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HOOVER R DAVID

Disclosed activity across 4 companies

Tapewire entity
12235
SEC CIK
0001186033

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ELI LILLY & CoLLY · Entity 2794DirectorNovember 20, 2017November 22, 2017
Elanco Animal Health IncELAN · Entity 3457DirectorMay 21, 2026May 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ELI LILLY & Co

Report date November 20, 2017 · Filed November 22, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect36,284 Reported balance After 2017-11-20 transaction · row 1
1 source row

Row 1 · 2017-11-20 · Grant · Acquired 1,924 · Balance 36,284

Common StockSEC Table I · non-derivativeIndirectSuzanne A. Hoover Revocable Trust1,500 Reported balance Holding disclosure · report date 2017-11-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,500

F1: Revocable Trust of which reporting person's spouse is the trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Revocable Trust of which reporting person's spouse is the trustee.

Elanco Animal Health Inc

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect111,451 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 4,678 · Balance 111,451

F1: Grant of deferred stock units as a pro-rated annual equity award to each of the non-employee members of the Issuer's Board of Directors.

Common StockSEC Table I · non-derivativeIndirectRevocable Trust150,000 Reported balance Holding disclosure · report date 2026-05-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 150,000

Common StockSEC Table I · non-derivativeIndirectSuzanne A. Hoover Revocable Trust15,920 Reported balance Holding disclosure · report date 2026-05-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 15,920

Filing footnotes · ownership attribution and instrument terms

F1: Grant of deferred stock units as a pro-rated annual equity award to each of the non-employee members of the Issuer's Board of Directors.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BALL Corp

Report date April 25, 2018 · Filed April 25, 2018

Section 16 reporting ended · disclosed 2018-04-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect192,811.0889 Reported balance Holding disclosure · report date 2018-04-25 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 192,811.0889

Common StockSEC Table I · non-derivativeIndirectRDH Trust971,090 Reported balance Holding disclosure · report date 2018-04-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 971,090

Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible securityDirect11,152.1288 Reported balance Holding disclosure · report date 2018-04-25 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 11,152.1288

F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect38,542 Reported balance Holding disclosure · report date 2018-04-25 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 38,542

F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $10.02 · Expires 2019-01-28Direct800,000 Reported balance Holding disclosure · report date 2018-04-25 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 800,000

Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $12.61 · Expires 2020-01-27Direct516,400 Reported balance Holding disclosure · report date 2018-04-25 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 516,400

Stock Option (iso) (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.61 · Expires 2020-01-27Direct13,600 Reported balance Holding disclosure · report date 2018-04-25 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 13,600

Filing footnotes · ownership attribution and instrument terms

F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

EDGEWELL PERSONAL CARE Co

Report date February 03, 2021 · Filed February 05, 2021

Section 16 reporting ended · disclosed 2021-02-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect46,724 Reported balance After 2021-02-03 transaction · row 1
1 source row

Row 1 · 2021-02-03 · Exercise / conversion · Acquired 20,839 · Balance 46,724

F1: Total of the previously deferred Restricted Stock Equivalents as reported here in Table II converted into shares of Edgewell common stock due to Mr. Hoover's retirement from the Board of Directors on February 3, 2021.

Restricted Stock EquivalentsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-02-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-02-03 · Other · Disposed 10,000 · Balance 0

F2: Previously deferred Restricted Stock Equivalents converted into shares of Edgewell common stock due to Mr. Hoover's retirement from the Board of Directors on February 3, 2021.

Restricted Stock Equivalents 1-3-2017SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-02-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-02-03 · Other · Disposed 1,667 · Balance 0

F2: Previously deferred Restricted Stock Equivalents converted into shares of Edgewell common stock due to Mr. Hoover's retirement from the Board of Directors on February 3, 2021.

Restricted Stock Equivalents 1-2-2018SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-02-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-02-03 · Other · Disposed 2,072 · Balance 0

F2: Previously deferred Restricted Stock Equivalents converted into shares of Edgewell common stock due to Mr. Hoover's retirement from the Board of Directors on February 3, 2021.

