Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH · Entity 473 | Director | August 25, 2026 | August 27, 2026 |
| Fortive CorpFTV · Entity 3303 | Director | June 02, 2025 | June 05, 2025 |
| Quantinuum Inc.QNT · Entity 3437 | Director | June 04, 2026 | June 08, 2026 |
| Symbotic Inc.SYM · Entity 2319 | Director | May 14, 2026 | May 20, 2026 |
| Tesla, Inc.TSLA · Entity 2791 | VP, Chief Accounting Officer | March 05, 2018 | March 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COGNIZANT TECHNOLOGY SOLUTIONS CORP
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,234.6073 |
Reported balance
After 2026-08-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-25 · Grant · Acquired 42.8683 · Balance 8,234.6073 F1: Reflects restricted stock units received pursuant to dividend equivalent rights accrued on previously outstanding restricted stock units. Each restricted stock unit represents a right to receive one share of Class A Common Stock of the Company. F2: The restricted stock units are fully vested. The Reporting Person has elected, pursuant to the Company's Non-Employee Director Compensation Guidelines (the "Guidelines"), to defer settlement of such restricted stock units until the first to occur of (1) a change in control, (2) the death or permanent disability of the Reporting Person, or (3) in three equal installments on July 1 in the first, second and third years following the date of the Reporting Person's termination of service (other than due to death or permanent disability). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,934.905 |
Reported balance
After 2026-08-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-25 · Grant · Acquired 15.2788 · Balance 2,934.905 F1: Reflects restricted stock units received pursuant to dividend equivalent rights accrued on previously outstanding restricted stock units. Each restricted stock unit represents a right to receive one share of Class A Common Stock of the Company. F3: The restricted stock units are fully vested. The Reporting Person has elected, pursuant to the Company's Guidelines, to defer settlement of such restricted stock units until the first to occur of (1) a change in control, (2) the death or permanent disability of the Reporting Person, or (3) the first July 1 following the date of the Reporting Person's termination of service (other than due to death or permanent disability). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,192.8273 |
Reported balance
After 2026-08-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-25 · Grant · Acquired 21.8273 · Balance 4,192.8273 F4: Reflects restricted stock units received pursuant to dividend equivalent rights accrued on previously outstanding restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock. F5: The restricted stock units will vest fully on June 2, 2027. The Reporting Person has elected, pursuant to the Company's Guidelines, to defer settlement of such restricted stock units until the first to occur of (1) a change in control, (2) the death or permanent disability of the Reporting Person, or (3) the first July 1 following the date of the Reporting Person's termination of service (other than due to death or permanent disability). |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units received pursuant to dividend equivalent rights accrued on previously outstanding restricted stock units. Each restricted stock unit represents a right to receive one share of Class A Common Stock of the Company.
F2: The restricted stock units are fully vested. The Reporting Person has elected, pursuant to the Company's Non-Employee Director Compensation Guidelines (the "Guidelines"), to defer settlement of such restricted stock units until the first to occur of (1) a change in control, (2) the death or permanent disability of the Reporting Person, or (3) in three equal installments on July 1 in the first, second and third years following the date of the Reporting Person's termination of service (other than due to death or permanent disability).
F3: The restricted stock units are fully vested. The Reporting Person has elected, pursuant to the Company's Guidelines, to defer settlement of such restricted stock units until the first to occur of (1) a change in control, (2) the death or permanent disability of the Reporting Person, or (3) the first July 1 following the date of the Reporting Person's termination of service (other than due to death or permanent disability).
F4: Reflects restricted stock units received pursuant to dividend equivalent rights accrued on previously outstanding restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.
F5: The restricted stock units will vest fully on June 2, 2027. The Reporting Person has elected, pursuant to the Company's Guidelines, to defer settlement of such restricted stock units until the first to occur of (1) a change in control, (2) the death or permanent disability of the Reporting Person, or (3) the first July 1 following the date of the Reporting Person's termination of service (other than due to death or permanent disability).
