Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Booking Holdings Inc.BKNG · Entity 450 | CHIEF FINANCIAL OFFICER | March 01, 2024 | March 05, 2024 |
| Hewlett Packard Enterprise CoHPE · Entity 2984 | Director | July 24, 2026 | July 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Booking Holdings Inc.
Report date March 01, 2024 · Filed March 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,650 |
Reported balance
After 2024-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-01 · Grant · Acquired 446 · Balance 9,650 F1: Represents the additional number of shares of common stock underlying a performance share unit award that was granted on March 4, 2022, for which the performance goals have been achieved, and are expected to vest on March 4, 2025 subject to continued service. The number of shares reflects the potential negative impact of the rTSR modifier and the effect of the TSR governor at the end of the performance period. |
| Common StockSEC Table I · non-derivative | Direct | 12,946 |
Reported balance
After 2024-03-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-04 · Grant · Acquired 3,296 · Balance 12,946 F2: Represents the additional number of shares of common stock underlying a performance share unit award that was granted on March 4, 2021, for which the performance has been achieved, and vested on March 4, 2024. |
| Common StockSEC Table I · non-derivative | Direct | 9,910 |
Reported balance
After 2024-03-04 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-03-04 · Tax withholding · Disposed 3,036 · Balance 9,910 F3: On March 4, 2024, 3,036 shares were withheld to satisfy certain tax withholding obligations related to the vesting of performance share units. |
| Common StockSEC Table I · non-derivative | Direct | 9,385 |
Reported balance
After 2024-03-04 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-03-04 · Tax withholding · Disposed 525 · Balance 9,385 F4: On March 4, 2024, 525 shares were withheld to satisfy certain tax withholding obligations related to the vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 12,284 |
Reported balance
After 2024-03-04 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2024-03-04 · Grant · Acquired 2,899 · Balance 12,284 F5: Represents the additional number of shares of common stock underlying a performance share unit award that was granted on March 4, 2022, for which the performance has been achieved, and vested on March 4, 2024. |
| Common StockSEC Table I · non-derivative | Direct | 10,646 |
Reported balance
After 2024-03-04 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2024-03-04 · Tax withholding · Disposed 1,638 · Balance 10,646 F6: On March 4, 2024, 1,638 shares were withheld to satisfy certain tax withholding obligations related to the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the additional number of shares of common stock underlying a performance share unit award that was granted on March 4, 2022, for which the performance goals have been achieved, and are expected to vest on March 4, 2025 subject to continued service. The number of shares reflects the potential negative impact of the rTSR modifier and the effect of the TSR governor at the end of the performance period.
F2: Represents the additional number of shares of common stock underlying a performance share unit award that was granted on March 4, 2021, for which the performance has been achieved, and vested on March 4, 2024.
F3: On March 4, 2024, 3,036 shares were withheld to satisfy certain tax withholding obligations related to the vesting of performance share units.
F4: On March 4, 2024, 525 shares were withheld to satisfy certain tax withholding obligations related to the vesting of restricted stock units.
F5: Represents the additional number of shares of common stock underlying a performance share unit award that was granted on March 4, 2022, for which the performance has been achieved, and vested on March 4, 2024.
F6: On March 4, 2024, 1,638 shares were withheld to satisfy certain tax withholding obligations related to the vesting of restricted stock units.
Hewlett Packard Enterprise Co
Report date July 24, 2026 · Filed July 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,495 |
Reported balance
After 2026-07-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-24 · Grant · Acquired 3,495 · Balance 3,495 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2: On 07/24/26, the reporting person was granted 3,495 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2026-07-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: On 07/24/26, the reporting person was granted 3,495 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Dell Technologies Inc.
Report date February 02, 2018 · Filed February 07, 2018
Section 16 reporting ended · disclosed 2018-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common StockSEC Table I · non-derivative | Direct | 444,691 |
Ending reported balance
After 2018-02-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-02 · Disposition to issuer · Disposed 545,453 · Balance 477,019 F1: Reflects 218,181 time-based and 327,272 performance-based restricted shares forfeited to Dell Technologies Inc. upon the reporting person's termination of employment with Dell Technologies Inc. Row 2 · 2018-02-02 · Tax withholding · Disposed 32,328 · Balance 444,691 F2: Reflects shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 218,181 time-based and 327,272 performance-based restricted shares forfeited to Dell Technologies Inc. upon the reporting person's termination of employment with Dell Technologies Inc.
