Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Group President & CFO | February 13, 2018 | February 15, 2018 |
| Constellation Energy CorpCEG · Entity 2918 | Director | April 28, 2026 | April 30, 2026 |
| LEAR CORPLEA · Entity 3623 | Director | May 14, 2026 | May 18, 2026 |
| SYSCO CORPSYY · Entity 2003 | Director | November 14, 2025 | November 17, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date February 13, 2018 · Filed February 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,285 |
Ending reported balance
After 2018-02-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-13 · Grant · Acquired 14,560 · Balance 19,774 Row 2 · 2018-02-13 · Tax withholding · Disposed 5,489 · Balance 14,285 F1: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on February 27, 2015. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Mindy Halverson Trust | 202 |
Reported balance
Holding disclosure · report date 2018-02-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 202 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Halverson Children's Trust | 10,055 |
Reported balance
Holding disclosure · report date 2018-02-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,055 |
| Common StockSEC Table I · non-derivative | IndirectHeld by 401(k) Plan | 11,253 |
Reported balance
Holding disclosure · report date 2018-02-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 11,253 F2: The information in this report is based on a 401(k) Plan statement dated as of 1/31/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on February 27, 2015.
F2: The information in this report is based on a 401(k) Plan statement dated as of 1/31/2018.
Constellation Energy Corp
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Deferred Stock Units)SEC Table I · non-derivative | Direct | 6,257 |
Reported balance
After 2026-04-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 556 · Balance 6,257 F1: Balance includes approximately 29 shares acquired through quarterly automatic dividend reinvestments. |
Filing footnotes · ownership attribution and instrument terms
F1: Balance includes approximately 29 shares acquired through quarterly automatic dividend reinvestments.
LEAR CORP
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,171 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Exercise / conversion · Acquired 1,859 · Balance 8,171 F1: The restricted stock units vested and settled in common stock on May 14, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-14 · Exercise / conversion · Disposed 1,859 · Balance 0 F2: Each restricted stock unit is convertible into common stock on a 1-for-1 basis. F1: The restricted stock units vested and settled in common stock on May 14, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,330 |
Reported balance
After 2026-05-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-14 · Grant · Acquired 1,330 · Balance 1,330 F2: Each restricted stock unit is convertible into common stock on a 1-for-1 basis. F3: The restricted stock units were granted on May 14, 2026, under the Lear Corporation 2019 Long Term Stock Incentive Plan. The restricted stock units vest and settle in common stock on the earlier of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units vested and settled in common stock on May 14, 2026.
F2: Each restricted stock unit is convertible into common stock on a 1-for-1 basis.
F3: The restricted stock units were granted on May 14, 2026, under the Lear Corporation 2019 Long Term Stock Incentive Plan. The restricted stock units vest and settle in common stock on the earlier of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders following the grant date.
SYSCO CORP
Report date November 14, 2025 · Filed November 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,466 |
Reported balance
After 2025-11-14 transaction · row 1
1 source rowRow 1 · 2025-11-14 · Grant · Acquired 2,797 · Balance 31,466 F1: This grant shall vest on the first anniversary of the grant date. F2: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This grant shall vest on the first anniversary of the grant date.
F2: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2019 Filed Jun 28, 2019 20:38 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 221 | $70.44 | $15,567.24 |
DisclosureSEC source: 0000096021-19-000051 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,447 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 177 shares to be received in lieu of the base retainer. Read SEC document |
| March 29, 2019 Filed Mar 29, 2019 21:04 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 235 | $66.26 | $15,571.10 |
DisclosureSEC source: 0000096021-19-000031 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,226 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 188 shares to be received in lieu of the base retainer. Read SEC document |
| December 28, 2018 Filed Dec 28, 2018 21:44 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 100 | $62.05 | $6,205.00 |
DisclosureSEC source: 0000096021-18-000224 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,991 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| December 28, 2018 Filed Dec 28, 2018 21:44 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 201 | $62.05 | $12,472.05 |
DisclosureSEC source: 0000096021-18-000224 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,891 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:11 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000186 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,690 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:47 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0000096021-18-000156 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,896 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:47 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 171 | $72.83 | $12,453.93 |
DisclosureSEC source: 0000096021-18-000156 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,811 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| June 29, 2018 Filed Jun 29, 2018 20:50 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 91 | $68.35 | $6,219.85 |
DisclosureSEC source: 0000096021-18-000099 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,640 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| June 29, 2018 Filed Jun 29, 2018 20:50 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 182 | $68.35 | $12,439.70 |
DisclosureSEC source: 0000096021-18-000099 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,549 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| March 30, 2018 Filed Mar 30, 2018 20:07 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 104 | $59.96 | $6,235.84 |
DisclosureSEC source: 0000096021-18-000059 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,367 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| March 30, 2018 Filed Mar 30, 2018 20:07 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 208 | $59.96 | $12,471.68 |
DisclosureSEC source: 0000096021-18-000059 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,263 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 23:41 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 5,489 | $153.10 | $840,365.90 |
