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LECHLEITER JOHN C

Disclosed activity across 3 companies

Tapewire entity
12219
SEC CIK
0001209281

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FORD MOTOR COF · Entity 1829DirectorOctober 30, 2020November 03, 2020
NIKE, Inc.NKE · Entity 2537DirectorJuly 26, 2019July 29, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FORD MOTOR CO

Report date October 30, 2020 · Filed November 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ford Stock UnitsSEC Table II · derivative / convertible securityDirect216,994 Reported balance After 2020-10-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-10-30 · Grant · Acquired 12,936 · Balance 216,994

F1: These Ford Stock Units were acquired under the Company's 2014 Stock Plan for Non-Employee Directors. These Ford Stock Units will be converted into shares of Ford Common Stock and distributed to me, without payment, following termination of Board service.

Filing footnotes · ownership attribution and instrument terms

F1: These Ford Stock Units were acquired under the Company's 2014 Stock Plan for Non-Employee Directors. These Ford Stock Units will be converted into shares of Ford Common Stock and distributed to me, without payment, following termination of Board service.

NIKE, Inc.

Report date July 26, 2019 · Filed July 29, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect81,645 Ending reported balance After 2019-07-26 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-07-26 · Exercise / conversion · Acquired 5,406 · Balance 68,457

F1: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.

Row 2 · 2019-07-26 · Sale · Disposed 5,406 · Balance 63,051

F1: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.

Row 3 · 2019-07-26 · Exercise / conversion · Acquired 18,594 · Balance 81,645

F1: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.60 · Expires 2020-09-20Direct18,594 Reported balance After 2019-07-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-07-26 · Exercise / conversion · Disposed 5,406 · Balance 18,594

F1: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.

F2: Option granted on 09/20/2010 and became exercisable with respect to 100% of the shares on the date of the first annual meeting of shareholders of the Company held after Grant Date.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.60 · Expires 2020-09-20Direct0 Reported balance After 2019-07-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-07-26 · Exercise / conversion · Disposed 18,594 · Balance 0

F1: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.

F2: Option granted on 09/20/2010 and became exercisable with respect to 100% of the shares on the date of the first annual meeting of shareholders of the Company held after Grant Date.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the first full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.

F2: Option granted on 09/20/2010 and became exercisable with respect to 100% of the shares on the date of the first annual meeting of shareholders of the Company held after Grant Date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ELI LILLY & Co

Report date May 04, 2017 · Filed December 13, 2017

Section 16 reporting ended · disclosed 2017-12-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect823,219 Reported balance After 2017-05-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-05-04 · Gift · Disposed 11,072 · Balance 823,219

Common StockSEC Table I · non-derivativeDirect436,161 Reported balance After 2017-05-25 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2017-05-25 · Gift · Disposed 387,058 · Balance 436,161

F1: Reflects number of shares owned as of May 31, 2017.

Common StockSEC Table I · non-derivativeIndirectby wife436,160 Reported balance After 2017-05-25 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-05-25 · Gift · Acquired 387,058 · Balance 436,160

F1: Reflects number of shares owned as of May 31, 2017.

F2: Reporting person disclaims beneficial ownership of these shares.

Common StockSEC Table I · non-derivativeIndirect401(k)21,367 Reported balance Holding disclosure · report date 2017-05-04 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 21,367

F1: Reflects number of shares owned as of May 31, 2017.

Common StockSEC Table I · non-derivativeIndirectby family limited partnership22,589 Reported balance Holding disclosure · report date 2017-05-04 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 22,589

F1: Reflects number of shares owned as of May 31, 2017.

F3: Family limited partnership of which reporting person and his wife are the general partners. Reporting person disclaim beneficial ownership of shares held by family limited partnership except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectThe John C. Lechleiter Spouse and Descendants Trust dtd 11/1/1272,140 Reported balance Holding disclosure · report date 2017-05-04 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 72,140

F1: Reflects number of shares owned as of May 31, 2017.

F4: Irrevocable trust for the benefit of reporting person's spouse and children. Spouse is trustee. Reporting person disclaims beneficial ownership of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects number of shares owned as of May 31, 2017.