F2: Reflects shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.
EMC CORP
Report date September 06, 2016 · Filed September 08, 2016
Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-07 transaction · row 27
27 source rows · reconciled sequenceRow 1 · 2016-09-06 · Exercise / conversion · Acquired 46,977 · Balance 929,975 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 2 · 2016-09-06 · Tax withholding · Disposed 38,626 · Balance 891,349 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 3 · 2016-09-06 · Exercise / conversion · Acquired 32,000 · Balance 923,349 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 4 · 2016-09-06 · Tax withholding · Disposed 26,311 · Balance 897,038 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 5 · 2016-09-06 · Exercise / conversion · Acquired 42,609 · Balance 939,647 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 6 · 2016-09-06 · Tax withholding · Disposed 31,952 · Balance 907,695 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 7 · 2016-09-06 · Exercise / conversion · Acquired 32,000 · Balance 939,695 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 8 · 2016-09-06 · Tax withholding · Disposed 23,997 · Balance 915,698 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 9 · 2016-09-06 · Exercise / conversion · Acquired 28,000 · Balance 943,698 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 10 · 2016-09-06 · Tax withholding · Disposed 21,064 · Balance 922,634 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 11 · 2016-09-06 · Exercise / conversion · Acquired 42,000 · Balance 964,634 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 12 · 2016-09-06 · Tax withholding · Disposed 31,596 · Balance 933,038 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 13 · 2016-09-06 · Exercise / conversion · Acquired 24,000 · Balance 957,038 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 14 · 2016-09-06 · Tax withholding · Disposed 20,334 · Balance 936,704 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 15 · 2016-09-06 · Exercise / conversion · Acquired 36,000 · Balance 972,704 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 16 · 2016-09-06 · Tax withholding · Disposed 30,501 · Balance 942,203 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 17 · 2016-09-06 · Exercise / conversion · Acquired 20,539 · Balance 962,742 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 18 · 2016-09-06 · Tax withholding · Disposed 19,130 · Balance 943,612 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 19 · 2016-09-06 · Exercise / conversion · Acquired 29,525 · Balance 973,137 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 20 · 2016-09-06 · Tax withholding · Disposed 27,499 · Balance 945,638 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 21 · 2016-09-06 · Exercise / conversion · Acquired 40,216 · Balance 985,854 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 22 · 2016-09-06 · Tax withholding · Disposed 38,758 · Balance 947,096 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 23 · 2016-09-06 · Exercise / conversion · Acquired 30,530 · Balance 977,626 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 24 · 2016-09-06 · Tax withholding · Disposed 29,424 · Balance 948,202 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 25 · 2016-09-06 · Disposition to issuer · Disposed 245,674 · Balance 702,528 F3: In connection with the Merger, these restricted stock units (the "EMC RSUs") were cancelled in exchange for a deferred cash award (the "Deferred Cash Award") and options (the "Rollover Options") to purchase shares of Class C common stock of Denali Holding Inc. (the "Class C Shares"). Each Deferred Cash Award has a cash value equal to the closing price of a share of EMC common stock on the last trading day prior to the Closing. The Deferred Cash Awards maintain the existing time-based vesting schedule that applied to the cancelled EMC RSUs, with any performance-vesting condition deemed satisfied at the target level of performance at the Closing. The Rollover Options will be granted as soon as practicable following the closing of the Merger, and will have a three-year term and a per share exercise price equal to the fair market value of a Class C Share on the date of grant. Each Rollover Option will vest and become exercisable on the same schedule as the Deferred Cash Award to which it relates. Row 26 · 2016-09-06 · Tax withholding · Disposed 119,756 · Balance 582,772 F4: Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. Row 27 · 2016-09-07 · Disposition to issuer · Disposed 582,772 · Balance 0 F5: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.11 · Expires 2017-11-28 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2016-09-06 · Exercise / conversion · Disposed 46,977 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.11 · Expires 2017-11-28 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2016-09-06 · Exercise / conversion · Disposed 32,000 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.18 · Expires 2018-08-20 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 30
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 30 · 2016-09-06 · Exercise / conversion · Disposed 42,609 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.18 · Expires 2018-08-20 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 31
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 31 · 2016-09-06 · Exercise / conversion · Disposed 32,000 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.31 · Expires 2019-08-04 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 32
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 32 · 2016-09-06 · Exercise / conversion · Disposed 28,000 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.31 · Expires 2019-08-04 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 33
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 33 · 2016-09-06 · Exercise / conversion · Disposed 42,000 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.47 · Expires 2020-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 34
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 34 · 2016-09-06 · Exercise / conversion · Disposed 24,000 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.47 · Expires 2020-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 35
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 35 · 2016-09-06 · Exercise / conversion · Disposed 36,000 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.04 · Expires 2021-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 36
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 36 · 2016-09-06 · Exercise / conversion · Disposed 20,539 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.04 · Expires 2021-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 37
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 37 · 2016-09-06 · Exercise / conversion · Disposed 29,525 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $26.80 · Expires 2022-08-08 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 38
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 38 · 2016-09-06 · Exercise / conversion · Disposed 40,216 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F7: In connection with the Merger, 10,054 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $26.80 · Expires 2022-08-08 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 39
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 39 · 2016-09-06 · Exercise / conversion · Disposed 30,530 · Balance 0 F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F8: In connection with the Merger, 6,106 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above.
