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Lamb Peter

Disclosed activity across 1 company

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121550
SEC CIK
0001387306

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CompanyLast reported asReport datePublished
EXELIXIS, INC.EXEL · Entity 3386EVP, Scientific Strategy & CSODecember 15, 2022December 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EXELIXIS, INC.

Report date December 15, 2022 · Filed December 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect430,958 Reported balance After 2022-12-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-12-15 · Exercise / conversion · Acquired 20,000 · Balance 430,958

F1: Includes 120,383 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Common StockSEC Table I · non-derivativeDirect410,958 Reported balance After 2022-12-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-12-15 · Sale · Disposed 20,000 · Balance 410,958

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2022.

F3: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.71 to $16.07. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.20 · Expires 2023-02-10Direct20,000 Reported balance After 2022-12-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-12-15 · Exercise / conversion · Disposed 20,000 · Balance 20,000

F5: The option, representing the right to purchase a total of 40,000 shares of Exelixis, Inc. common stock, became fully exercisable on February 11, 2020.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)17,105 Reported balance Holding disclosure · report date 2022-12-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 17,105

F4: Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of December 14, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 120,383 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2022.

F3: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.71 to $16.07. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

F4: Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of December 14, 2022.

F5: The option, representing the right to purchase a total of 40,000 shares of Exelixis, Inc. common stock, became fully exercisable on February 11, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 4, 2021 00:57 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 65,000 $22.08 $1,435,200.00
Disclosure

SEC source: 0000939767-21-000007 · wf-form4_161240023597689.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,124

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.80 to $22.79. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:57 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 65,000 $1.70 $110,500.00
Disclosure

SEC source: 0000939767-21-000007 · wf-form4_161240023597689.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 132,872 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:40 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 65,000 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0000939767-21-000002 · wf-form4_160998363690231.xml · derivative · entry 4

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 65,000 shares

Expires 2021-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 400,000 shares of Exelixis, Inc. common stock, became fully exercisable on April 28, 2016.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:40 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 65,000 $20.32 $1,320,800.00
Disclosure

SEC source: 0000939767-21-000002 · wf-form4_160998363690231.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,124

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.87 to $20.55. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:40 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 65,000 $1.70 $110,500.00
Disclosure

SEC source: 0000939767-21-000002 · wf-form4_160998363690231.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 132,872 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 00:58 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 65,000 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0000939767-20-000160 · wf-form4_160868509495790.xml · derivative · entry 4

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,000

Underlying: Common Stock · 65,000 shares

Expires 2021-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 400,000 shares of Exelixis, Inc. common stock, became fully exercisable on April 28, 2016.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 00:58 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 65,000 $20.01 $1,300,650.00
Disclosure

SEC source: 0000939767-20-000160 · wf-form4_160868509495790.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,124

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.80 to $20.43. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 00:58 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 65,000 $1.70 $110,500.00
Disclosure

SEC source: 0000939767-20-000160 · wf-form4_160868509495790.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 132,872 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:06 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 2,014 $20.16 $40,602.24
Disclosure

SEC source: 0000939767-20-000154 · wf-form4_160566156697034.xml · nonDerivative · entry 3

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,124

F4 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on September 22, 2016.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:06 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 6,818 $20.16 $137,450.88
Disclosure

SEC source: 0000939767-20-000154 · wf-form4_160566156697034.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,138

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on October 3, 2017.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:06 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 2,479 $20.16 $49,976.64
Disclosure

SEC source: 0000939767-20-000154 · wf-form4_160566156697034.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,956

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on September 10, 2018, for which the Compensation Committee certified that Exelixis, Inc. had achieved the performance goal on September 12, 2019.

F2 · balance_after: Includes 132,872 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 23:57 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 53,022 $21.79 $1,155,349.38
Disclosure

SEC source: 0000939767-20-000136 · wf-form4_160375663763003.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,435

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on October 22, 2020.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 23:57 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantCommon Stock 213,879 $0.00 $0.00
Disclosure

SEC source: 0000939767-20-000136 · wf-form4_160375663763003.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,457

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 20, 2019, the Reporting Person was granted a performance-based restricted stock unit award ("PSU") under the Exelixis, Inc. 2017 Equity Incentive Plan covering 142,586 shares of common stock (such shares, the "Target Shares"). The PSU generally vests as follows: (i) 50% of the Target Shares vest upon the Committee's certification of achievement certain performance criteria as certified by the Compensation Committee (the "Committee"); and (ii) 50% of the Target Shares vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification. In addition, the PSU provides for vesting of up to a maximum of 200% of the Target Shares depending on the timing and level of achievement of the performance criteria provided for under the PSU.