F2: Reporting person disclaims beneficial ownership of these shares.

F3: Family limited partnership of which reporting person and his wife are the general partners. Reporting person disclaim beneficial ownership of shares held by family limited partnership except to the extent of his pecuniary interest therein.

F4: Irrevocable trust for the benefit of reporting person's spouse and children. Spouse is trustee. Reporting person disclaims beneficial ownership of these shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2015 Filed Feb 3, 2015 20:58 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 52,462 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000056 · wf-form4_142299707583934.xml · derivative · entry 7

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,462 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:58 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 24,668 $72.00 $1,776,096.00
Disclosure

SEC source: 0000059478-15-000056 · wf-form4_142299707583934.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,416

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:58 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 52,462 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000056 · wf-form4_142299707583934.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:22 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 46,623 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000028 · wf-form4_142265656648353.xml · derivative · entry 6

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,623

Underlying: Common Stock · 46,623 shares

Expires 2016-02-01

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:22 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 107,344 $70.97 $7,618,203.68
Disclosure

SEC source: 0000059478-15-000028 · wf-form4_142265656648353.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,622

Read SEC document
December 04, 2014 Filed Jan 29, 2015 18:26 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 393 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000009 · wf-form5_142255599923302.xml · nonDerivative · entry 4

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,278

Read SEC document
December 03, 2014 Filed Jan 29, 2015 18:26 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,179 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000009 · wf-form5_142255599923302.xml · nonDerivative · entry 3

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,671

Read SEC document
November 14, 2014 Filed Jan 29, 2015 18:26 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 785 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000009 · wf-form5_142255599923302.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,850

Read SEC document
October 29, 2014 Filed Oct 31, 2014 18:03 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option (right to buy) · Derivative 127,811 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · derivative · entry 14

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,811 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2014 Filed Oct 31, 2014 18:03 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 118,097 $64.83 $7,656,228.51
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 9

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,579

Read SEC document
October 29, 2014 Filed Oct 31, 2014 18:03 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 127,811 $55.65 $7,112,682.15
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 8

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2014 Filed Oct 31, 2014 18:03 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 12,631 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 7

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,865

Read SEC document
August 07, 2014 Filed Oct 31, 2014 18:03 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 10

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 50,046

F1 · ownership.nature: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
August 07, 2014 Filed Oct 31, 2014 18:03 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 6

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,496

Read SEC document
June 13, 2014 Filed Jan 29, 2015 18:26 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 944 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000009 · wf-form5_142255599923302.xml · nonDerivative · entry 5

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 49,102

F1 · ownership.nature: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
June 12, 2014 Filed Jan 29, 2015 18:26 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 944 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000009 · wf-form5_142255599923302.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,635

Read SEC document
June 09, 2014 Filed Oct 31, 2014 18:03 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 5

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,966

Read SEC document
June 05, 2014 Filed Oct 31, 2014 18:03 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 6,475 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 4

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,586

Read SEC document
April 30, 2014 Filed Oct 31, 2014 18:03 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 435 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 3

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,061

Read SEC document
March 13, 2014 Filed Oct 31, 2014 18:03 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 433 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,496

Read SEC document
March 03, 2014 Filed Oct 31, 2014 18:03 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 17,215 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,929

Read SEC document
February 01, 2014 Filed Feb 4, 2014 20:48 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 58,778 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000074 · wf-form4_139154691289377.xml · derivative · entry 9

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,778 shares

Expires 2014-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 20:48 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 27,609 $54.01 $1,491,162.09
Disclosure

SEC source: 0000059478-14-000074 · wf-form4_139154691289377.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,144

Read SEC document
February 01, 2014 Filed Feb 4, 2014 20:48 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 58,778 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000074 · wf-form4_139154691289377.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2014 Filed Jan 31, 2014 01:28 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 52,462 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000025 · wf-form4_139113172881101.xml · derivative · entry 8

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,462

Underlying: Common Stock · 52,462 shares

Expires 2015-02-01

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2014 Filed Jan 31, 2014 01:28 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 113,712 $54.23 $6,166,601.76
Disclosure

SEC source: 0000059478-14-000025 · wf-form4_139113172881101.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,762

Read SEC document
January 28, 2014 Filed Feb 4, 2014 15:28 UTC Amendment ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 113,712 $54.23 $6,166,601.76
Disclosure

SEC source: 0000059478-14-000068 · wf-form4a_139152771487556.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,975

F1 · balance_after: This amendment is being filed to correct the total holdings as beneficially owned on 1/30/2014. As of 1/30/2014, the reporting person owned 527,975 shares of issuer stock.