F3: In connection with the Merger, these restricted stock units (the "EMC RSUs") were cancelled in exchange for a deferred cash award (the "Deferred Cash Award") and options (the "Rollover Options") to purchase shares of Class C common stock of Denali Holding Inc. (the "Class C Shares"). Each Deferred Cash Award has a cash value equal to the closing price of a share of EMC common stock on the last trading day prior to the Closing. The Deferred Cash Awards maintain the existing time-based vesting schedule that applied to the cancelled EMC RSUs, with any performance-vesting condition deemed satisfied at the target level of performance at the Closing. The Rollover Options will be granted as soon as practicable following the closing of the Merger, and will have a three-year term and a per share exercise price equal to the fair market value of a Class C Share on the date of grant. Each Rollover Option will vest and become exercisable on the same schedule as the Deferred Cash Award to which it relates.
F4: Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units.
F5: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.).
F6: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
F7: In connection with the Merger, 10,054 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
F8: In connection with the Merger, 6,106 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2021 Filed Sep 17, 2021 20:51 UTC | Booking Holdings Inc. BKNG · Entity 450 | SaleCommon Stock | 183 | $2,328.80 | $426,170.40 |
DisclosureSEC source: 0001179110-21-008843 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,406 F1 · security: The shares were sold pursuant to a sales plan, dated March 9, 2021, which complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 20:40 UTC | Booking Holdings Inc. BKNG · Entity 450 | SaleCommon Stock | 183 | $2,193.17 | $401,350.11 |
DisclosureSEC source: 0001179110-21-008237 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,589 F1 · security: The shares were sold pursuant to a sales plan, dated March 9, 2021, which complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 20:44 UTC | Booking Holdings Inc. BKNG · Entity 450 | SaleCommon Stock | 183 | $2,173.00 | $397,659.00 |
DisclosureSEC source: 0001179110-21-007531 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,772 F1 · security: The shares were sold pursuant to a sales plan, dated March 9, 2021, which complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:22 UTC | Booking Holdings Inc. BKNG · Entity 450 | SaleCommon Stock | 183 | $2,302.37 | $421,333.71 |
DisclosureSEC source: 0001179110-21-006815 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,955 F1 · security: The shares were sold pursuant to a sales plan, dated March 9, 2021, which complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 17, 2021 Filed May 18, 2021 20:28 UTC | Booking Holdings Inc. BKNG · Entity 450 | SaleCommon Stock | 183 | $2,261.54 | $413,861.82 |
DisclosureSEC source: 0001179110-21-005501 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,138 F1 · security: The shares were sold pursuant to a sales plan, dated March 9, 2021, which complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 21:31 UTC | Booking Holdings Inc. BKNG · Entity 450 | GrantCommon Stock | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002943 · edgar.xml · nonDerivative · entry 3 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,321 F3 · security: Represents a grant of restricted stock units. Subject to continued service, the shares will vest in installments between the grant date and March 4, 2024, or earlier, in the event of, among other things, "good reason" (as defined in the restricted stock unit agreement) and/or termination of employment in certain circumstances. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 21:31 UTC | Booking Holdings Inc. BKNG · Entity 450 | Tax withholdingCommon Stock | 479 | $2,275.00 | $1,089,725.00 |
DisclosureSEC source: 0001179110-21-002943 · edgar.xml · nonDerivative · entry 2 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,222 F2 · security: On March 4, 2021, 479 shares were withheld to satisfy certain tax withholding obligations related to the vesting of restricted stock units. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 21:31 UTC | Booking Holdings Inc. BKNG · Entity 450 | Tax withholdingCommon Stock | 1,357 | $2,275.00 | $3,087,175.00 |
DisclosureSEC source: 0001179110-21-002943 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,701 F1 · security: On March 4, 2021, 1,357 shares were withheld to satisfy certain tax withholding obligations related to the vesting of performance share units. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 21:30 UTC | Booking Holdings Inc. BKNG · Entity 450 | GrantCommon Stock | 866 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000949 · edgar.xml · nonDerivative · entry 2 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,058 F2 · security: On January 28, 2021, the Board of Directors of Booking Holdings Inc. adjusted the terms of the Performance Share Unit award granted in 2019 to Mr. Goulden (the "2019 PSUs") to set its payout at 0.33 times the number of "target" shares underlying the grant. The 2019 PSUs will vest in March 2022, subject to completion of continuous service until the vesting date. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 21:30 UTC | Booking Holdings Inc. BKNG · Entity 450 | GrantCommon Stock | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000949 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,192 F1 · security: On January 28, 2021, the Board of Directors of Booking Holdings Inc. adjusted the terms of the Performance Share Unit award granted in 2018 to Mr. Goulden (the "2018 PSUs") to set its payout at 1.33 times the number of "target" shares underlying the grant. The 2018 PSUs will vest in March 2021, subject to completion of continuous service until the vesting date. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:15 UTC | Booking Holdings Inc. BKNG · Entity 450 | Tax withholdingCommon Stock | 391 | $1,683.02 | $658,060.82 |