Fortive Corp
Report date June 02, 2025 · Filed June 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,995 |
Reported balance
After 2025-06-02 transaction · row 1
1 source rowRow 1 · 2025-06-02 · Grant · Acquired 2,120 · Balance 11,995 F1: On June 2, 2025, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as a portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of and immediately prior to the Issuer's 2026 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the one-year anniversary of the Reporting Person's retirement from the Board of Directors of the Issuer. |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.26 · Expires 2035-06-02 | Direct | 2,140 |
Reported balance
After 2025-06-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-06-02 · Grant · Acquired 2,140 · Balance 2,140 |
Filing footnotes · ownership attribution and instrument terms
F1: On June 2, 2025, the Issuer granted to the Reporting Person restricted stock units ("Annual Grant RSUs") of the Issuer in the amount indicated as a portion of the annual equity grant made to the Reporting Person. Since the Annual Grant RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. The Annual Grant RSUs vest on the earlier of the first anniversary of the grant date or the date of and immediately prior to the Issuer's 2026 annual meeting of the stockholders, but the underlying shares will not be issued until the earlier of the Reporting Person's death or the one-year anniversary of the Reporting Person's retirement from the Board of Directors of the Issuer.
Quantinuum Inc.
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 14,167 |
Ending reported balance
After 2026-06-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-04 · Grant · Acquired 5,833 · Balance 5,833 F1: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in three equal annual installments beginning on June 5, 2027. Row 2 · 2026-06-05 · Purchase · Acquired 8,334 · Balance 14,167 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in three equal annual installments beginning on June 5, 2027.
Symbotic Inc.
Report date May 14, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,826 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Exercise / conversion · Acquired 5,966 · Balance 17,826 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,936 |
Reported balance
After 2026-05-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-14 · Exercise / conversion · Disposed 5,966 · Balance 11,936 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. F2: On May 14, 2026, the Reporting Person was granted 17,902 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on each of May 14, 2025, May 14, 2026 and May 14, 2027, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
F2: On May 14, 2026, the Reporting Person was granted 17,902 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on each of May 14, 2025, May 14, 2026 and May 14, 2027, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.
Tesla, Inc.
Report date March 05, 2018 · Filed March 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,474 |
Reported balance
After 2018-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-05 · Exercise / conversion · Acquired 1,201 · Balance 2,474 F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2018. F2: Amount of securities beneficially owned includes 71 shares acquired under the Tesla, Inc. Employee Stock Purchase Plan on February 28, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 1,838 |
Reported balance
After 2018-03-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-03-06 · Tax withholding · Disposed 636 · Balance 1,838 F3: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN. |
| Common StockSEC Table I · non-derivative | Direct | 1,386 |
Reported balance
After 2018-03-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-03-07 · Sale · Disposed 452 · Balance 1,386 F4: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2017. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,221 |
Reported balance
After 2018-03-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-05 · Exercise / conversion · Disposed 1,201 · Balance 13,221 F5: 4,808 of the restricted stock units included in this grant vested on December 5, 2017 and the remaining 14,422 shares commenced vesting in twelve equal quarterly installments beginning March 5, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2018.
F2: Amount of securities beneficially owned includes 71 shares acquired under the Tesla, Inc. Employee Stock Purchase Plan on February 28, 2018.
F3: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
F4: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2017.
F5: 4,808 of the restricted stock units included in this grant vested on December 5, 2017 and the remaining 14,422 shares commenced vesting in twelve equal quarterly installments beginning March 5, 2018.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Enphase Energy, Inc.
Report date February 14, 2022 · Filed February 15, 2022
Section 16 reporting ended · disclosed 2022-02-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,834 |
Ending reported balance
After 2022-02-14 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-02-14 · Grant · Acquired 11,000 · Balance 104,691 F1: Award of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on July 1, 2021 under the 2021 Equity Incentive Plan. Row 2 · 2022-02-14 · Grant · Acquired 11,000 · Balance 115,691 F1: Award of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on July 1, 2021 under the 2021 Equity Incentive Plan. Row 3 · 2022-02-14 · Tax withholding · Disposed 45,857 · Balance 69,834 F2: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the accelerated vesting of the Reporting Person's equity awards upon his retirement from his position as Chief Financial Officer. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on July 1, 2021 under the 2021 Equity Incentive Plan.