Read SEC document
December 31, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 17

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · J&S Lechleiter Grandchild Trust FBO John Richard Lechleiter

Disclosed balance after: 550

F4 · ownership.nature: Irrevocable trust for the benefit of reporting person's grandchild. Reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 31, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 16

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · J&S Lechleiter Grandchild Trust FBO John Richard Lechleiter

Disclosed balance after: 275

F4 · ownership.nature: Irrevocable trust for the benefit of reporting person's grandchild. Reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 31, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 15

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · J&S Lechleiter Grandchild Trust FBO Lannan Jeanne Lechleiter

Disclosed balance after: 550

F4 · ownership.nature: Irrevocable trust for the benefit of reporting person's grandchild. Reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 31, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 14

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · J&S Lechleiter Grandchild Trust FBO Lannan Jeanne Lechleiter

Disclosed balance after: 275

F4 · ownership.nature: Irrevocable trust for the benefit of reporting person's grandchild. Reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 31, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 11

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 50,516

F1 · ownership.nature: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 31, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 8

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,263

Read SEC document
November 26, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 6,757 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 7

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,813

Read SEC document
September 11, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 6,243 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 6

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,570

Read SEC document
June 13, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 976 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 10

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 51,066

F1 · ownership.nature: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
June 13, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 976 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 5

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,813

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May 14, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 4

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,789

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May 10, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 8,250 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 3

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,758

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March 04, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 457 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,008

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February 20, 2013 Filed Jan 31, 2014 15:46 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 19,585 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000045 · wf-form5_139118320073486.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,465

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February 01, 2013 Filed Feb 4, 2013 21:25 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 132,367 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-13-005980 · doc4.xml · derivative · entry 7

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President, and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 132,367 shares

Expires 2013-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2013 Filed Feb 4, 2013 21:25 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 62,173 $53.69 $3,338,068.37
Disclosure

SEC source: 0001209191-13-005980 · doc4.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President, and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,050

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February 01, 2013 Filed Feb 4, 2013 21:25 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 132,367 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-005980 · doc4.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President, and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 25, 2013 Filed Jan 29, 2013 22:03 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 58,778 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-005012 · doc4.xml · derivative · entry 6

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President, and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,778

Underlying: Common Stock · 58,778 shares

Expires 2014-02-01

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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January 25, 2013 Filed Jan 29, 2013 22:03 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 129,075 $53.21 $6,868,080.75
Disclosure

SEC source: 0001209191-13-005012 · doc4.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President, and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,856

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December 12, 2012 Filed Feb 4, 2013 21:36 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,044 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-006004 · doc5.xml · nonDerivative · entry 10

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President, and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 52,042

F1 · ownership.nature: Reporting person disclaims beneficial ownership of these shares.

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December 12, 2012 Filed Feb 4, 2013 21:36 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,044 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-006004 · doc5.xml · nonDerivative · entry 8

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President, and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,781

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December 05, 2012 Filed Feb 4, 2013 21:36 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 640 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-006004 · doc5.xml · nonDerivative · entry 12

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President, and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C. Lechleiter Spouse and Descendants Trust dtd 11/1/12

Disclosed balance after: 72,140

F2 · ownership.nature: Irrevocable trust for the benefit of reporting person's spouse and children. Spouse is trustee. Reporting person disclaims beneficial ownership of these shares.

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December 05, 2012 Filed Feb 4, 2013 21:36 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 640 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-006004 · doc5.xml · nonDerivative · entry 7

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President, and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,825

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.