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Birch Jean

Disclosed activity across 6 companies

Tapewire entity
121766
SEC CIK
0001592245

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DARDEN RESTAURANTS INCDRI · Entity 3191DirectorSeptember 17, 2016September 23, 2016
FORRESTER RESEARCH, INC.FORR · Entity 412DirectorJune 01, 2022June 03, 2022
JACK IN THE BOX INCJACK · Entity 1029DirectorMarch 12, 2020March 13, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DARDEN RESTAURANTS INC

Report date September 17, 2016 · Filed September 23, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,708 Reported balance After 2016-09-17 transaction · row 1
1 source row

Row 1 · 2016-09-17 · Exercise / conversion · Acquired 1,922 · Balance 4,708

F1: Restricted stock units convert into common stock on a one-for-one basis.

Restricted Stock Units (FY16 Annual Grant)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-09-17 · Exercise / conversion · Disposed 1,922 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: The number of restricted stock units was adjusted in connection with the spin-off (the Spin-Off) of Four Corners Property Trust, Inc. (FCPT) from Darden Restaurants, Inc. (Darden) on November 9, 2015. The adjustment reflects the product of (i) the number of shares subject to the restricted stock unit awards immediately prior to the Spin-Off and (ii) the ratio of (A) the pre-Spin-Off closing price on November 9, 2015 of Darden Common Stock (Darden Pre-Spin-Off Price) and (B) the difference between the Darden Pre-Spin-Off Price and the volume weighted average price of FCPT Common Stock trading on the NYSE on the trading day immediately following the distribution date (adjusted to reflect the Darden-to-FCPT pro rata share distribution ratio in the Spin-Off).

F3: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: The number of restricted stock units was adjusted in connection with the spin-off (the Spin-Off) of Four Corners Property Trust, Inc. (FCPT) from Darden Restaurants, Inc. (Darden) on November 9, 2015. The adjustment reflects the product of (i) the number of shares subject to the restricted stock unit awards immediately prior to the Spin-Off and (ii) the ratio of (A) the pre-Spin-Off closing price on November 9, 2015 of Darden Common Stock (Darden Pre-Spin-Off Price) and (B) the difference between the Darden Pre-Spin-Off Price and the volume weighted average price of FCPT Common Stock trading on the NYSE on the trading day immediately following the distribution date (adjusted to reflect the Darden-to-FCPT pro rata share distribution ratio in the Spin-Off).

F3: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

FORRESTER RESEARCH, INC.

Report date June 01, 2022 · Filed June 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,538 Reported balance After 2022-06-01 transaction · row 1
1 source row

Row 1 · 2022-06-01 · Grant · Acquired 2,306 · Balance 14,538

F1: The securities awarded on June 1, 2022 are in the form of Restricted Stock Units issued pursuant to the Forrester Research, Inc. Amended and Restated Equity Incentive Plan that entitle the reporting person, upon vesting, to receive one share of common stock per Restricted Stock Unit. The Restricted Stock Units will vest and convert into common stock in four equal and consecutive installments. The first tranche will vest on September 1, 2022, with an equal number of shares vesting on each of December 1, 2022 and March 1, 2023, and the balance of the shares vesting on June 1, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: The securities awarded on June 1, 2022 are in the form of Restricted Stock Units issued pursuant to the Forrester Research, Inc. Amended and Restated Equity Incentive Plan that entitle the reporting person, upon vesting, to receive one share of common stock per Restricted Stock Unit. The Restricted Stock Units will vest and convert into common stock in four equal and consecutive installments. The first tranche will vest on September 1, 2022, with an equal number of shares vesting on each of December 1, 2022 and March 1, 2023, and the balance of the shares vesting on June 1, 2023.

JACK IN THE BOX INC

Report date March 12, 2020 · Filed March 13, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect3,081 Reported balance After 2020-03-12 transaction · row 1
1 source row

Row 1 · 2020-03-12 · Purchase · Acquired 1,000 · Balance 3,081

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Charlotte's Web Holdings, Inc.

Report date December 06, 2022 · Filed December 08, 2022

Section 16 reporting ended · disclosed 2022-12-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect210,385 Reported balance After 2022-12-06 transaction · row 1
1 source row

Row 1 · 2022-12-06 · Exercise / conversion · Acquired 163,043 · Balance 210,385

F1: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-12-06 · Exercise / conversion · Disposed 163,043 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc.

F2: The restricted stock unit agreement provides that the restricted stock unit award vests in 1 annual installment on 6/22/2023. The restricted stock unit was granted on 6/22/2022. Due to separation as a board member, accelerated vesting approved on 12/6/2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc.