F2: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the accelerated vesting of the Reporting Person's equity awards upon his retirement from his position as Chief Financial Officer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2020 Filed Dec 31, 2020 01:20 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 1,200 | $180.20 | $216,234.00 |
DisclosureSEC source: 0001463101-20-000147 · wf-form4_160937760809166.xml · nonDerivative · entry 5 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,012 F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2020. F7 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $179.69 to $180.63. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 28, 2020 Filed Dec 31, 2020 01:20 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 3,300 | $179.01 | $590,737.95 |
DisclosureSEC source: 0001463101-20-000147 · wf-form4_160937760809166.xml · nonDerivative · entry 4 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,212 F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2020. F6 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $178.66 to $179.07. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 28, 2020 Filed Dec 31, 2020 01:20 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 8,985 | $178.12 | $1,600,370.46 |
DisclosureSEC source: 0001463101-20-000147 · wf-form4_160937760809166.xml · nonDerivative · entry 3 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,512 F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2020. F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $177.646 to $178.55. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 28, 2020 Filed Dec 31, 2020 01:20 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 4,474 | $177.05 | $792,134.23 |
DisclosureSEC source: 0001463101-20-000147 · wf-form4_160937760809166.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,497 F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2020. F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $176.62 to $177.585. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 28, 2020 Filed Dec 31, 2020 01:20 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 4,600 | $176.11 | $810,123.02 |
DisclosureSEC source: 0001463101-20-000147 · wf-form4_160937760809166.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,971 F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2020. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $175.52 to $176.45. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 7,191 shares gifted as a charitable donation on November 27,2020. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:35 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 19,369 | $160.46 | $3,107,949.74 |
DisclosureSEC source: 0001463101-20-000145 · wf-form4_160824449225449.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,762 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on June 4, 2018. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 23:15 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 19,369 | $50.45 | $977,166.05 |
DisclosureSEC source: 0001463101-20-000093 · wf-form4_159234932979848.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,131 F1 · kind: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on June 4, 2018. Read SEC document |
| June 03, 2020 Filed Jun 6, 2020 00:22 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 14,291 | $55.99 | $800,081.64 |
DisclosureSEC source: 0001463101-20-000089 · wf-form4_159140293536051.xml · nonDerivative · entry 3 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,500 F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $55.88 to $56.09. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · balance_after: Balance includes a non-reportable acquisition of 1,687 shares purchased through the Company's 2011 Employee Stock Purchase Plan on May 15, 2020. Read SEC document |
| June 03, 2020 Filed Jun 6, 2020 00:22 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 22,066 | $55.34 | $1,221,152.30 |
DisclosureSEC source: 0001463101-20-000089 · wf-form4_159140293536051.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,104 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $54.82 to $55.81. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 03, 2020 Filed Jun 6, 2020 00:22 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 63,892 | $53.55 | $3,421,352.71 |
DisclosureSEC source: 0001463101-20-000089 · wf-form4_159140293536051.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,170 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $53.35 to $53.91. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 23:12 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units · Derivative | 16,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001463101-20-000057 · wf-form4_158707871174355.xml · derivative · entry 2 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires not disclosed F3 · security: Grant is of performance-based restricted stock units issued to the 2011 Equity Incentive Plan. F4 · derivative.exercise_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00. F4 · derivative.expiration_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00. Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 23:12 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-20-000057 · wf-form4_158707871174355.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,062 F1 · kind: Grant is of restricted stock units issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: The restricted stock units will vest as follows: 50% on March 1, 2021 and 50% on March 1, 2022, subject to the reporting person remaining an employee in good standing in the same or a similar role on such vesting dates. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 21:26 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 56,815 | $36.13 | $2,052,725.95 |
DisclosureSEC source: 0001463101-20-000043 · wf-form4_158560354817932.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,062 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on March 28, 2019 and PSUs previously reported on February 4, 2020. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | ConversionRestricted Stock Units · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001463101-20-000002 · wf-form4_158086296424509.xml · derivative · entry 5 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2020-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan. F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | ConversionRestricted Stock Units · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001463101-20-000002 · wf-form4_158086296424509.xml · derivative · entry 4 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2020-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan. F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-20-000002 · wf-form4_158086296424509.xml · nonDerivative · entry 3 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,877 F2 · security: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan. F2 · shares: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | ConversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-20-000002 · wf-form4_158086296424509.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan. F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | ConversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-20-000002 · wf-form4_158086296424509.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan. F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 00:03 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 19,369 | $24.62 | $476,864.78 |
