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MITCHELL SAMUEL J

Disclosed activity across 2 companies

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121961
SEC CIK
0001166068

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VALVOLINE INCVVV · Entity 1678Director · Chief Executive OfficerNovember 29, 2022December 01, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VALVOLINE INC

Report date November 29, 2022 · Filed December 01, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
FY 2023 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect23,090 Reported balance After 2022-11-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-11-29 · Grant · Acquired 23,090 · Balance 23,090

F1: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

FY 2023 Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $32.85 · Expires 2032-11-29Direct58,320 Reported balance After 2022-11-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-11-29 · Grant · Acquired 58,320 · Balance 58,320

F3: Fifty percent (50%) of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3: Fifty percent (50%) of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ASHLAND INC.

Report date September 30, 2016 · Filed November 10, 2016

Section 16 reporting ended · disclosed 2016-11-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,009 Reported balance After 2015-12-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2015-12-17 · Gift · Disposed 4,000 · Balance 25,009

F1: Includes 9,689 shares of unvested Restricted Stock, of which 130 shares were paid in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's incentive plans and applicable restricted stock agreements (35 shares were paid on December 15, 2015; 35 shares were paid on March 15, 2016; 30 shares were paid on June 15, 2016; and 30 shares were paid on September 15, 2016).

Common StockSEC Table I · non-derivativeIndirect401(k)1,913 Reported balance Holding disclosure · report date 2016-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,913

F2: Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.

Common Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct34,469 Reported balance Holding disclosure · report date 2016-09-30 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 34,469

F3: 1-for-1

F4: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's in-service distribution election, retirement or other termination.

F5: Balance includes 439 additional Common Stock Unites acquired in lieu of cash dividends pursuant to Ashland's Deferred Compensation Plan (the "Plan") and exempt under Rule 16b-3 (116 on December 15, 2015, 117 on March 15, 2016, 105 on June 15, 2016 and 101 on September 15, 2016).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,672 Reported balance Holding disclosure · report date 2016-09-30 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 1,672

F6: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F7: Grant of Restricted Stock Units, pursuant to the Amended and Restated 2015 Ashland Inc. Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F8: Balance includes 22 additional Restricted Stock Units acquired in lieu of cash dividends (6 on December 15, 2015, 6 on March 15, 2016, 5 on June 15, 2016 and 5 on September 15, 2016).

Filing footnotes · ownership attribution and instrument terms

F1: Includes 9,689 shares of unvested Restricted Stock, of which 130 shares were paid in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's incentive plans and applicable restricted stock agreements (35 shares were paid on December 15, 2015; 35 shares were paid on March 15, 2016; 30 shares were paid on June 15, 2016; and 30 shares were paid on September 15, 2016).

F2: Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.

F3: 1-for-1

F4: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's in-service distribution election, retirement or other termination.

F5: Balance includes 439 additional Common Stock Unites acquired in lieu of cash dividends pursuant to Ashland's Deferred Compensation Plan (the "Plan") and exempt under Rule 16b-3 (116 on December 15, 2015, 117 on March 15, 2016, 105 on June 15, 2016 and 101 on September 15, 2016).

F6: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F7: Grant of Restricted Stock Units, pursuant to the Amended and Restated 2015 Ashland Inc. Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F8: Balance includes 22 additional Restricted Stock Units acquired in lieu of cash dividends (6 on December 15, 2015, 6 on March 15, 2016, 5 on June 15, 2016 and 5 on September 15, 2016).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2022 Filed Dec 1, 2022 16:27 UTC VALVOLINE INC VVV · Entity 1678 GrantFY 2023 Stock Appreciation Rights · Derivative 58,320 $0.00 Strike: $32.85 $0.00
Disclosure

SEC source: 0001674910-22-000146 · wf-form4_166993004968014.xml · derivative · entry 2

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,320

Underlying: Common Stock · 58,320 shares

Expires 2032-11-29

F3 · derivative.exercise_date: Fifty percent (50%) of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 16:27 UTC VALVOLINE INC VVV · Entity 1678 GrantFY 2023 Restricted Stock Units · Derivative 23,090 $0.00 $0.00
Disclosure

SEC source: 0001674910-22-000146 · wf-form4_166993004968014.xml · derivative · entry 1

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,090

Underlying: Common Stock · 23,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 17:50 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 60,590 $32.87 $1,991,593.30
Disclosure

SEC source: 0001674910-22-000121 · wf-form4_166907101759442.xml · nonDerivative · entry 2

