Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director · Chairman of the Board and CEO | December 28, 2017 | December 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date December 28, 2017 · Filed December 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 1,244,942 |
Ending reported balance
After 2017-12-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-12-28 · Exercise / conversion · Acquired 30,075 · Balance 1,261,729 F1: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Row 2 · 2017-12-28 · Tax withholding · Disposed 16,787 · Balance 1,244,942 F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-28 · Exercise / conversion · Disposed 30,075 · Balance 0 F1: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 391,332 |
Reported balance
Holding disclosure · report date 2017-12-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 391,332 F3: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 675,224 |
Reported balance
Holding disclosure · report date 2017-12-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 675,224 F4: As trustee of grantor retained annuity trusts. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end.
F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
F3: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F4: As trustee of grantor retained annuity trusts.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2017 Filed Dec 29, 2017 11:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 30,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000790 · ownershipdoc12262017044029.xml · derivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 30,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · derivative.exercise_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · derivative.expiration_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 16,787 | $255.95 | $4,296,632.65 |
DisclosureSEC source: 0000769993-17-000790 · ownershipdoc12262017044029.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,942 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 30,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000790 · ownershipdoc12262017044029.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 161,052 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · derivative · entry 12 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 161,052 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,635 | $239.10 | $630,040.88 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 8 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231,654 F6 · price: Reflects a weighted average sale price of $239.1047 per share, at prices ranging from $238.99 to $239.28 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 7,843 | $238.65 | $1,871,725.68 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 7 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234,289 F5 · price: Reflects a weighted average sale price of $238.6492 per share, at prices ranging from $237.99 to $238.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 150,574 | $239.42 | $36,050,427.08 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,132 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 161,052 | $204.16 | $32,880,376.32 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 18:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 161,052 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · derivative · entry 11 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,052 Underlying: Common Stock, par value $0.01 per share · 161,052 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 18:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,763 | $238.29 | $896,695.43 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231,654 F4 · price: Reflects a weighted average sale price of $238.2927 per share, at prices ranging from $238.15 to $238.57 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 18:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 6,553 | $237.83 | $1,558,488.19 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,417 F3 · price: Reflects a weighted average sale price of $237.8282 per share, at prices ranging from $237.15 to $238.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 18:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 150,736 | $238.78 | $35,992,742.08 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241,970 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 18:48 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 161,052 | $204.16 | $32,880,376.32 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 59,547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000131 · ownershipdoc01172017103431.xml · derivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 59,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · derivative.exercise_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · derivative.expiration_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 31,841 | $232.67 | $7,408,445.47 |
DisclosureSEC source: 0000769993-17-000131 · ownershipdoc01172017103431.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,522,339 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 59,547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000131 · ownershipdoc01172017103431.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:27 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 104,614 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001905 · ownershipdoc11142016082306.xml · derivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 104,614 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:27 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,504 | $211.32 | $529,134.26 |
DisclosureSEC source: 0000769993-16-001905 · ownershipdoc11142016082306.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,857 F3 · price: Reflects a weighted average sale price of $211.3156 per share, at prices ranging from $211.30 to $211.323 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:27 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 102,110 | $211.29 | $21,574,821.90 |
DisclosureSEC source: 0000769993-16-001905 · ownershipdoc11142016082306.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,422,361 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:27 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 104,614 | $199.84 | $20,906,061.76 |
DisclosureSEC source: 0000769993-16-001905 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,524,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 104,614 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · derivative · entry 8 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,614 Underlying: Common Stock, par value $0.01 per share · 104,614 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 92 | $207.66 | $19,104.72 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · nonDerivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,857 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,470 | $206.42 | $303,430.64 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,949 F4 · price: Reflects a weighted average sale price of $206.4154 per share, at prices ranging from $206.15 to $206.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 921 | $205.79 | $189,528.91 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421,419 F3 · price: Reflects a weighted average sale price of $205.786 per share, at prices ranging from $205.15 to $206.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 102,131 | $211.19 | $21,569,045.89 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,422,340 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 104,614 | $199.84 | $20,906,061.76 |