DisclosureSEC source: 0000018230-18-000048 · wf-form4_151873809930634.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,285 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on February 27, 2015. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 23:41 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 14,560 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-18-000048 · wf-form4_151873809930634.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,774 Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:10 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 102 | $61.06 | $6,228.12 |
DisclosureSEC source: 0000096021-18-000008 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:10 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 204 | $61.06 | $12,456.24 |
DisclosureSEC source: 0000096021-18-000008 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,953 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 19:42 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 2,600 | $137.67 | $357,942.00 |
DisclosureSEC source: 0000018230-17-000315 · wf-form4_151198454381887.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,214 Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 18:15 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 21,416 | $0.00 Strike: $110.09 | $0.00 |
DisclosureSEC source: 0001104659-17-070314 · a4.xml · derivative · entry 9 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Halverson Children's Trust Disclosed balance after: 0 Underlying: Common Stock · 21,416 shares Expires 2022-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 18:15 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionStock Appreciation Right · Derivative | 22,696 | $0.00 Strike: $102.13 | $0.00 |
DisclosureSEC source: 0001104659-17-070314 · a4.xml · derivative · entry 8 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Halverson Children's Trust Disclosed balance after: 0 Underlying: Common Stock · 22,696 shares Expires 2021-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 18:15 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 17,210 | $137.33 | $2,363,449.30 |
DisclosureSEC source: 0001104659-17-070314 · a4.xml · nonDerivative · entry 4 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Halverson Children's Trust Disclosed balance after: 10,055 F1 · price: The sale price in Column 4 is a weighted average sale price. The corresponding share were sold in multiple transactions at prices ranging from $137.18 to $137.63, inclusive. The reporting person undertakes to provide Caterpillar Inc., any security holder of Caterpillar Inc., or the staff of the Securities and Exchange Commission, upon request, full information. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 18:15 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 21,416 | $110.09 | $2,357,687.44 |
DisclosureSEC source: 0001104659-17-070314 · a4.xml · nonDerivative · entry 3 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Halverson Children's Trust Disclosed balance after: 27,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 18:15 UTC | CATERPILLAR INC CAT · Entity 2808 | Disposition to issuerCommon Stock | 16,847 | $137.59 | $2,317,978.73 |
DisclosureSEC source: 0001104659-17-070314 · a4.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Halverson Children's Trust Disclosed balance after: 5,849 Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 18:15 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 22,696 | $102.13 | $2,317,942.48 |
DisclosureSEC source: 0001104659-17-070314 · a4.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Halverson Children's Trust Disclosed balance after: 22,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:08 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 2,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-17-000186 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,749 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2013 Long-Term Incentive Plan. Read SEC document |
| September 29, 2017 Filed Sep 29, 2017 20:59 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 115 | $54.05 | $6,215.75 |
DisclosureSEC source: 0000096021-17-000146 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,791 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| September 29, 2017 Filed Sep 29, 2017 20:59 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 231 | $54.05 | $12,485.55 |
DisclosureSEC source: 0000096021-17-000146 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,676 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 01:45 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherPhantom Stock Units · Derivative | 14,363 | $114.37 | $1,642,696.31 |
DisclosureSEC source: 0000018230-17-000237 · edgar.xml · derivative · entry 12 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999 Underlying: Common Stock · 14,363 shares Expires not disclosed F6 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F7 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Supplemental Deferred Compensation Plan. F7 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Supplemental Deferred Compensation Plan. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 01:45 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 102,636 | $0.00 Strike: $83.00 | $0.00 |
DisclosureSEC source: 0000018230-17-000237 · edgar.xml · derivative · entry 11 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,318 Underlying: Common Stock · 102,636 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock options vest equally in 1/3 increments beginning on the first anniversay of the grant date. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 01:45 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 79,976 | $0.00 Strike: $89.75 | $0.00 |
DisclosureSEC source: 0000018230-17-000237 · edgar.xml · derivative · entry 10 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,976 shares Expires 2023-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 01:45 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 12,700 | $114.37 | $1,452,499.00 |
DisclosureSEC source: 0000018230-17-000237 · edgar.xml · nonDerivative · entry 7 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,814 Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 01:45 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 200 | $114.34 | $22,868.00 |
DisclosureSEC source: 0000018230-17-000237 · edgar.xml · nonDerivative · entry 6 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,514 Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 01:45 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 100 | $114.33 | $11,433.00 |
DisclosureSEC source: 0000018230-17-000237 · edgar.xml · nonDerivative · entry 5 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,714 Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 01:45 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 89,636 | $114.03 | $10,221,193.08 |
DisclosureSEC source: 0000018230-17-000237 · edgar.xml · nonDerivative · entry 4 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,814 F1 · price: The sale price reported in Column 4 is a weighted average sale price. The corresponding shares were sold in multiple transactions at prices ranging from $113.32 to $114.31, inclusive. The reporting person undertakes to provide Caterpillar Inc., any security holder of Caterpillar Inc., or the staff of the Securities and Exchange Commission, upon request, full information. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 01:45 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 102,636 | $83.00 | $8,518,788.00 |