Restricted Stock Equivalents 2-1-2019SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-02-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-02-03 · Other · Disposed 3,156 · Balance 0

F2: Previously deferred Restricted Stock Equivalents converted into shares of Edgewell common stock due to Mr. Hoover's retirement from the Board of Directors on February 3, 2021.

Restricted Stock Equivalents 2-6-2020SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-02-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-02-03 · Other · Disposed 3,944 · Balance 0

F2: Previously deferred Restricted Stock Equivalents converted into shares of Edgewell common stock due to Mr. Hoover's retirement from the Board of Directors on February 3, 2021.

Common StockSEC Table I · non-derivativeIndirectSuzanne A. Hoover Revocable Trust10,000 Reported balance Holding disclosure · report date 2021-02-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,000

Filing footnotes · ownership attribution and instrument terms

F1: Total of the previously deferred Restricted Stock Equivalents as reported here in Table II converted into shares of Edgewell common stock due to Mr. Hoover's retirement from the Board of Directors on February 3, 2021.

F2: Previously deferred Restricted Stock Equivalents converted into shares of Edgewell common stock due to Mr. Hoover's retirement from the Board of Directors on February 3, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2017 Filed Mar 13, 2017 20:25 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Option (iso) (Right to Buy) · Derivative 5,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · derivative · entry 8

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Incentive Stock Options (ISOs).

F7 · derivative.exercise_date: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option.

Read SEC document
March 13, 2017 Filed Mar 13, 2017 20:25 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 5,000 $74.07 $370,331.50
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · nonDerivative · entry 4

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,462.4894

Read SEC document
March 13, 2017 Filed Mar 13, 2017 20:25 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 5,000 $24.66 $123,300.00
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · nonDerivative · entry 3

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,462.4894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Common stock acquired from the exercise of Incentive Stock Options (ISOs).

Read SEC document
March 13, 2017 Filed Mar 15, 2017 17:30 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 50,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-011745 · form4.xml · derivative · entry 8

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

Underlying: Common Stock · 50,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 13, 2017 Filed Mar 15, 2017 17:30 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 32,153 $74.32 $2,389,610.96
Disclosure

SEC source: 0001127602-17-011745 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 345,603

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 17:30 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 50,000 $24.66 $1,233,000.00
Disclosure

SEC source: 0001127602-17-011745 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 377,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:25 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 50,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · derivative · entry 7

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,000

Underlying: Common Stock · 50,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:25 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 32,140 $73.74 $2,370,003.60
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 327,756

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:25 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 50,000 $24.66 $1,233,000.00
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 359,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 10, 2017 Filed Mar 31, 2017 16:51 UTC Amendment BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 50,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-013369 · form4a.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,000

Underlying: Common Stock · 50,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 10, 2017 Filed Mar 31, 2017 16:51 UTC Amendment BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 32,223 $73.74 $2,376,124.02
Disclosure

SEC source: 0001127602-17-013369 · form4a.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 327,673

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

F3 · kind: Due to an administrative error, shares withheld were previously reported as 32,140 instead of the correct number of 32,223. Correcting entry.

Read SEC document
March 10, 2017 Filed Mar 31, 2017 16:51 UTC Amendment BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 50,000 $24.66 $1,233,000.00
Disclosure

SEC source: 0001127602-17-013369 · form4a.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 359,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 08, 2017 Filed Mar 9, 2017 21:56 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 50,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-011079 · form4.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,000

Underlying: Common Stock · 50,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 08, 2017 Filed Mar 9, 2017 21:56 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 32,269 $72.68 $2,345,310.92
Disclosure

SEC source: 0001127602-17-011079 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 309,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 21:56 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 50,000 $24.66 $1,233,000.00
Disclosure

SEC source: 0001127602-17-011079 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 342,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:11 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 329.3421 $74.33 $24,480.00
Disclosure

SEC source: 0001127602-17-005511 · form4.xml · derivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311.9521

Underlying: Common Stock · 329.3421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral to the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 22:18 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 8,476 $75.07 $636,293.32
Disclosure