F2: The restricted stock unit agreement provides that the restricted stock unit award vests in 1 annual installment on 6/22/2023. The restricted stock unit was granted on 6/22/2022. Due to separation as a board member, accelerated vesting approved on 12/6/2022.

CorePoint Lodging Inc.

Report date March 03, 2022 · Filed March 07, 2022

Section 16 reporting ended · disclosed 2022-03-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-03-03 transaction · row 1
1 source row

Row 1 · 2022-03-03 · Disposition to issuer · Disposed 3,604 · Balance 0

F2: Includes deferred stock units ("DSUs"). Pursuant to the Merger Agreement, each DSU became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such DSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration.

F1: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2022-03-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-03-03 · Disposition to issuer · Disposed 16,750 · Balance 0

F1: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F3: Reflects securities held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust, except to the extent of her pecuniary interest therein.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-03 · Disposition to issuer · Disposed 23,924 · Balance 0

F4: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.

F1: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F5: Pursuant to the Merger Agreement, each restricted stock unit ("RSU") and DSU became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such RSU or DSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration.

F6: Represents RSUs granted in 2020 that were fully vested in 2021, and were scheduled to be settled upon earliest to occur of (i) a change in control, (ii) the date of the Reporting Person's termination or (iii) the date of the Issuer's 2023 annual stockholders' meeting (and in no event later than July 1, 2023).

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-03-03 · Disposition to issuer · Disposed 10,031 · Balance 0

F4: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.

F1: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F5: Pursuant to the Merger Agreement, each restricted stock unit ("RSU") and DSU became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such RSU or DSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration.

F8: Represents RSUs granted in 2021, which were originally scheduled to vest in full on the earliest to occur of (i) May 20, 2022, (ii) the date of the Issuer's 2022 annual stockholders' meeting, (iii) the date of the Reporting Issuer's termination as a result of death or disability, or (iv) a change in control.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-03 · Disposition to issuer · Disposed 11,004 · Balance 0

F4: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.

F1: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F5: Pursuant to the Merger Agreement, each restricted stock unit ("RSU") and DSU became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such RSU or DSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration.

F7: Represents DSUs issued to the Reporting Person in 2020 which were fully vested as of the date of grant and were to be settled upon the earliest to occur of (i) a change in control, (ii) the date of the Reporting Person's termination or (iii) the date of the Issuer's 2023 annual stockholders' meeting (and in no event later than July 1, 2023).

Filing footnotes · ownership attribution and instrument terms

F1: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F2: Includes deferred stock units ("DSUs"). Pursuant to the Merger Agreement, each DSU became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such DSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration.

F3: Reflects securities held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust, except to the extent of her pecuniary interest therein.

F4: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.

F5: Pursuant to the Merger Agreement, each restricted stock unit ("RSU") and DSU became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such RSU or DSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration.

F6: Represents RSUs granted in 2020 that were fully vested in 2021, and were scheduled to be settled upon earliest to occur of (i) a change in control, (ii) the date of the Reporting Person's termination or (iii) the date of the Issuer's 2023 annual stockholders' meeting (and in no event later than July 1, 2023).

F7: Represents DSUs issued to the Reporting Person in 2020 which were fully vested as of the date of grant and were to be settled upon the earliest to occur of (i) a change in control, (ii) the date of the Reporting Person's termination or (iii) the date of the Issuer's 2023 annual stockholders' meeting (and in no event later than July 1, 2023).

F8: Represents RSUs granted in 2021, which were originally scheduled to vest in full on the earliest to occur of (i) May 20, 2022, (ii) the date of the Issuer's 2022 annual stockholders' meeting, (iii) the date of the Reporting Issuer's termination as a result of death or disability, or (iv) a change in control.

Papa Murphy's Holdings, Inc.

Report date May 23, 2019 · Filed May 28, 2019

Section 16 reporting ended · disclosed 2019-05-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2019-05-23 transaction · row 1
1 source row

Row 1 · 2019-05-23 · Other · Disposed 36,095 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.38 · Expires 2027-07-04Direct0 Reported balance After 2019-05-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-05-23 · Disposition to issuer · Disposed 9,000 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.29 · Expires 2027-04-04Direct0 Reported balance After 2019-05-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-23 · Disposition to issuer · Disposed 9,000 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2018 Filed Jun 4, 2018 20:32 UTC FORRESTER RESEARCH, INC. FORR · Entity 412 GrantCommon Stock 2,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035109 · doc4.xml · nonDerivative · entry 1

Birch Jean · CIK 0001592245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,487

