stock units that vested on April 6, 2022.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $34.37 to $35.01, inclusive.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:09 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 7,798 $34.14 $266,223.72
Disclosure

SEC source: 0001666071-22-000061 · wf-form4_165212695221744.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,808

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on March 24, 2022, April 1, 2022 and April 5, 2022 and performance stock units that vested on April 6, 2022.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $33.37 to $34.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 21:03 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 4,098 $50.09 $205,268.82
Disclosure

SEC source: 0001666071-22-000050 · wf-form4_165057498078977.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,606

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 23:24 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionPerformance Stock Unit · Derivative 19,688 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000038 · wf-form4_164937382831681.xml · derivative · entry 6

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,687

Underlying: Common Stock · 19,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F7 · derivative.exercise_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

F7 · derivative.expiration_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 23:24 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 19,688 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000038 · wf-form4_164937382831681.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 23:24 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Units · Derivative 3,408 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000038 · wf-form4_164937382831681.xml · derivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,227

Underlying: Common Stock · 3,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F5 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 23:24 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 3,408 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000038 · wf-form4_164937382831681.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 20:55 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 400 $58.09 $23,236.00
Disclosure

SEC source: 0001666071-22-000034 · wf-form4_164919208996206.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,608

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $58.05 to $58.17, inclusive.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 20:55 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 3,100 $57.40 $177,940.00
Disclosure

SEC source: 0001666071-22-000034 · wf-form4_164919208996206.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,008

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $56.93 to $57.90, inclusive.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 20:55 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 2,500 $56.40 $141,000.00
Disclosure

SEC source: 0001666071-22-000034 · wf-form4_164919208996206.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,108

F2 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $55.91 to $56.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:55 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Units · Derivative 14,920 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000034 · wf-form4_164919208996206.xml · derivative · entry 7

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,840

Underlying: Common Stock · 14,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F9 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F9 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:55 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 14,920 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000034 · wf-form4_164919208996206.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
March 24, 2022 Filed Mar 24, 2022 23:54 UTC Cardlytics, Inc. CDLX · Entity 7603 GrantCommon Stock 1,660 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000030 · wf-form4_164816603239959.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,688

F1 · shares: Represents a restricted stock unit ("RSU") award. The shares underlying the RSU award vested immediately upon grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 23:54 UTC Cardlytics, Inc. CDLX · Entity 7603 GrantRestricted Stock Unit · Derivative 31,152 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000030 · wf-form4_164816603239959.xml · derivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,787

Underlying: Common Stock · 31,152 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: 25% of the RSUs shall vest on April 1, 2023 with the remainder vesting in equal amounts quarterly thereafter, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F5 · derivative.expiration_date: 25% of the RSUs shall vest on April 1, 2023 with the remainder vesting in equal amounts quarterly thereafter, provided that the Reporting Person remains employed by the Issuer on such vesting date.

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March 18, 2022 Filed Mar 21, 2022 22:30 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 800 $54.91 $43,928.00
Disclosure

SEC source: 0001666071-22-000028 · wf-form4_164790179507113.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,028

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $54.50 to $55.46, inclusive.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 22:30 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 4,600 $54.03 $248,538.00
Disclosure

SEC source: 0001666071-22-000028 · wf-form4_164790179507113.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,828

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $53.44 to $54.42, inclusive.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 22:30 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 600 $52.93 $31,758.00
Disclosure

SEC source: 0001666071-22-000028 · wf-form4_164790179507113.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,428

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $52.38 to $53.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4.

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March 03, 2022 Filed Mar 7, 2022 22:23 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 24 $60.79 $1,458.96
Disclosure

SEC source: 0001666071-22-000023 · wf-form4_164669178781612.xml · nonDerivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,028

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:23 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,100 $59.75 $65,725.00
Disclosure

SEC source: 0001666071-22-000023 · wf-form4_164669178781612.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,052

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $59.42 to $60.08, inclusive.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:23 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,862 $58.69 $109,280.78
Disclosure

SEC source: 0001666071-22-000023 · wf-form4_164669178781612.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,152

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $58.33 to $59.14, inclusive.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:23 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,574 $58.08 $91,417.92
Disclosure

SEC source: 0001666071-22-000023 · wf-form4_164669178781612.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,014

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $57.33 to $58.31, inclusive.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:23 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,440 $56.82 $81,820.80
Disclosure

SEC source: 0001666071-22-000023 · wf-form4_164669178781612.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,588