SEC source: 0001127602-17-003932 · form4.xml · nonDerivative · entry 3

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 292,165

F3 · kind: Common stock acquired upon the distribution of shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan which was transferred into the R. David Hoover Revocable Trust.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 22:18 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 3,569 $75.07 $267,924.83
Disclosure

SEC source: 0001127602-17-003932 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,462.4894

F2 · kind: Shares withheld for payment of the tax obligation upon the distribution of 12,045 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 22:18 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 8,476 $75.07 $636,293.32
Disclosure

SEC source: 0001127602-17-003932 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,031.4894

F1 · kind: Distribution of shares from the Ball Corporation 2000 Deferred Compensation Plan due to retirement as an officer of the Company.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:50 UTC EDGEWELL PERSONAL CARE Co EPC · Entity 4787 GrantRestricted Stock Equivalent 1/3/2017 · Derivative 1,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001695 · doc4.xml · derivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,667 shares

Expires not disclosed

F1 · derivative.exercise_date: Annual Restricted Stock Equivalent award valued at $125,000 will vest one year from date of grant unless Reporting Person elects to defer conversion.

F1 · derivative.expiration_date: Annual Restricted Stock Equivalent award valued at $125,000 will vest one year from date of grant unless Reporting Person elects to defer conversion.

Read SEC document
December 20, 2016 Filed Dec 21, 2016 17:17 UTC BALL Corp BLL · Entity 3320 GiftCommon Stock 46,000 $76.14 $3,502,440.00
Disclosure

SEC source: 0001127602-16-070643 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 283,689

Read SEC document
December 16, 2016 Filed Dec 19, 2016 19:15 UTC ELI LILLY & Co LLY · Entity 2794 PurchaseCommon Stock 500 $71.85 $35,925.00
Disclosure

SEC source: 0000059478-16-000483 · wf-form4_148217490590987.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Suzanne A. Hoover Revocable Trust

Disclosed balance after: 1,500

F1 · ownership.direct: Revocable Trust of which reporting person's spouse is the trustee.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:30 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 314.5478 $76.30 $24,000.00
Disclosure

SEC source: 0001127602-16-070295 · form4.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,982.61

Underlying: Common Stock · 314.5478 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:30 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 4.538 $76.30 $346.25
Disclosure

SEC source: 0001127602-16-070295 · form4.xml · derivative · entry 5

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,668.0622

Underlying: Common Stock · 4.538 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:30 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 185.0687 $76.30 $14,120.74
Disclosure

SEC source: 0001127602-16-070295 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,507.4894

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:59 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 50,000 $77.05 $3,852,500.00
Disclosure

SEC source: 0001127602-16-068843 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 329,689

F1 · kind: Reporting person transferred 50,000 shares from the RDH Trust to another trust in exchange for fair value.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:46 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,088 $76.64 $160,024.32
Disclosure

SEC source: 0000059478-16-000465 · wf-form4_148062878562347.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,504

Read SEC document
November 08, 2016 Filed Nov 9, 2016 22:43 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Appreciation Rights (sars) · Derivative 25,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-16-066618 · form4.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,000

Underlying: Common Stock · 25,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
November 08, 2016 Filed Nov 9, 2016 22:43 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 15,783 $79.60 $1,256,326.80
Disclosure

SEC source: 0001127602-16-066618 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 379,689

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

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November 08, 2016 Filed Nov 9, 2016 22:43 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 25,000 $24.66 $616,500.00
Disclosure

SEC source: 0001127602-16-066618 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 395,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Stock Appreciation Rights (SARs).

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September 15, 2016 Filed Sep 16, 2016 20:01 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 3.9068 $78.30 $305.90
Disclosure

SEC source: 0001127602-16-062653 · form4.xml · derivative · entry 7

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,663.5242

Underlying: Common Stock · 3.9068 shares

Expires not disclosed

F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F8 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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September 15, 2016 Filed Sep 16, 2016 20:01 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 306.5134 $78.30 $24,000.00
Disclosure

SEC source: 0001127602-16-062653 · form4.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,659.6174

Underlying: Common Stock · 306.5134 shares

Expires not disclosed

F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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September 15, 2016 Filed Sep 16, 2016 20:01 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 3,000 $78.30 $234,900.00
Disclosure

SEC source: 0001127602-16-062653 · form4.xml · derivative · entry 5

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,342

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · kind: Restricted Stock Unit Award granted under the Director Deposit Share Program.

