Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| indie Semiconductor, Inc.INDI · Entity 2432 | Chief Technology Officer | November 11, 2022 | November 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
indie Semiconductor, Inc.
Report date November 11, 2022 · Filed November 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class V Common StockSEC Table I · non-derivative | Direct | 5,159,514 |
Reported balance
After 2022-11-11 transaction · row 1
1 source rowRow 1 · 2022-11-11 · Exercise / conversion · Disposed 200,000 · Balance 5,159,514 F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. |
| Class A Common StockSEC Table I · non-derivative | Direct | 669 |
Ending reported balance
After 2022-11-11 transaction · row 4
3 source rows · reconciled sequenceRow 2 · 2022-11-11 · Exercise / conversion · Acquired 200,000 · Balance 200,669 F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Row 3 · 2022-11-11 · Sale · Disposed 178,721 · Balance 21,948 F3: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through December 16, 2023. F4: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.25 to $9.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Row 4 · 2022-11-11 · Sale · Disposed 21,279 · Balance 669 F3: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through December 16, 2023. F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.25 to $9.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| ADK Class A UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,159,514 |
Reported balance
After 2022-11-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-11-11 · Exercise / conversion · Disposed 200,000 · Balance 5,159,514 F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F6: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
F3: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through December 16, 2023.
F4: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.25 to $9.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.25 to $9.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F6: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2022 Filed Nov 15, 2022 17:56 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030057 · wf-form4_166855296500544.xml · derivative · entry 5 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,159,514 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F6 · derivative.expiration_date: N/A Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 17:56 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 21,279 | $9.28 | $197,469.12 |
DisclosureSEC source: 0001628280-22-030057 · wf-form4_166855296500544.xml · nonDerivative · entry 4 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through December 16, 2023. F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.25 to $9.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 17:56 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 178,721 | $8.76 | $1,565,595.96 |
DisclosureSEC source: 0001628280-22-030057 · wf-form4_166855296500544.xml · nonDerivative · entry 3 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,948 F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through December 16, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.25 to $9.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 17:56 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030057 · wf-form4_166855296500544.xml · nonDerivative · entry 2 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 17:56 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030057 · wf-form4_166855296500544.xml · nonDerivative · entry 1 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,159,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 17:54 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-025258 · wf-form4_166371087306095.xml · derivative · entry 4 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,359,514 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 17:54 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $8.20 | $410,000.00 |
DisclosureSEC source: 0001628280-22-025258 · wf-form4_166371087306095.xml · nonDerivative · entry 3 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through December 16, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.15 to $8.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 17:54 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-025258 · wf-form4_166371087306095.xml · nonDerivative · entry 2 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 17:54 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-025258 · wf-form4_166371087306095.xml · nonDerivative · entry 1 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,359,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 18:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024306 · wf-form4_166215880665833.xml · derivative · entry 5 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: The Reporting Person was granted time-based restricted stock units that shall vest and become nonforfeitable with respect to twenty-five (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F7 · derivative.expiration_date: The Reporting Person was granted time-based restricted stock units that shall vest and become nonforfeitable with respect to twenty-five (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 18:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024306 · wf-form4_166215880665833.xml · derivative · entry 4 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,409,514 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F5 · derivative.expiration_date: N/A Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 18:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 50,000 | $8.48 | $424,000.00 |
DisclosureSEC source: 0001628280-22-024306 · wf-form4_166215880665833.xml · nonDerivative · entry 3 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through December 16, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.45 to $8.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 18:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024306 · wf-form4_166215880665833.xml · nonDerivative · entry 2 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 18:47 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024306 · wf-form4_166215880665833.xml · nonDerivative · entry 1 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,409,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 18:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 81,498 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022922 · wf-form4_166059906591628.xml · derivative · entry 8 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,459,514 Underlying: Class A Common Stock · 81,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F6 · derivative.expiration_date: N/A Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 18:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 81,498 | $8.03 | $654,428.94 |
DisclosureSEC source: 0001628280-22-022922 · wf-form4_166059906591628.xml · nonDerivative · entry 6 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through December 16, 2023. F5 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.77 to $8.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 18:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 81,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022922 · wf-form4_166059906591628.xml · nonDerivative · entry 5 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 18:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 81,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022922 · wf-form4_166059906591628.xml · nonDerivative · entry 4 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,459,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 18:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 18,502 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022922 · wf-form4_166059906591628.xml · derivative · entry 7 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,541,012 Underlying: Class A Common Stock · 18,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F6 · derivative.expiration_date: N/A Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 18:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 18,502 | $7.95 | $147,090.90 |