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $56.32 to $57.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), and (5) to this Form 4.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:56 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 300 $60.61 $18,183.00
Disclosure

SEC source: 0001666071-22-000013 · wf-form4_164565338017528.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,028

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $60.36 to $61.08, inclusive.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:56 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 899 $59.77 $53,733.23
Disclosure

SEC source: 0001666071-22-000013 · wf-form4_164565338017528.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,328

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $59.35 to $60.34, inclusive.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:56 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,175 $58.81 $69,101.75
Disclosure

SEC source: 0001666071-22-000013 · wf-form4_164565338017528.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,227

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $58.35 to $59.34, inclusive.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:56 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 3,626 $57.86 $209,800.36
Disclosure

SEC source: 0001666071-22-000013 · wf-form4_164565338017528.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,402

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $57.35 to $58.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 22:58 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 100 $65.58 $6,558.00
Disclosure

SEC source: 0001666071-22-000007 · wf-form4_164401549391708.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,028

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 22:58 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,642 $64.73 $106,286.66
Disclosure

SEC source: 0001666071-22-000007 · wf-form4_164401549391708.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,128

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $64.38 to $65.03, inclusive.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 22:58 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 2,784 $63.75 $177,480.00
Disclosure

SEC source: 0001666071-22-000007 · wf-form4_164401549391708.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,770

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $63.34 to $64.21, inclusive.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 22:58 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,474 $62.88 $92,685.12
Disclosure

SEC source: 0001666071-22-000007 · wf-form4_164401549391708.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,554

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $62.34 to $63.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

Read SEC document
January 18, 2022 Filed Jan 19, 2022 01:43 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,600 $63.42 $101,472.00
Disclosure

SEC source: 0001666071-22-000005 · wf-form4_164255658349296.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,028

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $63.28 to $63.75, inclusive.

Read SEC document
January 18, 2022 Filed Jan 19, 2022 01:43 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 3,269 $62.75 $205,129.75
Disclosure

SEC source: 0001666071-22-000005 · wf-form4_164255658349296.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,628

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $62.25 to $63.23, inclusive.

Read SEC document
January 18, 2022 Filed Jan 19, 2022 01:43 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,131 $61.71 $69,794.01
Disclosure

SEC source: 0001666071-22-000005 · wf-form4_164255658349296.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,897

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $61.18 to $62.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:21 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 603 $68.73 $41,444.19
Disclosure

SEC source: 0001666071-22-000002 · wf-form4_164133125934766.xml · nonDerivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,028

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $68.57 to $68.86, inclusive.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:21 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,700 $68.11 $115,787.00
Disclosure

SEC source: 0001666071-22-000002 · wf-form4_164133125934766.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,631

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $67.55 to $68.51, inclusive.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:21 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 600 $66.79 $40,074.00
Disclosure

SEC source: 0001666071-22-000002 · wf-form4_164133125934766.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,331

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $66.49 to $67.25, inclusive.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:21 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,897 $65.93 $125,069.21
Disclosure

SEC source: 0001666071-22-000002 · wf-form4_164133125934766.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,931

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $65.44 to $66.43, inclusive.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:21 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,200 $64.86 $77,832.00
Disclosure

SEC source: 0001666071-22-000002 · wf-form4_164133125934766.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,828

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended September 15, 2021.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $64.41 to $65.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 22:41 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 200 $64.66 $12,932.00
Disclosure

SEC source: 0001666071-21-000247 · wf-form4_164004006562778.xml · nonDerivative · entry 9

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,028

F8 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended June 15, 2021.

F12 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $64.61 to $64.70, inclusive.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 22:41 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1,300 $63.88 $83,044.00
Disclosure

SEC source: 0001666071-21-000247 · wf-form4_164004006562778.xml · nonDerivative · entry 8

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,228

F8 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended June 15, 2021.

F11 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $63.60 to $64.50, inclusive.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 22:41 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 2,498 $62.73 $156,699.54
Disclosure

SEC source: 0001666071-21-000247 · wf-form4_164004006562778.xml · nonDerivative · entry 7

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,528

F8 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended June 15, 2021.

F10 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $62.34 to $63.27, inclusive.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 22:41 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 2,002 $61.96 $124,043.92
Disclosure

SEC source: 0001666071-21-000247 · wf-form4_164004006562778.xml · nonDerivative · entry 6

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,026

F8 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020, as amended June 15, 2021.

F9 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $61.34 to $62.30, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.