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,003

Read SEC document
November 17, 2022 Filed Nov 21, 2022 17:50 UTC VALVOLINE INC VVV · Entity 1678 GrantCommon Stock 128,640 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-22-000121 · wf-form4_166907101759442.xml · nonDerivative · entry 1

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,593

F1 · shares: Represents shares earned from the FY20-FY22 performance stock unit ("PSU") award granted on November 14, 2019, as certified by the Compensation Committee of the Board of Directors on November 17, 2022. Earned PSUs became 100% vested on the last day of the performance period. The PSUs were measured against EPS performance goals over three separate one-year measurement periods for each of FY20, FY21 and FY22, and a fourth cumulative FY20-FY22 measurement period with a potential payout of 0% to 200% of Target. Each measurement period was weighted equally at 25%. The entire PSU payout was subject to a payment modifier (-25%, 0% or +25%) based on Valvoline's FY20-FY22 total shareholder return relative to the companies in the S&P MidCap 400 Index. Based on Valvoline's EPS performance and relative TSR performance, the Compensation Committee awarded a PSU payout equal to 200% of Target.

F2 · price: PSUs convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 08:03 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2020 Restricted Stock Units · Derivative 11,440 $0.00 $0.00
Disclosure

SEC source: 0001674910-22-000105 · wf-form4_166851740394065.xml · derivative · entry 10

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 08:03 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 5,389 $32.16 $173,310.24
Disclosure

SEC source: 0001674910-22-000105 · wf-form4_166851740394065.xml · nonDerivative · entry 6

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,953

Read SEC document
November 14, 2022 Filed Nov 15, 2022 08:03 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 11,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-22-000105 · wf-form4_166851740394065.xml · nonDerivative · entry 5

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 08:03 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2022 Restricted Stock Units · Derivative 7,145 $0.00 $0.00
Disclosure

SEC source: 0001674910-22-000105 · wf-form4_166851740394065.xml · derivative · entry 9

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,293

Underlying: Common Stock · 7,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 08:03 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2021 Restricted Stock Units · Derivative 12,095 $0.00 $0.00
Disclosure

SEC source: 0001674910-22-000105 · wf-form4_166851740394065.xml · derivative · entry 8

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,096

Underlying: Common Stock · 12,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 08:03 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 2,700 $32.13 $86,751.00
Disclosure

SEC source: 0001674910-22-000105 · wf-form4_166851740394065.xml · nonDerivative · entry 4

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,902

Read SEC document
November 11, 2022 Filed Nov 15, 2022 08:03 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 7,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-22-000105 · wf-form4_166851740394065.xml · nonDerivative · entry 3

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 08:03 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 5,697 $32.13 $183,044.61
Disclosure

SEC source: 0001674910-22-000105 · wf-form4_166851740394065.xml · nonDerivative · entry 2

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,457

Read SEC document
November 11, 2022 Filed Nov 15, 2022 08:03 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 12,095 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-22-000105 · wf-form4_166851740394065.xml · nonDerivative · entry 1

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
October 17, 2022 Filed Oct 18, 2022 16:20 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2013 Stock Appreciation Right · Derivative 61,874 $0.00 Strike: $13.08 $0.00
Disclosure

SEC source: 0001674910-22-000079 · wf-form4_166612442316761.xml · derivative · entry 4

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,874 shares

Expires 2022-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 31, 2022.

F4 · derivative.exercise_date: Fifty percent (50%) of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Read SEC document
October 17, 2022 Filed Oct 18, 2022 16:20 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 40,770 $26.46 $1,078,774.20
Disclosure

SEC source: 0001674910-22-000079 · wf-form4_166612442316761.xml · nonDerivative · entry 2

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,059

F2 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of Stock Appreciation Rights.

Read SEC document
October 17, 2022 Filed Oct 18, 2022 16:20 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 61,874 $13.08 $809,311.92
Disclosure

SEC source: 0001674910-22-000079 · wf-form4_166612442316761.xml · nonDerivative · entry 1

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 17:14 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2019 Restricted Stock Units · Derivative 12,661 $0.00 $0.00
Disclosure

SEC source: 0001674910-21-000142 · wf-form4_163761927006053.xml · derivative · entry 4

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 17:14 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 5,964 $36.80 $219,475.20
Disclosure

SEC source: 0001674910-21-000142 · wf-form4_163761927006053.xml · nonDerivative · entry 2

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,955

Read SEC document
November 19, 2021 Filed Nov 22, 2021 17:14 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 12,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-21-000142 · wf-form4_163761927006053.xml · nonDerivative · entry 1

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 17:48 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2021 Restricted Stock Units · Derivative 11,909 $0.00 $0.00
Disclosure