DisclosureSEC source: 0000769993-16-001894 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,524,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 74,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001141 · ownershipdoc01252016063410.xml · derivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 74,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.exercise_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.expiration_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 40,013 | $151.12 | $6,046,764.56 |
DisclosureSEC source: 0000769993-16-001141 · ownershipdoc01252016063410.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,173 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 19:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 74,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001141 · ownershipdoc01252016063410.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
| January 21, 2016 Filed Jan 22, 2016 19:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 48,467 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001104 · ownershipdoc01182016044150.xml · derivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,467 Underlying: Common Stock, par value $0.01 per share · 48,467 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. These RSUs represent 50% of the Reporting Person's equity-based year-end compensation for 2015; the remainder was granted in the form of RSUs that are subject to performance conditions and accordingly, pursuant to SEC rules, are not reported on Form 4. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. These RSUs represent 50% of the Reporting Person's equity-based year-end compensation for 2015; the remainder was granted in the form of RSUs that are subject to performance conditions and accordingly, pursuant to SEC rules, are not reported on Form 4. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2015 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2021. These RSUs represent 50% of the Reporting Person's equity-based year-end compensation for 2015; the remainder was granted in the form of RSUs that are subject to performance conditions and accordingly, pursuant to SEC rules, are not reported on Form 4. Read SEC document |
| November 25, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 1,750 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · derivative · entry 16 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,750 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 896 | $189.38 | $169,685.82 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 11 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,354 F9 · price: Reflects a weighted average sale price of $189.3815 per share, at prices ranging from $189.15 to $189.74 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 854 | $188.85 | $161,273.89 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 10 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,250 F8 · price: Reflects a weighted average sale price of $188.8453 per share, at prices ranging from $188.1512 to $189.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,750 | $131.64 | $230,370.00 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 9 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 1,750 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · derivative · entry 15 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock, par value $0.01 per share · 1,750 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 556 | $189.11 | $105,145.05 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 8 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,354 F7 · price: Reflects a weighted average sale price of $189.1098 per share, at prices ranging from $188.80 to $189.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 787 | $188.28 | $148,173.92 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 7 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,910 F6 · price: Reflects a weighted average sale price of $188.2769 per share, at prices ranging from $187.80 to $188.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 407 | $187.42 | $76,278.43 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,697 F5 · price: Reflects a weighted average sale price of $187.4163 per share, at prices ranging from $186.80 to $187.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,750 | $131.64 | $230,370.00 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 1,750 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · derivative · entry 14 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock, par value $0.01 per share · 1,750 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 451 | $190.86 | $86,079.35 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,354 F4 · price: Reflects a weighted average sale price of $190.8633 per share, at prices ranging from $190.56 to $191.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 673 | $190.14 | $127,965.36 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,805 F3 · price: Reflects a weighted average sale price of $190.1417 per share, at prices ranging from $189.56 to $190.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 626 | $189.19 | $118,430.12 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,478 F2 · price: Reflects a weighted average sale price of $189.1855 per share, at prices ranging from $188.56 to $189.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:43 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,750 | $131.64 | $230,370.00 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 19, 2015 Filed Jun 19, 2015 21:50 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 7,959 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · derivative · entry 7 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock, par value $0.01 per share · 7,959 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2015 Filed Jun 19, 2015 21:50 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 7,959 | $215.00 | $1,711,185.00 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,893,354 Read SEC document |
| June 19, 2015 Filed Jun 19, 2015 21:50 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 7,959 | $131.64 | $1,047,722.76 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,901,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:50 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 96,227 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · derivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,209 Underlying: Common Stock, par value $0.01 per share · 96,227 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:50 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 96,227 | $215.00 | $20,688,805.00 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,893,354 Read SEC document |
| June 18, 2015 Filed Jun 19, 2015 21:50 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 96,227 | $131.64 | $12,667,322.28 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,989,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.