DisclosureSEC source: 0001463101-19-000170 · wf-form4_157662741521793.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,877 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on June 4, 2018. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 20:21 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 10,000 | $17.70 | $176,994.00 |
DisclosureSEC source: 0001463101-19-000162 · wf-form4_157436766138169.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,246 F1 · shares: This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has agreed to remit to the Issuer the profits deemed to have resulted from the transaction, which are approximately $70,433.00. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.69 to $17.70. F3 · balance_after: Includes 1,686 shares purchased through the Enphase Energy 2011 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 22:01 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 1,000 | $24.39 | $24,394.00 |
DisclosureSEC source: 0001463101-19-000142 · wf-form4_157083124089724.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,560 F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.38 to $24.42. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 22:01 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 9,000 | $23.64 | $212,788.80 |
DisclosureSEC source: 0001463101-19-000142 · wf-form4_157083124089724.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,560 F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $23.32 to $24.14. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 22:36 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 10,000 | $24.74 | $247,427.00 |
DisclosureSEC source: 0001463101-19-000139 · wf-form4_156824138675209.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,560 F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.40 to $25.27. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 15, 2019 Filed Jun 20, 2019 21:28 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 37,186 | $17.33 | $644,433.38 |
DisclosureSEC source: 0001463101-19-000112 · wf-form4_156106608654560.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,560 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on June 4, 2018. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:38 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 1,372 | $9.23 | $12,663.56 |
DisclosureSEC source: 0001463101-19-000064 · wf-form4_155425188906524.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,585 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs granted on March 29, 2019. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:38 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantCommon Stock | 2,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000064 · wf-form4_155425188906524.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,957 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs are fully vested upon grant, with no expiration date. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 00:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000048 · wf-form4_155381811584902.xml · derivative · entry 3 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 30,000 shares Expires 2020-03-26 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F4 · security: Grant is of performance-based restricted stock units. F6 · derivative.exercise_date: Performance shares are eligible to vest on March 26, 2020, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2019 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $5.22; 0% to 200% vesting, calculated linearly, if VWAP is between $5.22 and $12.78. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 00:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantRestricted Stock Units · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000048 · wf-form4_155381811584902.xml · derivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2020-03-26 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F4 · security: Grant is of performance-based restricted stock units. F5 · derivative.exercise_date: Performance shares are eligible to vest on March 26, 2020, based upon achievement of 2019 annual CEO company goals measured for the year ended December 31, 2019, as follows: no vesting if 2019 CEO company goals achieved are less than 65% of total goals; 50% vesting if at least 65% but less than 80% of goals are achieved; 100% if at least 80% but less than 100% of goals are achieved; and 150% vesting if 100% or more of goals are achieved. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 00:09 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000048 · wf-form4_155381811584902.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,191 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · security: Grant is of restricted stock units. F3 · shares: The RSUs will vest as follows: 50% on March 26, 2020 and 50% on March 26, 2021, subject to the reporting person remaining an employee in good standing in the same or a similar role on such vesting dates. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 01:59 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 9,448 | $8.88 | $83,869.90 |
DisclosureSEC source: 0001463101-19-000036 · wf-form4_155313357664676.xml · nonDerivative · entry 4 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,191 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.85 to $9.2014. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 01:59 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 21,487 | $8.88 | $190,744.40 |
DisclosureSEC source: 0001463101-19-000036 · wf-form4_155313357664676.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,639 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.85 to $9.2014. Read SEC document |
| March 19, 2019 Filed Mar 26, 2019 01:26 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 9,448 | $8.88 | $83,869.90 |
DisclosureSEC source: 0001463101-19-000037 · wf-form4a_155356359147215.xml · nonDerivative · entry 4 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,423 F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.85 to $9.2014. Read SEC document |
| March 19, 2019 Filed Mar 26, 2019 01:26 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 21,255 | $8.88 | $188,684.89 |
DisclosureSEC source: 0001463101-19-000037 · wf-form4a_155356359147215.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,871 F3 · shares: This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has agreed to remit to the Issuer the profits deemed to have resulted from the transaction, which are approximately $1,235.10. F4 · shares: Corrected quantity of shares sold to cover taxes. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.85 to $9.2014. Read SEC document |
| March 18, 2019 Filed Mar 21, 2019 01:59 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000036 · wf-form4_155313357664676.xml · derivative · entry 6 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Issued pursuant to the 2011 Equity Incentive Plan. F6 · security: Grant is of performance-based stock units. F4 · shares: Performance award achieved at 50% of target shares. Unearned shares were cancelled. F9 · derivative.exercise_date: Performance shares are eligible to vest on March 18, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and 150% vesting if greater than 100% of goals are completed. F8 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions are not met. Read SEC document |