DisclosureSEC source: 0000018230-17-000237 · edgar.xml · nonDerivative · entry 3 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 01:45 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 79,976 | $114.03 | $9,119,663.28 |
DisclosureSEC source: 0000018230-17-000237 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,814 F1 · price: The sale price reported in Column 4 is a weighted average sale price. The corresponding shares were sold in multiple transactions at prices ranging from $113.32 to $114.31, inclusive. The reporting person undertakes to provide Caterpillar Inc., any security holder of Caterpillar Inc., or the staff of the Securities and Exchange Commission, upon request, full information. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 01:45 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 79,976 | $89.75 | $7,177,846.00 |
DisclosureSEC source: 0000018230-17-000237 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Reflects adjustment for clerical error to total shares of Common Stock of the Issuer previously reported as beneficially owned by Mr. Halverson. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:11 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 125 | $49.86 | $6,232.50 |
DisclosureSEC source: 0000096021-17-000093 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,445 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:11 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 250 | $49.86 | $12,465.00 |
DisclosureSEC source: 0000096021-17-000093 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,320 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:34 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 57 | $107.46 | $6,125.22 |
DisclosureSEC source: 0000018230-17-000219 · edgar.xml · derivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,930 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: This total includes 38 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $107.46 and 19 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirment or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirment or separation from service. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 19:12 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 53 | $105.43 | $5,587.79 |
DisclosureSEC source: 0000018230-17-000166 · edgar.xml · derivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,873 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: This total includes 35 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $105.43 and 18 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirment or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirment or separation from service. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:38 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 259 | $102.20 | $26,469.80 |
DisclosureSEC source: 0000018230-17-000151 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,524 F1 · shares: Represents shares withheld from the reporting person solely to satisfy tax obligations arising from the vesting of restricted stock units granted on 5/01/12, of which one-third vested on 05/01/2017. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:56 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 120 | $52.02 | $6,242.40 |
DisclosureSEC source: 0000096021-17-000053 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,070 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:56 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 240 | $52.02 | $12,484.80 |
DisclosureSEC source: 0000096021-17-000053 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:19 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 209 | $92.31 | $19,292.79 |
DisclosureSEC source: 0000018230-17-000094 · edgar.xml · derivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,820 Underlying: Common Stock · 209 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: This total includes 139 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $92.31 and 70 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirment or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirment or separation from service. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 23:21 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Option · Derivative | 88,705 | $0.00 Strike: $95.66 | $0.00 |
DisclosureSEC source: 0000018230-17-000084 · edgar.xml · derivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,705 Underlying: Common Stock · 88,705 shares Expires 2027-03-06 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:21 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 112 | $55.37 | $6,201.44 |
DisclosureSEC source: 0000096021-17-000012 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,710 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 22:21 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 225 | $55.37 | $12,458.25 |
DisclosureSEC source: 0000096021-17-000012 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,598 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:57 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 63 | $92.74 | $5,842.62 |
DisclosureSEC source: 0000018230-17-000022 · edgar.xml · derivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,611 Underlying: Common Stock · 63 shares Expires not disclosed F1 · derivative.exercise_price: Each phatom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: This total includes 42 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $92.74 and 21 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 22:26 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 62 | $95.56 | $5,924.72 |
DisclosureSEC source: 0000018230-16-000744 · edgar.xml · derivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,548 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Each phatom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: This total includes 41shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $95.56 and 21 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:18 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 2,992 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-16-000356 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,373 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2009 Non-Employee Directors Stock Plan. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:19 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 71 | $83.46 | $5,925.66 |
DisclosureSEC source: 0000018230-16-000711 · edgar.xml · derivative · entry 1 Halverson Bradley M · CIK 0001307061 · Group President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,486 Underlying: Common Stock · 71 shares Expires not disclosed F1 · derivative.exercise_price: Each phatom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: This total includes 47 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $83.46 and 24 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.