DisclosureSEC source: 0001179110-20-003232 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,249 F1 · security: On March 4, 2020, 391 shares were withheld to satisfy certain tax withholding obligations related to the vesting of restricted stock units. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:27 UTC | Booking Holdings Inc. BKNG · Entity 450 | Tax withholdingCommon Stock | 479 | $1,714.08 | $821,044.32 |
DisclosureSEC source: 0001179110-19-003437 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,640 F1 · security: On March 4, 2019, 479 shares were withheld to satisfy certain tax withholding obligations related to the vesting of restricted stock units. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 21:15 UTC | Booking Holdings Inc. BKNG · Entity 450 | GrantCommon Stock | 3,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003606 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,119 F1 · security: Represents a grant of restricted stock units. Subject to continued service, the shares will vest in installments between the grant date and March 4, 2021, or earlier, in the event of, among other things, "good reason"(as defined in the restricted stock unit agreement) and/or termination of employment in certain circumstances. Read SEC document |
| February 02, 2018 Filed Feb 7, 2018 21:41 UTC | Dell Technologies Inc. DVMT · Entity 2822 | Tax withholdingClass C Common Stock | 32,328 | $33.17 | $1,072,319.76 |
DisclosureSEC source: 0001123292-18-000270 · edgar.xml · nonDerivative · entry 2 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,691 F2 · kind: Reflects shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016. Read SEC document |
| February 02, 2018 Filed Feb 7, 2018 21:41 UTC | Dell Technologies Inc. DVMT · Entity 2822 | Disposition to issuerClass C Common Stock | 545,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-000270 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,019 F1 · kind: Reflects 218,181 time-based and 327,272 performance-based restricted shares forfeited to Dell Technologies Inc. upon the reporting person's termination of employment with Dell Technologies Inc. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:40 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 1,000 | $88.26 | $88,260.00 |
DisclosureSEC source: 0001123292-18-000171 · edgar.xml · nonDerivative · entry 3 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F4 · price: The price reported in Column 4 reflects a weighted average price of $88.2615. These shares were sold in multiple transactions at prices ranging from $88.005 to $88.37, inclusive. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:40 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 2,900 | $87.43 | $253,547.00 |
DisclosureSEC source: 0001123292-18-000171 · edgar.xml · nonDerivative · entry 2 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F3 · price: The price reported in Column 4 reflects a weighted average price of $87.4315. These shares were sold in multiple transactions at prices ranging from $87.015 to $87.835, inclusive. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:40 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 800 | $86.68 | $69,344.00 |
DisclosureSEC source: 0001123292-18-000171 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,955 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $86.6794. These shares were sold in multiple transactions at prices ranging from $86.18 to $86.92, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:22 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 4,700 | $80.93 | $380,371.00 |
DisclosureSEC source: 0001123292-18-000002 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,755 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $80.9332. These shares were sold in multiple transactions at prices ranging from $80.69 to $81.21, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 4,700 | $80.18 | $376,846.00 |
DisclosureSEC source: 0001123292-17-001719 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,455 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $80.1810. These shares were sold in multiple transactions at prices ranging from $79.69 to $80.49, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 20:51 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 800 | $83.23 | $66,584.00 |
DisclosureSEC source: 0001123292-17-001626 · edgar.xml · nonDerivative · entry 2 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,155 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F3 · price: The price reported in Column 4 reflects a weighted average price of $83.2325. These shares were sold in multiple transactions at prices ranging from $83.14 to $83.29, inclusive. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 20:51 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 3,900 | $82.54 | $321,906.00 |
DisclosureSEC source: 0001123292-17-001626 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,955 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $82.5408. These shares were sold in multiple transactions at prices ranging from $82.23 to $82.96, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 20:30 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass C Common Stock | 72,727 | $32.70 | $2,378,172.90 |