F3 · shares: On October 22, 2020, the Committee determined that certain performance criteria had been achieved, resulting in the Reporting Person's eligibility to vest up to 150% of the Target Shares subject to the PSU. Accordingly, the Committee's certification resulted in the immediate vesting of 75% of the Target Shares, and 75% of the Target Shares will vest on November 15, 2021, subject to the Reporting Person's continuous service through that date. The Reporting Person remains eligible for additional vesting depending the level and timing of achievement of the performance criteria through December 31, 2021.

F4 · balance_after: Includes 155,682 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 22:41 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 2,323 $21.58 $50,130.34
Disclosure

SEC source: 0000939767-20-000127 · wf-form4_159925926667797.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,578

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on September 2, 2020.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 22:41 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantCommon Stock 9,370 $0.00 $0.00
Disclosure

SEC source: 0000939767-20-000127 · wf-form4_159925926667797.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,901

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 10, 2018, the Reporting Person was granted a performance-based restricted stock unit ("PSU") award of 9,370 shares of common stock under the Exelixis, Inc. 2017 Equity Incentive Plan. Vesting of the PSU award is tied to performance goals set by the Compensation Committee (the "Committee") as follows: (i) 50% of the original number of shares subject to the award will vest upon the Committee's certification that a target number of potentially label-enabling clinical trials evaluating cabozantinib (both alone or in combination with another therapy) have been initiated; and (ii) 50% of the original number of shares subject to the award will vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification.

F3 · shares: On September 2, 2020, the Committee convened to determine that the target number of clinical trial initiations had been achieved, resulting in the immediate vesting of 50% of the PSU award, and the remaining 50% will vest on November 15, 2021, subject to the Reporting Person's continuous service through that date.

F4 · balance_after: Includes 48,742 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
June 08, 2020 Filed Jun 11, 2020 00:19 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 26,000 $0.00 Strike: $5.51 $0.00
Disclosure

SEC source: 0000939767-20-000103 · wf-form4_159183476554219.xml · derivative · entry 4

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,000 shares

Expires 2020-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 126,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 18, 2017.

Read SEC document
June 08, 2020 Filed Jun 11, 2020 00:19 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 26,000 $22.56 $586,560.00
Disclosure

SEC source: 0000939767-20-000103 · wf-form4_159183476554219.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,531

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.28 to $22.81. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
June 08, 2020 Filed Jun 11, 2020 00:19 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 26,000 $5.51 $143,260.00
Disclosure

SEC source: 0000939767-20-000103 · wf-form4_159183476554219.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 44,057 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
May 07, 2020 Filed May 9, 2020 01:11 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 50,000 $0.00 Strike: $5.51 $0.00
Disclosure

SEC source: 0000939767-20-000070 · wf-form4_158898668578327.xml · derivative · entry 4

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 50,000 shares

Expires 2020-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 126,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 18, 2017.

Read SEC document
May 07, 2020 Filed May 9, 2020 01:11 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 50,000 $25.54 $1,277,000.00
Disclosure

SEC source: 0000939767-20-000070 · wf-form4_158898668578327.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,531

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $25.28 to $25.91. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
May 07, 2020 Filed May 9, 2020 01:11 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 50,000 $5.51 $275,500.00
Disclosure

SEC source: 0000939767-20-000070 · wf-form4_158898668578327.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 44,057 shares of Exelixis, Inc. common stock ("Common Stock") that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:12 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 50,000 $0.00 Strike: $5.51 $0.00
Disclosure

SEC source: 0000939767-20-000047 · wf-form4_158639115453049.xml · derivative · entry 4

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common Stock · 50,000 shares

Expires 2020-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 126,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 18, 2017.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:12 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 50,000 $17.26 $863,000.00
Disclosure

SEC source: 0000939767-20-000047 · wf-form4_158639115453049.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,531

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.76 to $17.66. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:12 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 50,000 $5.51 $275,500.00
Disclosure

SEC source: 0000939767-20-000047 · wf-form4_158639115453049.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 44,057 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
December 04, 2019 Filed Dec 7, 2019 00:18 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 3,872 $17.67 $68,418.24
Disclosure

SEC source: 0000939767-19-000202 · wf-form4_157567790413403.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,531

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on December 4, 2019.

