Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Greenlane Holdings, Inc.GNLN · Entity 8520 | Director | December 15, 2022 | December 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Greenlane Holdings, Inc.
Report date December 15, 2022 · Filed December 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-15 · Other · Disposed 76,136 · Balance 0 F1: Pursuant to the Fourth Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On December 15, 2022, the Reporting Person tendered 76,136 Common Units for redemption and was issued 76,136 shares of Class A common stock. F2: Effective August 9, 2022, the Issuer effected a 1-for-20 reverse stock split (the "Reverse Split") of its issued and outstanding shares of Class A common stock and Class B common stock. Cash was paid in lieu of any fractional shares resulting from the Reverse Split. The Reporting Person's beneficial ownership in this Form 4 has been adjusted for the Reverse Split. |
| Class A Common StockSEC Table I · non-derivative | Direct | 159,487 |
Reported balance
After 2022-12-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-12-15 · Conversion · Acquired 76,136 · Balance 159,487 F1: Pursuant to the Fourth Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On December 15, 2022, the Reporting Person tendered 76,136 Common Units for redemption and was issued 76,136 shares of Class A common stock. F2: Effective August 9, 2022, the Issuer effected a 1-for-20 reverse stock split (the "Reverse Split") of its issued and outstanding shares of Class A common stock and Class B common stock. Cash was paid in lieu of any fractional shares resulting from the Reverse Split. The Reporting Person's beneficial ownership in this Form 4 has been adjusted for the Reverse Split. |
| Common UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-12-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-12-15 · Conversion · Disposed 76,136 · Balance 0 F1: Pursuant to the Fourth Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On December 15, 2022, the Reporting Person tendered 76,136 Common Units for redemption and was issued 76,136 shares of Class A common stock. F3: The Common Units have no expiration date. F2: Effective August 9, 2022, the Issuer effected a 1-for-20 reverse stock split (the "Reverse Split") of its issued and outstanding shares of Class A common stock and Class B common stock. Cash was paid in lieu of any fractional shares resulting from the Reverse Split. The Reporting Person's beneficial ownership in this Form 4 has been adjusted for the Reverse Split. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Fourth Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On December 15, 2022, the Reporting Person tendered 76,136 Common Units for redemption and was issued 76,136 shares of Class A common stock.
F2: Effective August 9, 2022, the Issuer effected a 1-for-20 reverse stock split (the "Reverse Split") of its issued and outstanding shares of Class A common stock and Class B common stock. Cash was paid in lieu of any fractional shares resulting from the Reverse Split. The Reporting Person's beneficial ownership in this Form 4 has been adjusted for the Reverse Split.
F3: The Common Units have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2021 Filed May 4, 2021 22:20 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 35,000 | $4.43 | $155,050.00 |
DisclosureSEC source: 0001773270-21-000002 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,868 F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.62, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 23:37 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionCommon Units · Derivative | 59,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-047739 · tm2112469-2_4seq1.xml · derivative · entry 5 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,986,046 Underlying: Class A Common Stock · 59,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F5 · derivative.expiration_date: The Common Units have no expiration date. F3 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 23:37 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass A Common Stock | 59,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-047739 · tm2112469-2_4seq1.xml · nonDerivative · entry 3 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Immediately following the redemption of 587,625 Common Units for shares of Class A Common Stock, Jacoby distributed the shares of Class A Common Stock to it stockholders, including the Reporting Person. F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 23:37 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass C Common Sock | 179,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-047739 · tm2112469-2_4seq1.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 59,958,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The amount reported as disposed represents the Reporting Person's pecuniary interest in the distribution by Jacoby (as defined below) as described in footnotes (3) and (4) below. F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F3 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:49 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 35,000 | $5.15 | $180,250.00 |
DisclosureSEC source: 0000925421-21-000117 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,930 F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.52 to $5.69, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 17, 2021 Filed Mar 20, 2021 01:05 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantStock Option (right to buy) · Derivative | 37,559 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001104659-21-039309 · tm2110414d6_4.xml · derivative · entry 3 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,559 Underlying: Class A Common Stock · 37,559 shares Expires 2031-03-17 F1 · derivative.exercise_date: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested. Read SEC document |
| March 17, 2021 Filed Mar 20, 2021 01:05 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantClass A Common Stock | 30,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-039309 · tm2110414d6_4.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,930 F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested. Read SEC document |
| March 17, 2021 Filed Jun 25, 2021 20:32 UTC Amendment | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantStock Option (right to buy) · Derivative | 37,559 | $0.00 Strike: $5.71 | $0.00 |