F1 · shares: The securities awarded on June 1, 2018 are in the form of Restricted Stock Units issued pursuant to the Forrester Research, Inc. Amended and Restated Equity Incentive Plan that entitle the reporting person, upon vesting, to receive one share of common stock per Restricted Stock Unit. The Restricted Stock Units will vest and convert into common stock in four equal and consecutive installments. The first tranche will vest on September 1, 2018, with an equal number of shares vesting on each of December 1, 2018 and March 1, 2019, and the balance of the shares vesting on June 1, 2019.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:40 UTC FORRESTER RESEARCH, INC. FORR · Entity 412 GrantCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007530 · doc4.xml · nonDerivative · entry 1

Birch Jean · CIK 0001592245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664

F1 · shares: The securities awarded on February 1, 2018 are in the form of Restricted Stock Units issued pursuant to the Forrester Research, Inc. Amended and Restated Equity Incentive Plan that entitle the reporting person, upon vesting, to receive one share of common stock per Restricted Stock Unit. The Restricted Stock Units will vest and convert into common stock on June 1, 2018.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:46 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 PurchaseCommon Stock, par value $0.01 per share 10,000 $4.27 $42,700.00
Disclosure

SEC source: 0001592379-17-000069 · wf-form4_150292358948445.xml · nonDerivative · entry 1

Birch Jean · CIK 0001592245 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,095

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $4.09 to $4.46, inclusive. The reporting person undertakes to provide to Papa Murphy's Holdings, In., any stockholder of Papa Murphy's Holdings, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
July 04, 2017 Filed Jul 6, 2017 20:20 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 GrantStock Options (right to buy) · Derivative 9,000 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0001592379-17-000056 · wf-form4_149938683920450.xml · derivative · entry 2

Birch Jean · CIK 0001592245 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2027-07-04

Read SEC document
July 04, 2017 Filed Jul 6, 2017 20:20 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 GrantCommon Stock, par value $0.01 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001592379-17-000056 · wf-form4_149938683920450.xml · nonDerivative · entry 1

Birch Jean · CIK 0001592245 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,095

F1 · shares: Represents restricted stock granted under the 2014 Equity Incentive Plan which vests one year after the date of grant. The grant of restricted stock is part of the Reporting Person's compensation as a director on the Board of Directors for Papa Murphy's Holdings Inc.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 13:19 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 GrantStock Options (right to buy) · Derivative 9,000 $0.00 Strike: $5.29 $0.00
Disclosure

SEC source: 0001592379-17-000031 · wf-form4_149149917864136.xml · derivative · entry 1

Birch Jean · CIK 0001592245 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2027-04-04

Read SEC document
November 22, 2016 Filed Nov 25, 2016 15:12 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 PurchaseCommon Stock, par value $0.01 per share 10,000 $4.69 $46,900.00
Disclosure

SEC source: 0001592379-16-000173 · wf-form4_148010474446373.xml · nonDerivative · entry 1

Birch Jean · CIK 0001592245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,095

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $4.58 to $4.85, inclusive. The reporting person undertakes to provide to Papa Murphy's Holdings, In., any stockholder of Papa Murphy's Holdings, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
October 01, 2016 Filed Oct 3, 2016 15:24 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 GrantCommon Stock, par value $0.01 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001592379-16-000145 · wf-form4_147552264864289.xml · nonDerivative · entry 1

Birch Jean · CIK 0001592245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,095

F1 · shares: Represents restricted stock granted under the 2014 Equity Incentive Plan which vests one year after the date of grant. The grant of restricted stock is part of the Reporting Person's compensation as a non-employee director on the Board of Directors for Papa Murphy's Holdings Inc.

Read SEC document
September 17, 2016 Filed Sep 23, 2016 20:29 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionRestricted Stock Units (FY16 Annual Grant) · Derivative 1,922 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039610 · doc4.xml · derivative · entry 2

Birch Jean · CIK 0001592245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: The number of restricted stock units was adjusted in connection with the spin-off (the Spin-Off) of Four Corners Property Trust, Inc. (FCPT) from Darden Restaurants, Inc. (Darden) on November 9, 2015. The adjustment reflects the product of (i) the number of shares subject to the restricted stock unit awards immediately prior to the Spin-Off and (ii) the ratio of (A) the pre-Spin-Off closing price on November 9, 2015 of Darden Common Stock (Darden Pre-Spin-Off Price) and (B) the difference between the Darden Pre-Spin-Off Price and the volume weighted average price of FCPT Common Stock trading on the NYSE on the trading day immediately following the distribution date (adjusted to reflect the Darden-to-FCPT pro rata share distribution ratio in the Spin-Off).

F3 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F3 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

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September 17, 2016 Filed Sep 23, 2016 20:29 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionCommon Stock 1,922 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039610 · doc4.xml · nonDerivative · entry 1

Birch Jean · CIK 0001592245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.