DisclosureSEC source: 0001628280-22-022922 · wf-form4_166059906591628.xml · nonDerivative · entry 3 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 F3 · kind: Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through December 16, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.70 to $7.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 18:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 18,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022922 · wf-form4_166059906591628.xml · nonDerivative · entry 2 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 18:18 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 18,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022922 · wf-form4_166059906591628.xml · nonDerivative · entry 1 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,541,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 17:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000005 · wf-form4_164686323224779.xml · derivative · entry 4 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,559,514 Underlying: Class A Common Stock · 105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 17:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 105 | $7.81 | $820.05 |
DisclosureSEC source: 0001865420-22-000005 · wf-form4_164686323224779.xml · nonDerivative · entry 3 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 17:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000005 · wf-form4_164686323224779.xml · nonDerivative · entry 2 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 17:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000005 · wf-form4_164686323224779.xml · nonDerivative · entry 1 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,559,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 19:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 21,995 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · derivative · entry 8 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,559,619 Underlying: Class A Common Stock · 21,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 19:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 21,995 | $7.93 | $174,420.35 |
DisclosureSEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 6 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 19:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 21,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 5 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 19:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 21,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 4 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,559,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 19:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 2,136 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · derivative · entry 7 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,581,614 Underlying: Class A Common Stock · 2,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 19:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 2,136 | $7.80 | $16,660.80 |
DisclosureSEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 3 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 19:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 2,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 2 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 19:19 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 2,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000004 · wf-form4_164643954130078.xml · nonDerivative · entry 1 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,581,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 19:38 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 11,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · derivative · entry 8 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,583,750 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 19:38 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 11,000 | $7.66 | $84,260.00 |
DisclosureSEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 6 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 19:38 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 5 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 19:38 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 4 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,583,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:38 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 188,912 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · derivative · entry 7 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,594,750 Underlying: Class A Common Stock · 188,912 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:38 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 188,912 | $7.89 | $1,490,515.68 |
DisclosureSEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 3 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:38 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 188,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 2 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 19:38 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass V Common Stock | 188,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000003 · wf-form4_164626785111516.xml · nonDerivative · entry 1 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,594,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 20:31 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantADK Class A Units · Derivative | 355,013 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000002 · wf-form4_164506145226646.xml · derivative · entry 3 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,783,662 Underlying: Class A Common Stock · 355,013 shares Expires not disclosed F2 · security: The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be canceled. F2 · derivative.exercise_price: The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be canceled. F3 · derivative.expiration_date: N/A Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 20:31 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantClass V Common Stock | 355,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000002 · wf-form4_164506145226646.xml · nonDerivative · entry 2 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,783,662 F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, with each entitling the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Earn-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 20:31 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantClass A Common Stock | 36 | $8.11 | $291.96 |
DisclosureSEC source: 0001865420-22-000002 · wf-form4_164506145226646.xml · nonDerivative · entry 1 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669 F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, with each entitling the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Earn-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 20:29 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantEmployee Stock Option (right to buy) · Derivative | 18,213 | $0.00 Strike: $11.69 | $0.00 |
DisclosureSEC source: 0001865420-22-000001 · wf-form4_164143255518280.xml · derivative · entry 3 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,213 Underlying: Class A Common Stock · 18,213 shares Expires 2029-01-03 F5 · derivative.exercise_date: These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 20:29 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantPerformance-based Restricted Stock Units · Derivative | 9,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000001 · wf-form4_164143255518280.xml · derivative · entry 2 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,519 Underlying: Class A Common Stock · 9,519 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Class A common stock. F4 · derivative.exercise_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share. F4 · derivative.expiration_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 20:29 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 6,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001865420-22-000001 · wf-form4_164143255518280.xml · derivative · entry 1 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,346 Underlying: Class A Common Stock · 6,346 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 20:05 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionADK Class A Units · Derivative | 300,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865420-21-000004 · wf-form4_164004870154070.xml · derivative · entry 8 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,428,649 Underlying: Class A Common Stock · 300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. F3 · derivative.expiration_date: N/A Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 20:05 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 300,000 | $10.94 | $3,282,000.00 |
DisclosureSEC source: 0001865420-21-000004 · wf-form4_164004870154070.xml · nonDerivative · entry 6 Kee Scott David · CIK 0001865420 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.