DisclosureSEC source: 0001062993-21-005966 · form4a.xml · derivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,559 Underlying: Class A Common Stock · 37,559 shares Expires 2031-03-17 F1 · security: Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on March 19, 2021 (the "Original Form 4"), which inadvertently reported the Black-Scholes value of the Stock Options awarded to the Reporting Person rather than the exercise price of the Stock Options. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct. F2 · derivative.exercise_date: The Reporting Person received a grant of Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's Stock Options shall be 100% vested. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:18 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 35,000 | $5.48 | $191,800.00 |
DisclosureSEC source: 0000925421-21-000103 · edgar.xml · nonDerivative · entry 4 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,667 F5 · price: The reporting person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.29 to $5.76, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:26 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 35,000 | $4.51 | $157,850.00 |
DisclosureSEC source: 0000925421-21-000064 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,667 F1 · price: The reporting person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.29 to $4.75, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 22:04 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionCommon Units · Derivative | 66,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-21-000029 · edgar.xml · derivative · entry 6 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,573,671 Underlying: Class A Common Stock · 66,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F3 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F3 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F6 · derivative.expiration_date: The Common Units have no expiration date. F4 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 22:04 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass A Common Stock | 22,533 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-21-000029 · edgar.xml · nonDerivative · entry 4 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 22,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Following the redemption of 650,000 Common Units for shares of Class A Common Stock, Jacoby distributed the shares of Class A Common Stock to it stockholders, including the Reporting Person and the Reporting Person's spouse. F3 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 22:04 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass A Common Stock | 43,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-21-000029 · edgar.xml · nonDerivative · entry 3 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Following the redemption of 650,000 Common Units for shares of Class A Common Stock, Jacoby distributed the shares of Class A Common Stock to it stockholders, including the Reporting Person and the Reporting Person's spouse. F3 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 22:04 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass C Common Sock | 198,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-21-000029 · edgar.xml · nonDerivative · entry 2 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 61,721,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The amount disposed of is being reported according to the Reporting Person's and his spouse's pecuniary interest in Jacoby (as defined below). F3 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F4 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| December 31, 2020 Filed Jan 8, 2021 22:04 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GiftCommon Units · Derivative | 2,100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000925421-21-000029 · edgar.xml · derivative · entry 5 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,135,091 Underlying: Class A Common Stock · 2,100,000 shares Expires not disclosed F1 · kind: The Reporting Person transferred shares of Class C Common Stock and Common Units (as defined below) to a trust for the benefit of his spouse and children, over which the Reporting Person does not have voting or investment control. F3 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F6 · derivative.expiration_date: The Common Units have no expiration date. Read SEC document |
| December 31, 2020 Filed Jan 8, 2021 22:04 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GiftClass C Common Stock | 6,300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-21-000029 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,518,205 F1 · kind: The Reporting Person transferred shares of Class C Common Stock and Common Units (as defined below) to a trust for the benefit of his spouse and children, over which the Reporting Person does not have voting or investment control. Read SEC document |
| December 24, 2020 Filed Mar 2, 2021 23:18 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionCommon Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-21-000103 · edgar.xml · derivative · entry 6 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,122,735 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F6 · derivative.expiration_date: The Common Units have no expiration date. F7 · balance_after: Following a conversion of 150,000 Common Units on 12/24/20, the reporting person directly owned 4,122,735 Common Units. Giving effect to a gift of 2,100,000 Common Units previously reported on a Form 4 filed with the Commission on 1/8/21, the reporting person directly owns 2,022,735 Common Units as of the date of this report. Read SEC document |
| December 24, 2020 Filed Mar 2, 2021 23:18 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-21-000103 · edgar.xml · nonDerivative · entry 3 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F4 · balance_after: The reported amount corrects the amount beneficially held by the reporting person. The Form 4 timely filed with the Commission on 11/12/20 inadvertently over-reported the reporting person's direct share holdings by 40,000 shares of Class A Common Stock. Read SEC document |
| December 24, 2020 Filed Mar 2, 2021 23:18 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass C Common Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-21-000103 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,368,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F2 · balance_after: Following a conversion of 150,000 Common Units on 12/24/20, 450,000 shares of Class C Common stock were forfeited and the reporting person directly owned 12,368,205 shares of Class C Common Stock. Giving effect to a gift of 6,300,000 shares of Class C Common Stock previously reported on a Form 4 timely filed with the Commission on 1/8/21, the reporting person directly owns 6,068,205 shares of Class C Common Stock following the reported transaction. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 23:34 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 40,000 | $4.08 | $163,200.00 |