| March 18, 2019 Filed Mar 21, 2019 01:59 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionRestricted Stock Units · Derivative | 55,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000036 · wf-form4_155313357664676.xml · derivative · entry 5 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Issued pursuant to the 2011 Equity Incentive Plan. F6 · security: Grant is of performance-based stock units. F1 · shares: Performance award achieved at 111% of target shares. F7 · derivative.exercise_date: Performance shares are eligible to vest on March 18, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, is VWAP is between $3.01 and $6.00. F8 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions are not met. Read SEC document |
| March 18, 2019 Filed Mar 21, 2019 01:59 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000036 · wf-form4_155313357664676.xml · nonDerivative · entry 3 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Performance award achieved at 50% of target shares. Unearned shares were cancelled. Read SEC document |
| March 18, 2019 Filed Mar 21, 2019 01:59 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 55,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000036 · wf-form4_155313357664676.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance award achieved at 111% of target shares. F2 · balance_after: Includes 300,000 shares of common stock from a Restricted Stock Units grant filed on June 4, 2018, and inadvertantly reported as Restricted Stock Units on table 1. Read SEC document |
| March 18, 2019 Filed Mar 26, 2019 01:26 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000037 · wf-form4a_155356359147215.xml · derivative · entry 6 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Issued pursuant to the 2011 Equity Incentive Plan. F8 · security: Grant is of performance-based stock units. F6 · shares: Performance award achieved at 50% of target shares. Unearned shares were cancelled. F11 · derivative.exercise_date: Performance shares were eligible to vest on March 18, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and 150% vesting if greater than 100% of goals are completed. F10 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions are not met. Read SEC document |
| March 18, 2019 Filed Mar 26, 2019 01:26 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionRestricted Stock Units · Derivative | 55,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000037 · wf-form4a_155356359147215.xml · derivative · entry 5 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Issued pursuant to the 2011 Equity Incentive Plan. F8 · security: Grant is of performance-based stock units. F1 · shares: Performance award achieved at 111% of target shares. F9 · derivative.exercise_date: Performance shares were eligible to vest on March 18, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, is VWAP is between $3.01 and $6.00. F10 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions are not met. Read SEC document |
| March 18, 2019 Filed Mar 26, 2019 01:26 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000037 · wf-form4a_155356359147215.xml · nonDerivative · entry 3 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Performance award achieved at 50% of target shares. Unearned shares were cancelled. Read SEC document |
| March 18, 2019 Filed Mar 26, 2019 01:26 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | Exercise / conversionCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000037 · wf-form4a_155356359147215.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance award achieved at 111% of target shares. F2 · balance_after: Includes 300,000 shares of common stock from a Restricted Stock Units grant filed on June 4, 2018, and inadvertantly reported as Restricted Stock Units on table 1. Read SEC document |
| March 05, 2019 Filed Mar 5, 2019 19:07 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 11,415 | $8.77 | $100,098.14 |
DisclosureSEC source: 0001463101-19-000018 · wf-form4a_155181283653358.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,626 F1 · shares: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.76 to $8.77. Read SEC document |
| March 05, 2019 Filed Mar 5, 2019 17:51 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | PurchaseCommon Stock | 11,415 | $8.77 | $100,098.14 |
DisclosureSEC source: 0001463101-19-000016 · wf-form4_155180830451468.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,626 F1 · shares: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $8.77. Read SEC document |
| December 03, 2018 Filed Mar 27, 2019 01:35 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 2,210 | $5.58 | $12,331.80 |
DisclosureSEC source: 0001463101-19-000044 · wf-form4a_155365052306559.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,211 F4 · shares: Represents shares sold to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018. F5 · shares: This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has remitted to the Issuer the profits deemed to have resulted from the transaction, which are approximately $1,222.13. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 23:45 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 2,210 | $5.58 | $12,331.80 |
DisclosureSEC source: 0001463101-18-000124 · wf-form4_154388070460433.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,211 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 23:45 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantCommon Stock | 6,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000124 · wf-form4_154388070460433.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,421 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date. Read SEC document |
| November 30, 2018 Filed Mar 27, 2019 01:35 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | GrantCommon Stock | 6,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000044 · wf-form4a_155365052306559.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,421 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date. F3 · balance_after: Includes 300,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1. Read SEC document |
| September 04, 2018 Filed Mar 27, 2019 01:32 UTC Amendment | Enphase Energy, Inc. ENPH · Entity 3957 | SaleCommon Stock | 6,863 | $4.86 | $33,354.18 |
DisclosureSEC source: 0001463101-19-000043 · wf-form4a_155365031466374.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,109 F4 · shares: Represents shares sold to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on August 31, 2018 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:34 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | Tax withholdingCommon Stock | 6,863 | $4.86 | $33,354.18 |
DisclosureSEC source: 0001463101-18-000095 · wf-form4_153610403332711.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,109 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on August 31, 2018 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:34 UTC | Enphase Energy, Inc. ENPH · Entity 3957 | GrantCommon Stock | 18,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000095 · wf-form4_153610403332711.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,972 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q2 2018. RSUs are fully vested upon grant, with no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.