DisclosureSEC source: 0001123292-17-001541 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,472 F1 · kind: Represents shares tendered for purchase by Dell Technologies Inc. at the reporting person's election pursuant to Dell Technologies Inc.'s previously announced offer to purchase shares of Class C common stock. F1 · price: Represents shares tendered for purchase by Dell Technologies Inc. at the reporting person's election pursuant to Dell Technologies Inc.'s previously announced offer to purchase shares of Class C common stock. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 20:05 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 4,700 | $76.26 | $358,422.00 |
DisclosureSEC source: 0001123292-17-001442 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,855 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $76.2571. These shares were sold in multiple transactions at prices ranging from $75.95 to $76.57, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 21:40 UTC | Dell Technologies Inc. DVMT · Entity 2822 | Tax withholdingClass C Common Stock | 68,437 | $32.70 | $2,237,889.90 |
DisclosureSEC source: 0001123292-17-001426 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095,199 F1 · kind: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016. F1 · price: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:15 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 2,500 | $67.19 | $167,975.00 |
DisclosureSEC source: 0001123292-17-001361 · edgar.xml · nonDerivative · entry 2 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,555 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F3 · price: The price reported in Column 4 reflects a weighted average price of $67.1946. These shares were sold in multiple transactions at prices ranging from $67.01 to $67.43, inclusive. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:15 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 2,200 | $66.78 | $146,916.00 |
DisclosureSEC source: 0001123292-17-001361 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $66.7769. These shares were sold in multiple transactions at prices ranging from $66.20 to $66.98, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 20:03 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 4,700 | $61.53 | $289,191.00 |
DisclosureSEC source: 0001123292-17-001227 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,255 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $61.529. These shares were sold in multiple transactions at prices ranging from $61.34 to $61.69, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 20:46 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 8,000 | $62.41 | $499,280.00 |
DisclosureSEC source: 0001123292-17-001188 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,955 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $62.4133. These shares were sold in multiple transactions at prices ranging from $62.13 to $62.75, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 09, 2017 Filed May 11, 2017 23:34 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 500 | $68.08 | $34,040.00 |
DisclosureSEC source: 0001123292-17-000911 · edgar.xml · nonDerivative · entry 2 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,955 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F3 · price: The price reported in Column 4 reflects a weighted average price of $68.075. These shares were sold in multiple transactions at prices ranging from $68.01 to $68.235, inclusive. Read SEC document |
| May 09, 2017 Filed May 11, 2017 23:34 UTC | Dell Technologies Inc. DVMT · Entity 2822 | SaleClass V Common Stock | 7,500 | $67.46 | $505,950.00 |
DisclosureSEC source: 0001123292-17-000911 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Infra. Solutions Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,455 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 reflects a weighted average price of $67.4622. These shares were sold in multiple transactions at prices ranging from $67.07 to $67.92, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 20:02 UTC | Dell Technologies Inc. DVMT · Entity 2822 | GrantClass C Common Stock | 72,727 | $27.50 | $1,999,992.50 |
DisclosureSEC source: 0001123292-16-002861 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Enterprise Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,163,636 Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:02 UTC | Dell Technologies Inc. DVMT · Entity 2822 | GrantOptions to Acquire Class C Common Stock · Derivative | 245,674 | Not disclosed Strike: $27.50 | Not disclosed |
DisclosureSEC source: 0001123292-16-002744 · edgar.xml · derivative · entry 2 GOULDEN DAVID I · CIK 0001189179 · Pres., Enterprise Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,674 Underlying: Class C Common Stock · 245,674 shares Expires 2019-09-14 F3 · price: Received in connection with Dell Technologies' acquisition of EMC Corporation ("EMC") by merger (the "Merger") in exchange for 245,674 restricted stock units granted by EMC that, absent the Merger, would have settled in shares of EMC common stock upon vesting. The reporting person also received for each restricted stock unit that was exchanged a deferred cash award having a cash value of $29.05, which was the closing price of a share of EMC common stock on the last trading day before the closing date of the Merger. F2 · derivative.exercise_date: Of the options, 201,006 vest on February 1, 2017 and 44,668 vest on February 5, 2017 contingent on the reporting person's continued service on each applicable vesting date. