Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CME GROUP INC.CME · Entity 2909 | Sr MD Global Hd Rates & OTC | December 15, 2022 | December 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CME GROUP INC.
Report date December 15, 2022 · Filed December 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Class ASEC Table I · non-derivative | Direct | 22,087 |
Reported balance
After 2022-12-15 transaction · row 1
1 source rowRow 1 · 2022-12-15 · Grant · Acquired 122 · Balance 22,087 F1: Reflects shares of CME Group Class A common stock purchased by Mr. Tully in our Employee Stock Purchase Plan ("ESPP") pursuant to his election made on May 19, 2022 for the ESPP purchase period of June 16, 2022 through December 15, 2022. In accordance with the terms of the ESPP, these shares were purchased based on 90% of the closing price of CME Group's Class A common stock on December 15, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of CME Group Class A common stock purchased by Mr. Tully in our Employee Stock Purchase Plan ("ESPP") pursuant to his election made on May 19, 2022 for the ESPP purchase period of June 16, 2022 through December 15, 2022. In accordance with the terms of the ESPP, these shares were purchased based on 90% of the closing price of CME Group's Class A common stock on December 15, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2018 Filed Sep 18, 2018 22:11 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 404 | $173.15 | $69,952.60 |
DisclosureSEC source: 0001156375-18-000093 · edgardoc.xml · nonDerivative · entry 2 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,429 F1 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 22:11 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000093 · edgardoc.xml · nonDerivative · entry 1 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,833 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 22:32 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 144 | $165.12 | $23,777.28 |
DisclosureSEC source: 0001156375-18-000039 · edgardoc.xml · nonDerivative · entry 5 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,933 F4 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/18. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 2,094 | $165.66 | $346,892.04 |
DisclosureSEC source: 0001156375-18-000039 · edgardoc.xml · nonDerivative · entry 4 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,077 F3 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,179 | $165.66 | $195,313.14 |
DisclosureSEC source: 0001156375-18-000039 · edgardoc.xml · nonDerivative · entry 3 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,171 F3 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 5,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000039 · edgardoc.xml · nonDerivative · entry 2 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,350 F2 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:32 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 2,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000039 · edgardoc.xml · nonDerivative · entry 1 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,327 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 18:39 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 314 | $131.29 | $41,225.06 |
DisclosureSEC source: 0001156375-17-000101 · edgardoc.xml · nonDerivative · entry 3 Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,922 F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:39 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,362 | $131.29 | $178,816.98 |
DisclosureSEC source: 0001156375-17-000101 · edgardoc.xml · nonDerivative · entry 2 Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,236 F1 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:39 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 5,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000101 · edgardoc.xml · nonDerivative · entry 1 Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,598 Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 22:37 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 104 | $124.74 | $12,972.96 |
DisclosureSEC source: 0001156375-17-000036 · edgardoc.xml · nonDerivative · entry 3 Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,458 F3 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:37 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 1,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000036 · edgardoc.xml · nonDerivative · entry 2 Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,562 F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:37 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 698 | $124.74 | $87,068.52 |
DisclosureSEC source: 0001156375-17-000036 · edgardoc.xml · nonDerivative · entry 1 Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,678 F1 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 20:24 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 322 | $109.65 | $35,307.30 |
DisclosureSEC source: 0001156375-16-000238 · edgardoc.xml · nonDerivative · entry 2 Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,376 F1 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 19:40 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 704 | $109.28 | $76,933.12 |
DisclosureSEC source: 0001156375-16-000224 · edgardoc.xml · nonDerivative · entry 2 Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,522 F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:24 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 6,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-16-000238 · edgardoc.xml · nonDerivative · entry 1 Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,698 Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 19:40 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 193 | $107.55 | $20,757.15 |
DisclosureSEC source: 0001156375-16-000224 · edgardoc.xml · nonDerivative · entry 1 Tully Sean · CIK 0001619542 · Sr MD Global Hd Fin & OTC Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,226 F1 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.