F4 · derivative.exercise_date: Restricted Stock Unit Award granted under the Director Deposit Share Program.

F4 · derivative.expiration_date: Restricted Stock Unit Award granted under the Director Deposit Share Program.

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September 15, 2016 Filed Sep 16, 2016 20:01 UTC BALL Corp BLL · Entity 3320 OtherCommon Stock 180.0425 $78.30 $14,097.33
Disclosure

SEC source: 0001127602-16-062653 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,322.4207

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

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November 30, 2015 Filed Dec 2, 2015 20:20 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000211 · wf-form4_144908760419555.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,610

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November 28, 2014 Filed Dec 2, 2014 20:53 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000202 · wf-form4_141755358238628.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,108

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November 29, 2013 Filed Dec 3, 2013 20:33 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,841 $51.03 $144,976.23
Disclosure

SEC source: 0000059478-13-000104 · wf-form4_138610278505511.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,114

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November 30, 2012 Filed Dec 3, 2012 19:15 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 3,083 $47.03 $144,993.49
Disclosure

SEC source: 0001209191-12-055275 · doc4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,486

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December 30, 2011 Filed Jan 3, 2012 21:34 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 248 $40.74 $10,103.52
Disclosure

SEC source: 0001209191-12-000424 · doc4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,788

Read SEC document
November 30, 2011 Filed Dec 1, 2011 19:12 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 3,990 $36.34 $144,996.60
Disclosure

SEC source: 0001209191-11-058697 · doc4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,383

Read SEC document
November 30, 2011 Filed Dec 1, 2011 19:12 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 319 $36.34 $11,592.46
Disclosure

SEC source: 0001209191-11-058697 · doc4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,393

Read SEC document
October 31, 2011 Filed Nov 2, 2011 14:19 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 224 $38.29 $8,576.96
Disclosure

SEC source: 0001209191-11-053767 · doc4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,068

Read SEC document
October 31, 2011 Filed Dec 1, 2011 19:05 UTC Amendment ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 226 $37.97 $8,581.22
Disclosure

SEC source: 0001209191-11-058694 · doc4a.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,074

F1 · shares: This amendment is being filed to correct the number of securities reported as acquired on the original Form 4 filed on 11/2/11; 2 shares were inadvertently omitted from the total.

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September 30, 2011 Filed Sep 30, 2011 17:18 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 227 $37.81 $8,582.87
Disclosure

SEC source: 0001209191-11-049476 · doc4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,844

Read SEC document
September 30, 2011 Filed Dec 1, 2011 19:02 UTC Amendment ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 229 $37.52 $8,592.08
Disclosure

SEC source: 0001209191-11-058692 · doc4a.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,848

F1 · shares: This amendment is being filed to correct the number of securities reported as acquired on the original Form 4 filed on 9/30/11; 4 shares were inadvertently omitted from the total.

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August 31, 2011 Filed Aug 31, 2011 14:11 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 240 $35.77 $8,584.80
Disclosure

SEC source: 0001209191-11-046080 · doc4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,459

Read SEC document
July 29, 2011 Filed Aug 3, 2011 16:13 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 226 $38.05 $8,599.30
Disclosure

SEC source: 0001209191-11-042214 · doc4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,219

Read SEC document
June 30, 2011 Filed Jul 1, 2011 12:56 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 229 $37.56 $8,601.24
Disclosure

SEC source: 0001209191-11-036992 · doc4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,993

Read SEC document
May 31, 2011 Filed Jun 2, 2011 19:23 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 219 $39.15 $8,573.85
Disclosure

SEC source: 0001209191-11-032475 · doc4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,615

Read SEC document
April 29, 2011 Filed May 2, 2011 18:35 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 241 $35.62 $8,584.42
Disclosure

SEC source: 0001209191-11-025276 · doc4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,396

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.