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:02 UTC | Dell Technologies Inc. DVMT · Entity 2822 | GrantClass C Common Stock | 1,090,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-16-002744 · edgar.xml · nonDerivative · entry 1 GOULDEN DAVID I · CIK 0001189179 · Pres., Enterprise Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090,909 F1 · shares: Represents a grant of 436,364 time-based and 654,545 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest only if a specified performance measure relating to Dell Technologies Inc. ("Dell Technologies") is achieved. F1 · price: Represents a grant of 436,364 time-based and 654,545 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest only if a specified performance measure relating to Dell Technologies Inc. ("Dell Technologies") is achieved. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Disposition to issuerCommon Stock | 582,772 | $0.00 | $0.00 |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · nonDerivative · entry 27 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · price: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 30,530 | Not disclosed Strike: $26.80 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 39 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,530 shares Expires 2022-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F8 · derivative.exercise_date: In connection with the Merger, 6,106 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 40,216 | Not disclosed Strike: $26.80 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 38 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,216 shares Expires 2022-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F7 · derivative.exercise_date: In connection with the Merger, 10,054 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 29,525 | Not disclosed Strike: $25.04 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 37 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,525 shares Expires 2021-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 20,539 | Not disclosed Strike: $25.04 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 36 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,539 shares Expires 2021-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 36,000 | Not disclosed Strike: $20.47 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 35 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,000 shares Expires 2020-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 24,000 | Not disclosed Strike: $20.47 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 34 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2020-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 42,000 | Not disclosed Strike: $15.31 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 33 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,000 shares Expires 2019-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 28,000 | Not disclosed Strike: $15.31 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 32 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,000 shares Expires 2019-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 32,000 | Not disclosed Strike: $15.18 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 31 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2018-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 42,609 | Not disclosed Strike: $15.18 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 30 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,609 shares Expires 2018-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 32,000 | Not disclosed Strike: $19.11 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 29 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2017-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 46,977 | Not disclosed Strike: $19.11 | Not disclosed |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · derivative · entry 28 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,977 shares Expires 2017-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 119,756 | $0.00 | $0.00 |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · nonDerivative · entry 26 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,772 F4 · shares: Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Disposition to issuerCommon Stock | 245,674 | $0.00 | $0.00 |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · nonDerivative · entry 25 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,528 F3 · price: In connection with the Merger, these restricted stock units (the "EMC RSUs") were cancelled in exchange for a deferred cash award (the "Deferred Cash Award") and options (the "Rollover Options") to purchase shares of Class C common stock of Denali Holding Inc. (the "Class C Shares"). Each Deferred Cash Award has a cash value equal to the closing price of a share of EMC common stock on the last trading day prior to the Closing. The Deferred Cash Awards maintain the existing time-based vesting schedule that applied to the cancelled EMC RSUs, with any performance-vesting condition deemed satisfied at the target level of performance at the Closing. The Rollover Options will be granted as soon as practicable following the closing of the Merger, and will have a three-year term and a per share exercise price equal to the fair market value of a Class C Share on the date of grant. Each Rollover Option will vest and become exercisable on the same schedule as the Deferred Cash Award to which it relates. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:16 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 29,424 | $28.77 | $846,528.48 |
DisclosureSEC source: 0000790070-16-000297 · edgar.xml · nonDerivative · entry 24 GOULDEN DAVID I · CIK 0001189179 · CEO, EMCII 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948,202 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.