Read SEC document
December 04, 2019 Filed Dec 7, 2019 00:18 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantCommon Stock 14,993 $0.00 $0.00
Disclosure

SEC source: 0000939767-19-000202 · wf-form4_157567790413403.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,403

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 10, 2018, the Reporting Person was granted a performance-based restricted stock unit ("PSU") award of 14,993 shares of common stock under the Exelixis, Inc. 2017 Equity Incentive Plan. Vesting of the PSU award is tied to performance goals set by the Compensation Committee (the "Committee") as follows: (i) 50% of the original number of shares subject to the award will vest upon the Committee's certification that Exelixis, Inc. has achieved a net product revenue target over four consecutive fiscal quarters; and (ii) 50% of the original number of shares subject to the award will vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification.

F3 · shares: On December 4, 2019, the Committee convened to determine that the net product revenue target over four consecutive fiscal quarters had been achieved during the three months ended September 27, 2019, resulting in the immediate vesting of 50% of the PSU award, and the remaining 50% will vest on February 15, 2021, subject to the Reporting Person's continuous service through that date.

F4 · balance_after: Includes 44,057 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
November 15, 2019 Filed Nov 16, 2019 02:37 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 2,099 $16.51 $34,654.49
Disclosure

SEC source: 0000939767-19-000195 · wf-form4_157387182493703.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,410

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded September 22, 2016.

Read SEC document
November 15, 2019 Filed Nov 16, 2019 02:37 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 7,102 $16.51 $117,254.02
Disclosure

SEC source: 0000939767-19-000195 · wf-form4_157387182493703.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,509

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded October 3, 2017.

F2 · balance_after: Includes 36,560 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 12, 2019 Filed Sep 14, 2019 00:47 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 2,581 $19.26 $49,710.06
Disclosure

SEC source: 0000939767-19-000172 · wf-form4_156842202463551.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,611

F5 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of certain restricted stock units earned on September 12, 2019.

Read SEC document
September 12, 2019 Filed Sep 14, 2019 00:47 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantCommon Stock 9,995 $0.00 $0.00
Disclosure

SEC source: 0000939767-19-000172 · wf-form4_156842202463551.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,192

F1 · security: Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: On September 10, 2018, the Reporting Person was granted a performance-based restricted stock unit ("PSU") award of 9,995 shares of common stock under the Exelixis, Inc. 2017 Equity Incentive Plan. Vesting of the PSU award is tied to performance goals set by the Compensation Committee (the "Committee") as follows: (i) 50% of the original number of shares subject to the award will vest upon the Compensation Committee's certification that Exelixis, Inc. has achieved a quarterly net product revenue target; and (ii) 50% of the original number of shares subject to the award will vest on the first quarterly PSU vesting date (i.e. February 15th, May 15th, August 15th and November 15th) following the one-year anniversary of the Committee's certification.

F3 · shares: On September 12, 2019, the Committee convened to determine that the quarterly net product revenue target had been achieved during the three months ended June 28, 2019, resulting in the immediate vesting of 50% of the PSU award, and the remaining 50% will vest on November 15, 2020, subject to the Reporting Person's continuous service through that date.

F4 · balance_after: Includes 54,372 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

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June 19, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 17,404 $0.00 Strike: $5.51 $0.00
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · derivative · entry 14

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,404 shares

Expires 2020-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: On September 18, 2013, the Reporting Person was granted a performance-based stock option to purchase 84,000 shares of common stock under the Exelixis, Inc. 2011 Equity Incentive Plan. Vesting of the option is tied to performance goals set by the Compensation Committee ("Committee") as follows: (i) 50% of the option will vest if the Committee determines that top-line efficacy data received from the METEOR Phase 3 clinical trial of cabozantinib in metastatic renal cell carcinoma met its primary endpoint at a specified level, which the Committee determined had been achieved on July 20, 2015, resulting in the vesting of 50% of the option; and (ii) 50% of the option will vest if the Committee confirms the approval of cabozantinib by the U.S. Food and Drug Administration or European Medicines Agency for the treatment of metastatic castration-resistant prostate cancer, which the Committee determined could not be achieved on December 10, 2014, resulting in the forfeiture of 50% of the option.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 17,404 $5.51 $95,896.04
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · nonDerivative · entry 7

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 24,596 $0.00 Strike: $5.51 $0.00
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · derivative · entry 13