DisclosureSEC source: 0000925421-20-000381 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,900 F1 · price: The reporting person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.69 to $4.38, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 12:31 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 40,000 | $3.23 | $129,200.00 |
DisclosureSEC source: 0000925421-20-000373 · edgar.xml · nonDerivative · entry 4 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,900 F3 · price: The reporting person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.11 to $3.42, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:31 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 40,000 | $2.49 | $99,600.00 |
DisclosureSEC source: 0000925421-20-000369 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,900 F1 · price: The reporting person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.28 to $2.685, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 20:37 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 25,500 | $2.09 | $53,295.00 |
DisclosureSEC source: 0000925421-20-000352 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,900 Read SEC document |
| September 18, 2020 Filed Sep 23, 2020 00:32 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionCommon Units · Derivative | 79,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-20-000349 · edgar.xml · derivative · entry 4 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,477,771 Underlying: Class A Common Stock · 79,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F3 · derivative.expiration_date: The Common Units have no expiration date. F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| September 18, 2020 Filed Sep 23, 2020 00:32 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass C Common Sock | 239,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-20-000349 · edgar.xml · nonDerivative · entry 2 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,433,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| September 18, 2020 Filed Sep 23, 2020 00:32 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass A Common Stock | 79,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-20-000349 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. Read SEC document |
| September 14, 2020 Filed Nov 12, 2020 12:31 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionCommon Units · Derivative | 49,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-20-000373 · edgar.xml · derivative · entry 5 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,428,771 Underlying: Class A Common Stock · 49,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F4 · derivative.expiration_date: The Common Units have no expiration date. Read SEC document |
| September 14, 2020 Filed Nov 12, 2020 12:31 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass A Common Stock | 49,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-20-000373 · edgar.xml · nonDerivative · entry 3 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. Read SEC document |
| September 14, 2020 Filed Nov 12, 2020 12:31 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass C Common Stock | 147,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-20-000373 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,818,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 20:42 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 12,326 | $2.57 | $31,677.82 |
DisclosureSEC source: 0000925421-20-000299 · edgar.xml · nonDerivative · entry 2 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.82, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 20:42 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 13,174 | $2.53 | $33,330.22 |
DisclosureSEC source: 0000925421-20-000299 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,826 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.48 to $2.59, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| July 16, 2020 Filed Jul 28, 2020 22:54 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionCommon Units · Derivative | 51,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-20-000283 · edgar.xml · derivative · entry 4 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,557,671 Underlying: Class A Common Stock · 51,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F3 · derivative.expiration_date: The Common Units have no expiration date. F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| July 16, 2020 Filed Jul 28, 2020 22:54 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass C Common Stock | 153,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-20-000283 · edgar.xml · nonDerivative · entry 2 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,673,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| July 16, 2020 Filed Jul 28, 2020 22:54 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass A Common Stock | 51,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000925421-20-000283 · edgar.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 51,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed. F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 23:15 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantExecutive Stock Option (right to buy) · Derivative | 107,420 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0000925421-20-000240 · edgar.xml · derivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,420 Underlying: Class A Common Stock · 107,420 shares Expires 2030-06-04 F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on June 4, 2020 under the Issuer's 2019 Equity Incentive Plan. These options vest 25% on each of the first four anniversaries of the grant date, such that on June 4, 2024, the Reporting Person's Executive Stock Options shall be 100% vested. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionCommon Units · Derivative | 18,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · derivative · entry 8 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,284,091 Underlying: Class A common stock · 18,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by each of the Reporting Person and Jacoby. F10 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F7 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F10 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F10 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F11 · derivative.expiration_date: The Common Units have no expiration date. