Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXCELIS TECHNOLOGIES INCACLS · Entity 4152 | EVP, Product Development | November 23, 2022 | November 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXCELIS TECHNOLOGIES INC
Report date November 23, 2022 · Filed November 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,173 |
Last balance in matching sequence
After 2022-11-23 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-11-23 · Sale · Disposed 6,180 · Balance 32,971 F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $78.72 to $79.70, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2: Of the shares held as of November 23, 2022, 8,795 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Row 2 · 2022-11-23 · Sale · Disposed 1,798 · Balance 31,173 F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $79.72 to $79.94, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2: Of the shares held as of November 23, 2022, 8,795 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $78.72 to $79.70, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: Of the shares held as of November 23, 2022, 8,795 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $79.72 to $79.94, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2018 Filed May 18, 2018 20:07 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 1,507 | $22.40 | $33,756.80 |
DisclosureSEC source: 0001209191-18-031381 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,992 F2 · price: Represents the closing price on May 16, 2018. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2018. F3 · balance_after: Of the shares held as of May 16, 2018, 20,227 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:07 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015558 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 F3 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2018. F2 · balance_after: Of the shares beneficially owned by the executive on February 28, 2018, 25,342 were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:07 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Disposition to issuerCommon Stock | 667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015558 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,427 F1 · price: These shares were issuable on restricted stock units which forfeited on February 28, 2018 as a result of the non-achievement of 2017 performance goals. F2 · balance_after: Of the shares beneficially owned by the executive on February 28, 2018, 25,342 were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 23:10 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 28,125 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-17-060053 · doc4.xml · derivative · entry 4 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,875 Underlying: Common Stock · 28,125 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: 50,000 options were granted on July 15, 2015 and were vested as to 56.25% of the options as of October 15, 2017. Of the remaining 21,875 options held by the executive after the sales reported on this form, 3,125 options will vest on the 15th of each of July, October, January, and April until fully vested on July 15, 2019, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 23:10 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 9,000 | $33.70 | $303,300.00 |
DisclosureSEC source: 0001209191-17-060053 · doc4.xml · nonDerivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,094 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $33.47 to $33.85, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of November 7, 2017, 28,675 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 23:10 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 28,125 | $33.33 | $937,406.25 |
DisclosureSEC source: 0001209191-17-060053 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,094 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $33.25 to $33.65, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of November 7, 2017, 28,675 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 23:10 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 28,125 | $12.04 | $338,625.00 |
DisclosureSEC source: 0001209191-17-060053 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of November 7, 2017, 28,675 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:25 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-17-052599 · doc4.xml · derivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:25 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 12,500 | $22.57 | $282,125.00 |
DisclosureSEC source: 0001209191-17-052599 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,094 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.55 to $22.625, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of September 12, 2017, 28,675 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:25 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 12,500 | $7.20 | $90,000.00 |
DisclosureSEC source: 0001209191-17-052599 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of September 12, 2017, 28,675 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:12 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-17-038599 · doc4.xml · derivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:12 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 75,000 | $23.39 | $1,754,250.00 |
DisclosureSEC source: 0001209191-17-038599 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,094 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $23.55, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of June 6, 2017, 28,675 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 21:12 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 75,000 | $7.96 | $597,000.00 |
DisclosureSEC source: 0001209191-17-038599 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of June 6, 2017, 28,675 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:55 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033183 · doc4.xml · nonDerivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,094 F5 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, some or all of these restricted stock units will vest on February 28, 2018 based on performance vesting criteria. Unvested restricted stock units will forfeit on that date. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on the vest date. F6 · balance_after: Of the shares held as of May 17, 2017, 28,675 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 20:55 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033183 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,761 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on May 17, 2018, May 17, 2019, May 17, 2020 and May 17, 2021. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on each vest date. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:55 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 2,406 | $21.75 | $52,330.50 |
DisclosureSEC source: 0001209191-17-033183 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,761 F2 · price: Represents the closing price on May 16, 2017. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2017. F3 · balance_after: Of the shares held as of May 16, 2017, 15,342 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 22,669 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · derivative · entry 10 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 22,669 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: 50,000 options were granted on July 15, 2014 and were vested as to 50% of the options as of May 10, 2017. Of the remaining 25,000 options held by the executive after the sales on that date, 12,500 will vest on each of July 15, 2017 and July 15, 2018, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 22,669 | $21.00 | $476,049.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 6 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,167 F1 · balance_after: Of the shares held as of May 9 and May 10, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 22,669 | $7.20 | $163,216.80 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 5 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 2,331 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · derivative · entry 9 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,669 Underlying: Common Stock · 2,331 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: 50,000 options were granted on July 15, 2014 and were vested as to 50% of the options as of May 9, 2017. Of the remaining 47,669 options held by the executive after the sales on that date,22,669 were vested, and 12,500 will vest on each of July 15, 2017 and July 15, 2018, if the officer remains in the service of the Company on such vesting dates. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 25,992 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · derivative · entry 8 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,992 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 35,250 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · derivative · entry 7 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,250 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 63,573 | $21.07 | $1,339,483.11 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 4 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,167 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.65, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 9 and May 10, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 2,331 | $7.20 | $16,783.20 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 25,992 | $6.40 | $166,348.80 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:38 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 35,250 | $6.40 | $225,600.00 |
DisclosureSEC source: 0001209191-17-031687 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 9 and May 10, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 2,250 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · derivative · entry 8 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,250 Underlying: Common Stock · 2,250 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · derivative · entry 7 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 2,250 | $16.05 | $36,112.50 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 6 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,167 F4 · balance_after: Of the shares held as of February 16, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 2,250 | $6.40 | $14,400.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 5 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 18,000 | $16.00 | $288,000.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 4 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,167 Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 18,000 | $4.64 | $83,520.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 1,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,167 F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 15, 2017. F3 · balance_after: On February 15, 2017, restricted stock units with performance vesting terms granted in May 2016 were determined to have vested as to 60% of the units. The remaining units forfeited. The shares issued to the executive on the vested units were reduced by shares having a value equal to the executive's tax withholding obligation. After these events, of the shares held by the executive as of February 15, 2017, 20,455 were issuable on vesting of other restricted stock units which remain subject to forfeiture. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Disposition to issuerCommon Stock | 2,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012078 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,476 F1 · price: These shares were issuable on restricted stock units which forfeited on February 15, 2017 as a result of the non-achievement of 2016 performance goals. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:00 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 11,508 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-17-009130 · doc4.xml · derivative · entry 3 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,992 Underlying: Common Stock · 11,508 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:00 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 11,508 | $16.34 | $188,040.72 |
DisclosureSEC source: 0001209191-17-009130 · doc4.xml · nonDerivative · entry 2 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,203 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:00 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 11,508 | $6.40 | $73,651.20 |
DisclosureSEC source: 0001209191-17-009130 · doc4.xml · nonDerivative · entry 1 Bintz William J · CIK 0001411134 · EVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 7, 2017, 27,274 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.