Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610 | Pres., Communication Systems | December 05, 2022 | December 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date December 05, 2022 · Filed December 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 23,829.52 |
Reported balance
After 2022-12-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-05 · Sale · Disposed 1,985 · Balance 23,829.52 F1: The reported sale was executed under a plan adopted by the reporting person on November 3, 2022, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2: Includes 26.32 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 9/30/2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sale was executed under a plan adopted by the reporting person on November 3, 2022, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: Includes 26.32 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 9/30/2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2017 Filed Feb 7, 2017 14:20 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 53,600 | $0.00 Strike: $46.53 | $0.00 |
DisclosureSEC source: 0001209191-17-008205 · doc4.xml · derivative · entry 6 MEHNERT DANA A · CIK 0001439291 · SVP, Chief Global Bus Dev Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 53,600 shares Expires 2022-08-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The exercise of an option and sale of the underlying 53,600 shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on December 14, 2016, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 14:20 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 45,800 | $0.00 Strike: $37.69 | $0.00 |
DisclosureSEC source: 0001209191-17-008205 · doc4.xml · derivative · entry 5 MEHNERT DANA A · CIK 0001439291 · SVP, Chief Global Bus Dev Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 45,800 shares Expires 2021-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of an option and sale of the underlying 45,800 shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on December 14, 2016, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 14:20 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 53,600 | $104.64 | $5,608,704.00 |
DisclosureSEC source: 0001209191-17-008205 · doc4.xml · nonDerivative · entry 4 MEHNERT DANA A · CIK 0001439291 · SVP, Chief Global Bus Dev Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,690.13 F2 · kind: The exercise of an option and sale of the underlying 53,600 shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on December 14, 2016, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The 99,400 shares were sold at a weighted average sale price of $104.64. The shares were sold in multiple transactions at prices ranging from $104.27 to $105.222. The reporting person will undertake to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · balance_after: Aggregate of 70,690.13 shares listed in Column 5 of Table I includes 50.41 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/17/16 through 11/16/16. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 14:20 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 45,800 | $104.64 | $4,792,512.00 |
DisclosureSEC source: 0001209191-17-008205 · doc4.xml · nonDerivative · entry 3 MEHNERT DANA A · CIK 0001439291 · SVP, Chief Global Bus Dev Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,290.13 F1 · kind: The exercise of an option and sale of the underlying 45,800 shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on December 14, 2016, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · price: The 99,400 shares were sold at a weighted average sale price of $104.64. The shares were sold in multiple transactions at prices ranging from $104.27 to $105.222. The reporting person will undertake to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 14:20 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 53,600 | $46.53 | $2,494,008.00 |
DisclosureSEC source: 0001209191-17-008205 · doc4.xml · nonDerivative · entry 2 MEHNERT DANA A · CIK 0001439291 · SVP, Chief Global Bus Dev Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,090.13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The exercise of an option and sale of the underlying 53,600 shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on December 14, 2016, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 14:20 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 45,800 | $37.69 | $1,726,202.00 |
DisclosureSEC source: 0001209191-17-008205 · doc4.xml · nonDerivative · entry 1 MEHNERT DANA A · CIK 0001439291 · SVP, Chief Global Bus Dev Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,490.13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise of an option and sale of the underlying 45,800 shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on December 14, 2016, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| June 01, 2015 Filed Sep 4, 2021 00:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-054910 · doc4.xml · nonDerivative · entry 1 MEHNERT DANA A · CIK 0001439291 · Pres., Communication Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,040.04 F1 · price: Received in respect of 2,000 shares of Exelis Inc. ("Exelis") common stock in connection with acquisition of Exelis by Issuer (then known as Harris Corporation) pursuant to the Agreement and Plan of Merger by and among Issuer, Exelis and Harris Communication Solutions (Indiana), Inc., an Indiana corporation and a wholly owned subsidiary of Issuer, dated as of February 5, 2015 (the "Merger Agreement"), under which each share of Exelis common stock converted into the right to receive an amount equal to $16.625 in cash, without interest, and 0.1025 shares of Issuer common stock (closing price of Issuer common stock on May 28, 2015, last trading day before effectiveness of acquisition, was $79.25 per share), plus dividends payable thereon pursuant to the Merger Agreement, with dividends reinvested pursuant to a broker-administered dividend reinvestment arrangement in transactions exempt under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.