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionCommon Units · Derivative | 368,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · derivative · entry 7 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,608,671 Underlying: Class A common stock · 368,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by each of the Reporting Person and Jacoby. F10 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F7 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F10 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F10 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F11 · derivative.expiration_date: The Common Units have no expiration date. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass C common stock | 56,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 6 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,965,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: The Reporting Person acquired 13,021,671 shares of Class C common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by the Reporting Person. F7 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F7 · price: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass C common stock | 1,104,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 5 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,826,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Jacoby acquired 67,864,878 shares of Class C common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by Jacoby. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Class C common stock: (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a three-for-one basis, without consideration, upon the redemption of Common Units for shares of the Issuer's Class A common stock, or cash, at the Issuer's election. F7 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F7 · price: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass A common stock | 18,822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 4 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The Reporting Person acquired 18,822 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of Common Units, in connection with the Over-Allotment Option, as further described in footnotes 7 and 8 below. F5 · price: The Reporting Person acquired 18,822 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of Common Units, in connection with the Over-Allotment Option, as further described in footnotes 7 and 8 below. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass A common stock | 368,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 3 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 368,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Jacoby acquired 368,095 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 6 and 7 below. F3 · price: Jacoby acquired 368,095 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 6 and 7 below. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A Common Stock | 18,822 | $15.81 | $297,575.82 |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 2 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The Reporting Person sold 18,822 shares of the Issuer's Class A common stock to the underwriters in connection with the Over-Allotment Option following the closing of the IPO. The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). The Reporting Person was a Selling Stockholder with respect to the Over-Allotment Option. F4 · price: The Reporting Person sold 18,822 shares of the Issuer's Class A common stock to the underwriters in connection with the Over-Allotment Option following the closing of the IPO. The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). The Reporting Person was a Selling Stockholder with respect to the Over-Allotment Option. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A common stock | 368,095 | $15.81 | $5,819,581.95 |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Jacoby sold 368,095 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). Jacoby was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. F2 · price: Jacoby sold 368,095 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). Jacoby was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 22:46 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionCommon Units · Derivative | 644,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007141 · ownership.xml · derivative · entry 5 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,976,766 Underlying: Class A common stock · 644,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by each of the Reporting Person and Jacoby. F8 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F6 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by Jacoby, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in the IPO. F8 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F8 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F9 · derivative.expiration_date: The Common Units have no expiration date. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 22:46 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass C common stock | 1,934,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007141 · ownership.xml · nonDerivative · entry 3 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 65,930,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Jacoby acquired 67,864,878 shares of Class C common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by Jacoby. F6 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by Jacoby, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in the IPO. F6 · price: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by Jacoby, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in the IPO. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 22:46 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | ConversionClass A common stock | 644,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007141 · ownership.xml · nonDerivative · entry 2 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 644,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Jacoby acquired 644,860 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 5 and 6 below. F3 · price: Jacoby acquired 644,860 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the IPO, as further described in footnotes 5 and 6 below. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 22:46 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | SaleClass A common stock | 644,860 | $15.81 | $10,195,236.60 |
DisclosureSEC source: 0001213900-19-007141 · ownership.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Jacoby sold 644,860 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). Jacoby was a Selling Stockholder in the IPO. F2 · price: Jacoby sold 644,860 shares of the Issuer's Class A common stock to the underwriters at a net price per share of $15.81 (after underwriting discounts and commissions in the amount of $1.19 per share) in connection with the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). Jacoby was a Selling Stockholder in the IPO. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.