SEC source: 0001674910-21-000118 · wf-form4_163701646376253.xml · derivative · entry 11

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,820

Underlying: Common Stock · 11,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 17:48 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2020 Restricted Stock Units · Derivative 11,263 $0.00 $0.00
Disclosure

SEC source: 0001674910-21-000118 · wf-form4_163701646376253.xml · derivative · entry 10

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,264

Underlying: Common Stock · 11,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 17:48 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 5,610 $35.16 $197,247.60
Disclosure

SEC source: 0001674910-21-000118 · wf-form4_163701646376253.xml · nonDerivative · entry 6

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,258

Read SEC document
November 12, 2021 Filed Nov 15, 2021 17:48 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 11,909 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-21-000118 · wf-form4_163701646376253.xml · nonDerivative · entry 5

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 17:48 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 5,305 $35.16 $186,523.80
Disclosure

SEC source: 0001674910-21-000118 · wf-form4_163701646376253.xml · nonDerivative · entry 4

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,959

Read SEC document
November 12, 2021 Filed Nov 15, 2021 17:48 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 11,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-21-000118 · wf-form4_163701646376253.xml · nonDerivative · entry 3

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 17:48 UTC VALVOLINE INC VVV · Entity 1678 GrantFY 2022 Stock Appreciation Rights · Derivative 73,870 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001674910-21-000118 · wf-form4_163701646376253.xml · derivative · entry 9

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,870

Underlying: Common Stock · 73,870 shares

Expires 2031-11-11

F5 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 17:48 UTC VALVOLINE INC VVV · Entity 1678 GrantFY 2022 Restricted Stock Units · Derivative 21,110 $0.00 $0.00
Disclosure

SEC source: 0001674910-21-000118 · wf-form4_163701646376253.xml · derivative · entry 8

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,110

Underlying: Common Stock · 21,110 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 17:48 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 46,615 $35.25 $1,643,178.75
Disclosure

SEC source: 0001674910-21-000118 · wf-form4_163701646376253.xml · nonDerivative · entry 2

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,001

Read SEC document
November 11, 2021 Filed Nov 15, 2021 17:48 UTC VALVOLINE INC VVV · Entity 1678 GrantCommon Stock 98,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-21-000118 · wf-form4_163701646376253.xml · nonDerivative · entry 1

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,616

F1 · shares: Represents shares earned from the FY19-FY21 performance stock unit ("PSU") award granted on November 19, 2018, as certified by the Compensation Committee of the Board of Directors on November 11, 2021. Earned PSUs became 100% vested on the last day of the performance period. The PSUs were measured against EPS performance goals over three separate one-year measurement periods for each of FY19, FY20 and FY21, and a fourth cumulative FY19-FY21 measurement period with a potential payout of 0% to 200% of Target. Each measurement period was weighted equally at 25%. The entire PSU payout was subject to a payment modifier (-25%, 0% or +25%) based on Valvoline's FY19-FY21 total shareholder return relative to the companies in the S&P MidCap 400 Index. Based on Valvoline's EPS performance and relative TSR performance, the Compensation Committee awarded a PSU payout equal to 144.5% of Target.

F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 17:07 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2011 Stock Appreciation Right · Derivative 52,189 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001674910-21-000081 · wf-form4_162569205908585.xml · derivative · entry 4

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,189 shares

Expires 2022-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2021.

F4 · derivative.exercise_date: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 17:07 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 28,859 $32.52 $938,494.68
Disclosure

SEC source: 0001674910-21-000081 · wf-form4_162569205908585.xml · nonDerivative · entry 2

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,647

F2 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 17:07 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 52,189 $10.33 $539,112.37
Disclosure

SEC source: 0001674910-21-000081 · wf-form4_162569205908585.xml · nonDerivative · entry 1

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2021.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:25 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2019 Restricted Stock Units · Derivative 12,428 $22.14 $275,155.92
Disclosure

SEC source: 0001674910-20-000215 · wf-form4_160617034069801.xml · derivative · entry 4

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,430

Underlying: Common Stock · 12,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:25 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 5,854 $22.14 $129,607.56
Disclosure

SEC source: 0001674910-20-000215 · wf-form4_160617034069801.xml · nonDerivative · entry 2

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,317

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:25 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 12,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-20-000215 · wf-form4_160617034069801.xml · nonDerivative · entry 1

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:29 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2020 Restricted Stock Units · Derivative 11,058 $0.00 $0.00
Disclosure

SEC source: 0001674910-20-000165 · wf-form4_160557297034243.xml · derivative · entry 11

