Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED INDUSTRIAL TECHNOLOGIES INCAIT · Entity 3467 | VP-General Counsel & Secretary | November 22, 2022 | November 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED INDUSTRIAL TECHNOLOGIES INC
Report date November 22, 2022 · Filed November 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 90,587 |
Ending reported balance
After 2022-11-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-11-22 · Exercise / conversion · Acquired 13,200 · Balance 99,420 Row 2 · 2022-11-22 · Tax withholding · Disposed 8,833 · Balance 90,587 |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $48.19 · Expires 2026-08-11 | Direct | 0 |
Reported balance
After 2022-11-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-11-22 · Exercise / conversion · Disposed 13,200 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectRetirement Savings Plan | 21.164 |
Reported balance
Holding disclosure · report date 2022-11-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 21.164 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2017 Filed Aug 14, 2017 16:23 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | Tax withholdingCommon Stock | 973 | $55.45 | $53,952.85 |
DisclosureSEC source: 0000109563-17-000120 · wf-form4_150272778571076.xml · nonDerivative · entry 4 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,155 F4 · shares: Shares withheld by Registrant to satisfy tax withholding obligations on vesting of restricted stock units. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 16:23 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | GrantStock Appreciation Rights · Derivative | 8,700 | $0.00 Strike: $54.90 | $0.00 |
DisclosureSEC source: 0000109563-17-000120 · wf-form4_150272778571076.xml · derivative · entry 6 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 8,700 shares Expires 2027-08-10 F5 · derivative.exercise_date: Stock-only stock appreciation rights which become exercisable in annual increments of 25% commencing one year after the date of grant. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 16:23 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | Tax withholdingCommon Stock | 554 | $54.90 | $30,414.60 |
DisclosureSEC source: 0000109563-17-000120 · wf-form4_150272778571076.xml · nonDerivative · entry 3 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,128 F3 · shares: Shares withheld by Registrant to satisfy tax withholding obligations on vesting of performance shares. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 16:23 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | GrantCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000109563-17-000120 · wf-form4_150272778571076.xml · nonDerivative · entry 2 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,682 F2 · shares: Restricted stock units that vest three years from the date of grant and are settled in shares of Applied common stock. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 16:23 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | GrantCommon Stock | 2,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000109563-17-000120 · wf-form4_150272778571076.xml · nonDerivative · entry 1 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,082 F1 · shares: Performance shares "banked" as a result of 2017 performance. Performance shares vest at end of three-year program and are settled in shares of Applied common stock. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 16:35 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | Exercise / conversionStock Appreciation Rights · Derivative | 9,500 | $0.00 Strike: $29.27 | $0.00 |
DisclosureSEC source: 0000109563-17-000056 · wf-form4_148700371888783.xml · derivative · entry 4 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,500 shares Expires 2020-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 16:35 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | Tax withholdingCommon Stock | 7,118 | $61.85 | $440,248.30 |
DisclosureSEC source: 0000109563-17-000056 · wf-form4_148700371888783.xml · nonDerivative · entry 2 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,264 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 16:35 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | Exercise / conversionCommon Stock | 9,500 | $29.27 | $278,065.00 |
DisclosureSEC source: 0000109563-17-000056 · wf-form4_148700371888783.xml · nonDerivative · entry 1 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 12:48 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | SaleCommon Stock | 85.54 | $53.95 | $4,614.88 |
DisclosureSEC source: 0000109563-16-000327 · wf-form4_147912769789771.xml · nonDerivative · entry 4 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Supplemental Defined Contribution Plan Disclosed balance after: 0 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 12:48 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | SaleCommon Stock | 4,146.64 | $53.95 | $223,711.23 |
DisclosureSEC source: 0000109563-16-000327 · wf-form4_147912769789771.xml · nonDerivative · entry 3 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Retirement Savings Plan Disclosed balance after: 0 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 12:48 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | Exercise / conversionStock Appreciation Rights · Derivative | 13,500 | $0.00 Strike: $21.11 | $0.00 |
DisclosureSEC source: 0000109563-16-000327 · wf-form4_147912769789771.xml · derivative · entry 5 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,500 shares Expires 2019-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 12:48 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | Tax withholdingCommon Stock | 9,474 | $53.45 | $506,385.30 |
DisclosureSEC source: 0000109563-16-000327 · wf-form4_147912769789771.xml · nonDerivative · entry 2 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,882 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 12:48 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | Exercise / conversionCommon Stock | 13,500 | $21.11 | $284,985.00 |
DisclosureSEC source: 0000109563-16-000327 · wf-form4_147912769789771.xml · nonDerivative · entry 1 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:28 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | Exercise / conversionStock Appreciation Rights · Derivative | 13,700 | $0.00 Strike: $29.41 | $0.00 |
DisclosureSEC source: 0000109563-16-000315 · wf-form4_147803209266454.xml · derivative · entry 5 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,700 shares Expires 2018-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:28 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | Tax withholdingCommon Stock | 10,857 | $50.80 | $551,535.60 |
DisclosureSEC source: 0000109563-16-000315 · wf-form4_147803209266454.xml · nonDerivative · entry 2 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,856 Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:28 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | Exercise / conversionCommon Stock | 13,700 | $29.41 | $402,917.00 |
DisclosureSEC source: 0000109563-16-000315 · wf-form4_147803209266454.xml · nonDerivative · entry 1 BAUER FRED D · CIK 0001208349 · VP-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.