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,404

Underlying: Common Stock · 24,596 shares

Expires 2020-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: On September 18, 2013, the Reporting Person was granted a performance-based stock option to purchase 84,000 shares of common stock under the Exelixis, Inc. 2011 Equity Incentive Plan. Vesting of the option is tied to performance goals set by the Compensation Committee ("Committee") as follows: (i) 50% of the option will vest if the Committee determines that top-line efficacy data received from the METEOR Phase 3 clinical trial of cabozantinib in metastatic renal cell carcinoma met its primary endpoint at a specified level, which the Committee determined had been achieved on July 20, 2015, resulting in the vesting of 50% of the option; and (ii) 50% of the option will vest if the Committee confirms the approval of cabozantinib by the U.S. Food and Drug Administration or European Medicines Agency for the treatment of metastatic castration-resistant prostate cancer, which the Committee determined could not be achieved on December 10, 2014, resulting in the forfeiture of 50% of the option.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 75,404 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · derivative · entry 12

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,000

Underlying: Common Stock · 75,404 shares

Expires 2021-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option, representing the right to purchase a total of 400,000 shares of Exelixis, Inc. common stock, became fully exercisable on April 28, 2016.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 100,000 $20.67 $2,067,000.00
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · nonDerivative · entry 6

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,197

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2019.

F4 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.42 to $20.87. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 24,596 $5.51 $135,523.96
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · nonDerivative · entry 5

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 75,404 $1.70 $128,186.80
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · nonDerivative · entry 4

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 4,596 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · derivative · entry 11

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,404

Underlying: Common Stock · 4,596 shares

Expires 2021-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option, representing the right to purchase a total of 400,000 shares of Exelixis, Inc. common stock, became fully exercisable on April 28, 2016.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 95,404 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · derivative · entry 10

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,404 shares

Expires 2019-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option, representing the right to purchase a total of 123,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 21, 2016.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 17,404 $20.76 $361,307.04
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · nonDerivative · entry 8

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,197

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2019.

F5 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.59 to $20.91. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 100,000 $20.49 $2,049,000.00
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · nonDerivative · entry 3

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,197

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2019.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.29 to $20.69. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 4,596 $1.70 $7,813.20
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 01:30 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 95,404 $5.56 $530,446.24
Disclosure

SEC source: 0000939767-19-000141 · wf-form4_156099419666093.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 49,374 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
June 13, 2019 Filed Jun 15, 2019 00:11 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 27,596 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0000939767-19-000140 · wf-form4_156055744704575.xml · derivative · entry 4

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,404

Underlying: Common Stock · 27,596 shares

Expires 2019-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to purchase a total of 123,000 shares of Exelixis, Inc. common stock, became fully exercisable on September 21, 2016.

Read SEC document
June 13, 2019 Filed Jun 15, 2019 00:11 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 27,596 $20.03 $552,747.88
Disclosure

SEC source: 0000939767-19-000140 · wf-form4_156055744704575.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,197

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2019.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.04. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

Read SEC document
June 13, 2019 Filed Jun 15, 2019 00:11 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 27,596 $5.56 $153,433.76
Disclosure

SEC source: 0000939767-19-000140 · wf-form4_156055744704575.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 49,374 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
November 15, 2018 Filed Nov 17, 2018 01:19 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 2,098 $17.45 $36,610.10
Disclosure

SEC source: 0000939767-18-000232 · wf-form4_154241753222888.xml · nonDerivative · entry 2

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,197

F3 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded September 22, 2016.

Read SEC document
November 15, 2018 Filed Nov 17, 2018 01:19 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 7,101 $17.45 $123,912.45
Disclosure

SEC source: 0000939767-18-000232 · wf-form4_154241753222888.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,295

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded October 3, 2017.

F2 · balance_after: Includes 49,374 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:17 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantOption (right to buy) · Derivative 124,341 $0.00 Strike: $18.80 $0.00
Disclosure

SEC source: 0000939767-18-000202 · wf-form4_153679780365221.xml · derivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,341

Underlying: Common Stock · 124,341 shares

Expires 2025-09-09

F1 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. Option granted will vest as to 1/4th of the original number of shares subject to the option on the one-year anniversary of the Transaction Date, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the Transaction Date.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 00:47 UTC EXELIXIS, INC. EXEL · Entity 3386 Tax withholdingCommon Stock 2,204 $24.75 $54,549.00
Disclosure

SEC source: 0000939767-17-000195 · wf-form4_151096605625450.xml · nonDerivative · entry 1

Lamb Peter · CIK 0001387306 · EVP, Scientific Strategy & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,396

F1 · shares: Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on September 22, 2016.

F2 · balance_after: Includes 67,187 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.