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,117

Underlying: Common Stock · 11,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:29 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2018 Restricted Stock Units · Derivative 10,554 $0.00 $0.00
Disclosure

SEC source: 0001674910-20-000165 · wf-form4_160557297034243.xml · derivative · entry 10

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:29 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 5,209 $22.35 $116,421.15
Disclosure

SEC source: 0001674910-20-000165 · wf-form4_160557297034243.xml · nonDerivative · entry 6

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,743

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:29 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 11,058 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-20-000165 · wf-form4_160557297034243.xml · nonDerivative · entry 5

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:29 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 4,971 $22.35 $111,101.85
Disclosure

SEC source: 0001674910-20-000165 · wf-form4_160557297034243.xml · nonDerivative · entry 4

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,894

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:29 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 10,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-20-000165 · wf-form4_160557297034243.xml · nonDerivative · entry 3

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:29 UTC VALVOLINE INC VVV · Entity 1678 GrantFY 2021 Stock Appreciation Rights · Derivative 149,120 $0.00 Strike: $21.60 $0.00
Disclosure

SEC source: 0001674910-20-000165 · wf-form4_160557297034243.xml · derivative · entry 9

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,120

Underlying: Common Stock · 149,120 shares

Expires 2030-11-12

F5 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:29 UTC VALVOLINE INC VVV · Entity 1678 GrantFY 2021 Restricted Stock Units · Derivative 35,080 $0.00 $0.00
Disclosure

SEC source: 0001674910-20-000165 · wf-form4_160557297034243.xml · derivative · entry 8

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,080

Underlying: Common Stock · 35,080 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:29 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 11,372 $21.60 $245,635.20
Disclosure

SEC source: 0001674910-20-000165 · wf-form4_160557297034243.xml · nonDerivative · entry 2

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,311

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:29 UTC VALVOLINE INC VVV · Entity 1678 GrantCommon Stock 29,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-20-000165 · wf-form4_160557297034243.xml · nonDerivative · entry 1

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,683

F1 · shares: Represents shares earned from the FY18-FY20 performance stock unit ("PSU") award granted on November 13, 2017, as certified by the Compensation Committee of the Board of Directors on November 12, 2020. Earned PSUs became 100% vested on the last day of the performance period. The PSUs were measured against EPS performance goals over three separate one-year measurement periods for each of FY18, FY19 and FY20, and a fourth cumulative FY18-FY20 measurement period with a potential payout of 0% to 200% of Target. Each measurement period was weighted equally at 25%. The entire PSU payout was subject to a payment modifier (-25%, 0% or +25%) based on Valvoline's FY18-FY20 total shareholder return relative to the companies in the S&P MidCap 400 Index. Based on Valvoline's EPS performance and relative TSR performance, the Compensation Committee awarded a PSU payout equal to 51.2% of Target.

F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:00 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2011 Stock Appreciation Right · Derivative 50,037 $9.64 Strike: $9.64 $482,356.68
Disclosure

SEC source: 0001674910-20-000124 · wf-form4_159778443974910.xml · derivative · entry 4

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,037 shares

Expires 2020-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 11, 2020.

F4 · derivative.exercise_date: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:00 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 31,086 $21.80 $677,674.80
Disclosure

SEC source: 0001674910-20-000124 · wf-form4_159778443974910.xml · nonDerivative · entry 2

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,104

F1 · kind: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 11, 2020.

F2 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 17:00 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 50,037 $9.64 $482,356.68
Disclosure

SEC source: 0001674910-20-000124 · wf-form4_159778443974910.xml · nonDerivative · entry 1

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 11, 2020.

Read SEC document
May 13, 2020 Filed May 14, 2020 16:19 UTC VALVOLINE INC VVV · Entity 1678 OtherUnits · Derivative 32,051 $15.60 $499,995.60
Disclosure

SEC source: 0001674910-20-000084 · wf-form4_158948753766274.xml · derivative · entry 1

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,038

Underlying: Common Stock · 32,051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Valvoline common stock upon distribution.

F2 · shares: Intraplan transfer by the Reporting Person into the Valvoline Common Stock Fund within Valvoline's 2016 Deferred Compensation Plan for Employees (the "Plan").

F3 · derivative.exercise_date: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan.

F3 · derivative.expiration_date: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 16:50 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionUnits · Derivative 12,153 $0.00 $0.00
Disclosure

SEC source: 0001674910-19-000184 · wf-form4_157428658900234.xml · derivative · entry 4

MITCHELL SAMUEL J · CIK 0001166068 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,308

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.