Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass, Inc.COMP · Entity 3646 | President, Customer Success | December 05, 2022 | December 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass, Inc.
Report date December 05, 2022 · Filed December 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 604 |
Ending reported balance
After 2022-12-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-12-05 · Exercise / conversion · Acquired 1,570 · Balance 2,174 F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Row 2 · 2022-12-05 · Tax withholding · Disposed 454 · Balance 1,720 F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Row 3 · 2022-12-05 · Sale · Disposed 1,116 · Balance 604 F3: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022. F4: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.71 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 37,500 |
Reported balance
After 2022-12-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-12-05 · Exercise / conversion · Disposed 1,570 · Balance 37,500 F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.
F4: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.71 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
F5: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2021 Filed Dec 7, 2021 19:05 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 1,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068434 · doc4.xml · nonDerivative · entry 1 Wilkie Danielle J. · CIK 0001847349 · President, Central Region 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 19:04 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerRestricted Stock Unit (RSU) · Derivative | 17,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062261 · doc4.xml · derivative · entry 4 Wilkie Danielle J. · CIK 0001847349 · President, Central Region 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,820 Underlying: Class A Common Stock · 17,180 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F4 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 19:04 UTC | Compass, Inc. COMP · Entity 3646 | Disposition to issuerRestricted Stock Unit (RSU) · Derivative | 1,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062261 · doc4.xml · derivative · entry 3 Wilkie Danielle J. · CIK 0001847349 · President, Central Region 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,330 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_price: The RSUs are fully vested. F3 · derivative.exercise_date: The RSUs are fully vested. F3 · derivative.expiration_date: The RSUs are fully vested. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 19:04 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 5,351 | $12.89 | $68,974.39 |
DisclosureSEC source: 0001209191-21-062261 · doc4.xml · nonDerivative · entry 2 Wilkie Danielle J. · CIK 0001847349 · President, Central Region 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,159 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 19:04 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 18,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-062261 · doc4.xml · nonDerivative · entry 1 Wilkie Danielle J. · CIK 0001847349 · President, Central Region 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.